-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EDiWan3YmZgHugBI/P3xNeUBJ/nROzO9/jHsnbVtj4D1UQ5utFkqHhnLErR+WOCe Q+fFx8LXxdRefgQxAyjU9w== 0001047469-07-004222.txt : 20070514 0001047469-07-004222.hdr.sgml : 20070514 20070514170350 ACCESSION NUMBER: 0001047469-07-004222 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070331 FILED AS OF DATE: 20070514 DATE AS OF CHANGE: 20070514 EFFECTIVENESS DATE: 20070514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CDC IXIS ASSET MANAGEMENT CENTRAL INDEX KEY: 0001166767 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10092 FILM NUMBER: 07847306 MAIL ADDRESS: STREET 1: 77 PLACE DES CINQ MARTYRS DU STREET 2: LYCEE BUFFON BP 541 CEDEX 15 CITY: PARIS STATE: I0 ZIP: 00000 13F-HR 1 a2177910z13f-hr.txt 13F-HR Form 13F Cover Page Report for the Calendar Year or Quarter Ended: March 31, 2007 Check here if Amendment [ ]: Amendment Number: ______ This Amendment (Check only one): / / is a restatement / / adds new holdings entries Institutional Investment Manager Filing this Report: Name: IXIS Asset Management Address: (formerly named CDC IXIS Asset Management) Immeuble Grand Seine 21, quai d'Austerlitz 75634 Paris cedex 13 France Form 13F File Number: 28-10092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Xavier Marmin Title: Head of Compliance and Risk Management IXIS Asset Management Phone: 011 331 42 794872 Signature, Place, and Date of Signing: /s/ Xavier Marmin - -------------------------------------- [Signature] Paris, France - -------------------------------------- [City, State] May 14, 2007 - -------------------------------------- [Date] Report Type (Check only one): / / 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) / / 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) /X/ 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager:
NAME 13F FILE NUMBER - ---- --------------- Harris Associates L.P. 28-2013 Loomis, Sayles & Company, L.P. 28-398 Vaughan Nelson Investment Management, L.P. 28-5840 Westpeak Global Advisors, L.P. 28-4372
Form 13F Summary Page Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 143 Form 13F Information Table Value Total: $367,313,038.72 List of Other Included Managers: (1) Subadvised accounts
Investment Other Voting Name of Issuer Title of Class CUSIP Quot Currency Market Value Share Discretion Managers Authority - -------------- -------------- ----- ------------- ------------ ----- ---------- -------- --------- ABBOTT LABORATORIES Common stock 002824100 USD 230733 4135 Other 1 Sole ACCENTURE LTD Common stock G1150G111 USD 159941 4150 Sole Sole ADOBE SYSTEMS INC. Common stock 00724F101 USD 148869 3570 Other 1 Sole AETNA INC. Common stock 00817Y108 USD 1513469.98 34562 Sole Sole AKAMAI TECHNOLOGIES INC. Common stock 00971T101 USD 141024 2825 Other 1 Sole ALLEGHENY TECHNOLOGIES INC. Common stock 01741R102 USD 136029.75 1275 Other 1 Sole ALLIANCE DATA SYSTEMS CORP. Common stock 018581108 USD 117078 1900 Other 1 Sole AMEDISYS INC. Common stock 023436108 USD 32.43 1 Sole Shared AMERICAN EXPRESS CO. Common stock 025816109 USD 6666931.2 118208 Sole Sole AMERICAN INTERNATIONAL GROUP Common stock 026874107 USD 123684.8 1840 Other 1 Sole AMGEN INC. Common stock 