-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AKgNdtoFhIwo3LiMlFhLW53I6rV+gRClnoqFrzuTs9CAuACQrLat10cSUxbQGQDy gR8d0V+A6OH5O+h7p/3Txw== 0001047469-07-001442.txt : 20070227 0001047469-07-001442.hdr.sgml : 20070227 20070227170042 ACCESSION NUMBER: 0001047469-07-001442 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070227 DATE AS OF CHANGE: 20070227 EFFECTIVENESS DATE: 20070227 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC IXIS ASSET MANAGEMENT CENTRAL INDEX KEY: 0001166767 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10092 FILM NUMBER: 07653976 MAIL ADDRESS: STREET 1: 77 PLACE DES CINQ MARTYRS DU STREET 2: LYCEE BUFFON BP 541 CEDEX 15 CITY: PARIS STATE: I0 ZIP: 00000 13F-HR 1 a2176206z13f-hr.txt FORM 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: December 31, 2006 Check here if Amendment [ ]: Amendment Number: ______ This Amendment (Check only one): / / is a restatement / / adds new holdings entries Institutional Investment Manager Filing this Report: Name: IXIS Asset Management Address: (formerly named CDC IXIS Asset Management) Immeuble Grand Seine 21, quai d'Austerlitz 75634 Paris cedex 13 France Form 13F File Number: 28-10092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Xavier Marmin Title: Head of Compliance and Risk Management IXIS Asset Management Phone: 011 331 42 794872 Signature, Place, and Date of Signing: /s/ Xavier Marmin - -------------------------------------- [Signature] Paris, France - -------------------------------------- [City, State] February 27, 2007 - -------------------------------------- [Date] Report Type (Check only one): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager:
NAME 13F FILE NUMBER - ---- --------------- Harris Associates L.P. 28-2013 Loomis, Sayles & Company, L.P. 28-398 Vaughan Nelson Investment Management, L.P. 28-5840 Westpeak Global Advisors, L.P. 28-4372
Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $341,969,607.63 List of Other Included Managers: (1) Subadvised accounts
Investment Other Voting Name of Issuer Title of Class CUSIP Quot Currency Market Value Share Discretion Managers Authority - -------------- -------------- ----- ------------- ------------ ----- ---------- -------- --------- ABBOTT LABORATORIES Common stock 002824100 USD 129081.5 2650 Other 1 Sole ADOBE SYSTEMS INC. Common stock 00724F101 USD 116164 2825 Other 1 Sole AKAMAI TECHNOLOGIES INC. Common stock 00971T101 USD 160688 3025 Other 1 Sole ALLEGHENY TECHNOLOGIES INC. Common stock 01741R102 USD 122418 1350 Other 1 Sole AMERICAN EXPRESS CO. Common stock 025816109 USD 7171679.36 118208 Sole Sole AMERICAN INTERNATIONAL GROUP Common stock 026874107 USD 141528.5 1975 Other 1 Sole AMGEN INC. Common stock 031162100 USD 9199239.39 134669 Sole Sole APOLLO GROUP INC. Common stock 037604105 USD 3645214.83 93539 Sole Sole APPLE INC. Common stock 037833100 USD 290577 3425 Other 1 Sole APPLE INC. Common stock 037833100 USD 487830 5750 Sole Sole APPLIED MATERIALS INC. Common stock 038222105 