-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GKrmITZSh3WsfYtD6WHtrhNbVcdkAJyCotuNfWwXXYv4Y2XuaeRKZWC7AwHpiNF5 t6+81mQ+swaYmzrgwjADIQ== 0001047469-08-009330.txt : 20080813 0001047469-08-009330.hdr.sgml : 20080813 20080813165104 ACCESSION NUMBER: 0001047469-08-009330 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080630 FILED AS OF DATE: 20080813 DATE AS OF CHANGE: 20080813 EFFECTIVENESS DATE: 20080813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MACQUARIE GROUP LTD CENTRAL INDEX KEY: 0001418333 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13120 FILM NUMBER: 081013854 BUSINESS ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 MAIL ADDRESS: STREET 1: LEVEL 3, 25 NATIONAL CIRCUIT CITY: FORREST ACT 2603 STATE: C3 ZIP: 00000 13F-HR 1 a2187511z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2008 Check here if Amendment |_|; Amendment Number:___ This Amendment(Check only one): |_| is a restatement |_| adds new holdings entries Institutional Investment Manager Filing this Report: Name: Macquarie Group Limited Address: 1 Martin Place Sydney, NSW 2000 Australia Form 13F File Number: 028-13120 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin O'Neill Title: Executive Director, Risk Management Group Phone: 61 2 8232 7386 Signature, Place, and Date of Signing /s/ Kevin O'Neill Sydney, Australia August 13, 2008 - ---------------------------- [City, State] [Date] [Signature] Report Type (Check only one): |X| 13F HOLDINGS REPORT. (check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings are reported in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 398 Form 13F Information Table Value Total: $2,030,907 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NO. 13F FILE # NAME - --- ---------- -------------------------------------------------------- 01 28-13122 Macquarie Bank Limited 02 28-13124 Macquarie Investment Management Limited 03 28-11525 Macquarie Capital Investment Management LLC (formerly known as Macquarie Fund Adviser, LLC) 04 28-13126 Macquarie Capital Investment Management (Australia) Ltd. 05 28-13131 Macquarie Infrastructure Management (USA) Inc.
VOTING AUTHORITY (SOLE, MARKET AMOUNT AND TYPE OF SECURITY SHARED, OR NONE) CUSIP VALUE --------------------------- INVESTMENT OTHER --------------------------- NAME OF ISSUER TITLE OF CLASS NUMBER (X$1000) AMOUNT TYPE OF SECURITY DISCRETION MANAGERS SOLE SHARED NONE - ---------------------- -------------- --------- -------- ---------- ---------------- ---------- -------- --------- ------- --------- 3M Co COM 88579Y101 $ 369 5,300 SH Defined 2 5,300 Abbott Laboratories COM 002824100 $ 689 13,000 SH Defined 2 13,000 ADVANCED MICRO DEVICES COM 007903107 $ 854 146,511 SH Defined 1 146,511 ADVANCED SEMICONDUCTOR E-ADR Sponsored ADR 00756M404 $ 552 123,974 SH Defined 1 123,974 AES CORP COM 00130H105 $ 323 16,805 SH Defined 1 16,805 Aflac Inc COM 001055102 $ 239 3,800 SH Defined 2 3,800 Alcoa Inc COM 013817101 $ 264 7,400 SH Defined 2 7,400 ALCOA INC COM 013817101 $ 604 16,956 SH Defined 1 16,956 ALEXANDER & BALDWIN COM 014482103 $ 42,122 924,740 SH Sole 924,740 Alexandria Real Estate Equities Inc COM 015271109 $ 2,121 21,787 SH Defined 2 21,787 ALEXION PHARMACEUTICALS INC COM 015351109 $ 828 11,414 SH Defined 1 11,414 ALLEGHENY ENERGY INC COM 017361106 $ 212 4,226 SH Defined 1 4,226 ALLIANZ SE-ADR Sponsored ADR 18805101 $ 4,457 255,426 SH Defined 1 255,426 Allied Capital Corp COM 01903Q108 $ 473 34,085 SH Defined 2 34,085 Altria Group Inc COM 02209S103 $ 356 17,300 SH Defined 2 17,300 ALUMINA LTD-SPONSORED ADR Sponsored ADR 022205108 $ 1,321 72,897 SH Defined 1 72,897 AMB Property Corp COM 00163T109 $ 1,592 31,594 SH Defined 2 31,594 AMBAC FINANCIAL GROUP INC COM 023139108 $ 46 34,374 SH Defined 1 34,374 AMEREN CORPORATION COM 023608102 $ 221 5,244 