-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JIAf7RJgjplsC638AHGsChV5FwazVGrfLzdFZFUUvEvWyYtjhc8OOFL1umYRfWCa PGZ5V+jcFfuc+qz9KyiiTg== 0001047469-06-010863.txt : 20060814 0001047469-06-010863.hdr.sgml : 20060814 20060814113632 ACCESSION NUMBER: 0001047469-06-010863 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060814 DATE AS OF CHANGE: 20060814 EFFECTIVENESS DATE: 20060814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC IXIS ASSET MANAGEMENT CENTRAL INDEX KEY: 0001166767 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10092 FILM NUMBER: 061027833 MAIL ADDRESS: STREET 1: 77 PLACE DES CINQ MARTYRS DU STREET 2: LYCEE BUFFON BP 541 CEDEX 15 CITY: PARIS STATE: I0 ZIP: 00000 13F-HR 1 a2172648z13f-hr.txt 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: June 30, 2006 Check here if Amendment [ ]: Amendment Number: ______ This Amendment (Check only one): / / is a restatement / / adds new holdings entries Institutional Investment Manager Filing this Report: Name: IXIS Asset Management Address: (formerly named CDC IXIS Asset Management) 7, place des Cinq Martyrs du Lycee Buffon BP 541 Cedex 15 Paris, France 75725 Form 13F File Number: 28-10092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Xavier Marmin Title: Head of Compliance and Risk Management IXIS Asset Management Phone: 011 331 42 794872 Signature, Place, and Date of Signing: /s/ Xavier Marmin - -------------------------------------- [Signature] Paris, France - -------------------------------------- [City, State] August 14, 2006 - -------------------------------------- [Date] Report Type (Check only one): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager:
NAME 13F FILE NUMBER - ---- --------------- Harris Associates L.P. 28-2013 Loomis, Sayles & Company, L.P. 28-398 Vaughan Nelson Investment Management, L.P. 28-5840 Westpeak Global Advisors, L.P. 28-4372
Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 138 Form 13F Information Table Value Total: $401,746,155.86 List of Other Included Managers: (1) Subadvised accounts
TITLE OF INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP QUOTCURRENCY MARKET VALUE SHARE DISCRETION MANAGERS AUTHORITY - -------------- ------------ --------- ------------ ------------- --------- ---------- -------- --------- AGRIUM INC........................ Common stock 008916108 USD 5,818,656.55 249,193 Sole Sole AKAMAI TECHNOLOGIE................ Common stock 00971T101 USD 129,379.25 3,575 Other 1 Sole AMERICAN EXPRESS COMPANY.......... Common stock 025816109 USD 10,530,864.00 195,016 Sole Sole AMGEN INC......................... Common stock 031162100 USD 8,031,162.05 123,149 Sole Sole APOLLO GROUP...................... Common stock 037604105 USD 6,162,637.02 116,518 Sole Sole APPLE COMPUTER INC................ Common stock 037833100 USD 262,010.25 4,575 Other 1 Sole APPLE COMPUTER INC................ Common stock 037833100 USD 331,142.50 5,750 Sole Sole APPLIED MATERIALS................. Common stock 038222105 USD 144,768.00 8,700 Sole Sole ARCHER DANIELS MIDLAND CO......... Common stock 039483102 USD 215,688.00 5,225 Other 1 Sole AUTOMATIC DATA PROCESSING INC..... Common stock 053015103 USD 86,298.00 1,900 Sole Sole AUTOZONE INC...................... Common stock 053332102 USD 6,032,950.98 67,227 Sole Sole AVAYA INC......................... Common stock 053499109 USD 93,480.00 8,200 Sole Sole BANK OF AMERICA CORP NEW YORK..... Common stock 060505104 USD 2.14 0 Sole Sole BELLSOUTH CORP.................... Common stock 079860102 USD 332,488.00 9,200 Sole Sole BEST BUY CO.INC................... Common stock 086516101 USD 200,166.00 3,650 Other 1 Sole BOK FINANCIAL CORP................ Common stock 05561Q201 USD 6,131,378.40 125,643 Sole Sole BOSTON SCIENTIFIC CORP............ Common stock 101137107 USD 6,269,426.24 370,096 Sole Sole CAPITAL ONE FINANCIAL CORP........ Common stock 14040H105 USD 9,624,497.69 110,843 Sole Sole CATERPILLAR INC................... Common stock 149123101 USD 364,952.00 4,900 Other 1 Sole CB RICHARD ELLIS GROUP INC-A...... Common stock 12497T101 USD 226,590.00 9,100 Other 1 Sole CBS CORPORATION................... Common stock 124857202 USD 91,158.75 3,375 Sole Sole CHICAGO MERCANTILE EXCH.HOLD...... Common stock 167760107 USD 380,641.25 775 Other 1 Sole CHUBB CORP........................ Common stock 171232101 USD 185,877.50 3,725 Other 1 Sole CISCO SYSTEMS INC................. Common stock 17275R102 USD 294,414.75 15,075 Other 1 Sole CISCO SYSTEMS INC................. Common stock 17275R102 USD 10,741,187.91 536,791 Sole Sole CITIGROUP INC..................... Common stock 172967101 USD 17,057,459.65 348,467 Sole Sole COGNIZANT TECHN.SOLUTIONS CORP.... Common stock 192446102 USD 245,900.50 3,650 Other 1 Sole COMCAST CORP...................... Common stock 20030N101 USD 134,808.00 4,100 Sole Sole CONOCOPHILLIPS.................... Common stock 20825C104 USD 7,076,678.84 107,044 Sole Sole CORNING........................... Common stock 219350105 USD 227,386.00 9,400 Other 1 Sole CORNING........................... Common stock 219350105 USD 297,555.00 12,450 Sole Sole CTC MEDIA INC..................... Common stock 12642X106 USD 2,355,540.00 129,000 Sole Sole CTC MEDIA INC..................... Common stock 12642X106 USD 1,186,900.00 65,000 Sole Shared CVS CORP.......................... Common stock 126650100 USD 143,522.50 4,675 Other 1 Sole CVS CORP.......................... Common stock 126650100 USD 8,786,089.87 288,163 Sole Sole DAVITA INC........................ Common stock 23918K108 USD 209,982.50 4,225 Other 1 Sole DELL COMPUTER..................... Common stock 24702R101 USD 111,060.00 4,500 Sole Sole DOMINION RESOURCES INC. (VIRGI.... Common stock 25746U109 USD 7,258,765.50 96,462 Sole Sole EMC CORP.......................... Common stock 268648102 USD 63,178.00 6,200 Sole Sole EMERSON ELECTRIC CO............... Common stock 291011104 USD 347,811.50 4,150 Other 1 Sole
TITLE OF INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP QUOTCURRENCY MARKET VALUE SHARE DISCRETION MANAGERS AUTHORITY - -------------- ------------ --------- ------------ ------------- --------- ---------- -------- --------- EQUIFAX INC....................... Common stock 294429105 USD 5,755,880.10 169,042 Sole Sole EXPEDITORS INTL WASHINGTON INC.... Common stock 302130109 USD 120,421.50 2,150 Other 1 Sole EXPRESS SCRIPTS INC............... Common stock 302182100 USD 148,860.50 2,075 Other 1 Sole EXXON CORP........................ Common stock 30231G102 USD 23,824,980.55 380,287 Sole Sole FIRST DATA CORP................... Common stock 319963104 USD 127,176.00 2,800 Sole Sole GANNETT CO. INC................... Common stock 364730101 USD 44,760.00 800 Sole Sole GENENTECH INC..................... Common stock 368710406 USD 329,245.00 4,025 Other 1 Sole GENENTECH INC..................... Common stock 368710406 USD 244,650.00 3,000 Sole Sole GENERAL DYNAMICS CORP............. Common stock 369550108 USD 9,640,595.16 146,826 Sole Sole GENERAL ELECTRIC CO............... Common stock 369604103 USD 422,712.00 12,825 Other 1 Sole GENERAL ELECTRIC CO............... Common stock 369604103 USD 17,609,138.91 528,327 Sole Sole GILEAD SCIENCES INC............... Common stock 375558103 USD 297,279.00 5,025 Other 1 Sole GOLDMAN SACHS GROUP INC........... Common stock 38141G104 USD 503,940.50 3,350 Other 1 Sole GOLDMAN SACHS GROUP INC........... Common stock 38141G104 USD 6,356,480.80 41,764 Sole Sole GOOGLE INC........................ Common stock 38259P508 USD 534,645.75 1,275 Other 1 Sole GOOGLE INC........................ Common stock 38259P508 USD 311,700.00 750 Sole Sole HALLIBURTON....................... Common stock 406216101 USD 317,247.75 4,275 Other 1 Sole HALLIBURTON....................... Common stock 406216101 USD 7,585,771.44 102,552 Sole Sole HANSEN NATURAL CORP............... Common stock 411310105 USD 166,573.75 875 Other 1 Sole HASBRO INC........................ Common stock 418056107 USD 7,478,194.92 414,764 Sole Sole HEWLETT PACKARD CO................ Common stock 428236103 USD 256,608.00 8,100 Other 1 Sole HEWLETT PACKARD CO................ Common stock 428236103 USD 288,810.00 9,000 Sole Sole HOME DEPOT INC.................... Common stock 437076102 USD -- -- Sole Sole HUGOTON ROYALTY TRUST............. Common stock 444717102 USD 15.44 1 Other 1 Sole IBM............................... Common stock 459200101 USD 396,270.00 5,100 Sole Sole INTEL CORP........................ Common stock 458140100 USD 7,119,930.48 369,291 Sole Sole ITT HARTFORD GROUP INC............ Common stock 416515104 USD 222,075.00 2,625 Other 1 Sole JOHNSON & JOHNSON................. Common stock 478160104 USD 7,712,955.00 128,250 Sole Sole JOHNSON CONTROLS.................. Common stock 478366107 USD 137,718.50 1,675 Other 1 Sole JP MORGAN CHASE AND CO............ Common stock 46625H100 USD 178,500.00 4,250 Other 1 Sole JUNIPER NETWORKS INC.............. Common stock 48203R104 USD 128,480.00 8,000 Sole Sole KOHL S............................ Common stock 500255104 USD 8,777,949.75 148,905 Sole Sole LEHMAN BROTHERS HOLDING INC....... Common stock 524908100 USD 193,821.25 2,975 Other 1 Sole LOWES............................. Common stock 548661107 USD 247,230.25 4,075 Other 1 Sole LOWES............................. Common stock 548661107 USD 6,431,288.57 104,083 Sole Sole LSI LOGIC CORP.................... Common stock 502161102 USD 3,944,514.90 435,858 Sole Sole LUCENT TECHNOLOGIES INC........... Common stock 549463107 USD 3,185,000.00 1,300,000 Sole Sole MAXIM INTEGRATED PRODUCTS INC..... Common stock 57772K101 USD 151,202.00 4,600 Sole Sole MC GRAW-HILL COMPANIES INC........ Common stock 580645109 USD 138,132.50 2,750 Other 1 Sole MERRILL LYNCH & CO INC............ Common stock 590188108 USD 11,329,238.00 162,310 Sole Sole
TITLE OF INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP QUOTCURRENCY MARKET VALUE SHARE DISCRETION MANAGERS AUTHORITY - -------------- ------------ --------- ------------ ------------- --------- ---------- -------- --------- MICRON TECHNOLOGY INC............. Common stock 595112103 USD 72,048.00 4,800 Sole Sole MICROSOFT CORP.................... Common stock 594918104 USD 13,117,994.56 557,264 Sole Sole MONSTER WORLDWIDE INC............. Common stock 611742107 USD 162,108.00 3,800 Other 1 Sole MOTOROLA INC...................... Common stock 620076109 USD 140,042.50 6,950 Other 1 Sole MOTOROLA INC...................... Common stock 620076109 USD 7,331,102.05 365,641 Sole Sole NATIONAL-OILWELL INC.............. Common stock 637071101 USD 223,203.00 3,525 Other 1 Sole NETWORK APPLIANCE................. Common stock 64120L104 USD 299,167.50 8,475 Other 1 Sole NEWS CORP. LTD.................... Common stock 65248E104 USD 155,115.00 8,100 Sole Sole NORDSTROM INC..................... Common stock 655664100 USD 209,875.00 5,750 Other 1 Sole NYSE GROUP INC.................... Common stock 62949W103 USD 1,833,440.00 28,000 Sole Sole OCCIDENTAL PETROLEUM.............. Common stock 674599105 USD 6,201,855.00 60,500 Sole Sole OFFICE DEPOT INC.................. Common stock 676220106 USD 137,750.00 3,625 Other 1 Sole OMNICOM GROUP..................... Common stock 681919106 USD 133,620.00 1,500 Sole Sole ORACLE CORP....................... Common stock 68389X105 USD 8,297,815.54 561,802 Sole Sole PEPSICO INC....................... Common stock 713448108 USD 10,364,796.60 174,052 Sole Sole PEPSICO INC....................... Common stock 713448108 USD 408,272.00 6,800 Other 1 Sole PHELPS DODGE CORP................. Common stock 717265102 USD 96,538.00 1,175 Other 1 Sole PRECISION CASTPARTS CORP.......... Common stock 740189105 USD 233,064.00 3,900 Other 1 Sole PROCTER & GAMBLE CO............... Common stock 742718109 USD 439,240.00 7,900 Other 1 Sole PRUDENTIAL