-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VF2ZfjlMRdL8Xof1dCvg3/4hCg2DCHJLHCSOwl+BcCwpprgawH3VAsN3QMRRbHDh XHL6YrjkhTFFjPU0tLgfaA== 0001193125-08-177995.txt : 20080814 0001193125-08-177995.hdr.sgml : 20080814 20080814134256 ACCESSION NUMBER: 0001193125-08-177995 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080814 DATE AS OF CHANGE: 20080814 EFFECTIVENESS DATE: 20080814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management, L.P. CENTRAL INDEX KEY: 0001393825 IRS NUMBER: 371511173 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12909 FILM NUMBER: 081017345 BUSINESS ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 212-571-1244 MAIL ADDRESS: STREET 1: 120 BROADWAY, 40TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10271 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment [_]; Amendment Number: _____ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Hudson Bay Capital Management LP Address: 120 Broadway, 40th Floor New York, New York 10271 __________________________________ Form 13F File Number: 028-12909 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles Winkler Title: Chief Operating Officer Phone: (212) 571-1244 Signature, Place, and Date of Signing: /s/Charles Winkler New York, NY 8/14/08 - ------------------------ --------------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 122 Form 13F Information Table Value Total: $ 362,872 ----------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ----------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- 2020 CHINACAP ACQUIRCO INC COM 90212G109 2,281 307,000 SH SOLE 307,000 0 0 ACM MANAGED DLR INCOME FD COM 000949107 1,047 151,907 SH SOLE 151,907 0 0 ALPHA SEC GROUP CORP COM 02078A100 110 11,400 SH SOLE 11,400 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 1,507 162,000 SH SOLE 162,000 0 0 AMERICAN INTL GROUP INC COM 026874107 340 100,000 SH PUT SOLE 100,000 0 0 ANGLOGOLD ASHANTI LTD RIGHT 06/23/2008 035128115 3,061 90,203 SH SOLE 90,203 0 0 ANTARES PHARMA INC COM 036642106 76 105,000 SH SOLE 105,000 0 0 APPLERA CORP COM AP BIO GRP 038020103 3,281 98,000 SH SOLE 98,000 0 0 ARES CAP CORP COM 04010L103 3,049 302,464 SH SOLE 302,464 0 0 ASA LIMITED COM G3156P103 677 8,000 SH SOLE 8,000 0 0 AXCELIS TECHNOLOGIES INC COM 054540109 1,596 326,963 SH SOLE 326,963 0 0 BEACON POWER CORP COM 073677106 91 43,637 SH SOLE 43,637 0 0 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 2,890 123,041 SH SOLE 123,041 0 0 CAPITOL ACQUISITION CORP DEL COM 14055E104 523 56,100 SH SOLE 56,100 0 0 CAPSTONE TURBINE CORP COM 14067D102 27 62,500 SH PUT SOLE 62,500 0 0 CENTERPOINT ENERGY INC COM 15189T107 8 100,000 SH CALL SOLE 100,000 0 0 CHC HELICOPTER CORP CL A SUB VTG 12541C203 2,320 73,900 SH SOLE 73,900 0 0 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 50,448 28,000,000 PRN SOLE 28,000,000 0 0 CHINA PRECISION STEEL INC COM 16941J106 1,788 596,900 SH PUT SOLE 596,900 0 0 CHINA PRECISION STEEL INC COM 16941J106 16,906 3,851,110 SH SOLE 3,851,110 0 0 CHUBB CORP COM 171232101 740 15,094 SH SOLE 15,094 0 0 CIT GROUP INC UNIT 99/99/9999 125581405 5,664 615,000 SH SOLE 615,000 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 15 155,200 SH PUT SOLE 155,200 0 0 CLEAR CHANNEL COMMUNICATIONS COM 184502102 13,988 397,398 SH SOLE 397,398 0 0 CNA FINL CORP COM 126117100 5,243 208,477 SH SOLE 208,477 0 0 CORTEX PHARMACEUTICALS INC COM NEW 220524300 8 10,000 SH SOLE 10,000 0 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 62 1,073,300 SH CALL SOLE 1,073,300 0 0 COUNTRYWIDE FINANCIAL CORP COM 222372104 351 344,000 SH PUT SOLE 344,000 0 