-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, P9QV0M78jJLDdRQ6S2lEuoKoA7M01Iup8YhjIaqDJPGDOf31ehKHAOmPRiCP+8nZ VFAj34LiH6JahPRYQ0F9Hg== 0000769317-08-000048.txt : 20081021 0000769317-08-000048.hdr.sgml : 20081021 20081021160931 ACCESSION NUMBER: 0000769317-08-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081021 DATE AS OF CHANGE: 20081021 EFFECTIVENESS DATE: 20081021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIT INVESTMENT ASSOCIATES INC CENTRAL INDEX KEY: 0000769317 IRS NUMBER: 411404829 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-00180 FILM NUMBER: 081133534 BUSINESS ADDRESS: STREET 1: 4600 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6123323223 MAIL ADDRESS: STREET 1: 4600 NORWEST CENTER STREET 2: 90 SOUTH SEVENTH STREET CITY: MINNEAPOLIS STATE: MN ZIP: 55402 13F-HR 1 siaholdings93008.txt
NAME OF ISSUER CLASS CUSIP VALUE SHS/P S/P P/C INV DSC MGRS SOLE SHARED NONE ABB LTD - ADR DEP REC 000375204 14584 751770 SH SOLE 1 751770 0 0 AFLAC INC COMMON 001055102 1692 28800 SH SOLE 1 28800 0 0 AGCO CORP COMMON 001084102 908 21300 SH SOLE 1 21300 0 0 ABBOTT LABORATORIES COMMON 002824100 25903 449865 SH SOLE 1 449865 0 0 ACETO CORP COMMON 004446100 58 6100 SH SOLE 1 6100 0 0 AFFILIATED MANAGERS GRP COMMON 008252108 9515 114850 SH SOLE 1 114850 0 0 AGRIUM INC COMMON 008916108 1567 27950 SH SOLE 1 27950 0 0 AIR PRODUCTS & CHEMICAL COMMON 009158106 11397 166410 SH SOLE 1 166410 0 0 AIRGAS INC COMMON 009363102 3763 75800 SH SOLE 1 75800 0 0 ALBEMARLE CORP COMMON 012653101 2372 76900 SH SOLE 1 76900 0 0 ALEXION PHARMACEUTICALS COMMON 015351109 2714 69050 SH SOLE 1 69050 0 0 ALLERGAN INC COMMON 018490102 9116 177000 SH SOLE 1 177000 0 0 AMERICAN TOWER CORP CL A 029912201 4278 118920 SH SOLE 1 118920 0 0 AMETEK INC COMMON 031100100 5965 146300 SH SOLE 1 146300 0 0 AMPCO-PITTSBURGH CORP COMMON 032037103 2038 78700 SH SOLE 1 78700 0 0 AMYLIN PHARMACEUTICALS COMMON 032346108 6419 317458 SH SOLE 1 317458 0 0 ANALOG DEVICES COMMON 032654105 10416 395300 SH SOLE 1 395300 0 0 ANIXTER INTL INC COMMON 035290105 1687 28350 SH SOLE 1 28350 0 0 APACHE CORP COMMON 037411105 7031 67424 SH SOLE 1 67424 0 0 APPLE COMPUTER INC COMMON 037833100 14689 129235 SH SOLE 1 129235 0 0 APPLIED MATLS INC COMMON 038222105 13389 884950 SH SOLE 1 884950 0 0 ARENA RESOURCES INC COMMON 040049108 8511 219075 SH SOLE 1 219075 0 0 ATLAS ENERGY RESOURCES COMMON 049303100 1654 64100 SH SOLE 1 64100 0 0 ATWOOD OCEANICS INC COMMON 050095108 2925 80350 SH SOLE 1 80350 0 0 AUTODESK INC COMMON 052769106 2441 72750 SH SOLE 1 72750 0 0 AUTOMATIC DATA PROCESSI COMMON 053015103 990 23150 SH SOLE 1 23150 0 0 AXA ADR DEP REC 054536107 271 8300 SH SOLE 1 8300 0 0 BANK OF NEW YORK MELLON COMMON 064058100 11393 349691 SH SOLE 1 349691 0 0 BARD C R INC COMMON 067383109 1475 15550 SH SOLE 1 15550 0 0 BECTON DICKINSON & CO COMMON 075887109 3596 44800 SH SOLE 1 44800 0 0 BERKSHIRE HATHAWAY INC COMMON 084670108 784 6 SH SOLE 1 6 0 0 BEST BUY CO INC COMMON 086516101 996 26550 SH SOLE 1 26550 0 0 BHP BILLITON ADR DEP REC 088606108 1024 19700 SH SOLE 1 19700 0 0 BOEING CO COMMON 097023105 8802 153480 SH SOLE 1 153480 0 0 BOSTON PRIVATE FINL HLD COMMON 101119105 1519 173800 SH SOLE 1 173800 0 0 BROADCOM CORP CL A 111320107 7083 380175 SH SOLE 1 380175 0 0 CF INDS HLDGS INC COMMON 125269100 4479 48975 SH SOLE 1 48975 0 0 CNOOC LTD ADR DEP REC 126132109 80 700 SH SOLE 1 700 0 0 CVS/CAREMARK CORPORATIO COMMON 126650100 19312 573750 SH SOLE 1 573750 0 0 CANO PETE INC COMMON 137801106 1238 535900 SH SOLE 1 535900 0 0 CANON INC ADR DEP REC 138006309 730 19350 SH SOLE 1 19350 0 0 CAPELLA EDUCATION COMPA COMMON 139594105 1760 41061 SH SOLE 1 41061 0 0 CARRIZO OIL & CO INC COMMON 144577103 526 14500 SH SOLE 1 14500 0 0 CATERPILLAR INC COMMON 149123101 304 5100 SH SOLE 1 5100 0 0 CELGENE CORP COMMON 151020104 42334 669000 SH SOLE 1 669000 0 0 CENTRAL EUROPEAN DIST C COMMON 153435102 7056 155375 SH SOLE 1 155375 0 0 CHEVRON CORP NEW COMMON 166764100 2961 35900 SH SOLE 1 35900 0 0 CHICAGO BRIDGE & IRON C NY REG 167250109 1863 96850 SH SOLE 1 96850 0 0 CIENA CORP COMMON 171779309 815 80875 SH SOLE 1 80875 0 0 CITIGROUP INC COMMON 172967101 23530 1147260 SH SOLE 1 1147260 0 0 CITRIX SYSTEMS INC COMMON 177376100 7304 289150 SH SOLE 1 289150 0 0 COACH INC COMMON 189754104 1638 65400 SH SOLE 1 65400 0 0 COCA COLA CO COMMON 191216100 