-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, THjJj1EIJWjDv7StxbnnYfWdH2LXoT3YINp2/CC23d/tOndjcHj5TL5nCN277ZBz weEYx5EhbtblcaE7bHBOHg== 0001318757-07-000005.txt : 20070214 0001318757-07-000005.hdr.sgml : 20070214 20070214153940 ACCESSION NUMBER: 0001318757-07-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061229 FILED AS OF DATE: 20070214 DATE AS OF CHANGE: 20070214 EFFECTIVENESS DATE: 20070214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 07619743 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 marshallwacellp.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 29, 2006 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place and Date of Signing: February 14, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: 220709 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D ARBINET-THEXCHANGE I NC COM ST COMMON STOCK 03875P100 5424 988000 SH SOLE 01 988000 0 0 D CHUNGHWA TELECOM CO LTD ADR ADRS STOCKS 17133Q205 6906 350000 SH SOLE 01 350000 0 0 D COMMVAULT SYSTEMS INC COMMON STOCK 204166102 1561 78000 SH SOLE 01 78000 0 0 D CONCURRENT COMPUTER CORP COM S COMMON STOCK 206710204 1086 600000 SH SOLE 01 600000 0 0 D CTRIP.COM INTERNATIO NAL LTD A ADRS STOCKS 22943F100 692 11100 SH SOLE 01 11100 0 0 D DOBSON COMMUNICATION S CORP CL COMMON STOCK 256069105 21819 2505000 SH SOLE 01 2505000 0 0 D ELONG INC ADR ADRS STOCKS 290138205 10424 801200 SH SOLE 01 801200 0 0 D FOCUS MEDIA HLDG LTD ADR ADRS STOCKS 34415V109 1520 22900 SH SOLE 01 22900 0 0 D ISHARES INC MSCI AUSTRALIA IND INTL ETF'S - US 464286103 11750 500000 SH SOLE 01 500000 0 0 D LAWSON SOFTWARE INC NEW COM ST COMMON STOCK 52078P102 10346 1400000 SH SOLE 01 1400000 0 0 D MICROSOFT CORP COM STK COMMON STOCK 594918104 11944 400000 SH SOLE 01 400000 0 0 D MOBILE TELESYSTEMS SP ADR ADRS STOCKS 607409109 5707 113700 SH SOLE 01 113700 0 0 D NDS GROUP PLC ADR ADRS STOCKS 628891103 12537 259842 SH SOLE 01 259842 0 0 D NEXTEST SYSTEMS CORP COM COMMON STOCK 653339101 9783 868076 SH SOLE 01 868076 0 0 D NOVELL INC COM STK COMMON STOCK 670006105 10540 1700000 SH SOLE 01 1700000 0 0 D NTL INC NEW COM COMMON STOCK 62941W101 2075 82200 SH SOLE 01 82200 0 0 D SEAGATE TECHNOLOGY COM STK COMMON STOCK G7945J104 21200 800000 SH SOLE 01 800000 0 0 D SONIC SOLUTIONS COM STK COMMON STOCK 835460106 2445 150000 SH SOLE 01 150000 0 0 D SONUS NETWORKS INC COM STK COMMON STOCK 835916107 9226 1400000 SH SOLE 01 1400000 0 0 D STOCKERYALE INC COM STK COMMON STOCK 86126T203 4745 3706922 SH SOLE 01 3706922 0 0 D SYNAPTICS INC COM STK COMMON STOCK 87157D109 4157 140000 SH SOLE 01 140000 0 0 D TAIWAN SEMICONDUCTOR MANUFACT ADRS STOCKS 874039100 26223 2399200 SH SOLE 01 2399200 0 0 D TESSERA TECHNOLOGIES INC COM COMMON STOCK 88164L100 4841 120000 SH SOLE 01 120000 0 0 D UNITED MICROELECTRON ICS CORP ADRS STOCKS 910873207 20355 5832264 SH SOLE 01 5832264 0 0 D VIMPEL COMMUNICATION S OJSC M ADRS STOCKS 68370R109 3403 43100 SH SOLE 01 43100 0 0 S REPORT SUMMARY 25 DATA RECORDS 220709 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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