SH Defined 1 5,244 AMERICA MOVIL-ADR SERIES L Sponsored ADR 02364W105 $ 1,665 31,565 SH Defined 1 31,565 American Capital Ltd COM 02503Y103 $ 478 20,100 SH Defined 2 20,100 AMERICAN ELECTRIC POWER COM 025537101 $ 401 9,961 SH Defined 1 9,961 American Express Co COM 025816109 $ 350 9,300 SH Defined 2 9,300 AMERICAN INTERNATIONAL GROUP COM 026874107 $ 1,070 40,449 SH Defined 1 40,449 American International Group Inc COM 026874107 $ 487 18,400 SH Defined 2 18,400 AMERICAN STATES WATER CO COM 029899101 $ 433 12,403 SH Defined 1 12,403 AMERICAN TOWER CORP-CL A COM 029912201 $ 419 9,917 SH Defined 1 9,917 AMERIGAS PARTNERS L P UNIT L P INT 030975106 $ 2,743 86,113 SH Defined 3 86,113 86,113 AMERIPRISE FINANCIAL INC COM 03076C106 $ 496 12,204 SH Defined 1 12,204 Amgen Inc COM 031162100 $ 459 9,734 SH Defined 2 9,734 AMGEN INC COM 031162100 $ 2,848 60,386 SH Defined 1 60,386 ANGLOGOLD ASHANTI-SPON ADR Sponsored ADR 035128206 $ 238 7,000 SH Defined 1 7,000 Anheuser-Busch Cos Inc COM 035229103 $ 360 5,800 SH Defined 2 5,800 Apache Corp COM 037411105 $ 473 3,400 SH Defined 2 3,400 Apollo Investment Corp COM 03761U106 $ 664 46,367 SH Defined 2 46,367 Apple Inc COM 037833100 $ 1,256 7,500 SH Defined 2 7,500 APPLE INC COM 037833100 $ 17,732 105,900 SH Defined 1 105,900 Applied Materials Inc COM 038222105 $ 239 12,500 SH Defined 2 12,500 AQUA AMERICA INC COM 03836W103 $ 1,221 76,464 SH Defined 1 76,464 Arch Coal Inc COM 039380100 $ 218 2,900 SH Defined 2 2,900 Archer-Daniels-Midland Co COM 039483102 $ 223 6,600 SH Defined 2 6,600 ARCHER-DANIELS-MIDLAND CO COM 039483102 $ 2,023 59,941 SH Defined 1 59,941 AT&T Inc COM 00206R102 $ 1,763 52,321 SH Defined 2 52,321 AvalonBay Communities Inc COM 053484101 $ 1,474 16,527 SH Defined 2 16,527 Baker Hughes Inc COM 057224107 $ 218 2,500 SH Defined 2 2,500 BANCO BRADESCO-SPONSORED ADR Sponsored ADR 059460303 $ 2,584 126,279 SH Defined 1 126,279
BANCO ITAU HOLDING FIN-ADR Sponsored ADR 059602201 $ 3,184 156,755 SH Defined 1 156,755 BANCO SANTANDER SA-SPON ADR Sponsored ADR 05964H105 $ 8,926 490,691 SH Defined 1 490,691 Bank of America Corp COM 060505104 $ 908 38,034 SH Defined 2 38,034 BANK OF AMERICA CORP COM 060505104 $ 950 39,784 SH Defined 1 39,784 Bank of New York Mellon Corp/The COM 064058100 $ 363 9,583 SH Defined 2 9,583 Baxter International Inc COM 071813109 $ 313 4,900 SH Defined 2 4,900 Berkshire Hathaway Inc COM 084670207 $ 321 80 SH Defined 2 80 BHP BILLITON LTD-SPON ADR Sponsored ADR 88606108 $ 29,262 343,488 SH Defined 1 343,488 Blackstone Group LP/The COM 09253U108 $ 613 33,661 SH Defined 2 33,661 BLACKSTONE GROUP LP/THE COM 09253U108 $ 4,251 233,463 SH Defined 1 233,463 Boeing Co COM 097023105 $ 414 6,300 SH Defined 2 6,300 BOEING CO COM 097023105 $ 713 10,846 SH Defined 1 10,846 Boston Properties Inc COM 101121101 $ 4,351 48,222 SH Defined 2 48,222 BRE Properties Inc COM 05564E106 $ 1,423 32,870 SH Defined 2 32,870 Bristol-Myers Squibb Co COM 110122108 $ 372 18,100 SH Defined 2 18,100 Burlington Northern Santa Fe Corp COM 12189T104 $ 270 2,700 SH Defined 2 2,700 CALIFORNIA WATER SERVICE GRP COM 130788102 $ 403 12,290 SH Defined 1 12,290 CANON INC-SPONS ADR Sponsored ADR 138006309 $ 3,609 70,484 SH Defined 1 70,484 Caterpillar Inc COM 149123101 $ 495 6,700 SH Defined 2 6,700 Celgene Corp COM 151020104 $ 230 3,600 SH Defined 2 3,600 CEMEX SAB-SPONS ADR PART CER Sponsored ADR 151290889 $ 1,807 73,154 SH Defined 1 73,154 CENTERPOINT ENERGY INC COM 15189T107 $ 132 8,219 SH Defined 1 8,219 Charles Schwab Corp/The COM 808513105 $ 203 9,900 SH Defined 2 9,900 Chesapeake Energy Corp COM 165167107 $ 244 3,700 SH Defined 2 3,700 Chevron Corp COM 166764100 $ 1,380 13,921 SH Defined 2 13,921 CHINA UNICOM -ADR Sponsored ADR 16945R104 $ 6,576 355,069 SH Defined 1 355,069 CHUNGHWA TELECOM LTD-ADR Sponsored ADR 