21255 401950 SH SOLE 1 401950 0 0 COGNIZANT TECH SOLUTION CL A 192446102 4842 212100 SH SOLE 1 212100 0 0 COLGATE-PALMOLIVE CO COMMON 194162103 18031 239290 SH SOLE 1 239290 0 0 COMMSCOPE INC COMMON 203372107 6938 200300 SH SOLE 1 200300 0 0 COMPANHIA VALE DO RIO D DEP REC 204412209 745 38900 SH SOLE 1 38900 0 0 CONCUR TECHNOLOGIES INC COMMON 206708109 4055 105975 SH SOLE 1 105975 0 0 CORNING INC COMMON 219350105 5284 337870 SH SOLE 1 337870 0 0 COVANCE INC COMMON 222816100 5455 61700 SH SOLE 1 61700 0 0 CREDIT SUISSE GROUP ADR DEP REC 225401108 381 7900 SH SOLE 1 7900 0 0 CROWN CASTLE INTL CORP COMMON 228227104 9708 335102 SH SOLE 1 335102 0 0 CRYOLIFE INC COMMON 228903100 3326 253544 SH SOLE 1 253544 0 0 CUMMINS INC COMMON 231021106 2995 68500 SH SOLE 1 68500 0 0 DARLING INTL INC COMMON 237266101 1718 154679 SH SOLE 1 154679 0 0 DEERE & CO COMMON 244199105 13409 270886 SH SOLE 1 270886 0 0 DEVRY INC DEL COMMON 251893103 4750 95875 SH SOLE 1 95875 0 0 DICKS SPORTING GOODS IN COMMON 253393102 3573 182500 SH SOLE 1 182500 0 0 E M C CORP MASS COMMON 268648102 9152 765250 SH SOLE 1 765250 0 0 ECOLAB INC COMMON 278865100 10849 223600 SH SOLE 1 223600 0 0 ELECTRONIC ARTS INC COMMON 285512109 1480 40000 SH SOLE 1 40000 0 0 EMERSON ELECTRIC CO COMMON 291011104 16010 392500 SH SOLE 1 392500 0 0 EQUITABLE RESOURCES INC COMMON 294549100 21718 592085 SH SOLE 1 592085 0 0 ERICSSON L M TEL CO ADR DEP REC 294821608 1115 118200 SH SOLE 1 118200 0 0 EXPEDITORS INTL WASH IN COMMON 302130109 5014 143920 SH SOLE 1 143920 0 0 EXPRESS SCRIPTS INC COMMON 302182100 2576 34900 SH SOLE 1 34900 0 0 FPL GROUP INC COMMON 302571104 926 18400 SH SOLE 1 18400 0 0 FACTSET RESEARCH SYSTEM COMMON 303075105 3467 66350 SH SOLE 1 66350 0 0 FLOTEK INDUSTRIES INC COMMON 343389102 2451 222800 SH SOLE 1 222800 0 0 FRANKLIN RESOURCES INC COMMON 354613101 17295 196245 SH SOLE 1 196245 0 0 GENENTECH INC COM NEW 368710406 28339 319560 SH SOLE 1 319560 0 0 GENERAL DYNAMICS CORP COMMON 369550108 9788 132951 SH SOLE 1 132951 0 0 GENERAL ELECTRIC CO COMMON 369604103 21622 847930 SH SOLE 1 847930 0 0 GENERAL MILLS INC COMMON 370334104 2288 33300 SH SOLE 1 33300 0 0 GENZYME CORP COMMON 372917104 19662 243075 SH SOLE 1 243075 0 0 GILEAD SCIENCES INC COMMON 375558103 20351 445990 SH SOLE 1 445990 0 0 HCC INSURANCE HOLDINGS COMMON 404132102 1679 62200 SH SOLE 1 62200 0 0 HSBC HLDGS ADR DEP REC 404280406 505 6250 SH SOLE 1 6250 0 0 HALLIBURTON CO COMMON 406216101 1681 51900 SH SOLE 1 51900 0 0 HANMI FINL CORP COMMON 410495105 15 2900 SH SOLE 1 2900 0 0 HANOVER INS GROUP INC COMMON 410867105 5692 125050 SH SOLE 1 125050 0 0 HANSEN MEDICAL INC COMMON 411307101 1619 120425 SH SOLE 1 120425 0 0 HANSEN NATURAL CORP COMMON 411310105 4701 155420 SH SOLE 1 155420 0 0 HARTFORD FINL SVCS GROU COMMON 416515104 143 3500 SH SOLE 1 3500 0 0 HAYNES INTERNATIONAL IN COMMON 420877201 1836 39216 SH SOLE 1 39216 0 0 HEALTHWAYS INC COMMON 422245100 827 51175 SH SOLE 1 51175 0 0 HOLLY ENERGY PARTNERS L COMMON 435763107 1255 41771 SH SOLE 1 41771 0 0 HOLOGIC INC COMMON 436440101 3325 172000 SH SOLE 1 172000 0 0 HONEYWELL INTERNATIONAL COMMON 438516106 1238 29800 SH SOLE 1 29800 0 0 HUTCHISON WHAMPOA LTD DEP REC 448415208 617 16500 SH SOLE 1 16500 0 0 ITT CORPORATION COMMON 450911102 10013 180050 SH SOLE 1 180050 0 0 ICONIX BRAND GROUP INC COMMON 451055107 523 40000 SH SOLE 1 40000 0 0 ILLINOIS TOOL WORKS INC COMMON 452308109 147 3300 SH SOLE 1 3300 0 0 INDIA FUND INC COMMON 454089103 1466 44666 SH SOLE 1 44666 0 0 INDUSTRIAL BK KOREA GDR DEP REC 456036102 158 13494 SH SOLE 1 13494 0 0 INFOSYS TECHNOLOGIES LT DEP REC 456788108 153 4600 SH SOLE 1 4600 0 0 ING GROEP N V ADR DEP REC 456837103 184 8600 SH SOLE 1 8600 0 0 INTEL CORP COMMON 458140100 24174 1290645 SH SOLE 1 1290645 0 0 INTL BUSINESS MACHINES COMMON 459200101 31710 271120 SH SOLE 1 271120 0 0 INTL GAME TECHNOLOGY COMMON 459902102 6583 383200 SH SOLE 1 383200 0 0 ISHARES INC MSCI JAPAN COMMON 464286848 478 44800 SH SOLE 1 44800 0 0 ITRON INC COMMON 465741106 1269 14335 SH SOLE 1 14335 0 0 JACOBS ENGINEERING GROU COMMON 469814107 3248 59800 SH SOLE 1 59800 0 0 JOHNSON & JOHNSON COMMON 478160104 13043 188265 SH SOLE 1 188265 0 0 KLA-TENCOR CORP COMMON 482480100 1171 37000 SH SOLE 1 37000 0 0 KAYDON CORP COMMON 486587108 3000 66580 SH SOLE 1 66580 0 0 KAYNE ANDERSON MLP INVS COMMON 486606106 1919 83092 SH SOLE 