-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CTgIc59XmBCc6758IrSBVqlaQ4kPv0LFPZzB/fVDcU6T4vYU67ZhrG5a8FznfeEd lmDAptixYelAco4Ty/dFXw== 0000769317-08-000029.txt : 20080418 0000769317-08-000029.hdr.sgml : 20080418 20080418132935 ACCESSION NUMBER: 0000769317-08-000029 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080331 FILED AS OF DATE: 20080418 DATE AS OF CHANGE: 20080418 EFFECTIVENESS DATE: 20080418 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 08764126 BUSINESS ADDRESS: STREET 1: 4600 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 4600 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings33108.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 18345 681470 SH SOLE 1 681470 0 0 AFLAC INC COMMON 001055102 1793 27600 SH SOLE 1 27600 0 0 ABBOTT LABORATORIES COMMON 002824100 24149 437875 SH SOLE 1 437875 0 0 ACETO CORP COMMON 004446100 42 6100 SH SOLE 1 6100 0 0 ACTIVISION INC NEW COMMON 004930202 8936 327200 SH SOLE 1 327200 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 10342 113975 SH SOLE 1 113975 0 0 AGRIUM INC COMMON 008916108 1882 30300 SH SOLE 1 30300 0 0 AIR PRODUCTS & CHEMICA COMMON 009158106 14165 153970 SH SOLE 1 153970 0 0 AIRGAS INC COMMON 009363102 3447 75800 SH SOLE 1 75800 0 0 ALBEMARLE CORP COMMON 012653101 2808 76900 SH SOLE 1 76900 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 973 16400 SH SOLE 1 16400 0 0 ALLERGAN INC COMMON 018490102 11780 208900 SH SOLE 1 208900 0 0 AMERICAN INTERNATIONAL COMMON 026874107 3700 85544 SH SOLE 1 85544 0 0 AMERICAN TOWER CORP CL A 029912201 4326 110320 SH SOLE 1 110320 0 0 AMETEK INC COMMON 031100100 8899 202675 SH SOLE 1 202675 0 0 AMPCO-PITTSBURGH CORP COMMON 032037103 3620 84200 SH SOLE 1 84200 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 8388 287158 SH SOLE 1 287158 0 0 ANALOG DEVICES COMMON 032654105 11418 386800 SH SOLE 1 386800 0 0 ANIXTER INTL INC COMMON 035290105 3774 58925 SH SOLE 1 58925 0 0 APACHE CORP COMMON 037411105 8866 73384 SH SOLE 1 73384 0 0 APOLLO GROUP INC CL A 037604105 2979 68950 SH SOLE 1 68950 0 0 APPLE COMPUTER INC COMMON 037833100 22298 155390 SH SOLE 1 155390 0 0 APPLIED MATLS INC COMMON 038222105 9174 470200 SH SOLE 1 470200 0 0 ARENA RESOURCES INC COMMON 040049108 13022 336400 SH SOLE 1 336400 0 0 ATLAS ENERGY RESOURCES COMMON 049303100 1665 53700 SH SOLE 1 53700 0 0 ATWOOD OCEANICS INC COMMON 050095108 3355 36575 SH SOLE 1 36575 0 0 AUTODESK INC COMMON 052769106 2290 72750 SH SOLE 1 72750 0 0 AUTOMATIC DATA PROCESS COMMON 053015103 922 21750 SH SOLE 1 21750 0 0 AXA ADR DEP REC 054536107 278 7700 SH SOLE 1 7700 0 0 BAIDU COM INC COMMON 056752108 48 200 SH SOLE 1 200 0 0 BANK OF NEW YORK MELLON COMMON 064058100 14072 337220 SH SOLE 1 337220 0 0 BARD C R INC COMMON 067383109 1248 12950 SH SOLE 1 12950 0 0 BARE ESCENTUALS INC COMMON 067511105 2602 111100 SH SOLE 1 111100 0 0 BECTON DICKINSON & CO COMMON 075887109 2756 32100 SH SOLE 1 32100 0 0 BERKSHIRE HATHAWAY INC COMMON 084670108 800 6 SH SOLE 1 6 0 0 BEST BUY CO INC COMMON 086516101 856 20650 SH SOLE 1 20650 0 0 BHP BILLITON ADR DEP REC 088606108 1332 20225 SH SOLE 1 20225 0 0 BOEING CO COMMON 097023105 11362 152780 SH SOLE 1 152780 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 2024 191100 SH SOLE 1 191100 0 0 BROADCOM CORP CL A 111320107 1437 74575 SH SOLE 1 74575 0 0 CF INDS HLDGS INC COMMON 125269100 3430 33100 SH SOLE 1 33100 0 0 CNOOC LTD ADR DEP REC 126132109 103 700 SH SOLE 1 700 0 0 CVS/CAREMARK CORPORATI COMMON 126650100 21805 538250 SH SOLE 1 538250 0 0 CANO PETE INC COMMON 137801106 1147 245100 SH SOLE 1 245100 0 0 CANON INC ADR DEP REC 138006309 869 18750 SH SOLE 1 18750 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 1799 32951 SH SOLE 1 32951 0 0 CATERPILLAR INC COMMON 149123101 399 5100 SH SOLE 1 5100 0 0 CELGENE CORP COMMON 151020104 43841 715300 SH SOLE 1 715300 0 0 CENTRAL EUROPEAN DIST COMMON 153435102 227 3900 SH SOLE 1 3900 0 0 CHEVRON CORP NEW COMMON 166764100 3841 45000 SH SOLE 1 45000 0 0 CHICAGO BRIDGE & IRON NY REG 167250109 3451 87950 SH SOLE 1 87950 0 0 CITIGROUP INC COMMON 172967101 22945 1071210 SH SOLE 1 1071210 0 0 CITRIX SYSTEMS INC COMMON 