17133Q304 $ 2,216 87,347 SH Defined 1 87,347 CIA SANEAMENTO BASICO DE-ADR Sponsored ADR 20441A102 $ 1,335 26,096 SH Defined 1 26,096 CIA SIDERURGICA NACL-SP ADR Sponsored ADR 20440W105 $ 5,511 124,100 SH Defined 1 124,100 CIA TELECOM CHILE-SPONS ADR Sponsored ADR 204449300 $ 350 60,679 SH Defined 1 60,679 CISCO SYSTEMS CALL 17275R102 $ 733 100 Call Defined 1 N/A Cisco Systems Inc COM 17275R102 $ 1,215 52,230 SH Defined 2 52,230 Citigroup Inc COM 172967101 $ 758 45,206 SH Defined 2 45,206 CITIGROUP INC COM 172967101 $ 37,460 2,235,088 SH Defined 1 2,235,088 CLEVELAND CLIFFS INC COM 185896107 $ 290 2,432 SH Defined 4 2,432 Cleveland-Cliffs Inc COM 185896107 $ 1,001 8,400 SH Defined 2 8,400 CME GROUP INC COM 12572Q105 $ 352 919 SH Defined 1 919 CNOOC LTD CALL 126132109 $ 1,100 150 Call Defined 1 N/A CNOOC LTD PUT 126132109 $ 1,100 150 Put Defined 1 N/A COACH INC COM 189754104 $ 2,466 85,390 SH Defined 1 85,390 COACH INC PUT 189754104 $ 1,213 420 Put Defined 1 N/A Coca-Cola Co/The COM 191216100 $ 863 16,600 SH Defined 2 16,600 COEUR D ALENE MINES CORP IDA COM 192108108 $ 18,137 6,107,310 SH Defined 1 6,107,310 Colgate-Palmolive Co COM 194162103 $ 297 4,300 SH Defined 2 4,300 Comcast Corp COM 20030N101 $ 306 16,150 SH Defined 2 16,150 COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412100 $ 254 8,524 SH Defined 4 8,524 CONOCOPHILLIPS COM 20825C104 $ 169 1,789 SH Defined 4 1,789 ConocoPhillips COM 20825C104 $ 1,746 18,500 SH Defined 2 18,500 CONOCOPHILLIPS COM 20825C104 $ 762 8,075 SH Defined 1 8,075
Consol Energy Inc COM 20854P109 $ 225 2,000 SH Defined 2 2,000 CONSOLIDATED EDISON INC COM 209115104 $ 466 11,926 SH Defined 1 11,926 CONSTELLATION ENERGY GROUP COM 210371100 $ 367 4,467 SH Defined 1 4,467 Corning Inc COM 219350105 $ 337 14,600 SH Defined 2 14,600 Corporate Office Properties Trust SBI MD COM 22002T108 $ 1,432 41,716 SH Defined 2 41,716 Costco Wholesale Corp COM 22160K105 $ 231 3,300 SH Defined 2 3,300 COUNTRYWIDE FINANCIAL CORP COM 222372104 $ 71 16,644 SH Defined 1 16,644 Cousins Properties Inc COM 222795106 $ 697 30,156 SH Defined 2 30,156 CROWN CASTLE INTL CORP COM 228227104 $ 207 5,342 SH Defined 1 5,342 CSX Corp COM 126408103 $ 214 3,400 SH Defined 2 3,400 CTRIP.COM INTERNATIONAL-ADR Sponsored ADR 22943F100 $ 564 12,320 SH Defined 1 12,320 CVS Caremark Corp COM 126650100 $ 586 14,809 SH Defined 2 14,809 Deere & Co COM 244199105 $ 274 3,800 SH Defined 2 3,800 Dell Inc COM 24702R101 $ 400 18,300 SH Defined 2 18,300 DESARROLLADORA HOMEX-ADR Sponsored ADR 25030W100 $ 672 11,476 SH Defined 1 11,476 DEUTSCHE TELEKOM AG-SPON ADR Sponsored ADR 251566105 $ 56,846 3,472,546 SH Defined 1 3,472,546 Digital Realty Trust Inc COM 253868103 $ 4,560 111,474 SH Defined 2 111,474 DIRECTV Group Inc/The COM 25459L106 $ 246 9,500 SH Defined 2 9,500 DOCTOR REDDY'S LAB-ADR Sponsored ADR 256135203 $ 3,080 197,431 SH Defined 1 197,431 Dominion Resources Inc/VA COM 25746U109 $ 328 6,900 SH Defined 2 6,900 DOMINION RESOURCES INC/VA COM 25746U109 $ 684 14,408 SH Defined 1 14,408 Douglas Emmett Inc COM 25960P109 $ 4,179 190,227 SH Defined 2 190,227 DUKE ENERGY CORP COM 26441C105 $ 545 31,372 SH Defined 1 31,372 DUNCAN ENERGY PARTNERS LP COM 265026104 $ 518 28,720 SH Defined 4 28,720 28,720 eBay Inc COM 278642103 $ 281 10,300 SH Defined 2 10,300 EL PASO CORP COM 28336L109 $ 380 17,485 SH Defined 1 17,485 ELAN CORP PLC -SPONS ADR Sponsored ADR 284131208 $ 1,991 56,000 SH Defined 1 56,000 Eli Lilly & Co COM 532457108 $ 420 9,100 SH Defined 2 9,100 ELI LILLY & CO COM 532457108 $ 499 10,816 SH Defined 1 10,816 EMC Corp/Massachusetts COM 268648102 $ 257 17,500 SH Defined 2 17,500 Emerson Electric Co COM 291011104 $ 267 5,400 SH Defined 2 5,400 EMERSON ELECTRIC CO COM 291011104 $ 289 5,842 SH Defined 1 5,842 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 $ 28,981 576,050 SH Defined 3 514,850 61,200 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 $ 77,485 1,540,153 SH Defined 4 73,100 455,367 1,011,686 ENBRIDGE INC COM 29250N105 $ 22,778 522,195 SH Defined 3 417,875 104,320 ENBRIDGE INC COM 29250N105 $ 67,014 1,536,325 SH Defined 4 88,452 368,627 1,079,246 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 $ 487 16,800 SH Defined 4 16,800 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 $ 26,213 603,018 SH Defined 3 533,018 70,000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 $ 82,959 1,908,412 SH Defined 4 113,700 529,849 1,264,863 Entergy Corp COM 29364G103 $ 205 1,700 SH Defined 2 1,700 ENTERGY CORP COM 29364G103 $ 583 4,835 SH Defined 1 4,835 ENTERPRISE GP HLDGS L P UNIT LP INT 293716106 $ 368 12,240 SH Defined 4 12,240 ENTERPRISE PRODS PARTNERS L COM 293792107 $ 26,993 913,789 SH Defined 3 813,739 100,050 ENTERPRISE PRODS PARTNERS L COM 293792107 $ 80,182 2,714,367 SH Defined 4 158,700 796,330 1,759,337 Entertainment Properties Trust COM 29380T105 $ 738 14,928 SH Defined 2 14,928 EOG Resources Inc COM 26875P101 $ 249 1,900 SH Defined 2 1,900 EQUITABLE RESOURCES INC COM 294549100 $ 224 3,248 SH Defined 1 3,248 Essex Property Trust Inc COM 297178105 $ 3,166 29,726 SH Defined 2 29,726 EXELON CORP COM 30161N101 $ 432 4,800 SH Defined 4 4,800
Exelon Corp COM 30161N101 $ 522 5,800 SH Defined 2 5,800 EXELON CORP COM 30161N101 $ 1,486 16,523 SH Defined 1 16,523 Extra Space Storage Inc COM 30225T102 $ 728 47,395 SH Defined 2 47,395 Exxon Mobil Corp COM 30231G102 $ 3,781 42,900 SH Defined 2 42,900 EXXON MOBIL CORP COM 30231G102 $ 61,139 693,734 SH Defined 1 693,734 Fannie Mae COM 313586109 $ 181 9,300 SH Defined 2 9,300 FANNIE MAE COM 313586109 $ 193 9,886 SH Defined 1 9,886 Federal Realty Invs Trust COM 313747206 $ 6,216 90,084 SH Defined 2 90,084 FirstEnergy Corp COM 337932107 $ 206 2,500 SH Defined 2 2,500 FIRSTENERGY CORP COM 337932107 $ 628 7,632 SH Defined 1 7,632 FOCUS MEDIA HOLDING-ADR Sponsored ADR 34415V109 $ 1,609 58,040 SH Defined 1 58,040 FORD MOTOR CO COM 345370860 $ 147 30,500 SH Defined 1 30,500 FPL Group Inc COM 302571104 $ 230 3,500 SH Defined 2 3,500 FPL GROUP INC COM 302571104 $ 664 10,122 SH Defined 1 10,122 FREEPORT-MCMORAN COPPER & GO COM 35671D857 $ 284 2,425 SH Defined 4 2,425 Freeport-McMoRan Copper & Gold Inc COM 35671D857 $ 1,434 12,238 SH Defined 2 12,238 FRESENIUS MEDICAL CARE-ADR Sponsored ADR 358029106 $ 313 5,700 SH Defined 1 5,700 Gaylord Entertainment Co COM 367905106 $ 1,532 63,933 SH Defined 2 63,933 Genentech Inc COM 368710406 $ 330 4,350 SH Defined 2 4,350 General Dynamics Corp COM 369550108 $ 227 2,700 SH Defined 2 2,700 General Electric Co COM 369604103 $ 2,263 84,800 SH Defined 2 84,800 GENERAL MOTORS CORP COM 370442105 $ 793 68,958 SH Defined 1 68,958 GERDAU S A SPONSORED ADR 373737105 $ 90 3,741 SH Defined 4 3,741 GIANT INTERACTIVE GROUP-ADR Sponsored ADR 374511103 $ 527 43,520 SH Defined 1 43,520 Gilead Sciences Inc COM 375558103 $ 402 7,600 SH Defined 2 7,600 GOLDMAN SACHS GROUP INC COM 38141G104 $ 1,713 9,795 SH Defined 1 9,795 Goldman Sachs Group Inc/The COM 38141G104 $ 560 3,200 SH Defined 2 3,200 GOODYEAR TIRE & RUBBER CO COM 382550101 $ 236 13,226 SH Defined 1 13,226 Google Inc COM 38259P508 $ 1,053 2,000 SH Defined 2 2,000 GOOGLE INC-CL A COM 38259P508 $ 1,595 3,029 SH Defined 1 3,029 Great Wolf Resorts Inc COM 391523107 $ 1,034 236,703 SH Defined 2 236,703 GRUPO TELEVISA SA-SPONS ADR Sponsored ADR 40049J206 $ 285 12,078 SH Defined 1 12,078 Halliburton Co COM 406216101 $ 393 7,400 SH Defined 2 7,400 HALLIBURTON CO COM 406216101 $ 487 9,180 SH Defined 1 9,180 HARMONY GOLD MNG-SPON ADR Sponsored ADR 413216300 $ 2,701 220,484 SH Defined 1 220,484 Harris & Harris Group Inc COM 413833104 $ 562 93,713 SH Defined 2 93,713 HDFC