1 83092 0 0 KIMBERLY CLARK CORP COMMON 494368103 2208 34050 SH SOLE 1 34050 0 0 KONINKLIJKE PHILIPS ELE DEP REC 500472303 49 1800 SH SOLE 1 1800 0 0 KOREA ELECTRIC PWR ADR DEP REC 500631106 89 7200 SH SOLE 1 7200 0 0 LSB INDS INC COMMON 502160104 700 50510 SH SOLE 1 50510 0 0 LANDEC CORP COMMON 514766104 2089 255082 SH SOLE 1 255082 0 0 LILLY ELI & CO COMMON 532457108 2006 45550 SH SOLE 1 45550 0 0 LINCOLN NATIONAL CORP COMMON 534187109 2583 60343 SH SOLE 1 60343 0 0 LOCKHEED MARTIN CORP COMMON 539830109 16413 149655 SH SOLE 1 149655 0 0 LUFKIN INDUSTRIES INC COMMON 549764108 7276 91697 SH SOLE 1 91697 0 0 MEMC ELECTR MATLS INC COMMON 552715104 2945 104200 SH SOLE 1 104200 0 0 MARATHON OIL CORP COMMON 565849106 3359 84250 SH SOLE 1 84250 0 0 MARKWEST ENERGY PARTNER COMMON 570759100 809 32000 SH SOLE 1 32000 0 0 MARRIOTT INTL INC CL A 571903202 1281 49100 SH SOLE 1 49100 0 0 MATTEL INC COMMON 577081102 936 51900 SH SOLE 1 51900 0 0 MCDERMOTT INTL INC COMMON 580037109 15885 621715 SH SOLE 1 621715 0 0 MCDONALDS CORP COMMON 580135101 24658 399650 SH SOLE 1 399650 0 0 MEDTRONIC INC COMMON 585055106 17863 356555 SH SOLE 1 356555 0 0 MERCK & CO INC COMMON 589331107 347 11000 SH SOLE 1 11000 0 0 MERCURY GENL CORP NEW COMMON 589400100 2083 38050 SH SOLE 1 38050 0 0 MICROS SYSTEMS INC COMMON 594901100 4492 168475 SH SOLE 1 168475 0 0 MICROSOFT CORP COMMON 594918104 30446 1140710 SH SOLE 1 1140710 0 0 MICROSEMI CORP COMMON 595137100 6775 265900 SH SOLE 1 265900 0 0 MILLIPORE CORP COMMON 601073109 2009 29200 SH SOLE 1 29200 0 0 MITSUBISHI UFJ FINL GRO DEP REC 606822104 185 21200 SH SOLE 1 21200 0 0 MOBILE TELESYSTEMS SP A DEP REC 607409109 168 3000 SH SOLE 1 3000 0 0 MORGAN STANLEY COMMON 617446448 3125 135875 SH SOLE 1 135875 0 0 MURPHY OIL CORP COMMON 626717102 10196 158960 SH SOLE 1 158960 0 0 NATIONAL OILWELL VARCO COMMON 637071101 12032 239545 SH SOLE 1 239545 0 0 NEW ORIENTAL ED & TECH DEP REC 647581107 360 5600 SH SOLE 1 5600 0 0 NEW YORK CMNTY BANCORP COMMON 649445103 1241 73900 SH SOLE 1 73900 0 0 NICE SYS LTD ADR DEP REC 653656108 193 7100 SH SOLE 1 7100 0 0 NIKE INC CL B 654106103 6573 98250 SH SOLE 1 98250 0 0 NOKIA CORP ADR DEP REC 654902204 473 25350 SH SOLE 1 25350 0 0 NORDSTROM INC COMMON 655664100 1404 48700 SH SOLE 1 48700 0 0 NORTEL NETWORKS CORP COMMON 656568508 2 770 SH SOLE 1 770 0 0 NORTHERN TRUST CORP COMMON 665859104 2606 36100 SH SOLE 1 36100 0 0 NUVASIVE INC COMMON 670704105 13600 275689 SH SOLE 1 275689 0 0 OCCIDENTAL PETROLEUM CO COMMON 674599105 24961 354310 SH SOLE 1 354310 0 0 OCEANEERING INTL INC COMMON 675232102 304 5700 SH SOLE 1 5700 0 0 OIL CO LUKOIL ADR DEP REC 677862104 161 2700 SH SOLE 1 2700 0 0 ONEOK INC COMMON 682680103 200 5800 SH SOLE 1 5800 0 0 OWENS & MINOR INC COMMON 690732102 844 17400 SH SOLE 1 17400 0 0 POSCO ADR DEP REC 693483109 373 4000 SH SOLE 1 4000 0 0 PEARSON PLC ADR DEP REC 705015105 1874 171950 SH SOLE 1 171950 0 0 PENNEY J C INC COMMON 708160106 3545 106340 SH SOLE 1 106340 0 0 PEPSICO INC COMMON 713448108 31740 445355 SH SOLE 1 445355 0 0 PERKINELMER INC COMMON 714046109 6837 273825 SH SOLE 1 273825 0 0 P T TELEKOMUNIKASI INDO DEP REC 715684106 167 5600 SH SOLE 1 5600 0 0 PETROQUEST ENERGY INC COMMON 716748108 599 39000 SH SOLE 1 39000 0 0 PFIZER INC COMMON 717081103 332 18000 SH SOLE 1 18000 0 0 PHARMACEUTICAL PROD DEV COMMON 717124101 2415 58400 SH SOLE 1 58400 0 0 PHILIP MORRIS INTL INC COMMON 718172109 9151 190250 SH SOLE 1 190250 0 0 POLARIS INDS INC COMMON 731068102 1083 23815 SH SOLE 1 23815 0 0 PRECISION CASTPARTS COR COMMON 740189105 3112 39500 SH SOLE 1 39500 0 0 PROCTER & GAMBLE CO COMMON 742718109 28500 408960 SH SOLE 1 408960 0 0 PRUDENTIAL FINANCIAL IN COMMON 744320102 12006 166745 SH SOLE 1 166745 0 0 QUALCOMM INC COMMON 747525103 27085 630320 SH SOLE 1 630320 0 0 QUALITY SYS INC COMMON 747582104 1069 25300 SH SOLE 1 25300 0 0 QUESTAR CORP COMMON 748356102 72 1760 SH SOLE 1 1760 0 0 RESEARCH IN MOTION LTD COMMON 760975102 5761 84350 SH SOLE 1 84350 0 0 RIO TINTO PLC ADR DEP REC 767204100 3219 12900 SH SOLE 1 12900 0 0 ROCKWELL COLLINS INC COMMON 774341101 1698 35300 SH SOLE 1 35300 0 0 ROFIN SINAR TECHNOLOGIE COMMON 775043102 4561 149011 SH SOLE 1 149011 0 0 ROGERS COMMUNICATIONS I COMMON 775109200 1639 49300 SH SOLE 1 49300 0 0 ROPER INDS INC NEW COMMON 776696106 2531 44435 SH SOLE 1 44435 0 0 ST JUDE MEDICAL INC COMMON 