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- ----------------- --------- -------- ------------------- ---------- -------- ---------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ----------------- --------- -------- ---------- --- ---- ---------- -------- ---------- ------ ---- COUNTRYWIDE FINANCIAL CORP COM 222372104 3,300 776,449 SH SOLE 776,449 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 13,892 99,843 SH SOLE 99,843 0 0 DIEBOLD INC COM 253651103 27 23,000 SH PUT SOLE 23,000 0 0 DIEBOLD INC COM 253651103 802 22,540 SH SOLE 22,540 0 0 DRS TECHNOLOGIES INC COM 23330X100 3,346 42,500 SH SOLE 42,500 0 0 E M C CORP MASS NOTE 1.750%12/0 268648AM4 3,424 3,000,000 PRN SOLE 3,000,000 0 0 ELECTRONIC DATA SYS NEW COM 285661104 3,122 126,700 SH SOLE 126,700 0 0 ENERGY INFRASTRUCTURE ACQUI COM 29269P109 406 41,000 SH SOLE 41,000 0 0 ENTERPRISE ACQUISITION CORP COM 29365R108 932 100,000 SH SOLE 100,000 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 1,680 45,526 SH SOLE 45,526 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 319 66,348 SH SOLE 66,348 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1,680 297,300 SH PUT SOLE 297,300 0 0 FORD MTR CO DEL NOTE 4.250%12/1 345370CF5 1,819 2,500,000 PRN SOLE 2,500,000 0 0 FTD GROUP INC COM 30267U108 2,098 157,395 SH SOLE 157,395 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 351 22,326 SH SOLE 22,326 0 0 GENERAL STEEL HOLDINGS INC COM 370853103 33 11,700 SH PUT SOLE 11,700 0 0 GEORESOURCES INC COM 372476101 4,093 222,223 SH SOLE 222,223 0 0 GETTY IMAGES INC COM 374276103 5,309 156,472 SH SOLE 156,472 0 0 GLOBAL BPO SVCS CORP COM 378981104 2,869 375,000 SH SOLE 375,000 0 0 GLOBAL CONSUMER ACQST CORP COM 378983100 2,123 230,000 SH SOLE 230,000 0 0 GOLDEN POND HEALTHCARE INC COM 38116J109 315 42,900 SH SOLE 42,900 0 0 GUARANTY FINL GROUP INC COM 40108N106 92 17,100 SH SOLE 17,100 0 0 GUARANTY FINL GROUP INC COM 40108N106 25 10,000 SH PUT SOLE 10,000 0 0 HARBIN ELECTRIC INC COM 41145W109 142 10,000 SH SOLE 10,000 0 0 HARRIS CORP DEL COM 413875105 5 30,000 SH CALL SOLE 30,000 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 726 11,240 SH SOLE 11,240 0 0 HICKS ACQUISITION CO I INC COM 429086309 1,115 120,000 SH SOLE 120,000 0 0 HIGHLANDS ACQUISITION CORP COM 430880104 460 50,000 SH SOLE 50,000 0 0 HLTH CORPORATION COM 40422Y101 1,818 160,639 SH SOLE 160,639 0 0 HUNTSMAN CORP COM 447011107 1 15,000 SH CALL SOLE 15,000 0 0 IDEATION ACQUISITION CORP COM 451665103 1,464 200,000 SH SOLE 200,000 0 0 INTER ATLANTIC FINANCIAL INC COM 45890H100 235 31,300 SH SOLE 31,300 0 0 ISTAR FINL INC FRNT 45031UBF7 24,398 32,500,000 PRN SOLE 32,500,000 0 0 JK ACQUISITION CORP *W EXP 04/10/201 47759H114 1 1,000,000 SH SOLE 1,000,000 0 0 KBL HEALTHCARE ACQUIS CORP I COM 48241N107 838 112,499 SH SOLE 112,499 0 0 KRAFT FOODS INC CL A 50075N104 21,469 754,609 SH SOLE 754,609 0 0
COLUMN COLUMN 1 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- -------------- --------- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- LOEWS CORP COM 540424108 1,928 476,100 SH PUT SOLE 476,100 0 0 LORILLARD INC COM 544147101 11,874 171,688 SH SOLE 171,688 0 0 LORILLARD INC COM 544147101 511 130,700 SH CALL SOLE 130,700 0 0 LORILLARD INC COM 544147101 9 12,200 SH PUT SOLE 12,200 0 0 MCG CAPITAL CORP COM 58047P107 450 113,151 SH SOLE 113,151 0 0 MEDIA & ENTMT HOLDINGS INC COM 58439W108 191 25,100 SH SOLE 25,100 0 0 MEDIS TECHNOLOGIES LTD COM 58500P107 264 78,375 SH SOLE 78,375 0 0 MERRILL LYNCH & CO INC COM 590188108 3,488 110,000 SH SOLE 110,000 0 0 MERRILL LYNCH & CO INC COM 590188108 1,460 110,000 SH PUT SOLE 110,000 0 0 METALICO INC COM 591176102 8,985 512,821 SH SOLE 512,821 0 0 METLIFE INC COM 59156R108 668 12,661 SH SOLE 12,661 0 0 