031162100 USD 7576098.64 135578 Sole Sole APOLLO GROUP INC. Common stock 037604105 USD 4019484 91560 Sole Sole APPLE INC. Common stock 037833100 USD 334568.91 3601 Other 1 Sole APPLE INC. Common stock 037833100 USD 534232.5 5750 Sole Sole APPLIED MATERIALS INC. Common stock 038222105 USD 159384 8700 Sole Sole ARROW ELECTRONICS INC. Common stock 042735100 USD 4415428.75 116965 Sole Sole AT AND T INC. Common stock 00206R102 USD 878894.7 22290 Sole Sole AUTOMATIC DATA PROCESSING INC. Common stock 053015103 USD 91960 1900 Sole Sole AUTONATION INC. Common stock 05329W102 USD 4714961.4 221985 Sole Sole AUTOZONE INC Common stock 053332102 USD 6466585.1 50465 Sole Sole AVNET INC. Common stock 053807103 USD 4719450.32 130588 Sole Sole BAKER HUGHES INC. Common stock 057224107 USD 4195088.81 63437 Sole Sole BANK OF AMERICA CORP. Common stock 060505104 USD 2.23 0.0438 Sole Sole BAXTER INTERNATIONAL INC. Common stock 071813109 USD 121404.35 2305 Other 1 Sole BEST BUY CO.INC. Common stock 086516101 USD 71618.4 1470 Other 1 Sole BLACK AND DECKER CORP. Common stock 091797100 USD 8028224.82 98361 Sole Sole BLACKROCK INC. Common stock 09247X101 USD 145837.23 933 Other 1 Sole BOEING CO. Common stock 097023105 USD 131764.62 1482 Other 1 Sole BOK FINANCIAL CORP. Common stock 05561Q201 USD 5532699.12 111704 Sole Sole BOSTON SCIENTIFIC CORP. Common stock 101137107 USD 4999520.84 343846 Sole Sole CAPITAL ONE FINANCIAL CORP. Common stock 14040H105 USD 6639725.4 87990 Sole Sole CARNIVAL CORP. Common stock 143658300 USD 1090864 23200 Sole Sole CB RICHARD ELLIS GROUP INC. Common stock 12497T101 USD 228664.2 6690 Other 1 Sole CBS CORP. Common stock 124857202 USD 103241.25 3375 Sole Sole CELGENE CORP. Common stock 151020104 USD 131779.52 2512 Other 1 Sole CHICAGO MERCANTILE EXCH.HOLD. Common stock 167760107 USD 178374.1 335 Other 1 Sole CHUBB CORP. Common stock 171232101 USD 18084.5 350 Other 1 Sole CISCO SYSTEMS INC. Common stock 17275R102 USD 341463.75 13375 Other 1 Sole CISCO SYSTEMS INC. Common stock 17275R102 USD 8927075.1 349670 Sole Sole CITIGROUP INC. Common stock 172967101 USD 14161779.62 275843 Sole Sole COACH INC. Common stock 189754104 USD 179679.5 3590 Other 1 Sole COGNIZANT TECHN.SOLUTIONS CORP Common stock 192446102 USD 170361.1 1930 Other 1 Sole COMCAST CORP. Common stock 20030N101 USD 184504.5 7110 Other 1 Sole COMCAST CORP. Common stock 20030N101 USD 159592.5 6150 Sole Sole CONOCOPHILLIPS Common stock 20825C104 USD 8303773.15 121489 Sole Sole CORNING INC. Common stock 219350105 USD 129094.98 5677 Other 1 Sole CORNING INC. Common stock 219350105 USD 191016 8400 Sole Sole CVS/CAREMARK CORP. Common stock 126650100 USD 235736.7 6905 Other 1 Sole DELL INC. Common stock 24702R101 USD 104445 4500 Sole Sole DONNELLEY(R.R.)AND SONS CO. Common stock 257867101 USD 1473296.35 40265 Sole Sole EBAY INC. Common stock 278642103 USD 125307 3780 Other 1 Sole EMC CORP. Common stock 268648102 USD 108251.6 7816 Other 1 Sole EMC CORP. Common stock 268648102 USD 85870 6200 Sole Sole EQUIFAX INC. Common stock 294429105 USD 4592517.75 125995 Sole Sole EXXON MOBIL CORP. Common stock 30231G102 USD 21641700.75 286835 Sole Sole FREEPORT-MCMORAN COP.GOLD INC. Common stock 35671D857 USD 