BANK LTD-ADR Sponsored ADR 40415F101 $ 245 3,412 SH Defined 1 3,412 Health Care Property Investors Inc COM 40414L109 $ 2,270 71,372 SH Defined 2 71,372 HESS CORP COM 42809H107 $ 372 2,945 SH Defined 4 2,945 Hess Corp COM 42809H107 $ 1,335 10,580 SH Defined 2 10,580 Hewlett-Packard Co COM 428236103 $ 1,021 23,100 SH Defined 2 23,100 HITACHI LTD -SPONS ADR Sponsored ADR 433578507 $ 659 9,200 SH Defined 1 9,200 Home Depot Inc COM 437076102 $ 347 14,800 SH Defined 2 14,800 Honeywell International Inc COM 438516106 $ 287 5,700 SH Defined 2 5,700 HSBC HOLDINGS PLC-SPONS ADR Sponsored ADR 404280406 $111,279 1,450,828 SH Defined 1 1,450,828 IMA EXPLORATION INC COM 449664101 $ 42 128,000 SH Defined 1 128,000 INFOSYS TECHNOLOGIES-SP ADR Sponsored ADR 456788108 $ 828 19,043 SH Defined 1 19,043 Intel Corp COM 458140100 $ 1,078 50,200 SH Defined 2 50,200 INTERCONTINENTAL EXCHANGE INC COM 45865V100 $ 313 2,749 SH Defined 1 2,749
International Business Machines Corp COM 459200101 $ 1,422 12,000 SH Defined 2 12,000 IPATH MSCI INDIA INDEX ETN COM 06739F291 $ 2,613 50,008 SH Defined 2 50,008 iShares Dow Jones U.S. Real Estate COM 464287739 $ 2,280 37,500 SH Defined 2 37,500 ISHARES FTSE XI CALL 464287184 $ 891 120 Call Defined 1 N/A ISHARES FTSE/XINHUA CHINA 25 COM 464287184 $ 19,748 150,936 SH Defined 1 150,936 iShares FTSE/Xinhua China 25 Index Fund COM 464287184 $ 1,963 15,000 SH Defined 2 15,000 ISHARES MSCI AUSTRALIA INDEX COM 464286103 $ 5,730 216,462 SH Defined 1 216,462 ISHARES MSCI BRAZIL COM 464286400 $ 10,611 118,840 SH Defined 1 118,840 iShares MSCI Brazil Index Fund COM 464286400 $ 1,774 19,870 SH Defined 2 19,870 ISHARES MSCI EMERGING MKT IN CALL 464287234 $ 1,262 170 Call Defined 1 N/A ISHARES MSCI HONG KONG INDEX COM 464286871 $ 2,408 142,174 SH Defined 1 142,174 iShares MSCI Mexico Index Fund COM 464286822 $ 2,847 50,000 SH Defined 2 50,000 ISHARES MSCI MEXICO INVESTAB COM 464286822 $ 278 4,884 SH Defined 1 4,884 ISHARES MSCI SINGAPORE COM 464286673 $ 603 48,617 SH Defined 1 48,617 ISHARES MSCI SOUTH KOREA IND COM 464286772 $ 14,251 279,221 SH Defined 1 279,221 iShares MSCI South Korea Index Fund COM 464286772 $ 4,668 91,450 SH Defined 2 91,450 iShares MSCI Taiwan Index Fund COM 464286731 $ 3,446 243,866 SH Defined 2 243,866 Johnson & Johnson COM 478160104 $ 1,601 24,884 SH Defined 2 24,884 JPMorgan Chase & Co COM 46625H100 $ 1,019 29,700 SH Defined 2 29,700 Kimberly-Clark Corp COM 494368103 $ 251 4,200 SH Defined 2 4,200 Kimco Realty Corp COM 49446R109 $ 1,431 41,453 SH Defined 2 41,453 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 $ 23,535 422,300 SH Defined 3 368,300 54,000 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 $ 65,530 1,175,840 SH Defined 4 67,100 298,120 810,620 KOOKMIN BANK-SPON ADR Sponsored ADR 50049M109 $ 17,404 297,452 SH Defined 1 297,452 KOREA ELEC POWER CORP-SP ADR Sponsored ADR 500631106 $ 8,993 618,904 SH Defined 1 618,904 Kraft Foods Inc COM 50075N104 $ 387 13,618 SH Defined 2 13,618 Kroger Co/The COM 501044101 $ 202 7,000 SH Defined 2 7,000 LAN AIRLINES SA-SPON ADR Sponsored ADR 501723100 $ 226 22,023 SH Defined 1 22,023 LAS VEGAS SANDS CORP COM 517834107 $ 377 7,940 SH Defined 1 7,940 LaSalle Hotel Properties COM 517942108 $ 1,327 52,801 SH Defined 2 52,801 LEHMAN BROTHERS HOLDINGS INC COM 524908100 $ 2,487 125,566 SH Defined 1 125,566 LG DISPLAY CO LTD-ADR Sponsored ADR 50186V102 $ 1,993 106,713 SH Defined 1 106,713 Lockheed Martin Corp COM 539830109 $ 286 2,900 SH Defined 2 2,900 Lowe's Cos Inc COM 548661107 $ 257 12,400 SH Defined 2 12,400 Macerich Co/The COM 554382101 $ 1,790 28,806 SH Defined 2 28,806 MACQUARIE INFRASTRUCTURE COMPANY MEMBERSHIP INT 55608B105 $ 80,248 3,173,123 SH Defined 5 3,173,123 Macquarie Infrastructure Company LLC COM 55608B105 $ 483 19,124 SH Sole 19,124 MAGELLAN