177376100 8293 282750 SH SOLE 1 282750 0 0 COACH INC COMMON 189754104 3838 127300 SH SOLE 1 127300 0 0 COCA COLA CO COMMON 191216100 22196 364650 SH SOLE 1 364650 0 0 COGNIZANT TECH SOLUTI CL A 192446102 5469 189700 SH SOLE 1 189700 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 16913 217090 SH SOLE 1 217090 0 0 COMMSCOPE INC COMMON 203372107 5768 165600 SH SOLE 1 165600 0 0 COMPANHIA VALE DO RIO DEP REC 204412209 1347 38900 SH SOLE 1 38900 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 2955 95175 SH SOLE 1 95175 0 0 CORNING INC COMMON 219350105 34 1420 SH SOLE 1 1420 0 0 COVANCE INC COMMON 222816100 4796 57800 SH SOLE 1 57800 0 0 COVENTRY HEALTH CARE COMMON 222862104 1126 27900 SH SOLE 1 27900 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 402 7900 SH SOLE 1 7900 0 0 CROWN CASTLE INTL CORP COMMON 228227104 11927 345802 SH SOLE 1 345802 0 0 CRYOLIFE INC COMMON 228903100 2256 240044 SH SOLE 1 240044 0 0 CUMMINS INC COMMON 231021106 3207 68500 SH SOLE 1 68500 0 0 DARLING INTL INC COMMON 237266101 1634 126179 SH SOLE 1 126179 0 0 DEERE & CO COMMON 244199105 19433 241586 SH SOLE 1 241586 0 0 DEVRY INC DEL COMMON 251893103 2878 68775 SH SOLE 1 68775 0 0 DICKS SPORTING GOODS COMMON 253393102 1666 62200 SH SOLE 1 62200 0 0 E M C CORP MASS COMMON 268648102 16429 1145660 SH SOLE 1 1145660 0 0 ELECTRONIC ARTS INC COMMON 285512109 4717 94500 SH SOLE 1 94500 0 0 EMERSON ELECTRIC CO COMMON 291011104 19442 377800 SH SOLE 1 377800 0 0 EQUITABLE RESOURCES INC COMMON 294549100 31485 534550 SH SOLE 1 534550 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 1145 58250 SH SOLE 1 58250 0 0 EXPEDITORS INTL WASH COMMON 302130109 5368 118820 SH SOLE 1 118820 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2245 34900 SH SOLE 1 34900 0 0 FPL GROUP INC COMMON 302571104 1230 19600 SH SOLE 1 19600 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3216 59700 SH SOLE 1 59700 0 0 FLOTEK INDUSTRIES INC COMMON 343389102 4749 325500 SH SOLE 1 325500 0 0 FRANKLIN RESOURCES INC COMMON 354613101 18389 189595 SH SOLE 1 189595 0 0 GENENTECH INC COM NEW 368710406 24933 307130 SH SOLE 1 307130 0 0 GENERAL DYNAMICS CORP COMMON 369550108 16065 192701 SH SOLE 1 192701 0 0 GENERAL ELECTRIC CO COMMON 369604103 31968 863780 SH SOLE 1 863780 0 0 GENERAL MILLS INC COMMON 370334104 2174 36300 SH SOLE 1 36300 0 0 GENZYME CORP COMMON 372917104 16807 225475 SH SOLE 1 225475 0 0 GETTY IMAGES INC COMMON 374276103 1821 56900 SH SOLE 1 56900 0 0 GILEAD SCIENCES INC COMMON 375558103 28134 545970 SH SOLE 1 545970 0 0 GLADSTONE INVT CORP COMMON 376546107 22 2300 SH SOLE 1 2300 0 0 HSBC HLDGS ADR DEP REC 404280406 469 5700 SH SOLE 1 5700 0 0 HALLIBURTON CO COMMON 406216101 1790 45500 SH SOLE 1 45500 0 0 HANMI FINL CORP COMMON 410495105 21 2900 SH SOLE 1 2900 0 0 HANOVER INS GROUP INC COMMON 410867105 2801 68075 SH SOLE 1 68075 0 0 HANSEN MEDICAL INC COMMON 411307101 1539 109425 SH SOLE 1 109425 0 0 HANSEN NATURAL CORP COMMON 411310105 6218 176145 SH SOLE 1 176145 0 0 HAYNES INTERNATIONAL COMMON 420877201 1927 35116 SH SOLE 1 35116 0 0 HEALTHWAYS INC COMMON 422245100 1628 46075 SH SOLE 1 46075 0 0 HEWLETT-PACKARD CO COMMON 428236103 19881 435420 SH SOLE 1 435420 0 0 HOLLY CORP COMMON 435758305 1689 38900 SH SOLE 1 38900 0 0 HOLOGIC INC COMMON 436440101 4395 79050 SH SOLE 1 79050 0 0 HONEYWELL INTERNATIONAL COMMON 438516106 1219 21600 SH SOLE 1 21600 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 778 16500 SH SOLE 1 16500 0 0 ITT CORPORATION COMMON 450911102 11168 215550 SH SOLE 1 215550 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 207 4300 SH SOLE 1 4300 0 0 INDIA FUND INC COMMON 454089103 2018 44366 SH SOLE 1 44366 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 199 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES DEP REC 456788108 165 4600 SH SOLE 1 4600 0 0 ING GROUP N V ADR DEP REC 456837103 310 8300 SH SOLE 1 8300 0 0 INTEL CORP COMMON 458140100 19169 905045 SH SOLE 1 905045 0 0 INTL BUSINESS MACHINES COMMON 459200101 1554 13500 SH SOLE 1 13500 0 0 INTL GAME TECHNOLOGY COMMON 459902102 14994 372900 SH SOLE 1 372900 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 554 