178448.24 2696 Other 1 Sole GENENTECH INC. Common stock 368710406 USD 161365.8 1965 Other 1 Sole GENENTECH INC. Common stock 368710406 USD 246360 3000 Sole Sole GENERAL DYNAMICS CORP. Common stock 369550108 USD 5467260.4 71561 Sole Sole GENERAL ELECTRIC CO. Common stock 369604103 USD 16107576.16 455531 Sole Sole GILEAD SCIENCES INC. Common stock 375558103 USD 193158 2520 Other 1 Sole GOLDMAN SACHS GROUP INC. Common stock 38141G104 USD 284116.25 1375 Other 1 Sole GOLDMAN SACHS GROUP INC. Common stock 38141G104 USD 6711962.29 32483 Sole Sole GOOGLE INC. Common stock 38259P508 USD 371109.6 810 Other 1 Sole GOOGLE INC. Common stock 38259P508 USD 343620 750 Sole Sole HARLEY-DAVIDSON INC. Common stock 412822108 USD 3242471.25 55191 Sole Sole HARTFORD FCIAL SCES GROUP INC. Common stock 416515104 USD 9558 100 Other 1 Sole HARTFORD FCIAL SCES GROUP INC. Common stock 416515104 USD 4450969.44 46568 Sole Sole HEWLETT PACKARD CO. Common stock 428236103 USD 361260 9000 Sole Sole HNI CORP. Common stock 404251100 USD 5660183.55 123235 Sole Sole HOME DEPOT INC. Common stock 437076102 USD 5283873.32 143818 Sole Sole HUGOTON ROYALTY TRUST Common stock 444717102 USD 13.09 0.52 Other 1 Sole IBM Common stock 459200101 USD 254502 2700 Other 1 Sole IBM Common stock 459200101 USD 3470181.9 36815 Sole Sole ILLINOIS TOOL WORKS INC. Common stock 452308109 USD 5662119.6 109731 Sole Sole INTEL CORP. Common stock 458140100 USD 5987747.39 313003 Sole Sole INTERCONTINENTALEXCHANGE INC. Common stock 45865V100 USD 125387.46 1026 Other 1 Sole INTERPUBLIC GROUP OF COS INC. Common stock 460690100 USD 106481.5 8650 Sole Sole JOHNSON AND JOHNSON Common stock 478160104 USD 6921403.34 114859 Sole Sole KOHL'S CORP. Common stock 500255104 USD 99976.05 1305 Other 1 Sole LABORATORY CORP.AMERICA HOLD. Common stock 50540R409 USD 4246385.58 58466 Sole Sole LAS VEGAS SANDS CORP. Common stock 517834107 USD 122553.15 1415 Other 1 Sole LENNOX INTERNATIONAL INC. Common stock 526107107 USD 9870764.4 276492 Sole Sole LOWES COS INC. Common stock 548661107 USD 7257468.81 230469 Sole Sole MASTERCARD INC. Common stock 57636Q104 USD 119201.28 1122 Other 1 Sole MC GRAW-HILL COMPANIES INC. Common stock 580645109 USD 164745.6 2620 Other 1 Sole MCDERMOTT INTERNATIONAL INC. Common stock 580037109 USD 849754.02 17349 Sole Sole MEDCO HEALTH SOLUTIONS INC. Common stock 58405U102 USD 19945.75 275 Other 1 Sole MEMC ELECTRONIC MATERIALS INC. Common stock 552715104 USD 150177.82 2479 Other 1 Sole MERRILL LYNCH AND CO.INC. Common stock 590188108 USD 10491981.56 128468 Sole Sole MICROSOFT CORP. Common stock 594918104 USD 171121.8 6140 Other 1 Sole MICROSOFT CORP. Common stock 594918104 USD 11589237.84 415832 Sole Sole MONSANTO CO. Common stock 61166W101 USD 89310 1625 Other 1 Sole MONSTER WORLDWIDE INC. Common stock 611742107 USD 97108.5 2050 Other 1 Sole MORGAN STANLEY Common stock 617446448 USD 206587.48 2623 Other 1 Sole MOTOROLA INC. Common stock 620076109 USD 1710420.66 96798 Sole Sole NETWORK APPLIANCE INC. Common stock 64120L104 USD 200860 5500 Other 1 Sole NEWS CORP. LTD Common stock 65248E104 USD 141378.8 6115 Other 1 Sole NEWS CORP. LTD Common stock 65248E104 USD 187272 8100 Sole Sole NIKE INC. Common stock 654106103 