USD 160515 8700 Sole Sole AT AND T INC. Common stock 00206R102 USD 361075 10100 Sole Sole AUTOMATIC DATA PROCESSING INC. Common stock 053015103 USD 93575 1900 Sole Sole AUTONATION INC. Common stock 05329W102 USD 4800048.76 225143 Sole Sole AUTOZONE INC Common stock 053332102 USD 6442932.24 55754 Sole Sole BAKER HUGHES INC. Common stock 057224107 USD 4802728.48 64328 Sole Sole BANK OF AMERICA CORP. Common stock 060505104 USD 2.34 0.0438 Sole Sole BAXTER INTERNATIONAL INC. Common stock 071813109 USD 114815.25 2475 Other 1 Sole BEA SYSTEMS INC. Common stock 073325102 USD 82713.5 6575 Other 1 Sole BELLSOUTH CORP. Common stock 079860102 USD 433412 9200 Sole Sole BEST BUY CO.INC. Common stock 086516101 USD 108218 2200 Other 1 Sole BLACK AND DECKER CORP. Common stock 091797100 USD 7996920.03 99999 Sole Sole BOK FINANCIAL CORP. Common stock 05561Q201 USD 6206032.44 112878 Sole Sole BOSTON SCIENTIFIC CORP. Common stock 101137107 USD 5907274.28 343846 Sole Sole CAPITAL ONE FINANCIAL CORP. Common stock 14040H105 USD 6866478.88 89384 Sole Sole CB RICHARD ELLIS GROUP INC. Common stock 12497T101 USD 270580 8150 Other 1 Sole CBS CORP. Common stock 124857202 USD 105232.5 3375 Sole Sole CBS CORP. Common stock 92553P201 USD 73854 1800 Sole Sole CHICAGO MERCANTILE EXCH.HOLD. Common stock 167760107 USD 178412.5 350 Other 1 Sole CHUBB CORP. Common stock 171232101 USD 132275 2500 Other 1 Sole CISCO SYSTEMS INC. Common stock 17275R102 USD 392185.5 14350 Other 1 Sole CISCO SYSTEMS INC. Common stock 17275R102 USD 9556481.1 349670 Sole Sole CITIGROUP INC. Common stock 172967101 USD 15819635.5 284015 Sole Sole COACH INC. Common stock 189754104 USD 208356 4850 Other 1 Sole COGNIZANT TECHN.SOLUTIONS CORP Common stock 192446102 USD 194829 2525 Other 1 Sole COMCAST CORP. Common stock 20030N101 USD 214824.75 5075 Other 1 Sole COMCAST CORP. Common stock 20030N101 USD 173553 4100 Sole Sole CONOCOPHILLIPS Common stock 20825C104 USD 8805888.55 122389 Sole Sole CORNING INC. Common stock 219350105 USD 157164 8400 Sole Sole CVS CORP. Common stock 126650100 USD 228734 7400 Other 1 Sole DELL INC. Common stock 24702R101 USD 112905 4500 Sole Sole EMC CORP. Common stock 268648102 USD 81840 6200 Sole Sole EQUIFAX INC. Common stock 294429105 USD 5115397 125995 Sole Sole EXPEDITORS INTL WASHINGTON INC Common stock 302130109 USD 100237.5 2475 Other 1 Sole EXXON MOBIL CORP. Common stock 30231G102 USD 22147219.45 289015 Sole Sole FIRST DATA CORP. Common stock 319963104 USD 71456 2800 Sole Sole GENENTECH INC. Common stock 368710406 USD 170373 2100 Other 1 Sole GENENTECH INC. Common stock 368710406 USD 243390 3000 Sole Sole GENERAL DYNAMICS CORP. Common stock 369550108 USD 5381081.25 72375 Sole Sole GENERAL ELECTRIC CO. Common stock 369604103 USD 16893079.53 453993 Sole Sole GILEAD SCIENCES INC. Common stock 375558103 USD 236994.5 3650 Other 1 Sole GOLDMAN SACHS GROUP INC. Common stock 38141G104 USD 294041.25 1475 Other 1 Sole GOLDMAN SACHS GROUP INC. Common stock 38141G104 USD 6606658.35 33141 