44800 SH SOLE 1 44800 0 0 JACOBS ENGINEERING GROU COMMON 469814107 4401 59800 SH SOLE 1 59800 0 0 JOHNSON & JOHNSON COMMON 478160104 11207 172765 SH SOLE 1 172765 0 0 JOS A BANK CLOTHIERS COMMON 480838101 308 15025 SH SOLE 1 15025 0 0 KLA-TENCOR CORP COMMON 482480100 768 20700 SH SOLE 1 20700 0 0 KAYDON CORP COMMON 486587108 4331 98625 SH SOLE 1 98625 0 0 KAYNE ANDERSON MLP INV COMMON 486606106 3240 110392 SH SOLE 1 110392 0 0 KIMBERLY CLARK CORP COMMON 494368103 2288 35450 SH SOLE 1 35450 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 42 1100 SH SOLE 1 1100 0 0 KOREA ELECTRIC PWR ADR DEP REC 500631106 191 12700 SH SOLE 1 12700 0 0 LANDEC CORP COMMON 514766104 1959 232382 SH SOLE 1 232382 0 0 LIFECELL CORP COMMON 531927101 4712 112100 SH SOLE 1 112100 0 0 LILLY ELI & CO COMMON 532457108 2030 39350 SH SOLE 1 39350 0 0 LINCOLN NATIONAL CORP COMMON 534187109 7571 145600 SH SOLE 1 145600 0 0 LOCKHEED MARTIN CORP COMMON 539830109 11454 115350 SH SOLE 1 115350 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 6691 104847 SH SOLE 1 104847 0 0 MEMC ELECTR MATLS INC COMMON 552715104 7388 104200 SH SOLE 1 104200 0 0 MARATHON OIL CORP COMMON 565849106 4090 89700 SH SOLE 1 89700 0 0 MARRIOTT INTL INC CL A 571903202 8592 250060 SH SOLE 1 250060 0 0 MCDERMOTT INTL INC COMMON 580037109 33792 616415 SH SOLE 1 616415 0 0 MCDONALDS CORP COMMON 580135101 20278 363600 SH SOLE 1 363600 0 0 MEDTRONIC INC COMMON 585055106 16231 335555 SH SOLE 1 335555 0 0 MERCK & CO INC COMMON 589331107 8556 225450 SH SOLE 1 225450 0 0 MERCURY GENL CORP NEW COMMON 589400100 213 4800 SH SOLE 1 4800 0 0 MICROS SYSTEMS INC COMMON 594901100 6188 183850 SH SOLE 1 183850 0 0 MICROSOFT CORP COMMON 594918104 33603 1184030 SH SOLE 1 1184030 0 0 MICROSEMI CORP COMMON 595137100 5739 251700 SH SOLE 1 251700 0 0 MILLIPORE CORP COMMON 601073109 2265 33600 SH SOLE 1 33600 0 0 MITSUBISHI UFJ FINL GR DEP REC 606822104 184 21200 SH SOLE 1 21200 0 0 MOBILE TELESYSTEMS SP DEP REC 607409109 228 3000 SH SOLE 1 3000 0 0 MORGAN STANLEY COMMON 617446448 5318 116375 SH SOLE 1 116375 0 0 MURPHY OIL CORP COMMON 626717102 14163 172430 SH SOLE 1 172430 0 0 NATIONAL OILWELL VARCO COMMON 637071101 9886 169345 SH SOLE 1 169345 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 428 6600 SH SOLE 1 6600 0 0 NEW YORK CMNTY BANCORP COMMON 649445103 1135 62300 SH SOLE 1 62300 0 0 NICE SYS LTD ADR DEP REC 653656108 200 7100 SH SOLE 1 7100 0 0 NIKE INC CL B 654106103 5770 84850 SH SOLE 1 84850 0 0 NOKIA CORP ADR DEP REC 654902204 23272 731140 SH SOLE 1 731140 0 0 NORDSTROM INC COMMON 655664100 4495 137880 SH SOLE 1 137880 0 0 NORTHERN TRUST CORP COMMON 665859104 3649 54900 SH SOLE 1 54900 0 0 NUVASIVE INC COMMON 670704105 9096 263589 SH SOLE 1 263589 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 27303 373150 SH SOLE 1 373150 0 0 OIL CO LUKOIL ADR DEP REC 677862104 230 2700 SH SOLE 1 2700 0 0 ONEOK INC COMMON 682680103 1868 41850 SH SOLE 1 41850 0 0 OWENS & MINOR INC COMMON 690732102 1090 27700 SH SOLE 1 27700 0 0 POSCO ADR DEP REC 693483109 476 4000 SH SOLE 1 4000 0 0 PEARSON PLC ADR DEP REC 705015105 2025 149150 SH SOLE 1 149150 0 0 PENNEY J C INC COMMON 708160106 3610 95740 SH SOLE 1 95740 0 0 PEPSICO INC COMMON 713448108 29510 408730 SH SOLE 1 408730 0 0 PERKINELMER INC COMMON 714046109 6408 264250 SH SOLE 1 264250 0 0 P T TELEKOMUNIKASI IND DEP REC 715684106 235 5600 SH SOLE 1 5600 0 0 PFIZER INC COMMON 717081103 377 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 1215 29000 SH SOLE 1 29000 0 0 PRECISION CASTPARTS CO COMMON 740189105 4032 39500 SH SOLE 1 39500 0 0 PROCTER & GAMBLE CO COMMON 742718109 24809 354060 SH SOLE 1 354060 0 0 PRUDENTIAL FINANCIAL COMMON 744320102 12696 162250 SH SOLE 1 162250 0 0 QUALCOMM INC COMMON 747525103 21153 515920 SH SOLE 1 515920 0 0 QUALITY SYS INC COMMON 747582104 732 24500 SH SOLE 1 24500 0 0 QUESTAR CORP COMMON 748356102 113 2000 SH SOLE 1 2000 0 0 RADYNE COMSTREAM INC COMMON 750611402 1482 173900 SH SOLE 1 173900 0 0 RESEARCH IN MOTION LTD COMMON 760975102 9481 84475 SH SOLE 1 84475 0 0 RIO TINTO PLC ADR DEP REC 767204100 5519 13400 SH SOLE 1 13400 0 0 ROCKWELL COLLINS INC COMMON 774341101 