790849103 2638 60650 SH SOLE 1 60650 0 0 SAP AKTIENGESELLSCHAFT DEP REC 803054204 6965 130350 SH SOLE 1 130350 0 0 SASOL LTD - ADR DEP REC 803866300 1283 30200 SH SOLE 1 30200 0 0 SCHLUMBERGER LTD COMMON 806857108 33070 423485 SH SOLE 1 423485 0 0 SILICON LABORATORIES IN COMMON 826919102 3877 126273 SH SOLE 1 126273 0 0 SMITH INTERNATIONAL INC COMMON 832110100 6340 108110 SH SOLE 1 108110 0 0 SONY CORP COMMON 835699307 426 13800 SH SOLE 1 13800 0 0 SONUS NETWORKS INC COMMON 835916107 1373 475025 SH SOLE 1 475025 0 0 SOUTHWESTERN ENERGY CO COMMON 845467109 40385 1322349 SH SOLE 1 1322349 0 0 STERICYCLE INC COMMON 858912108 10193 173028 SH SOLE 1 173028 0 0 STRAYER ED INC COMMON 863236105 2149 10730 SH SOLE 1 10730 0 0 SUNCOR ENERGY INC COMMON 867229106 3384 80300 SH SOLE 1 80300 0 0 SURMODICS INC COMMON 868873100 5464 173507 SH SOLE 1 173507 0 0 TCF FINANCIAL CORP COMMON 872275102 15547 863700 SH SOLE 1 863700 0 0 TJX COS INC NEW COMMON 872540109 1450 47500 SH SOLE 1 47500 0 0 TAIWAN SEMICONDUCTOR AD DEP REC 874039100 151 16106 SH SOLE 1 16106 0 0 TECHNE CORP COMMON 878377100 2082 28875 SH SOLE 1 28875 0 0 TECK COMINCO LTD COMMON 878742204 868 29800 SH SOLE 1 29800 0 0 TELEDYNE TECHNOLOGIES I COMMON 879360105 4088 71525 SH SOLE 1 71525 0 0 TELEFLEX INC COMMON 879369106 2763 43525 SH SOLE 1 43525 0 0 TELEFONICA SA ADR DEP REC 879382208 1837 25700 SH SOLE 1 25700 0 0 TELEFONOS DE MEXICO S A DEP REC 879403780 72 2800 SH SOLE 1 2800 0 0 TERRA INDS INC COMMON 880915103 1931 65665 SH SOLE 1 65665 0 0 TEVA PHARMACEUTICAL IND DEP REC 881624209 261 5700 SH SOLE 1 5700 0 0 TEXAS INSTRUMENTS INC COMMON 882508104 2300 106992 SH SOLE 1 106992 0 0 TEXTRON INC COMMON 883203101 1850 63200 SH SOLE 1 63200 0 0 THERMO FISHER SCIENTIFI COMMON 883556102 19969 363070 SH SOLE 1 363070 0 0 THORATEC CORP COMMON 885175307 3082 117400 SH SOLE 1 117400 0 0 TOYOTA MOTOR CORP COMMON 892331307 97 1125 SH SOLE 1 1125 0 0 TRIMBLE NAVIGATION LTD COMMON 896239100 5776 223366 SH SOLE 1 223366 0 0 TUPPERWARE BRANDS CORP COMMON 899896104 3074 111240 SH SOLE 1 111240 0 0 U S BANCORP COM NEW 902973304 7312 203000 SH SOLE 1 203000 0 0 URS CORP COMMON 903236107 4884 133200 SH SOLE 1 133200 0 0 ULTRA PETROLEUM CORP COMMON 903914109 13460 243215 SH SOLE 1 243215 0 0 UNITED PARCEL SERVICE I CL B 911312106 8080 128475 SH SOLE 1 128475 0 0 UNITED TECHNOLOGIES COR COMMON 913017109 12658 210750 SH SOLE 1 210750 0 0 VCA ANTECH INC COMMON 918194101 3792 128675 SH SOLE 1 128675 0 0 V F CORP COMMON 918204108 6405 82850 SH SOLE 1 82850 0 0 VARIAN SEMICONDUCTOR EQ COMMON 922207105 2855 113642 SH SOLE 1 113642 0 0 WAL MART STORES INC COMMON 931142103 11685 195100 SH SOLE 1 195100 0 0 WELLS FARGO & CO COMMON 949746101 11161 297400 SH SOLE 1 297400 0 0 WESTERN UNION CO COMMON 959802109 6229 252500 SH SOLE 1 252500 0 0 WOODWARD GOVERNOR CO COMMON 980745103 4493 127375 SH SOLE 1 127375 0 0 XILINX INC COMMON 983919101 2153 91800 SH SOLE 1 91800 0 0 ZENITH NATL INS CORP COMMON 989390109 1232 33625 SH SOLE 1 33625 0 0 PETROCHINA CO LTD ADR DEP REC 71646E100 308 3000 SH SOLE 1 3000 0 0 TALISMAN ENERGY INC COMMON 87425E103 102 7200 SH SOLE 1 7200 0 0 NEWS CORP LTD CL A CL A 65248E104 5178 431870 SH SOLE 1 431870 0 0 TARGET CORP COMMON 87612E106 30131 614284 SH SOLE 1 614284 0 0 TOTAL S A ADR DEP REC 89151E109 3325 54800 SH SOLE 1 54800 0 0 J2 GLOBAL COMMUNICATION COM NEW 46626E205 1875 80303 SH SOLE 1 80303 0 0 AT&T INC COMMON 00206R102 7222 258650 SH SOLE 1 258650 0 0 ACTIVISION BLIZZARD INC COMMON 00507V109 10097 654400 SH SOLE 1 654400 0 0 ADOBE SYSTEMS INC COMMON 00724F101 14479 366832 SH SOLE 1 366832 0 0 AECOM TECHNOLOGY CORP D COMMON 00766T100 1163 47600 SH SOLE 1 47600 0 0 AKAMAI TECHNOLOGIES INC COMMON 00971T101 658 37750 SH SOLE 1 37750 0 0 ALLEGHENY TECHNOLOGIES COMMON 01741R102 4198 142050 SH SOLE 1 142050 0 0 ALLIANCEBERNSTEIN HOLDI COMMON 01881G106 1954 52800 SH SOLE 1 52800 0 0 ALLSCRIPTS HEALTHCARE S COMMON 01988P108 1545 124200 SH SOLE 1 124200 0 0 AMERICA MOVIL ADR DEP REC 02364W105 821 17700 SH SOLE 1 17700 0 0 ANSYS INC COMMON 03662Q105 9332 246425 SH SOLE 1 246425 0 0 APOLLO INVT CORP COMMON 03761U106 987 57900 SH SOLE 1 57900 0 0 ARRIS GROUP INC COMMON 04269Q100 679 87875 SH SOLE 1 87875 0 0 BANCO BILBAO VIZCAYA AR DEP REC 05946K101 312 19300 SH SOLE 1 19300 0 0 BIOMARIN PHARMACEUTICAL COMMON 09061G101 1649 62250 SH SOLE 1 62250 0 0 