Sole Sole GOOGLE INC. Common stock 38259P508 USD 402920 875 Other 1 Sole GOOGLE INC. Common stock 38259P508 USD 345360 750 Sole Sole HALLIBURTON CO. Common stock 406216101 USD 151368.75 4875 Other 1 Sole HARLEY-DAVIDSON INC. Common stock 412822108 USD 4468079.88 63404 Sole Sole HARTFORD FCIAL SCES GROUP INC. Common stock 416515104 USD 9331 100 Other 1 Sole HARTFORD FCIAL SCES GROUP INC. Common stock 416515104 USD 4415242.58 47318 Sole Sole HEWLETT PACKARD CO. Common stock 428236103 USD 370710 9000 Sole Sole HOME DEPOT INC. Common stock 437076102 USD 5833842.4 145265 Sole Sole HUGOTON ROYALTY TRUST Common stock 444717102 USD 12.79 0.52 Other 1 Sole Investment Other Voting Name of Issuer Title of Class CUSIP Quot Currency Market Value Share Discretion Managers Authority - -------------- -------------- ----- ------------- ------------ ----- ---------- -------- --------- IBM Common stock 459200101 USD 3576577.25 36815 Sole Sole ILLINOIS TOOL WORKS INC. Common stock 452308109 USD 5223165.2 113080 Sole Sole INTEL CORP. Common stock 458140100 USD 66825 3300 Other 1 Sole INTEL CORP. Common stock 458140100 USD 6402523.5 316174 Sole Sole INTERPUBLIC GROUP OF COS INC. Common stock 460690100 USD 105876 8650 Sole Sole JOHNSON AND JOHNSON Common stock 478160104 USD 280585 4250 Other 1 Sole JOHNSON AND JOHNSON Common stock 478160104 USD 7683077.5 116375 Sole Sole JUNIPER NETWORKS INC. Common stock 48203R104 USD 68184 3600 Sole Sole KOHL'S CORP. Common stock 500255104 USD 135149.25 1975 Other 1 Sole LABORATORY CORP.AMERICA HOLD. Common stock 50540R409 USD 5651606.28 76924 Sole Sole LAS VEGAS SANDS CORP. Common stock 517834107 USD 138694 1550 Other 1 Sole LEHMAN BROTHERS HOLDING INC Common stock 524908100 USD 175770 2250 Other 1 Sole LOWES COS INC. Common stock 548661107 USD 7232811.95 232193 Sole Sole MAXIM INTEGRATED PRODUCTS INC. Common stock 57772K101 USD 140852 4600 Sole Sole MC GRAW-HILL COMPANIES INC. Common stock 580645109 USD 190456 2800 Other 1 Sole MEDCO HEALTH SOLUTIONS INC. Common stock 58405U102 USD 14696 275 Other 1 Sole MEDTRONIC INC. Common stock 585055106 USD 103006.75 1925 Other 1 Sole MERRILL LYNCH AND CO.INC. Common stock 590188108 USD 11782736 126560 Sole Sole MICROSOFT CORP. Common stock 594918104 USD 294121 9850 Other 1 Sole MICROSOFT CORP. Common stock 594918104 USD 14388727.78 481873 Sole Sole MONSTER WORLDWIDE INC. Common stock 611742107 USD 102608 2200 Other 1 Sole MORGAN STANLEY Common stock 617446448 USD 201539.25 2475 Other 1 Sole MOTOROLA INC. Common stock 620076109 USD 1990166.88 96798 Sole Sole NETWORK APPLIANCE INC. Common stock 64120L104 USD 231752 5900 Other 1 Sole NEWS CORP. LTD Common stock 65248E104 USD 191172 8900 Other 1 Sole NEWS CORP. LTD Common stock 65248E104 USD 173988 8100 Sole Sole NIKE INC. Common stock 654106103 USD 1982778.66 20022 Sole Sole NORDSTROM INC. Common stock 655664100 USD 156654.5 3175 Other 1 Sole NVIDIA CORP. Common stock 67066G104 USD 177648 4800 Other 1 Sole NYSE GROUP INC. Common stock 