2017 35300 SH SOLE 1 35300 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 5513 122786 SH SOLE 1 122786 0 0 ROPER INDS INC NEW COMMON 776696106 4192 70525 SH SOLE 1 70525 0 0 ST JUDE MEDICAL INC COMMON 790849103 5045 116800 SH SOLE 1 116800 0 0 SAP AKTIENGESELLSCHAFT DEP REC 803054204 8982 181200 SH SOLE 1 181200 0 0 SASOL LTD - ADR DEP REC 803866300 145 3000 SH SOLE 1 3000 0 0 SAVVIS INC COMMON 805423308 630 38736 SH SOLE 1 38736 0 0 SCHLUMBERGER LTD COMMON 806857108 39309 451830 SH SOLE 1 451830 0 0 SILICON LABORATORIES COMMON 826919102 3639 115373 SH SOLE 1 115373 0 0 SMITH INTERNATIONAL INC COMMON 832110100 6944 108110 SH SOLE 1 108110 0 0 SONY CORP COMMON 835699307 493 12300 SH SOLE 1 12300 0 0 SONUS NETWORKS INC COMMON 835916107 1467 428925 SH SOLE 1 428925 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 44901 1332759 SH SOLE 1 1332759 0 0 STERICYCLE INC COMMON 858912108 8530 165628 SH SOLE 1 165628 0 0 STRAYER ED INC COMMON 863236105 1499 9830 SH SOLE 1 9830 0 0 SUNCOR ENERGY INC COMMON 867229106 3526 36600 SH SOLE 1 36600 0 0 SURMODICS INC COMMON 868873100 6659 159007 SH SOLE 1 159007 0 0 TCF FINANCIAL CORP COMMON 872275102 13890 775100 SH SOLE 1 775100 0 0 TJX COS INC NEW COMMON 872540109 1068 32300 SH SOLE 1 32300 0 0 TAIWAN SEMICONDUCTOR DEP REC 874039100 233 22694 SH SOLE 1 22694 0 0 TECK COMINCO LTD COMMON 878742204 1135 27700 SH SOLE 1 27700 0 0 TELEDYNE TECHNOLOGIES COMMON 879360105 2693 57300 SH SOLE 1 57300 0 0 TELEFONICA SA ADR DEP REC 879382208 614 7100 SH SOLE 1 7100 0 0 TELEFONOS DE MEXICO S DEP REC 879403780 105 2800 SH SOLE 1 2800 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 263 5700 SH SOLE 1 5700 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 11628 411302 SH SOLE 1 411302 0 0 TEXTRON INC COMMON 883203101 3503 63200 SH SOLE 1 63200 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 19489 342870 SH SOLE 1 342870 0 0 THORATEC CORP COMMON 885175307 1363 95400 SH SOLE 1 95400 0 0 TIME WARNER TELECOM INC COMMON 887319101 3986 257300 SH SOLE 1 257300 0 0 TOYOTA MOTOR CORP COMMON 892331307 114 1125 SH SOLE 1 1125 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 5771 201866 SH SOLE 1 201866 0 0 U S BANCORP COM NEW 902973304 2323 71800 SH SOLE 1 71800 0 0 URS CORP COMMON 903236107 4851 148400 SH SOLE 1 148400 0 0 UAP HLDG CORP COMMON 903441103 77 2000 SH SOLE 1 2000 0 0 ULTRA PETROLEUM CORP COMMON 903914109 17229 222310 SH SOLE 1 222310 0 0 UNITED PARCEL SERVICE CL B 911312106 1208 16550 SH SOLE 1 16550 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 15082 219150 SH SOLE 1 219150 0 0 VCA ANTECH INC COMMON 918194101 3021 110475 SH SOLE 1 110475 0 0 V F CORP COMMON 918204108 1883 24300 SH SOLE 1 24300 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 2884 102442 SH SOLE 1 102442 0 0 WAL MART STORES INC COMMON 931142103 10278 195100 SH SOLE 1 195100 0 0 WELLS FARGO & CO COMMON 949746101 3588 123300 SH SOLE 1 123300 0 0 WOODWARD GOVERNOR CO COMMON 980745103 1853 69350 SH SOLE 1 69350 0 0 XILINX INC COMMON 983919101 893 37600 SH SOLE 1 37600 0 0 ZENITH NATL INS CORP COMMON 989390109 1815 50600 SH SOLE 1 50600 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 376 3000 SH SOLE 1 3000 0 0 TALISMAN ENERGY INC COMMON 87425E103 127 7200 SH SOLE 1 7200 0 0 NEWS CORP LTD CL A CL A 65248E104 7653 408170 SH SOLE 1 408170 0 0 TARGET CORP COMMON 87612E106 29239 576934 SH SOLE 1 576934 0 0 TOTAL S A ADR DEP REC 89151E109 3360 45400 SH SOLE 1 45400 0 0 J2 GLOBAL COMMUNICATION COM NEW 46626E205 1620 72603 SH SOLE 1 72603 0 0 AT&T INC COMMON 00206R102 15316 399900 SH SOLE 1 399900 0 0 ADOBE SYSTEMS INC COMMON 00724F101 14654 411732 SH SOLE 1 411732 0 0 AECOM TECHNOLOGY CORP COMMON 00766T100 1238 47600 SH SOLE 1 47600 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 1063 37750 SH SOLE 1 37750 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 10030 140550 SH SOLE 1 140550 0 0 ALLIANCEBERNSTEIN HOLD COMMON 01881G106 3524 55600 SH SOLE 1 55600 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 1104 107000 SH SOLE 1 107000 0 0 AMERICA MOVIL ADR DEP REC 02364W105 1127 17700 SH SOLE 1 17700 0 0 ANSYS INC COMMON 03662Q105 8186 237150 