MIDSTREAM HLDGS LP COM LP INTS 55907R108 $ 115 5,100 SH Defined 4 5,100 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 $ 26,474 743,869 SH Defined 3 637,038 106,831 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 $ 55,824 1,568,526 SH Defined 4 73,576 482,419 1,012,531 MARKET VECTORS AGRIBUSINESS COM 57060U605 $ 3,191 51,515 SH Defined 1 51,515 MARRIOTT INTERNATIONAL-CL A COM 571903202 $ 409 15,570 SH Defined 1 15,570 MATSUSHITA ELEC IND-SPON ADR Sponsored ADR 576879209 $ 962 44,900 SH Defined 1 44,900 McDonald's Corp COM 580135101 $ 528 9,400 SH Defined 2 9,400 MCG Capital Corp COM 58047P107 $ 231 57,942 SH Defined 2 57,942 MECHEL OAO SPONSORED ADR 583840103 $ 93 1,871 SH Defined 4 1,871 Medco Health Solutions Inc COM 58405U102 $ 278 5,900 SH Defined 2 5,900 Medtronic Inc COM 585055106 $ 471 9,100 SH Defined 2 9,100 MEMC ELECTRONIC MATERIALS COM 552715104 $ 398 6,470 SH Defined 1 6,470
Merck & Co Inc COM 589331107 $ 716 19,000 SH Defined 2 19,000 MERCK & CO. INC. COM 589331107 $ 2,393 63,501 SH Defined 1 63,501 Merrill Lynch & Co Inc COM 590188108 $ 231 7,300 SH Defined 2 7,300 MERRILL LYNCH & CO INC COM 590188108 $ 2,869 90,472 SH Defined 1 90,472 MERRILL LYNCH & CO. COM 590188108 $ 19 600 SH Sole 600 METHANEX CORP COM 59151K108 $ 34 1,196 SH Defined 4 1,196 MetLife Inc COM 59156R108 $ 354 6,700 SH Defined 2 6,700 MGM MIRAGE COM 552953101 $ 605 17,850 SH Defined 1 17,850 MICRON TECHNOLOGY INC COM 595112103 $ 168 28,022 SH Defined 1 28,022 Microsoft Corp COM 594918104 $ 1,950 70,900 SH Defined 2 70,900 MIRANT CORP COM 60467R100 $ 203 5,185 SH Defined 1 5,185 MITSUBISHI UFJ FINL GRP-ADR Sponsored ADR 606822104 $ 1,803 204,882 SH Defined 1 204,882 Monsanto Co COM 61166W101 $ 266 2,100 SH Defined 2 2,100 MONSANTO CO COM 61166W101 $ 2,870 22,697 SH Defined 1 22,697 MOODY'S CORP COM 615369105 $ 666 19,330 SH Defined 1 19,330 Morgan Stanley COM 617446448 $ 335 9,300 SH Defined 2 9,300 MORGAN STANLEY COM 617446448 $ 634 17,590 SH Defined 1 17,590 MOSAIC CO COM 61945A107 $ 115 794 SH Defined 4 794 Mosaic Co/The COM 61945A107 $ 622 4,300 SH Defined 2 4,300 MOSAIC CO/THE COM 61945A107 $ 3,776 26,092 SH Defined 1 26,092 Motorola Inc COM 620076109 $ 169 23,000 SH Defined 2 23,000 MOTOROLA INC CALL 620076109 $ 522 100 Call Defined 1 N/A NASDAQ OMX GROUP/THE COM 631103108 $ 929 35,001 SH Defined 1 35,001 National Oilwell Varco Inc COM 637071101 $ 334 3,764 SH Defined 2 3,764 News Corp COM 65248E104 $ 259 17,200 SH Defined 2 17,200 NEWS CORP-CLASS B COM 6.52E+207 $ 19,622 1,278,304 SH Defined 1 1,278,304 NIPPON TELEGRAPH & TELE-ADR Sponsored ADR 654624105 $ 802 33,000 SH Defined 1 33,000 NISSAN MOTOR CO LTD-SPON ADR Sponsored ADR 654744408 $ 911 55,353 SH Defined 1 55,353 Noble Corp COM G65422100 $ 221 3,400 SH Defined 2 3,400 Norfolk Southern Corp COM 655844108 $ 201 3,200 SH Defined 2 3,200 NRG ENERGY INC COM 629377508 $ 254 5,923 SH Defined 1 5,923 NTT DOCOMO INC-SPON ADR Sponsored ADR 62942M201 $ 235 16,099 SH Defined 1 16,099 Nucor Corp COM 670346105 $ 269 3,600 SH Defined 2 3,600 NUSTAR ENERGY LP CCM 67058H102 $ 3,856 81,362 SH Defined 4 81,362 NVIDIA CORP COM 67066G104 $ 1,412 75,415 SH Defined 1 75,415 NYSE EURONEXT COM 629491101 $ 607 11,986 SH Defined 1 11,986 Occidental Petroleum Corp COM 674599105 $ 683 7,600 SH Defined 2 7,600 OCCULOGIX INC COM 67461T107 $ 2 12636 SH Sole 12636 Oracle Corp COM 68389X105 $ 738 35,131 SH Defined 2 35,131 P G & E CORP COM 69331C108 $ 354 8,908 SH Defined 1 8,908 PACIFIC RIM MINING CORP COM NEW 694915208 $ 1,693 2,000,000 SH Defined 1 2,000,000 PARAMOUNT GOLD AND SILVER CORP COM 69924P102 $ 814 476,200 SH Defined 1 476,200 PEABODY ENERGY CORP COM 704549104 $ 53 600 SH Defined 4 600 Peabody Energy Corp COM 704549104 $ 352 4,000 SH Defined 2 4,000 PepsiCo Inc COM 713448108 $ 814 12,800 SH Defined 2 12,800 PEPSICO INC COM 713448108 $ 503 7,915 SH Defined 1 7,915 PETROCHINA CO LTD -ADR Sponsored ADR 7.16E+104 $ 59,489 461,659 SH Defined 1 461,659 PETROLEO BRASILEIRO S.A.-ADR Sponsored ADR 71654V408 $ 3,147 44,427 SH Defined 1 44,427 Pfizer Inc COM 717081103 $ 1,054 60,330 SH Defined 2 60,330