MIDDLEBROOK PHARMACEUTICAL I COM 596087106 84 24,900 SH SOLE 24,900 0 0 MORGAN STANLEY COM NEW 617446448 225 50,000 SH PUT SOLE 50,000 0 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 535 53,150 SH SOLE 53,150 0 0 NAVTEQ CORP COM 63936L100 4,181 54,300 SH SOLE 54,300 0 0 NYMEX HOLDINGS INC COM 62948N104 2,771 32,800 SH SOLE 32,800 0 0 OVERTURE ACQUISITION CORP SHS G6830P100 509 55,000 SH SOLE 55,000 0 0 PENN NATL GAMING INC COM 707569109 2 20,000 SH CALL SOLE 20,000 0 0 PENNANTPARK INVT CORP COM 708062104 814 112,917 SH SOLE 112,917 0 0 PET DRX CORPORATION COM 715813101 2,770 767,400 SH SOLE 767,400 0 0 POLARIS ACQUISITION CORP COM 73104R102 812 85,000 SH SOLE 85,000 0 0 PROSPECT ACQUISITION CORP COM 74347T103 473 50,820 SH SOLE 50,820 0 0 RADYNE CORP COM NEW 750611402 246 21,500 SH SOLE 21,500 0 0 RALCORP HLDGS INC NEW COM 751028101 251 42,500 SH PUT SOLE 42,500 0 0 RENAISSANCE ACQUISITION CORP COM 75966C305 511 88,600 SH SOLE 88,600 0 0 RODMAN & RENSHAW CAP GP INC COM 77487R100 184 100,000 SH SOLE 100,000 0 0 SAFECO CORP COM 786429100 2,271 33,811 SH SOLE 33,811 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 1,870 200,000 SH SOLE 200,000 0 0 SCRIPPS E W CO OHIO CL A 811054204 1,288 31,000 SH SOLE 31,000 0 0 SEANERGY MARITIME CORP SHS Y73760103 3,679 376,600 SH SOLE 376,600 0 0 SIRIUS SATELLITE RADIO INC COM 82966U103 65 311,700 SH CALL SOLE 311,700 0 0 SIRIUS SATELLITE RADIO INC COM 82966U103 917 379,300 SH PUT SOLE 379,300 0 0 SPDR TR UNIT SER 1 78462F103 7,361 57,517 SH SOLE 57,517 0 0 SPDR TR UNIT SER 1 78462F103 31 1,364,300 SH PUT SOLE 1,364,300 0 0 SPECTRUM PHARMACEUTICALS INC COM 84763A108 2 37,700 SH CALL SOLE 37,700 0 0 SPORTS PPTYS ACQUISITION COR COM 84920F107 1,403 150,000 SH SOLE 150,000 0 0
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - -------- --------------- --------- -------- ------------------ ---------- -------- --------------------- VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- --------------- --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- SUNSTONE HOTEL INVS INC NEW COM 867892101 788 47,492 SH SOLE 47,492 0 0 SUNSTONE HOTEL INVS INC NEW COM 867892101 148 50,000 SH PUT SOLE 50,000 0 0 SYNTAX BRILLIAN CORP COM 87163L103 975 97,800 SH PUT SOLE 97,800 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 2,276 89,000 SH SOLE 89,000 0 0 TELKONET INC COM 879604106 33 59,500 SH SOLE 59,500 0 0 THIRD WAVE TECHNOLOGIES INC COM 88428W108 1,707 153,000 SH SOLE 153,000 0 0 THORNBURG MTG INC COM 885218107 13,957 4,086,800 SH PUT SOLE 4,086,800 0 0 TRAVELERS COMPANIES INC COM 89417E109 738 17,015 SH SOLE 17,015 0 0 TREMISIS ENERGY ACQ CORP II COM 89472N101 2,744 366,300 SH SOLE 366,300 0 0 TRIAN ACQUISITION I CORP COM 89582E108 5,105 554,300 SH SOLE 554,300 0 0 TRIPLECROWN ACQUISITION CORP COM 89677G109 1,467 160,000 SH SOLE 160,000 0 0 TRIZETTO GROUP INC COM 896882107 3,117 145,786 SH SOLE 145,786 0 0 TYCO INTL LTD BERMUDA SHS G9143X208 8 32,400 SH CALL SOLE 32,400 0 0 UBS AG SHS NEW H89231338 13 50,000 SH CALL SOLE 50,000 0 0 UNITED REFINING ENERGY CORP COM 911360105 3,756 400,000 SH SOLE 400,000 0 0 UNITED RENTALS INC COM 911363109 8,761 446,752 SH SOLE 446,752 0 0 UNITED RENTALS INC COM 911363109 96 40,000 SH CALL SOLE 40,000 0 0 URANIUM RES INC COM PAR $0.001 916901507 850 230,415 SH SOLE 230,415 0 0 WACHOVIA CORP NEW CONV7.5%PFD CL A 929903219 18,777 21,250 SH SOLE 21,250 0 0 WRIGLEY WM JR CO COM 982526105 2,765 35,550 SH SOLE 35,550 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 8,686 1,107,891 SH SOLE 1,107,891 0 0 XM SATELLITE RADIO HLDGS INC CL A 983759101 196 195,800 SH CALL SOLE 195,800 0 0
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