SH SOLE 1 237150 0 0 ARRIS GROUP INC COMMON 04269Q100 2330 400400 SH SOLE 1 400400 0 0 BANCO BILBAO VIZCAYA DEP REC 05946K101 431 19600 SH SOLE 1 19600 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 1415 40000 SH SOLE 1 40000 0 0 BURLINGTON NORTHERN SAN COMMON 12189T104 14906 161640 SH SOLE 1 161640 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 3930 72250 SH SOLE 1 72250 0 0 CME GROUP INC COMMON 12572Q105 11132 23730 SH SOLE 1 23730 0 0 CAVIUM NETWORKS INC COMMON 14965A101 999 60886 SH SOLE 1 60886 0 0 CENTENNIAL COMMUNCTNS COMMON 15133V208 2283 386213 SH SOLE 1 386213 0 0 CHENIERE ENERGY PARTNE COMMON 16411Q101 1084 72650 SH SOLE 1 72650 0 0 CHINA LIFE INS CO LTD DEP REC 16939P106 375 7199 SH SOLE 1 7199 0 0 CHINA MOBILE LIMITED DEP REC 16941M109 2858 38100 SH SOLE 1 38100 0 0 CHINAEDU CORP-ADR DEP REC 16945L107 170 25700 SH SOLE 1 25700 0 0 CISCO SYSTEMS INC COMMON 17275R102 32136 1334000 SH SOLE 1 1334000 0 0 COMCAST CORP CL A 20030N101 8780 453965 SH SOLE 1 453965 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 86 2100 SH SOLE 1 2100 0 0 COMPANHIA DE BEBIDAS DEP REC 20441W203 272 3600 SH SOLE 1 3600 0 0 COMPASS MINERALS INTL COMMON 20451N101 1327 22500 SH SOLE 1 22500 0 0 COMPELLENT TECHNOLOGIES COMMON 20452A108 1433 115318 SH SOLE 1 115318 0 0 CONOCOPHILLIPS COMMON 20825C104 614 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 4595 70730 SH SOLE 1 70730 0 0 HOMEX ADR DEP REC 25030W100 244 4200 SH SOLE 1 4200 0 0 DEVON ENERGY CORP COMMON 25179M103 1369 13120 SH SOLE 1 13120 0 0 DIAGEO PLC ADR DEP REC 25243Q205 1313 16150 SH SOLE 1 16150 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 1641 14100 SH SOLE 1 14100 0 0 EV3 INC COMMON 26928A200 1432 175900 SH SOLE 1 175900 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 153 3883 SH SOLE 1 3883 0 0 ENEL SOCIETA PER AZIONI DEP REC 29265W108 1226 23300 SH SOLE 1 23300 0 0 EXELON CORP COMMON 30161N101 1243 15300 SH SOLE 1 15300 0 0 EXXON MOBIL CORP COMMON 30231G102 507 6000 SH SOLE 1 6000 0 0 FCSTONE GROUP INC COMMON 31308T100 2037 73521 SH SOLE 1 73521 0 0 FLOTEK INDS CONV BD CONV BD 343389AA0 1388 1500000 PRN SOLE 1 1500000 0 0 FOCUS MEDIA HLDG LTD COMMON 34415V109 214 6100 SH SOLE 1 6100 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 12838 133425 SH SOLE 1 133425 0 0 FRONTIER OIL CORP COMMON 35914P105 8031 294600 SH SOLE 1 294600 0 0 GAMESTOP CORP NEW COMMON 36467W109 10719 207300 SH SOLE 1 207300 0 0 GASCO INC CNV SR NT 367220AA8 287 300000 PRN SOLE 1 300000 0 0 GEN-PROBE INC COMMON 36866T103 3234 67100 SH SOLE 1 67100 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 1042 24566 SH SOLE 1 24566 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 15396 93089 SH SOLE 1 93089 0 0 GOOGLE INC CL A 38259P508 19407 44060 SH SOLE 1 44060 0 0 GRUPO TELEVISA SA DE DEP REC 40049J206 155 6400 SH SOLE 1 6400 0 0 HOME INNS & HOTELS MGMT COMMON 43713W107 102 5200 SH SOLE 1 5200 0 0 ITT EDUCATIONAL SERVIC COMMON 45068B109 813 17700 SH SOLE 1 17700 0 0 ICON PUB LTD CO COMMON 45103T107 3206 49400 SH SOLE 1 49400 0 0 ICICI BK LTD ADR DEP REC 45104G104 880 23050 SH SOLE 1 23050 0 0 IDEX CORP COMMON 45167R104 4552 148312 SH SOLE 1 148312 0 0 IDEXX LABS INC COMMON 45168D104 1995 40500 SH SOLE 1 40500 0 0 INFORMATICA CORP COMMON 45666Q102 6823 399950 SH SOLE 1 399950 0 0 INTERCONTINENTALEXCHAN COMMON 45865V100 2232 17100 SH SOLE 1 17100 0 0 INTERSIL CORP CL A 46069S109 4912 191350 SH SOLE 1 191350 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 14273 44006 SH SOLE 1 44006 0 0 JPMORGAN CHASE & CO COMMON 46625H100 14869 346190 SH SOLE 1 346190 0 0 KOOKMIN BK ADR DEP REC 50049M109 106 1900 SH SOLE 1 1900 0 0 LABORATORY CP OF AMER COM NEW 50540R409 2409 32700 SH SOLE 1 32700 0 0 LIFE TIME FITNESS INC COMMON 53217R207 2425 77700 SH SOLE 1 77700 0 0 MACQUARIE INFRASTRUCTU COMMON 55608B105 1075 36900 SH SOLE 1 36900 0 0 MCKESSON CORP COMMON 58155Q103 7327 139900 SH SOLE 1 139900 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 12401 283200 SH SOLE 1 283200 0 0 MONSANTO CO COMMON 61166W101 32143 288280 SH SOLE 1 288280 0 0 MOSAIC CO COMMON 61945A107 1554 15150 SH SOLE 1 15150 0 0 NII HOLDINGS INC