62949W103 USD 97200 1000 Other 1 Sole OCCIDENTAL PETROLEUM CORP. Common stock 674599105 USD 5761402.87 117989 Sole Sole OMNICOM GROUP INC. Common stock 681919106 USD 156810 1500 Sole Sole ORACLE CORP. Common stock 68389X105 USD 258814 15100 Other 1 Sole ORACLE CORP. Common stock 68389X105 USD 215107 12550 Sole Sole PARKER-HANNIFIN CORP. Common stock 701094104 USD 4722584.64 61428 Sole Sole PEPSICO INC. Common stock 713448108 USD 189213.75 3025 Other 1 Sole PEPSICO INC. Common stock 713448108 USD 8834374.35 141237 Sole Sole PRECISION CASTPARTS CORP. Common stock 740189105 USD 236797 3025 Other 1 Sole PRICE T.ROWE GROUP INC. Common stock 74144T108 USD 106142.25 2425 Other 1 Sole PROCTER AND GAMBLE CO. Common stock 742718109 USD 139787.25 2175 Other 1 Sole PRUDENTIAL FINANCIAL INC. Common stock 744320102 USD 4605787.98 53643 Sole Sole QUALCOMM INC. Common stock 747525103 USD 115259.5 3050 Other 1 Sole QUALCOMM INC. Common stock 747525103 USD 181392 4800 Sole Sole RAYTHEON CO. Common stock 755111507 USD 5317646.4 100713 Sole Sole ROCKWELL AUTOMATION INC. Common stock 773903109 USD 4962078.12 81239 Sole Sole RYDER SYSTEM INC. Common stock 783549108 USD 5010517.8 98130 Sole Sole SOUTHWESTERN ENERGY CO. Common stock 845467109 USD 6002347.55 171251 Sole Sole SPANSION INC-CLASS A Common stock 84649R101 USD 167918 11300 Sole Sole SPRINT NEXTEL CORP. Common stock 852061100 USD 218179.5 11550 Sole Sole STARWOOD HOTELS RES.WORLDW.INC Common stock 85590A401 USD 95312.5 1525 Other 1 Sole SYMANTEC CORP. Common stock 871503108 USD 130833.75 6275 Other 1 Sole TELLABS INC. Common stock 879664100 USD 77463 7550 Sole Sole TEXAS INSTRUMENTS INC. Common stock 882508104 USD 203040 7050 Sole Sole TIDEWATER INC. Common stock 886423102 USD 4712923.8 97455 Sole Sole TIME WARNER INC. (NOUV.STE) Common stock 887317105 USD 482427 22150 Sole Sole U.S.BANCORP Common stock 902973304 USD 10688535.55 295345 Sole Sole UNITEDHEALTH GROUP INC. Common stock 91324P102 USD 106116.75 1975 Other 1 Sole VERIZON COMMUNICATIONS INC. Common stock 92343V104 USD 502740 13500 Sole Sole VIMPEL COMMUNICATIONS Common stock 68370R109 USD 4114084.5 52110 Sole Sole WAL-MART STORES INC. Common stock 931142103 USD 11843876.96 256472 Sole Sole WALT DISNEY CO. Common stock 254687106 USD 394105 11500 Sole Sole WELLPOINT INC. Common stock 94973V107 USD 151478.25 1925 Other 1 Sole Investment Other Voting Name of Issuer Title of Class CUSIP Quot Currency Market Value Share Discretion Managers Authority - -------------- -------------- ----- ------------- ------------ ----- ---------- -------- --------- WELLS FARGO AND CO. (NOUV STE) Common stock 949746101 USD 6570243.4 184765 Sole Sole WESCO INTERNATIONAL INC. Common stock 95082P105 USD 4763962.86 81006 Sole Sole WHIRLPOOL CORP. Common stock 963320106 USD 4953969.44 59672 Sole Sole XTO ENERGY INC. Common stock 98385X106 USD 149383.75 3175 Other 1 Sole YAHOO INC. Common stock 984332106 USD 61296 2400 Sole Sole
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