-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KvmvsrhWhtRFFAq0av+Als3Iuz/jPgCslMbQQh4idRBWABy5vUuTaz5di8bdIozP z1sfc/nvF/I26ms79NO0iw== 0001318757-07-000016.txt : 20071114 0001318757-07-000016.hdr.sgml : 20071114 20071114170056 ACCESSION NUMBER: 0001318757-07-000016 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 071246087 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp3q07.txt MWLLP 13F 3Q07 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2007 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Address: 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Title: Phone: Signature, Place and Date of Signing: November 14, 2007 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 41 Form 13F Information Table Value Total: 232961 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- -------- D AFI DEVELOP-GDR COMMON STOCK 00106J200 3805 376694 SH SOLE 1 376694 0 0 D BANCO BILBAO-ADR ADRS STOCKS 05946K101 1397 60000 SH SOLE 1 60000 0 0 D BANK OF GEOR-GDR COMMON STOCK 062269204 2701 75014 SH SOLE 1 75014 0 0 D BLACKSTONE GROUP COMMON STOCK 09253U108 18542 739296 SH SOLE 1 739296 0 0 D COMSTAR-REGS GDR COMMON STOCK 47972P208 1920 148253 SH SOLE 1 148253 0 0 D EVRAZ GROUP-GDR COMMON STOCK 30050A202 633 10005 SH SOLE 1 10005 0 0 D FOCUS MEDIA-ADR ADRS STOCKS 34415V109 5396 93000 SH SOLE 1 93000 0 0 D GAZPROM-ADR ADRS STOCKS 368287207 19685 446375 SH SOLE 1 446375 0 0 D GOLDEN TELECOM COMMON STOCK 38122G107 2439 30300 SH SOLE 1 30300 0 0 D GULF FI-GDR REGS COMMON STOCK 40227Q204 7125 300000 SH SOLE 1 300000 0 0 D HALYK SAVING-GDR COMMON STOCK 46627J302 650 32352 SH SOLE 1 32352 0 0 D INFOSYS TECH-ADR ADRS STOCKS 456788108 692 14300 SH SOLE 1 14300 0 0 D INTEGRA GROU-GDR COMMON STOCK 45822B205 1205 77503 SH SOLE 1 77503 0 0 D ISHARES-JAPAN INTL ETF'S - US 464286848 7170 499974 SH SOLE 1 499974 0 0 D KAZKOMMERT-GDR06 COMMON STOCK 48666E608 2722 198511 SH SOLE 1 198511 0 0 D KINGDOM HOT-GDR COMMON STOCK 49567W101 3513 428424 SH SOLE 1 428424 0 0 D KKR PRIVATE EQUI COMMON STOCK GB00B13BNQ35 4392 225237 SH SOLE 1 225237 0 0 D LUKOIL-ADR ADRS STOCKS 677862104 4180 50302 SH SOLE 1 50302 0 0 D MECHEL-ADR ADRS STOCKS 583840103 5218 102317 SH SOLE 1 102317 0 0 D MILLICOM INTL COMMON STOCK LU0038705702 6993 83354 SH SOLE 1 83354 0 0 D MOBILE TELES-ADR ADRS STOCKS 607409109 6238 89999 SH SOLE 1 89999 0 0 D NEW ORIENTAL-ADR ADRS STOCKS 647581107 2050 30800 SH SOLE 1 30800 0 0 D NORILSK NICKEL COMMON STOCK 46626D108 10649 39152 SH SOLE 1 39152 0 0 D NOVOLIP-GDR REGS COMMON STOCK 67011E204 315 9287 SH SOLE 1 9287 0 0 D OGK-5 OJSC-GDR COMMON STOCK 316733104 571 73154 SH SOLE 1 73154 0 0 D ORASCOM TEL-GDR COMMON STOCK 68554W205 4169 63749 SH SOLE 1 63749 0 0 D POLYUS G-SP ADR ADRS STOCKS 678129107 423 9600 SH SOLE 1 9600 0 0 D SEVERSTAL-GDR COMMON STOCK 818150302 9510 448597 SH SOLE 1 448597 0 0 D SISTEMA JSFC-GDR COMMON STOCK 48122U204 4560 137130 SH SOLE 1 137130 0 0 D SK TELECOM-ADR ADRS STOCKS 78440P108 1592 53600 SH SOLE 1 53600 0 0 D Streamserve COMMON STOCK GB0000000666 3581 1377410 SH SOLE 1 1377410 0 0 D SURGUTNEFTEG-ADR ADRS STOCKS 868861204 8544 125828 SH SOLE 1 125828 0 0 D SYNTHES-STRATEC COMMON STOCK 87162M409 3526 31608 SH SOLE 1 31608 0 0 D TATNEFT-GDR COMMON STOCK 670831205 637 5793 SH SOLE 1 5793 0 0 D TEVA PHARM-ADR ADRS STOCKS 881624209 3744 84200 SH SOLE 1 84200 0 0 D TGK-5-REG S GDR COMMON STOCK 881459101 133 30184 SH SOLE 1 30184 0 0 D TMK-GDR REG S COMMON STOCK 87260R201 8335 201812 SH SOLE 1 201812 0 0 D UNIFIED ENER-GDR COMMON STOCK 904688207 2040 16858 SH SOLE 1 16858 0 0 D VIMETCO NV-GDR COMMON STOCK 92718P203 56131 5908526 SH SOLE 1 5908526 0 0 D VIMPELCOM-ADR ADRS STOCKS 68370R109 4326 159995 SH SOLE 1 159995 0 0 D WIMM-BILL-DA-ADR ADRS STOCKS 97263M109 1509 13800 SH SOLE 1 13800 0 0 S REPORT SUMMARY 41 DATA RECORDS 232961 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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