USD 2059637.58 19383 Sole Sole NORDSTROM INC. Common stock 655664100 USD 117950.32 2228 Other 1 Sole NYSE GROUP INC. Common stock 62949W103 USD 86250 920 Other 1 Sole OCCIDENTAL PETROLEUM CORP. Common stock 674599105 USD 5758125.94 116774 Sole Sole OMNICARE INC. Common stock 681904108 USD 1469024.26 36938 Sole Sole OMNICOM GROUP INC. Common stock 681919106 USD 153570 1500 Sole Sole ORACLE CORP. Common stock 68389X105 USD 115270.54 6358 Other 1 Sole ORACLE CORP. Common stock 68389X105 USD 227531.5 12550 Sole Sole PARKER-HANNIFIN CORP. Common stock 701094104 USD 5301850.68 61428 Sole Sole PEOPLES UNITED FINANCIAL INC. Common stock 710198102 USD 3751222.8 84487 Sole Sole PEPSICO INC. Common stock 713448108 USD 122162.32 1922 Other 1 Sole PEPSICO INC. Common stock 713448108 USD 8913590.84 140239 Sole Sole POLO RALPH LAUREN CORP Common stock 731572103 USD 106661.5 1210 Other 1 Sole PRECISION CASTPARTS CORP. Common stock 740189105 USD 237546.15 2283 Other 1 Sole PRICE T.ROWE GROUP INC. Common stock 74144T108 USD 106885.35 2265 Other 1 Sole PRUDENTIAL FINANCIAL INC. Common stock 744320102 USD 4841817.18 53643 Sole Sole QUALCOMM INC. Common stock 747525103 USD 224050.32 5252 Other 1 Sole QUALCOMM INC. Common stock 747525103 USD 204768 4800 Sole Sole RAYTHEON CO. Common stock 755111507 USD 4016075.3 76555 Sole Sole ROCKWELL AUTOMATION INC. Common stock 773903109 USD 5404584.64 90272 Sole Sole RYDER SYSTEM INC. Common stock 783549108 USD 3713871.14 75271 Sole Sole SCOTTS COMPAGNY Common stock 810186106 USD 4233880.77 96159 Sole Sole SOUTHWESTERN ENERGY CO. Common stock 845467109 USD 6857593.2 167340 Sole Sole SPANSION INC-CLASS A Common stock 84649R101 USD 73140 6000 Sole Sole SPRINT NEXTEL CORP. Common stock 852061100 USD 218988 11550 Sole Sole ST JUDE MEDICAL INC. Common stock 790849103 USD 83644.64 2224 Other 1 Sole STRYKER CORP. Common stock 863667101 USD 160826 2425 Other Sole TEXAS INSTRUMENTS INC. Common stock 882508104 USD 2196336.8 72968 Sole Sole THERMO FISHER SCIENTIFIC INC. Common stock 883556102 USD 125290 2680 Other 1 Sole TIDEWATER INC. Common stock 886423102 USD 5708913.9 97455 Sole Sole TIME WARNER INC. (NOUV.STE) Common stock 887317105 USD 436798 22150 Sole Sole U.S.BANCORP Common stock 902973304 USD 10248937.66 293078 Sole Sole UNITEDHEALTH GROUP INC. Common stock 91324P102 USD 21717.7 410 Other 1 Sole VERIZON COMMUNICATIONS INC. Common stock 92343V104 USD 511920 13500 Sole Sole VIMPEL COMMUNICATIONS Common stock 68370R109 USD 4942112.4 52110 Sole Sole WALMART STORES INC. Common stock 931142103 USD 11821587.45 251791 Sole Sole WALT DISNEY CO. Common stock 254687106 USD 133003.09 3863 Other 1 Sole WALT DISNEY CO. Common stock 254687106 USD 395945 11500 Sole Sole WELLS FARGO AND CO. (NOUV STE) Common stock 949746101 USD 6315529.33 183431 Sole Sole WESCO INTERNATIONAL INC. Common stock 95082P105 USD 5362290.92 85414 Sole Sole WHIRLPOOL CORP. Common stock 963320106 USD 4917053.19 57909 Sole Sole XTO ENERGY INC. Common stock 98385X106 USD 162237.6 2960 Other 1 Sole YAHOO INC. Common stock 984332106 USD 109170.81 3489 Other 1 Sole YAHOO INC. Common stock 984332106 USD 75096 2400 Sole Sole
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