BURLINGTON NORTHERN SAN COMMON 12189T104 15787 170800 SH SOLE 1 170800 0 0 C H ROBINSON WORLDWIDE COMMON 12541W209 3697 72550 SH SOLE 1 72550 0 0 CME GROUP INC COMMON 12572Q105 9187 24730 SH SOLE 1 24730 0 0 CNX GAS CORP COMMON 12618H309 150 6700 SH SOLE 1 6700 0 0 CAVIUM NETWORKS INC COMMON 14965A101 742 52686 SH SOLE 1 52686 0 0 CHINA LIFE INS CO LTD A DEP REC 16939P106 400 7199 SH SOLE 1 7199 0 0 CHINA MOBILE LIMITED - DEP REC 16941M109 351 7000 SH SOLE 1 7000 0 0 CHINAEDU CORP-ADR DEP REC 16945L107 105 25700 SH SOLE 1 25700 0 0 CISCO SYSTEMS INC COMMON 17275R102 28140 1247340 SH SOLE 1 1247340 0 0 COMCAST CORP CL A 20030N101 8890 452865 SH SOLE 1 452865 0 0 COMP BRASIL-PAO DE ACUC DEP REC 20440T201 73 2100 SH SOLE 1 2100 0 0 COMPANHIA DE BEBIDAS DA DEP REC 20441W203 197 3600 SH SOLE 1 3600 0 0 COMPASS MINERALS INTL I COMMON 20451N101 1069 20400 SH SOLE 1 20400 0 0 CONOCOPHILLIPS COMMON 20825C104 591 8062 SH SOLE 1 8062 0 0 COSTCO WHOLESALE CORP COMMON 22160K105 4605 70930 SH SOLE 1 70930 0 0 HOMEX ADR DEP REC 25030W100 186 4200 SH SOLE 1 4200 0 0 DEVON ENERGY CORP COMMON 25179M103 1197 13120 SH SOLE 1 13120 0 0 DIAGEO PLC ADR DEP REC 25243Q205 2995 43500 SH SOLE 1 43500 0 0 DIAMOND OFFSHORE DRILLI COMMON 25271C102 2082 20200 SH SOLE 1 20200 0 0 EV3 INC COMMON 26928A200 1606 160000 SH SOLE 1 160000 0 0 EMBRAER-EMPRESA BRASILE DEP REC 29081M102 105 3883 SH SOLE 1 3883 0 0 ENERGY TRANSFER EQUITY COMMON 29273V100 687 31600 SH SOLE 1 31600 0 0 EXELON CORP COMMON 30161N101 1171 18700 SH SOLE 1 18700 0 0 EXXON MOBIL CORP COMMON 30231G102 466 6000 SH SOLE 1 6000 0 0 FCSTONE GROUP INC COMMON 31308T100 1099 61096 SH SOLE 1 61096 0 0 FLOTEK INDS CONV BD CONV BD 343389AA0 1363 1690000 PRN SOLE 1 1690000 0 0 FOCUS MEDIA HLDG LTD COMMON 34415V109 60 2100 SH SOLE 1 2100 0 0 FREEPORT-MCMORAN COPPER CL B 35671D857 8221 144600 SH SOLE 1 144600 0 0 FRONTIER OIL CORP COMMON 35914P105 6064 329200 SH SOLE 1 329200 0 0 GAMESTOP CORP NEW COMMON 36467W109 8614 251800 SH SOLE 1 251800 0 0 GASCO INC CNV SR NT 5.500 367220AA8 246 300000 PRN SOLE 1 300000 0 0 GEN-PROBE INC COMMON 36866T103 3894 73400 SH SOLE 1 73400 0 0 GLAXOSMITHKLINE ADR DEP REC 37733W105 1107 25466 SH SOLE 1 25466 0 0 GMX RESOURCES INC COMMON 38011M108 507 10600 SH SOLE 1 10600 0 0 GOLDMAN SACHS GROUP INC COMMON 38141G104 10425 81444 SH SOLE 1 81444 0 0 GOOGLE INC CL A 38259P508 17486 43550 SH SOLE 1 43550 0 0 GRUPO TELEVISA SA DE CV DEP REC 40049J206 140 6400 SH SOLE 1 6400 0 0 HOME INNS & HOTELS MGMT COMMON 43713W107 21 1500 SH SOLE 1 1500 0 0 ITT EDUCATIONAL SERVICE COMMON 45068B109 1432 17700 SH SOLE 1 17700 0 0 ICON PUB LTD CO COMMON 45103T107 3817 99800 SH SOLE 1 99800 0 0 ICICI BK LTD ADR DEP REC 45104G104 540 22950 SH SOLE 1 22950 0 0 IDEX CORP COMMON 45167R104 4629 149212 SH SOLE 1 149212 0 0 IDEXX LABS INC COMMON 45168D104 2219 40500 SH SOLE 1 40500 0 0 INFORMATICA CORP COMMON 45666Q102 5651 435050 SH SOLE 1 435050 0 0 INTERCONTINENTALEXCHANG COMMON 45865V100 1380 17100 SH SOLE 1 17100 0 0 INTERSIL CORP CL A 46069S109 2708 163350 SH SOLE 1 163350 0 0 INTUITIVE SURGICAL INC COMMON 46120E602 10573 43876 SH SOLE 1 43876 0 0 JPMORGAN CHASE & CO COMMON 46625H100 17886 382990 SH SOLE 1 382990 0 0 JUNIPER NETWORKS INC COMMON 48203R104 1846 87600 SH SOLE 1 87600 0 0 "KB FINANCIAL GROUP DEP REC 48241a105 87 1900 SH SOLE 1 1900 0 0 LABORATORY CP OF AMER H COM NEW 50540R409 2273 32700 SH SOLE 1 32700 0 0 LIFE TIME FITNESS INC COMMON 53217R207 1709 54650 SH SOLE 1 54650 0 0 MACQUARIE INFRASTRUCTUR COMMON 55608B105 551 41700 SH SOLE 1 41700 0 0 MCKESSON CORP COMMON 58155Q103 7808 145100 SH SOLE 1 145100 0 0 MEDCO HEALTH SOLUTIONS COMMON 58405U102 13523 300500 SH SOLE 1 300500 0 0 METLIFE INC COMMON 59156R108 7182 128250 SH SOLE 1 128250 0 0 MONSANTO CO COMMON 61166W101 31147 314680 SH SOLE 1 314680 0 0 MOSAIC CO COMMON 61945A107 1031 15150 SH SOLE 1 15150 0 0 NII HOLDINGS INC CL B 62913F201 2835 74765 SH SOLE 1 74765 0 0 NATIONAL FINANCIAL PRTN COMMON 63607P208 1748 116550 SH SOLE 1 116550 0 0 NETAPP INC COMMON 64110D104 1975 108350 SH SOLE 1 108350 0 0 NOVARTIS A G ADR DEP REC 66987V109 2024 38300 SH SOLE 1 38300 0 0 VIMPEL-COMMUNICATIONS A DEP REC 68370R109 284 14000 SH SOLE 1 14000 0 0 ORACLE CORP COMMON 68389X105 15753 775640 SH SOLE 1 775640 0 0 PETROLEO BRASILEIRO SA DEP REC 71654V408 132 3000 SH SOLE 1 3000 0 0 PRICE T ROWE GROUP INC COMMON 