CL B N 62913F201 11176 351675 SH SOLE 1 351675 0 0 NATIONAL FINANCIAL PRTN COMMON 63607P208 2414 107450 SH SOLE 1 107450 0 0 NETAPP INC COMMON 64110D104 2172 108350 SH SOLE 1 108350 0 0 NORTHSTAR NEUROSCIENCE COMMON 66704V101 240 152000 SH SOLE 1 152000 0 0 NOVARTIS A G ADR DEP REC 66987V109 2526 49300 SH SOLE 1 49300 0 0 VIMPEL-COMMUNICATIONS DEP REC 68370R109 418 14000 SH SOLE 1 14000 0 0 ORACLE CORP COMMON 68389X105 11747 600540 SH SOLE 1 600540 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 153 1500 SH SOLE 1 1500 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 2990 59800 SH SOLE 1 59800 0 0 PSYCHIATRIC SOLUTIONS COMMON 74439H108 4094 120700 SH SOLE 1 120700 0 0 QUEST SOFTWARE INC COMMON 74834T103 1912 146325 SH SOLE 1 146325 0 0 RTI INTL METALS INC COMMON 74973W107 6719 148625 SH SOLE 1 148625 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 8136 272750 SH SOLE 1 272750 0 0 SK TELECOM LTD ADR DEP REC 78440P108 102 4700 SH SOLE 1 4700 0 0 SHIRE PLC-ADR DEP REC 82481R106 371 6400 SH SOLE 1 6400 0 0 SILICON MOTION TECH-ADR DEP REC 82706C108 920 65150 SH SOLE 1 65150 0 0 SOUTHERN COPPER CORP COMMON 84265V105 1090 10500 SH SOLE 1 10500 0 0 SPECTRANETICS CORP COMMON 84760C107 1351 161550 SH SOLE 1 161550 0 0 SUNTECH PWR HLDGS CO COMMON 86800C104 1115 27500 SH SOLE 1 27500 0 0 SYNTEL INC COMMON 87162H103 2414 90572 SH SOLE 1 90572 0 0 TELENOR ASA COMMON 87944W105 978 16900 SH SOLE 1 16900 0 0 TENARIS S A ADR DEP REC 88031M109 2081 41750 SH SOLE 1 41750 0 0 3M CO COMMON 88579Y101 1092 13800 SH SOLE 1 13800 0 0 TORTOISE ENERGY CAP COMMON 89147U100 114 4500 SH SOLE 1 4500 0 0 TRANS1 INC COMMON 89385X105 12 1000 SH SOLE 1 1000 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 3742 124500 SH SOLE 1 124500 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 8246 239998 SH SOLE 1 239998 0 0 VALERO ENERGY CORP COMMON 91913Y100 8727 177710 SH SOLE 1 177710 0 0 VALUECLICK INC COMMON 92046N102 1834 106300 SH SOLE 1 106300 0 0 VEOLIA ENVIRONNEMENT DEP REC 92334N103 392 5600 SH SOLE 1 5600 0 0 VERIFONE HLDGS INC COMMON 92342Y109 800 50433 SH SOLE 1 50433 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 2923 80200 SH SOLE 1 80200 0 0 VISA INC COMMON 92826C839 312 5000 SH SOLE 1 5000 0 0 VODAFONE GROUP ADR DEP REC 92857W209 19841 672354 SH SOLE 1 672354 0 0 WELLPOINT HEALTH NETWOR COMMON 94973V107 5999 135940 SH SOLE 1 135940 0 0 XTO ENERGY INC COMMON 98385X106 33839 547023 SH SOLE 1 547023 0 0 ZOLTEK COS INC COMMON 98975W104 3362 126775 SH SOLE 1 126775 0 0 ACE LTD ORD G0070K103 7120 129320 SH SOLE 1 129320 0 0 AMDOCS LTD ORD G02602103 7321 258140 SH SOLE 1 258140 0 0 ASPEN INSURANCE HOLDING SHS G05384105 6373 241600 SH SOLE 1 241600 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 12313 350100 SH SOLE 1 350100 0 0 CENTRAL EUROPEAN MEDIA CL A G20045202 2940 34500 SH SOLE 1 34500 0 0 IPC HOLDINGS LTD COMMON G4933P101 1269 45317 SH SOLE 1 45317 0 0 NOBLE CORPORATION SHS G65422100 21199 426790 SH SOLE 1 426790 0 0 PARTNERRE LTD COMMON G6852T105 1068 14000 SH SOLE 1 14000 0 0 UTI WORLDWIDE INC ORD G87210103 6592 328275 SH SOLE 1 328275 0 0 TSAKOS ENERGY NAVIGATIO SHS G9108L108 744 24200 SH SOLE 1 24200 0 0 ALCON INC COM SHS H01301102 7310 51390 SH SOLE 1 51390 0 0 CNH GLOBAL N V COMMON N20935206 1251 24050 SH SOLE 1 24050 0 0 CORE LABORATORIES N V COMMON N22717107 6496 54450 SH SOLE 1 54450 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 28 3000 SH SOLE 1 3000 0 0 ABERDEEN ASIA PAC INC COMMON 003009107 167 26900 SH SOLE 1 0 26900 0 ABERDEEN GLBL INC FD COMMON 003013109 18 1500 SH SOLE 1 0 1500 0 AMERICAN SELECT PORT COMMON 029570108 35000 3006830 SH SOLE 1 0 3006830 0 AMERICAN STRAT INC 1 COMMON 030098107 20382 1906663 SH SOLE 1 0 1906663 0 AMERICAN STRAT INC 2 COMMON 030099105 68430 6353783 SH SOLE 1 0 6353783 0 BANCROFT FUND LTD BCV COMMON 059695106 205 11400 SH SOLE 1 0 11400 0 BLACKROCK INCOME OPP COMMON 092475102 3987 408900 SH SOLE 1 0 408900 0 FLAH & CRUM PFD FFC COMMON 338478100 3866 260500 SH SOLE 1 0 260500 0 FLAH & CRUM TOT RET FLC COMMON 338479108 3970 253000 SH SOLE 1 0 253000 0 FLAHERTY & CRUMRINE PFD COMMON 338480106 255 25000 SH SOLE 1 0 25000 