PFIZER INC COM 717081103 $ 20,565 1,177,163 SH Defined 1 1,177,163 Philip Morris International Inc COM 718172109 $ 854 17,300 SH Defined 2 17,300 POSCO SPONSORED ADR 693483109 $ 91 703 SH Defined 4 703 POSCO-ADR Sponsored ADR 693483109 $ 17,123 131,942 SH Defined 1 131,942 POTASH CORP OF SASKATCHEWAN COM 73755L107 $160,725 703,175 SH Defined 1 703,175 POTASH CORP SASK INC COM 73755L107 $ 157 672 SH Defined 4 672 POWERSHARES CLEANTECH PORTFO COM 73935X278 $ 515 15,520 SH Defined 1 15,520 POWERSHARES WIL CALL 73935X500 $ 1,941 1,374 Call Defined 1 N/A POWERSHARES WILDERH CLEAN EN COM 73935X500 $ 11,348 580,458 SH Defined 1 580,458 PPL CORPORATION COM 69351T106 $ 487 9,319 SH Defined 1 9,319 PRAXAIR INC COM 74005P104 $ 223 2,365 SH Defined 4 2,365 Praxair Inc COM 74005P104 $ 1,065 11,300 SH Defined 2 11,300 Procter & Gamble Co COM 742718109 $ 1,578 25,957 SH Defined 2 25,957 PROGRESS ENERGY INC COM 743263105 $ 274 6,542 SH Defined 1 6,542 Prologis COM 743410102 $ 1,783 32,808 SH Defined 2 32,808 Prudential Financial Inc COM 744320102 $ 245 4,100 SH Defined 2 4,100 PUBLIC SERVICE ENTERPRISE GP COM 744573106 $ 585 12,733 SH Defined 1 12,733 Public Service Enterprise Group Inc COM 744573106 $ 202 4,400 SH Defined 2 4,400 Public Storage Inc COM 74460D109 $ 4,340 53,724 SH Defined 2 53,724 Puget Energy Inc. COM 745310102 $154,307 6,432,119 SH Sole 6,432,119 Qualcomm Inc COM 747525103 $ 639 14,400 SH Defined 2 14,400 RAMBUS INC COM 750917106 $ 288 15,090 SH Defined 1 15,090 Realty Income Corp COM 756109104 $ 4,386 192,711 SH Defined 2 192,711 RELIANT ENERGY INC COM 75952B105 $ 183 8,621 SH Defined 1 8,621 RIO TINTO PLC-SPON ADR Sponsored ADR 767204100 $ 15,017 30,337 SH Defined 1 30,337 ROYAL BANK OF SCOT-SPON ADR Sponsored ADR 780097721 $ 319 74,367 SH Defined 1 74,367 Safeguard Scientifics Inc COM 786449108 $ 663 534,453 SH Defined 2 534,453 SANDISK CORP COM 80004C101 $ 4,914 262,794 SH Defined 1 262,794 SAP AG-SPONSORED ADR Sponsored ADR 803054204 $ 10,867 208,549 SH Defined 1 208,549 SAPPI LTD -SPONSORED ADR Sponsored ADR 803069202 $ 302 25,390 SH Defined 1 25,390 SASOL LTD-SPONSORED ADR Sponsored ADR 803866300 $ 738 12,525 SH Defined 1 12,525 Schering-Plough Corp COM 806605101 $ 236 12,000 SH Defined 2 12,000 Schlumberger Ltd COM 806857108 $ 999 9,300 SH Defined 2 9,300 SEMICONDUCTOR MANUFACT-ADR Sponsored ADR 81663N206 $ 550 188,970 SH Defined 1 188,970 SEMPRA ENERGY COM 816851109 $ 354 6,268 SH Defined 1 6,268 Senior Housing Properties Trust COM 81721M109 $ 3,137 160,644 SH Defined 2 160,644 SEPRACOR INC COM 817315104 $ 252 12,639 SH Defined 1 12,639 SILICONWARE PRECISION-SP ADR Sponsored ADR 827084864 $ 1,097 150,000 SH Defined 1 150,000 Simon Property Group Inc COM 828806109 $ 4,639 51,607 SH Defined 2 51,607 SIRF TECHNOLOGY HOLDINGS INC COM 82967H101 $ 88 20,371 SH Defined 1 20,371 SL Green Realty Corp COM 78440X101 $ 1,063 12,856 SH Defined 2 12,856 SONY CORP-SPONSORED ADR Sponsored ADR 835699307 $ 2,943 67,291 SH Defined 1 67,291 SOUTHERN CO COM 842587107 $ 18,131 519,208 SH Defined 1 519,208 SPDR GOLD TRUST COM 78463V107 $ 564 6,168 SH Defined 1 6,168 SPECTRA ENERGY CORP COM 847560109 $ 451 15,686 SH Defined 1 15,686 Sprint Nextel Corp COM 852061100 $ 208 21,850 SH Defined 2 21,850 Starwood Hotels & Resorts Worldwide Inc COM 85590A401 $ 309 7,700 SH Defined 2 7,700 State Street Corp COM 857477103 $ 227 3,553 SH Defined 2 3,553 STEEL DYNAMICS INC COM 858119100 $ 100 2,565 SH Defined 4 2,565