74144T108 3212 59800 SH SOLE 1 59800 0 0 PSYCHIATRIC SOLUTIONS I COMMON 74439H108 5055 133200 SH SOLE 1 133200 0 0 QUEST SOFTWARE INC COMMON 74834T103 2057 162125 SH SOLE 1 162125 0 0 RTI INTL METALS INC COMMON 74973W107 3044 155625 SH SOLE 1 155625 0 0 SBA COMMUNICATIONS CORP COMMON 78388J106 7745 299400 SH SOLE 1 299400 0 0 SK TELECOM LTD ADR DEP REC 78440P108 88 4700 SH SOLE 1 4700 0 0 SALESFORCE COM INC COMMON 79466L302 949 19600 SH SOLE 1 19600 0 0 SOUTHERN COPPER CORP COMMON 84265V105 836 43800 SH SOLE 1 43800 0 0 SUNTECH PWR HLDGS CO LT COMMON 86800C104 879 24500 SH SOLE 1 24500 0 0 SYNAPTICS INC COMMON 87157D109 2495 82550 SH SOLE 1 82550 0 0 SYNTEL INC COMMON 87162H103 2305 94072 SH SOLE 1 94072 0 0 TW TELECOM INC COMMON 87311L104 2885 277650 SH SOLE 1 277650 0 0 TELENOR ASA COMMON 87944W105 611 16600 SH SOLE 1 16600 0 0 TENARIS S A ADR DEP REC 88031M109 1542 41350 SH SOLE 1 41350 0 0 3M CO COMMON 88579Y101 61 900 SH SOLE 1 900 0 0 TORTOISE ENERGY CAP COR COMMON 89147U100 98 5700 SH SOLE 1 5700 0 0 ULTIMATE SOFTWARE GROUP COMMON 90385D107 3588 132900 SH SOLE 1 132900 0 0 UNITED THERAPEUTICS COR COMMON 91307C102 3103 29500 SH SOLE 1 29500 0 0 UNITEDHEALTH GROUP INC COMMON 91324P102 5703 224598 SH SOLE 1 224598 0 0 VALERO ENERGY CORP COMMON 91913Y100 4115 135810 SH SOLE 1 135810 0 0 VEOLIA ENVIRONNEMENT AD DEP REC 92334N103 665 16100 SH SOLE 1 16100 0 0 VERIFONE HLDGS INC COMMON 92342Y109 229 13872 SH SOLE 1 13872 0 0 VERIZON COMMUNICATIONS COMMON 92343V104 21974 684750 SH SOLE 1 684750 0 0 VISA INC COMMON 92826C839 13276 216250 SH SOLE 1 216250 0 0 VODAFONE GROUP ADR DEP REC 92857W209 1980 89599 SH SOLE 1 89599 0 0 XTO ENERGY INC COMMON 98385X106 26536 570411 SH SOLE 1 570411 0 0 ZIMMER HLDGS INC COMMON 98956P102 3570 55300 SH SOLE 1 55300 0 0 AMDOCS LTD ORD G02602103 4270 155940 SH SOLE 1 155940 0 0 ASPEN INSURANCE HOLDING SHS G05384105 7371 268050 SH SOLE 1 268050 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 14269 375500 SH SOLE 1 375500 0 0 CENTRAL EUROPEAN MEDIA CL A G20045202 3898 59600 SH SOLE 1 59600 0 0 INVESCO LTD COMMON G491BT108 766 36500 SH SOLE 1 36500 0 0 NABORS INDUSTRIES LTD SHS G6359F103 3039 121950 SH SOLE 1 121950 0 0 NOBLE CORPORATION SHS G65422100 10975 249990 SH SOLE 1 249990 0 0 PARTNERRE LTD COMMON G6852T105 7372 108275 SH SOLE 1 108275 0 0 UTI WORLDWIDE INC ORD G87210103 2741 161075 SH SOLE 1 161075 0 0 TRANSOCEAN INC COMMON G90073100 8150 74200 SH SOLE 1 74200 0 0 VALIDUS HOLDINGS LTD COMMON G9319H102 1409 60600 SH SOLE 1 60600 0 0 ACE LTD ORD H0023R105 7397 136645 SH SOLE 1 136645 0 0 ALCON INC COM SHS H01301102 5716 35390 SH SOLE 1 35390 0 0 ASML HLDG NV DEP REC N07059186 733 41600 SH SOLE 1 41600 0 0 CNH GLOBAL N V COMMON N20935206 732 33200 SH SOLE 1 33200 0 0 CORE LABORATORIES N V COMMON N22717107 5679 56050 SH SOLE 1 56050 0 0 EAGLE BULK SHIPPING INC COMMON Y2187A101 510 36600 SH SOLE 1 36600 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 21 3000 SH SOLE 1 3000 0 0 DREYFUS HI YLD STRAT D COMMON 26200S101 1710 573900 SH SOLE 1 0 573900 0 CREDIT SUISSE HIGH YLD COMMON 22544F103 350 157700 SH SOLE 1 0 157700 0 DREYFUS MUNICIPAL INCOM COMMON 26201R102 212 30200 SH SOLE 1 0 30200 0 DREYFUS STRATEGIC MUN B COMMON 26202F107 433 67000 SH SOLE 1 0 67000 0 DUFF&PHELPS UTL&CRP DUC COMMON 26432K108 7075 710300 SH SOLE 1 0 710300 0 EVERGREEN INCOME ADV FD COMMON 30023Y105 444 59600 SH SOLE 1 0 59600 0 BLACKROCK ENHANCED GOVT COMMON 09255K108 8307 535950 SH SOLE 1 0 535950 0 AMERICAN STRAT INC 3 CS COMMON 03009T101 50106 5908725 SH SOLE 1 0 5908725 0 MFS HIGH INCOME MUN TR COMMON 59318D104 186 45000 SH SOLE 1 0 45000 0 WESTERN ASSET GLOBAL HI COMMON 95766B109 3565 425906 SH SOLE 1 0 425906 0 EATON VANCE INS FL PLUS COMMON 27828E102 246 24400 SH SOLE 1 0 24400 0 EVERGREEN MGD INC FD ER COMMON 30024Y104 13228 1071105 SH SOLE 1 0 1071105 0 EATON VANCE SH TM DR DI COMMON 27828V104 1919 154500 SH SOLE 1 0 154500 0 EATON VANCE LTD DUR INC COMMON 27828H105 2564 232700 SH SOLE 1 0 232700 0 FIRST TR ABERDEEN GLB F COMMON 337319107 183 15400 SH SOLE 1 0 15400 0 ABERDEEN ASIA PAC INC F COMMON 003009107 160 31900 SH SOLE 1 0 31900 0 ABERDEEN GLBL INC FD FC COMMON 003013109 15 1500 SH SOLE 1 0 1500 0 FORT DEARBORN INCOME FD COMMON 347200107 1414 109411 SH SOLE 1 0 109411 0 EATON VANCE FL MUNI INC COMMON 27829D103 2033 181500 SH SOLE 1 0 181500 0 FLAH & CRUM PFD