FINANCIAL INC.......... Common stock 744320102 USD 341,880.00 4,400 Other 1 Sole PRUDENTIAL FINANCIAL INC.......... Common stock 744320102 USD 4,974,138.00 63,771 Sole Sole QUALCOMM.......................... Common stock 747525103 USD 201,351.75 5,025 Other 1 Sole QUALCOMM.......................... Common stock 747525103 USD 136,479.00 3,350 Sole Sole QUEST DIAGNOSTICS................. Common stock 74834L100 USD 155,792.00 2,600 Other 1 Sole RAYTHEON CO....................... Common stock 755111507 USD 5,474,819.77 123,613 Sole Sole RYANAIR HOLDINGS.................. Common stock 783513104 USD 2,889,103.90 56,110 Sole Sole RYDER SYSTEM INC.................. Common stock 783549108 USD 6,330,936.00 107,304 Sole Sole SANDISK CORP...................... Common stock 80004C101 USD 188,626.00 3,700 Other 1 Sole SAUER............................. Common stock 804137107 USD 15,180.07 1,000 Sole Sole SBC COMMUNICATIONS INC............ Common stock 00206R102 USD 279,871.00 10,100 Sole Sole SOUTHWESTN ENERGY................. Common stock 845467109 USD 7,178,815.03 231,799 Sole Sole SPANSION INC-CLASS A.............. Common stock 84649R101 USD 168,596.00 11,300 Sole Sole SPRINT............................ Common stock 852061100 USD 230,769.00 11,550 Sole Sole STAPLES INC....................... Common stock 855030102 USD 143,056.25 5,875 Other 1 Sole STARBUCKS CORP.................... Common stock 855244109 USD 458,784.00 12,150 Other 1 Sole STARWOOD HOTELS&WORLDWIDE INC..... Common stock 85590A401 USD 215,715.50 3,575 Other 1 Sole STATE STREET CORP................. Common stock 857477103 USD 200,410.50 3,450 Other 1 Sole TEKELEC........................... Common stock 879101103 USD 3,944,367.00 319,900 Sole Sole TEXAS INSTRUMENT.................. Common stock 882508104 USD 265,037.50 8,750 Other 1 Sole TEXAS INSTRUMENT.................. Common stock 882508104 USD 303,606.00 10,100 Sole Sole
TITLE OF INVESTMENT OTHER VOTING NAME OF ISSUER CLASS CUSIP QUOTCURRENCY MARKET VALUE SHARE DISCRETION MANAGERS AUTHORITY - -------------- ------------ --------- ------------ ------------- --------- ---------- -------- --------- TIME WARNER INC................... Common stock 887317105 USD 451,530.00 26,100 Sole Sole TXU CORP.......................... Common stock 873168108 USD 8,564,971.00 145,169 Sole Sole UCBH HOLDINGS INC................. Common stock 90262T308 USD 4,810,940.79 291,043 Sole Sole UNITED TECHNOLOGIE CORP UTC....... Common stock 913017109 USD 397,960.50 6,275 Other 1 Sole US BANCORP NEW.................... Common stock 902973304 USD 10,680,770.88 344,097 Sole Sole VERIZON COMMUNICATIONS INC........ Common stock 92343V104 USD 448,875.00 13,500 Sole Sole VIACOM INC........................ Common stock 92553P201 USD 121,128.75 3,375 Sole Sole VIMPEL COMMUNICATIONS............. Common stock 68370R109 USD 1,242,180.20 27,110 Sole Sole WAL-MART STORES INC............... Common stock 931142103 USD 284,203.00 5,900 Other 1 Sole WAL-MART STORES INC............... Common stock 931142103 USD 14,952,653.20 307,036 Sole Sole WALT DISNEY CO.................... Common stock 254687106 USD 343,620.00 11,500 Sole Sole WASTE CONNECTIONS INC............. Common stock 941053100 USD 4,032,196.45 110,927 Sole Sole WELLPOINT (EX ANTHEM INC)......... Common stock 94973V107 USD 211,033.00 2,900 Other 1 Sole WELLS FARGO&CO.................... Common stock 949746101 USD 13,564,229.80 201,190 Sole Sole WESCO INTERNATIONAL INC........... Common stock 95082P105 USD 3,975,953.72 61,748 Sole Sole WISCONSIN ENERGY CORP............. Common stock 976657106 USD 8,066,578.74 202018 Sole Sole WHOLE FOODS MARKET INC............ Common stock 966837106 USD 287,648.00 4,450 Other 1 Sole WYETH............................. Common stock 983024100 USD 209,837.25 4,725 Other 1 Sole YAHOO INC......................... Common stock 984332106 USD 79,224.00 2,400 Sole Sole
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