0 FORT DEARBORN INCOME COMMON 347200107 1846 128611 SH SOLE 1 0 128611 0 40/86 STRAT INC FD CFD COMMON 349739102 1842 221500 SH SOLE 1 0 221500 0 JN HANCOCK INC TRST JHS COMMON 410123103 9873 768900 SH SOLE 1 0 768900 0 JN HANCOCK INV TRUST COMMON 410142103 5372 306615 SH SOLE 1 0 306615 0 HARTFORD INCOME SHS FD COMMON 416537108 1655 242000 SH SOLE 1 0 242000 0 HYPERION TOTAL RTN FD COMMON 449145101 9606 1356800 SH SOLE 1 0 1356800 0 INVESTMENT GRD MUN INC COMMON 461368102 1944 157500 SH SOLE 1 0 157500 0 LEHMAN BR FIRST TR INCM COMMON 525178109 594 54100 SH SOLE 1 0 54100 0 MFS CHARTER INCOME TR COMMON 552727109 4796 583400 SH SOLE 1 0 583400 0 MFS MULTIMKT INC TR COMMON 552737108 13073 2297500 SH SOLE 1 0 2297500 0 MFS GOVT MKTS INC TR COMMON 552939100 1043 153200 SH SOLE 1 0 153200 0 MINNESOTA MUN INC PT COMMON 604062109 2367 177200 SH SOLE 1 0 177200 0 MONTGOMERY ST INCOME COMMON 614115103 11409 710400 SH SOLE 1 0 710400 0 NEW AMER HIGH INCOME FD COMMON 641876107 387 244700 SH SOLE 1 0 244700 0 NUVEEN FLA INVT QUAL COMMON 670970102 5678 460100 SH SOLE 1 0 460100 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 808 62400 SH SOLE 1 0 62400 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 2075 162100 SH SOLE 1 0 162100 0 NUVEEN FLA QUALITY NUF COMMON 670978105 5660 450600 SH SOLE 1 0 450600 0 NUVEEN PREMIER MUNI INC COMMON 670988104 1506 119500 SH SOLE 1 0 119500 0 PIMCO MUN ADVANTAGE FD COMMON 722015104 143 11700 SH SOLE 1 0 11700 0 PUTNAM PREMIER INC PPT COMMON 746853100 22066 3635334 SH SOLE 1 0 3635334 0 PUTNAM MASTER INT INC COMMON 746909100 29865 4840296 SH SOLE 1 0 4840296 0 PUTNAM MUN OPP PMO COMMON 746922103 4245 386251 SH SOLE 1 0 386251 0 RIVUS BD FD COM BDF COMMON 769667106 4296 250635 SH SOLE 1 0 250635 0 SELIGMAN SELECT MUNI FD COMMON 816344105 5056 527800 SH SOLE 1 0 527800 0 TRANSAMERICA INC SHR COMMON 893506105 7555 408400 SH SOLE 1 0 408400 0 VAN KAMPEN HI INC VLT COMMON 920913100 22 6200 SH SOLE 1 0 6200 0 VAN KAMPEN OHIO QLTY MU COMMON 920923109 126 8700 SH SOLE 1 0 8700 0 VAN KAMPEN TR/INS VIM COMMON 920928108 167 12300 SH SOLE 1 0 12300 0 V KMPN TR/INV GR MNI COMMON 920929106 2487 180713 SH SOLE 1 0 180713 0 VAN KAMPEN BOND FUND COMMON 920955101 5618 329500 SH SOLE 1 0 329500 0 WESTERN ASSET PREMIER COMMON 957664105 4525 364000 SH SOLE 1 0 364000 0 WESTERN ASSET VARIABLE COMMON 957667108 21936 1450800 SH SOLE 1 0 1450800 0 WESTERN ASSET INTM MUNI COMMON 958435109 267 31000 SH SOLE 1 0 31000 0 ALLIANCEBERNSTEIN INC F COMMON 01881E101 31769 3864897 SH SOLE 1 0 3864897 0 BLACKROCK CORE BD TR COMMON 09249E101 9138 775100 SH SOLE 1 0 775100 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 73 5900 SH SOLE 1 0 5900 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 2708 218200 SH SOLE 1 0 218200 0 FIRST TRUST/FIDAC MTG COMMON 33734E103 21310 1260947 SH SOLE 1 0 1260947 0 NUVEEN MASS PREM INC MU COMMON 67061E104 193 14400 SH SOLE 1 0 14400 0 BLACKROCK HIGH INCOME COMMON 09250E107 723 363400 SH SOLE 1 0 363400 0 AMERICAN INCOME FUND COMMON 02672T109 18901 2486992 SH SOLE 1 0 2486992 0 AMERICAN STRAT INC 3 COMMON 03009T101 53522 4896825 SH SOLE 1 0 4896825 0 BLACKROCK INCOME TR BKT COMMON 09247F100 9810 1688500 SH SOLE 1 0 1688500 0 BLACKROCK CA INSD08 BFC COMMON 09247G108 197 13000 SH SOLE 1 0 13000 0 BLACKROCK INS MUNI08 COMMON 09247K109 2409 159950 SH SOLE 1 0 159950 0 BLACKROCK PFD OPPORTUN COMMON 09249V103 1369 83100 SH SOLE 1 0 83100 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 1393 123400 SH SOLE 1 0 123400 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 3471 296200 SH SOLE 1 0 296200 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 899 81900 SH SOLE 1 0 81900 0 BLACKROCK MUNI HLD FL COMMON 09254P108 4513 372700 SH SOLE 1 0 372700 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 3645 293500 SH SOLE 1 0 293500 0 BLACKROCK MUNIYLD FLA COMMON 09254T100 1131 93900 SH SOLE 1 0 93900 0 BLACKROCK MUNI YIELD MI COMMON 09254V105 4311 328600 SH SOLE 1 0 328600 0 BLACKROCK MUNIYLD MI COMMON 09254W103 1928 156200 SH SOLE 1 0 156200 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 138 10800 SH SOLE 1 0 10800 