-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VSN9Xa+ZATqn05joEKb5E1aTV6D+zGykckregwkOvRodyNQCqcNQhm6/iyUllthQ oevXJoUt8kgQ573fXrzkqQ== 0001318757-08-000023.txt : 20081114 0001318757-08-000023.hdr.sgml : 20081114 20081114144505 ACCESSION NUMBER: 0001318757-08-000023 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marshall Wace LLP CENTRAL INDEX KEY: 0001318757 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11304 FILM NUMBER: 081190150 BUSINESS ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT BUSINESS PHONE: 44-207-316-2251 MAIL ADDRESS: STREET 1: THE ADELPHI STREET 2: 1-11 JOHN ADAM STREET CITY: LONDON STATE: X0 ZIP: WC2N 6HT 13F-HR 1 mwllp3q08.txt MWLLP 3Q08 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Marshall Wace LLP Address: 13th Floor, The Adelphi, 1/11 John Adam St., London WC2N 6HT 13 File Number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct, and complete, and and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form Person Signing this Report on Behalf of Reporting Manager: Name: Christopher Messiana Title: Head of North American Operations - MWNA LP Phone: 203.625.3200 Signature, Place and Date of Signing: November 14, 2008 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934 FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: 163642 (*1000) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP x($1000) PRN AMT PRN CALL DISCRETN MANAGERS SOLE SHARED NONE -------------------------- ---------------- --------- -------- -------- --- ---- -------- --------- -------- -------- - D BARRICK GOLD CRP COMMON STOCK 67901108 60 1636 SH SOLE 1636 0 0 D CHINA LIFE-ADR ADR STOCK 16939P106 1279 23000 SH SOLE 23000 0 0 D CHINA MOBILE-ADR ADR STOCK 16941M109 571 11400 SH SOLE 11400 0 0 D CHINA TELECO-ADR ADR STOCK 169426103 8 200 SH SOLE 200 0 0 D CLIFFS NATURAL R COMMON STOCK 18683K101 45 847 SH SOLE 847 0 0 D CNOOC LTD-ADR ADR STOCK 126132109 11 100 SH SOLE 100 0 0 D DEVON ENERGY CO COMMON STOCK 25179M103 245 2690 SH SOLE 2690 0 0 D GOLDMAN SACHS GP COMMON STOCK 38141G104 6316 49344 SH SOLE 49344 0 0 D INFOSYS TECH-ADR ADR STOCK 456788108 340 10200 SH SOLE 10200 0 0 D ISHARES-RUS 2000 ETF STOCK 464287655 2297 33775 SH SOLE 33775 0 0 D MECHEL-ADR ADR STOCK 583840103 4392 244525 SH SOLE 244525 0 0 D MORGAN STANLEY COMMON STOCK 617446448 40343 1754062 SH SOLE 1754062 0 0 D QUALCOMM INC COMMON STOCK 747525103 7709 179400 SH SOLE 179400 0 0 D SINA CORP COMMON STOCK KYG814771047 1457 41400 SH SOLE 41400 0 0 D SPDR-ENERGY SEL ETF STOCK 81369Y506 6317 99801 SH SOLE 99801 0 0 D SPDR-FINL SELECT ETF STOCK 81369Y605 82702 4157960 SH SOLE 4157960 0 0 D STERLITE IND-ADR ADR STOCK 859737207 1121 124445 SH SOLE 124445 0 0 D Streamserve COMMON STOCK GB0000000666 1377 1377410 SH SOLE 1377410 0 0 D UNITED STATES OI COMMON STOCK 91232N108 1455 17737 SH SOLE 17737 0 0 D US STEEL CORP COMMON STOCK 912909108 54 690 SH SOLE 690 0 0 D VALE R DOCE-ADR ADR STOCK 204412209 43 2266 SH SOLE 2266 0 0 D VIMPELCOM-ADR ADR STOCK 68370R109 2594 127802 SH SOLE 127802 0 0 D VIRGIN MEDIA INC COMMON STOCK 92769L101 8 1053 SH SOLE 1053 0 0 D VIVO-ADR ADR STOCK 92855S101 2898 700000 SH SOLE 700000 0 0 S REPORT SUMMARY 24 DATA RECORDS 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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