FFC COMMON 338478100 3785 497400 SH SOLE 1 0 497400 0 FLAH & CRUM TOT RET FLC COMMON 338479108 3881 503400 SH SOLE 1 0 503400 0 FEDERATED PREM MUN INC COMMON 31423P108 414 39900 SH SOLE 1 0 39900 0 FIRST TRUST/FIDAC MTG F COMMON 33734E103 19477 1254947 SH SOLE 1 0 1254947 0 FRANKLIN TEMPLETON LTD COMMON 35472T101 2776 332096 SH SOLE 1 0 332096 0 WESTERN ASSET VARIABLE COMMON 957667108 20864 1721500 SH SOLE 1 0 1721500 0 BLACKROCK HIGH INCOME S COMMON 09250E107 574 380400 SH SOLE 1 0 380400 0 HARTFORD INCOME SHS FD COMMON 416537108 1036 218600 SH SOLE 1 0 218600 0 HYPERION BROOKFIELD STR COMMON 44915C105 7603 1167895 SH SOLE 1 0 1167895 0 HYPERION TOTAL RTN FD H COMMON 449145101 8204 1738128 SH SOLE 1 0 1738128 0 NEW AMER HIGH INCOME FD COMMON 641876107 578 502200 SH SOLE 1 0 502200 0 MORGAN STANLEY INC ICB COMMON 61745P874 3935 320700 SH SOLE 1 0 320700 0 WESTERN ASSET INFL MGMT COMMON 95766U107 11285 786384 SH SOLE 1 0 786384 0 MORGAN STANLEY QUAL MUN COMMON 61745P734 1956 204381 SH SOLE 1 0 204381 0 MORGAN STAN QUAL MUN IQ COMMON 61745P668 2607 257600 SH SOLE 1 0 257600 0 JN HANCOCK INV TRUST JH COMMON 410142103 6118 421915 SH SOLE 1 0 421915 0 NUVEEN QUALITY PFD INC COMMON 67072W101 1106 197900 SH SOLE 1 0 197900 0 JN HANCOCK INC TRST JHS COMMON 410123103 11577 1121800 SH SOLE 1 0 1121800 0 NUVEEN QUALITY PFD II J COMMON 67072C105 841 141400 SH SOLE 1 0 141400 0 NUVEEN QUALITY PFD INCO COMMON 67071S101 647 116800 SH SOLE 1 0 116800 0 DWS HIGH INCOME TR KHI COMMON 23337C109 179 53700 SH SOLE 1 0 53700 0 DWS STRATEGIC MUN INC COMMON 23338T101 245 27400 SH SOLE 1 0 27400 0 DWS MUN INCOME TR KTF COMMON 23338M106 7278 852200 SH SOLE 1 0 852200 0 LEHMAN BR FIRST TR INCM COMMON 525178109 580 73800 SH SOLE 1 0 73800 0 PIMCO MUN ADVANTAGE FD COMMON 722015104 297 29100 SH SOLE 1 0 29100 0 MFS CHARTER INCOME TR M COMMON 552727109 3829 521300 SH SOLE 1 0 521300 0 BLACKROCK MUNI HLD FL M COMMON 09254P108 3964 409100 SH SOLE 1 0 409100 0 BLACKROCK MUNIYLD FLA M COMMON 09254T100 774 79900 SH SOLE 1 0 79900 0 MFS GOVT MKTS INC TR MG COMMON 552939100 396 64900 SH SOLE 1 0 64900 0 BLACKROCK MUNIHLD NY IN COMMON 09255C106 103 10100 SH SOLE 1 0 10100 0 MFS INTER INC TRUST MIN COMMON 55273C107 9165 1550717 SH SOLE 1 0 1550717 0 EATON VANCE INS MI MIW COMMON 27828M104 95 9100 SH SOLE 1 0 9100 0 BLACKROCK MUNI YIELD MI COMMON 09254V105 3243 318000 SH SOLE 1 0 318000 0 MFS MULTIMKT INC TR MM COMMON 552737108 10983 2196600 SH SOLE 1 0 2196600 0 WESTERN ASST MNG MUN FD COMMON 95766M105 512 55100 SH SOLE 1 0 55100 0 BLACKROCK MUNI N Y INTE COMMON 09255F109 149 14600 SH SOLE 1 0 14600 0 WESTERN ASST MUNI PART COMMON 95766P108 1213 116302 SH SOLE 1 0 116302 0 BLACKROCK MUNIYIELD PA COMMON 09255G107 1874 185000 SH SOLE 1 0 185000 0 BLACKROCK MUNIYLD QUAL COMMON 09254G108 843 96200 SH SOLE 1 0 96200 0 AMERICAN INCOME FUND MR COMMON 02672T109 15851 2650592 SH SOLE 1 0 2650592 0 MORGAN STANLEY HIGH YIE COMMON 61744M104 84 20400 SH SOLE 1 0 20400 0 MONTGOMERY ST INCOME MT COMMON 614115103 9251 724466 SH SOLE 1 0 724466 0 BLACKROCK MUNIHLDGS INS COMMON 09254C107 1708 182100 SH SOLE 1 0 182100 0 MINNESOTA MUN INC PT M COMMON 604062109 1487 124000 SH SOLE 1 0 124000 0 FIRST AMERN MN MUN INC COMMON 31849P104 525 44100 SH SOLE 1 0 44100 0 BLACKROCK MUNIYLD FL FD COMMON 09254R104 3769 377300 SH SOLE 1 0 377300 0 BLACKROCK MUNYIELD INSD COMMON 09254E103 2191 213500 SH SOLE 1 0 213500 0 BLACKROCK MUNIYLD MI MY COMMON 09254W103 1669 169300 SH SOLE 1 0 169300 0 BLACKROCK MUNIYIELD NY COMMON 09255E102 59 5900 SH SOLE 1 0 5900 0 MBIA CAP CLAYMORE MGD M COMMON 55266X100 3516 352700 SH SOLE 1 0 352700 0 NUVEEN DIVD ADV MUNI FD COMMON 67066V101 1425 132100 SH SOLE 1 0 132100 0 NEUBERGER BERMAN INT N COMMON 64124P101 1070 93885 SH SOLE 1 0 93885 0 NEUBERGER BERMN CA INT COMMON 64123C101 161 13800 SH SOLE 1 0 13800 0 NUVEEN ARIZ DIVID ADVAN COMMON 67069L100 25 2200 SH SOLE 1 0 2200 0 NUVEEN INSD NY DIV NKO COMMON 67071N102 70 6400 SH SOLE 1 0 6400 0 NUVEEN MUN ADVANTAGE FD COMMON 67062H106 933 82600 SH SOLE 1 0 82600 0 NUVEEN MICH PREM INC MU COMMON 67101Q109 1279 122700 SH SOLE 1 0 122700 0 NUVEEN MASS PREM INC MU COMMON 67061E104 100 8500 SH SOLE 1 0 8500 0 NUVEEN NY PERF PLUS MUN COMMON 67062R104 78 7000 SH SOLE 1 0 7000 0 NUVEEN PREMIER MUNI INC COMMON 670988104 1213 119500 SH SOLE 1 0 119500 0 NUVEEN PREM INCOME MUN COMMON 67063W102 