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 122 9600 SH SOLE 1 0 9600 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 3701 283200 SH SOLE 1 0 283200 0 BLACKROCK PFD INCM STRA COMMON 09255H105 3729 245500 SH SOLE 1 0 245500 0 BLACKROCK PFD & CORP IN COMMON 09255J101 135 9100 SH SOLE 1 0 9100 0 CREDIT SUISSE HIGH YLD COMMON 22544F103 377 122100 SH SOLE 1 0 122100 0 DTF TAX-FREE INCOME INC COMMON 23334J107 352 25900 SH SOLE 1 0 25900 0 DWS HIGH INCOME TR KHI COMMON 23337C109 152 33200 SH SOLE 1 0 33200 0 DWS MUN INCOME TR KTF COMMON 23338M106 9121 867000 SH SOLE 1 0 867000 0 DWS STRATEGIC MUN INC COMMON 23338T101 300 27400 SH SOLE 1 0 27400 0 DELAWARE INV MN MUN INC COMMON 24610V103 147 10900 SH SOLE 1 0 10900 0 DREYFUS HI YLD STRAT COMMON 26200S101 1530 440900 SH SOLE 1 0 440900 0 DUFF&PHELPS UTL&CRP DUC COMMON 26432K108 6380 578400 SH SOLE 1 0 578400 0 EATON VANCE FL MUNI INC COMMON 27826B100 1452 122300 SH SOLE 1 0 122300 0 EATON VANCE PA MUNI INC COMMON 27826T101 109 8700 SH SOLE 1 0 8700 0 EATON VANCE NJ MUNI INC COMMON 27826V106 118 9700 SH SOLE 1 0 9700 0 EATON VANCE INS MI MIW COMMON 27828M104 188 14700 SH SOLE 1 0 14700 0 EATON VANCE INS NY MN B COMMON 27828T109 135 10200 SH SOLE 1 0 10200 0 EVERGREEN INCOME ADV FD COMMON 30023Y105 628 59600 SH SOLE 1 0 59600 0 EVERGREEN MGD INC FD COMMON 30024Y104 12197 773900 SH SOLE 1 0 773900 0 FIRST AMERN MN MUN INC COMMON 31849P104 1440 107200 SH SOLE 1 0 107200 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 2142 195800 SH SOLE 1 0 195800 0 HYPERION BROOKFIELD STR COMMON 44915C105 7794 886700 SH SOLE 1 0 886700 0 INSURED MUN INC FD PIF COMMON 45809F104 2392 193200 SH SOLE 1 0 193200 0 MBIA CAP CLAYMORE MGD COMMON 55266X100 4501 380500 SH SOLE 1 0 380500 0 MFS INTER INC TRUST MIN COMMON 55273C107 11887 1869017 SH SOLE 1 0 1869017 0 MFS CALIF INSD MUN FD COMMON 59318C106 110 10000 SH SOLE 1 0 10000 0 MFS HIGH INCOME MUN TR COMMON 59318D104 159 30000 SH SOLE 1 0 30000 0 MORGAN STAN MUNI PREM COMMON 61745P429 181 22300 SH SOLE 1 0 22300 0 MORGAN STANLEY MUNI INC COMMON 61745P452 152 20000 SH SOLE 1 0 20000 0 MORGAN STAN QUAL MUN COMMON 61745P668 2517 203800 SH SOLE 1 0 203800 0 MORGAN STANLEY INC ICB COMMON 61745P874 5390 362200 SH SOLE 1 0 362200 0 NEUBERGER BERMN CA INT COMMON 64123C101 182 13800 SH SOLE 1 0 13800 0 NEUBERGER BERMAN INT COMMON 64124P101 1456 109785 SH SOLE 1 0 109785 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 187 13500 SH SOLE 1 0 13500 0 NUVEEN PREM INCOME MUN COMMON 67063W102 664 51000 SH SOLE 1 0 51000 0 NUVEEN ARIZ DIVID ADVAN COMMON 67069L100 28 2200 SH SOLE 1 0 2200 0 NUVEEN MD DVD ADV NFM COMMON 67069R107 42 3000 SH SOLE 1 0 3000 0 NUVEEN CA DVD ADV MUNI COMMON 67069X104 102 7700 SH SOLE 1 0 7700 0 NUVEEN NEW JERSEY DIV COMMON 67069Y102 238 18500 SH SOLE 1 0 18500 0 NUVEEN INSD PREM INC COMMON 6706D8104 575 49200 SH SOLE 1 0 49200 0 NUVEEN INSD DIVID ADV COMMON 67071L106 678 51000 SH SOLE 1 0 51000 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 119 9100 SH SOLE 1 0 9100 0 NUVEEN QUALITY PFD INC COMMON 67071S101 197 19200 SH SOLE 1 0 19200 0 NUVEEN MD DVD ADV MUN COMMON 67072A109 9 750 SH SOLE 1 0 750 0 NUVEEN QUALITY PFD INC COMMON 67072W101 107 10300 SH SOLE 1 0 10300 0 NUVEEN MICH PREM INC M COMMON 67101Q109 1436 114000 SH SOLE 1 0 114000 0 VAN KAMPEN MUNI INC VKI COMMON 92112K107 2450 207300 SH SOLE 1 0 207300 0 VAN KMP SEL SEC MUNI COMMON 92112M103 93 7500 SH SOLE 1 0 7500 0 VAN KAMPEN PA VALUE MUN COMMON 92112T108 4297 325800 SH SOLE 1 0 325800 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 1994 180906 SH SOLE 1 0 180906 0 WESTERN ASST MNG MUN FD COMMON 95766M105 884 81100 SH SOLE 1 0 81100 0 WESTERN ASST MUNI PART COMMON 95766P108 1634 128848 SH SOLE 1 0 128848 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 11903 992739 SH SOLE 1 0 992739 0 WA/CLAY US TREAS INFL COMMON 95766R104 9537 796734 SH SOLE 1 0 796734 0 WESTERN ASSET INFL MGMT COMMON 95766U107 9089 536216 SH SOLE 1 0 536216 0
EX-1 3 sumpg33108.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 467 Form 13F Information Table Value Total: $2,761,149 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----