Steel Dynamics Inc COM 858119100 $ 313 8,000 SH Defined 2 8,000 SYNTAX-BRILLIAN CORP COM 87163L103 $ 93 179,055 SH Defined 1 179,055 TAIWAN SEMICONDUCTOR-SP ADR Sponsored ADR 874039100 $ 2,819 258,400 SH Defined 1 258,400 TAM SA-SPONSORED ADR Sponsored ADR 87484D103 $ 3,674 192,153 SH Defined 1 192,153 Target Corp COM 87612E106 $ 325 7,000 SH Defined 2 7,000 TATA MOTORS LTD-SPON ADR Sponsored ADR 876568502 $ 941 93,664 SH Defined 1 93,664 Taubman Centers Inc COM 876664103 $ 1,873 38,491 SH Defined 2 38,491 TELECOM NEW ZEALAND-SP ADR Sponsored ADR 879278208 $ 5,371 397,554 SH Defined 1 397,554 TELEFONICA SA-SPON ADR Sponsored ADR 879382208 $ 11,911 149,674 SH Defined 1 149,674 TERRA INDUSTRIES INC COM 880915103 $ 1,059 21,454 SH Defined 1 21,454 Texas Instruments Inc COM 882508104 $ 360 12,800 SH Defined 2 12,800 TEXTRON INC COM 883203101 $ 302 6,310 SH Defined 1 6,310 Time Warner Inc COM 887317105 $ 509 34,400 SH Defined 2 34,400 TOYOTA MOTOR CORP - -SPON ADR Sponsored ADR 892331307 $ 851 9,050 SH Defined 1 9,050 TRANSCANADA CORP COM 89353D107 $ 14,273 365,000 SH Defined 3 324,000 41,000 TRANSCANADA CORP COM 89353D107 $ 27,154 694,387 SH Defined 4 45,200 74,300 574,887 Transocean Inc COM G90073100 $ 471 3,092 SH Defined 2 3,092 Travelers Cos Inc/The COM 89417E109 $ 234 5,400 SH Defined 2 5,400 TRINITY INDUSTRIES INC COM 896522109 $ 7,269 209,535 SH Defined 1 209,535 UNILEVER PLC-SPONSORED ADR Sponsored ADR 904767704 $ 1,023 36,000 SH Defined 1 36,000 Union Pacific Corp COM 907818108 $ 302 4,000 SH Defined 2 4,000 United Parcel Service Inc COM 911312106 $ 301 4,900 SH Defined 2 4,900 United States Steel Corp COM 912909108 $ 259 1,400 SH Defined 2 1,400 United Technologies Corp COM 913017109 $ 475 7,700 SH Defined 2 7,700 UnitedHealth Group Inc COM 91324P102 $ 281 10,700 SH Defined 2 10,700 US Bancorp COM 902973304 $ 418 15,000 SH Defined 2 15,000 Valero Energy Corp COM 91913Y100 $ 247 5,988 SH Defined 2 5,988 Ventas Inc COM 92276F100 $ 3,440 80,797 SH Defined 2 80,797 Verizon Communications Inc COM 92343V104 $ 850 24,000 SH Defined 2 24,000 Visa Inc COM 92826C839 $ 342 4,200 SH Defined 2 4,200 Vornado Realty Trust COM 929042109 $ 5,541 62,967 SH Defined 2 62,967 Wachovia Corp COM 929903102 $ 290 18,681 SH Defined 2 18,681 WACHOVIA CORP COM 929903102 $ 352 22,661 SH Defined 1 22,661 Walgreen Co COM 931422109 $ 247 7,600 SH Defined 2 7,600 Wal-Mart Stores Inc COM 931142103 $ 1,146 20,400 SH Defined 2 20,400 Walt Disney Co/The COM 254687106 $ 505 16,200 SH Defined 2 16,200 WALTER INDS INC COM 93317Q105 $ 86 792 SH Defined 4 792 Walter Industries Inc COM 93317Q105 $ 218 2,000 SH Defined 2 2,000 WASHINGTON MUTUAL INC COM 939322103 $ 731 148,284 SH Defined 1 148,284 Waste Management Inc COM 94106L109 $ 245 6,500 SH Defined 2 6,500 Weatherford International Ltd COM G95089101 $ 291 5,868 SH Defined 2 5,868 WellPoint Inc COM 94973V107 $ 224 4,700 SH Defined 2 4,700 Wells Fargo & Co COM 949746101 $ 648 27,300 SH Defined 2 27,300 WELLS FARGO & CO COM 949746101 $ 4,388 184,749 SH Defined 1 184,749 WESTPAC BANKING CORP - -SP ADR Sponsored ADR 961214301 $ 5,108 53,600 SH Defined 1 53,600 WHOLE FOODS MARKET INC COM 966837106 $ 547 23,106 SH Defined 1 23,106 WILLIAMS COS INC COM 969457100 $ 592 14,677 SH Defined 1 14,677 WOORI FINANCE HOLDINGS-ADR Sponsored ADR 981063100 $ 1,048 21,921 SH Defined 1 21,921 Wyeth COM 983024100 $ 571 11,900 SH Defined 2 11,900
WYNN RESORTS LTD COM 983134107 $ 395 4,857 SH Defined 1 4,857 XCEL ENERGY INC COM 98389B100 $ 216 10,745 SH Defined 1 10,745 Xerox Corp COM 984121103 $ 144 10,600 SH Defined 2 10,600 XTO Energy Inc COM 98385X106 $ 223 3,250 SH Defined 2 3,250 YAHOO INC CALL 984332106 $ 859 608 Call Defined 1 N/A Yahoo! Inc COM 984332106 $ 202 9,800 SH Defined 2 9,800 YAHOO! INC COM 984332106 $ 443 21,434 SH Defined 1 21,434
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