528 49800 SH SOLE 1 0 49800 0 NUVEEN INSD PREM INC NP COMMON 6706D8104 416 43000 SH SOLE 1 0 43000 0 NUVEEN FLA INVT QUAL NQ COMMON 670970102 5355 536600 SH SOLE 1 0 536600 0 NUVEEN NJ INVT QUAL MUN COMMON 670971100 484 45900 SH SOLE 1 0 45900 0 NUVEEN PA INV QLTY MUNI COMMON 670972108 1230 121200 SH SOLE 1 0 121200 0 NUVEEN FLA QUALITY NUF COMMON 670978105 3528 343500 SH SOLE 1 0 343500 0 NUVEEN INSD DIVID ADV N COMMON 67071L106 548 51000 SH SOLE 1 0 51000 0 NUVEEN CA DVD ADV MUNI COMMON 67069X104 85 7700 SH SOLE 1 0 7700 0 NUVEEN PA DVD ADV MUNI COMMON 67071W102 287 26800 SH SOLE 1 0 26800 0 NUVEEN MD DVD ADV MUN COMMON 67072A109 18 1750 SH SOLE 1 0 1750 0 NUVEEN NEW JERSEY DIV A COMMON 67069Y102 286 27100 SH SOLE 1 0 27100 0 EATON VANCE INS NY MN B COMMON 27828T109 108 10200 SH SOLE 1 0 10200 0 NUVEEN DIV ADV MUNI FD COMMON 67070X101 1030 93100 SH SOLE 1 0 93100 0 MORGAN STANLEY MUNI INC COMMON 61745P452 122 20000 SH SOLE 1 0 20000 0 MORGAN STAN MUNI PREM I COMMON 61745P429 1051 166600 SH SOLE 1 0 166600 0 INSURED MUN INC FD PIF COMMON 45809F104 2624 246400 SH SOLE 1 0 246400 0 ALLIANCEBERNSTEIN INC F COMMON 01881E101 22093 2934010 SH SOLE 1 0 2934010 0 AMERICAN STRAT INC 1 AS COMMON 030098107 19554 2069163 SH SOLE 1 0 2069163 0 BLACKROCK MUNI BD TR BB COMMON 09249H104 632 55200 SH SOLE 1 0 55200 0 RIVUS BD FD COM BDF COMMON 769667106 3485 248935 SH SOLE 1 0 248935 0 BLACKROCK CA INSD08 BFC COMMON 09247G108 193 13000 SH SOLE 1 0 13000 0 BLACKROCK MUNI INC TR B COMMON 09248F109 160 15700 SH SOLE 1 0 15700 0 BLACKROCK CORE BD TR BH COMMON 09249E101 10551 1011600 SH SOLE 1 0 1011600 0 BLACKROCK INCOME TR BKT COMMON 09247F100 12648 2299700 SH SOLE 1 0 2299700 0 BLACKROCK MUNI INC TR I COMMON 09249N101 675 65200 SH SOLE 1 0 65200 0 BLACKROCK INCOME OPP BN COMMON 092475102 5678 673583 SH SOLE 1 0 673583 0 BLACKROCK PFD OPPORTUNI COMMON 09249V103 1849 193600 SH SOLE 1 0 193600 0 BLACKROCK INS MUNI08 BR COMMON 09247K109 1283 86650 SH SOLE 1 0 86650 0 AMERICAN STRAT INC 2 BS COMMON 030099105 65769 6974483 SH SOLE 1 0 6974483 0 BLACKROCK LT MUNI ADVNT COMMON 09250B103 4615 522300 SH SOLE 1 0 522300 0 MFS CALIF INSD MUN FD C COMMON 59318C106 104 11300 SH SOLE 1 0 11300 0 40/86 STRAT INC FD CFD COMMON 349739102 1635 233600 SH SOLE 1 0 233600 0 PUTNAM MASTER INT INC T COMMON 746909100 18657 3461337 SH SOLE 1 0 3461337 0 PUTNAM MUN OPP PMO COMMON 746922103 4633 447638 SH SOLE 1 0 447638 0 INVESTMENT GRD MUN INC COMMON 461368102 2063 182900 SH SOLE 1 0 182900 0 PUTNAM PREMIER INC PPT COMMON 746853100 25142 4630134 SH SOLE 1 0 4630134 0 BLACKROCK PFD INCM STRA COMMON 09255H105 2926 350800 SH SOLE 1 0 350800 0 WESTERN ASSET INTM MUNI COMMON 958435109 291 38100 SH SOLE 1 0 38100 0 SELIGMAN SELECT MUNI FD COMMON 816344105 4744 514500 SH SOLE 1 0 514500 0 AMERICAN SELECT PORT SL COMMON 029570108 34500 3432840 SH SOLE 1 0 3432840 0 TRANSAMERICA INC SHR TA COMMON 893506105 7053 457600 SH SOLE 1 0 457600 0 VAN KAMPEN BOND FUND VB COMMON 920955101 3492 242700 SH SOLE 1 0 242700 0 V KMPN TR/INV GR MNI VG COMMON 920929106 3817 328213 SH SOLE 1 0 328213 0 VAN KAMPEN TR/INS VIM COMMON 920928108 124 11100 SH SOLE 1 0 11100 0 VAN KAMPEN MUNI INC VKI COMMON 92112K107 4343 437400 SH SOLE 1 0 437400 0 VAN KMP SEL SEC MUNI VK COMMON 92112M103 884 91800 SH SOLE 1 0 91800 0 VAN KAMPEN HI INC VLT COMMON 920913100 79 34500 SH SOLE 1 0 34500 0 DELAWARE INV MN MUN INC COMMON 24610V103 127 10900 SH SOLE 1 0 10900 0 VAN KAMPEN OHIO QLTY MU COMMON 920923109 121 8700 SH SOLE 1 0 8700 0 VAN KAMPEN PA VALUE MUN COMMON 92112T108 3844 338700 SH SOLE 1 0 338700 0 VAN KAMPEN TR INVT VTN COMMON 920931102 818 75600 SH SOLE 1 0 75600 0 WESTERN ASSET PREMIER W COMMON 957664105 6027 655100 SH SOLE 1 0 655100 0 WA/CLAY US TSY INFL WIA COMMON 95766Q106 6808 647739 SH SOLE 1 0 647739 0 WA/CLAY US TREAS INFL W COMMON 95766R104 8412 805734 SH SOLE 1 0 805734 0 AMERICAN MUN INCOME POR COMMON 027649102 1096 108500 SH SOLE 1 0 108500 0
EX-1 3 sumpg93008.txt FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 491 Form 13F Information Table Value Total: $2,590,635 List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all Institutional investment managers with respect to which this report is files, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 1. 28-4373 Sit Investment Fixed Income Advisors, Inc. -----END PRIVACY-ENHANCED MESSAGE-----