-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Fr3PHyjOvigXnoVEu32NsuiEvCzHMBcIy6QgGQgpPCs3xFPD5RAi+NidRVyB/mOO zIX7FMHJwifJs9Yjl7pKNA== 0001048703-05-000195.txt : 20051115 0001048703-05-000195.hdr.sgml : 20051115 20051115115804 ACCESSION NUMBER: 0001048703-05-000195 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051115 DATE AS OF CHANGE: 20051115 EFFECTIVENESS DATE: 20051115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KARPUS MANAGEMENT INC CENTRAL INDEX KEY: 0001048703 IRS NUMBER: 161290550 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11445 FILM NUMBER: 051205365 BUSINESS ADDRESS: STREET 1: 14 TOBEY VILLAGE OFFICE PARK CITY: PITTSFORD STATE: NY ZIP: 14534 BUSINESS PHONE: 7165864680 13F-HR/A 1 form13f905.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F/A FORM 13F/A COVER PAGE Report for the Calendar Year or Quarter Ended:September 30, 2005 Check here if Amendment [x ]; Amendment Number: _1______ This Amendment (Check only one.): [ ] is a restatement. [ x ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Karpus Investment Management Address: 183 Sully?s Trail Pittsford, New York_14534 Form 13F/A File Number: 28-11445 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: George W. Karpus Title: President / CEO Phone: 585-586-4680 Signature, Place, and Date of Signing: George Karpus Pittsford, NewYork 14534 11/14/05 [Signature] [City, State] [Date] Report Type ( Check only one.): [ x ] 13F/A HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F/A NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F/A COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F/A File Number Name 28-11445 Karpus Investment Management [Repeat as necessary.] FORM 13F/A SUMMARY PAGE Report Summary: Number of Other Included Managers: N/A Form 13F/A Information Table Entry Total: 181 Form 13F/A Information Table Value Total: 641,025 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F/A file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state ?NONE? and omit the column headings and list entries.] No. Form 13F/A File Number Name NONE [Repeat as necessary.] Form 13F Information Table Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Name of Issuer Title of Cusip Value Shares Or Investment Other Voting Class (x$1000) Prn Amt Discretion Managers Authority 1838 BOND-DEBENTURE TRADING FUND Common Stock 282520105 255 13,800 Sole N/a Sole ACM GOVERNMENT OPPORTUNITY FUND, INC. Common Stock 000918102 2,159 278,540 Sole N/a Sole ACM MANAGED INCOME FUND Common Stock 000919100 6,146 1,697,715 Sole N/a Sole ADAMS EXPRESS COMPANY Common Stock 006212104 7,884 600,881 Sole N/a Sole AIM SELECT REAL ESTATE INCOME FUND Common Stock 00888R107 2,223 135,380 Sole N/a Sole ALLIANCE WORLD DOLLAR GOVERNMENT FUND Common Stock 018796102 150 11,970 Sole N/a Sole ALLIANCE WORLD DOLLAR GOVT FUND II Common Stock 01879R106 2,139 169,870 Sole N/a Sole ALLMERICA SECURITIES TRUST Common Stock 019921105 3,840 406,340 Sole N/a Sole AMERICAN INCOME FUND, INC. Common Stock 02672T109 2,636 326,987 Sole N/a Sole AMERICAN SELECT PORTFOLIO Common Stock 029570108 703 58,410 Sole N/a Sole AMERICAN STRATEGIC INC III Common Stock 03009T101 1,395 127,960 Sole N/a Sole ASA BERMUDA LTD. Common Stock G3156P103 590 12,600 Sole N/a Sole ASIA PACIFIC FUND, INC. Common Stock 044901106 485 29,910 Sole N/a Sole ASIA TIGERS FUND INC Common Stock 04516T105 854 62,008 Sole N/a Sole BANCROFT CONVERTIBLE FUND, INC. Common Stock 059695106 694 37,997 Sole N/a Sole BLACKROCK ADVANTAGE TERM TRUST Common Stock 09247A101 14,090 1,380,000 Sole N/a Sole BLACKROCK INCOME OPPORTUNITY TRUST Common Stock 092475102 12,336 1,074,561 Sole N/a Sole BLACKROCK INSD MUNI 2008 TR Common Stock 09247K109 3,146 199,619 Sole N/a Sole BLACKROCK MUNI TARGET TRUST Common Stock 09247M105 18,996 1,888,250 Sole N/a Sole BLACKROCK NEW YORK INSD 2008 Common Stock 09247L107 19,484 1,251,349 Sole N/a Sole BLACKROCK NEW YORK MUN II Common Stock 09249r102 452 33,000 Sole N/a Sole BLACKROCK STRAT DVD ACHV TRS Common Stock 09249Y107 1,254 90,960 Sole N/a Sole BOULDER GROWTH & INCOME FUND INC. Common Stock 101507101 542 79,730 Sole N/a Sole BRANTLEY CAPITAL CORP Common Stock 105494108 2,181 340,751 Sole N/a Sole BRAZILIAN FUND INC Common Stock 105759104 585 11,800 Sole N/a Sole CAPITAL AND INC STRAT FD INC. Common Stock 13971Y103 859 49,175 Sole N/a Sole CAPITAL SOUTHWEST CORPORATION Common Stock 140501107 422 4,953 Sole N/a Sole CASTLE CONVERTIBLE FUND - FIDELITY RES Common Stock 148443104 748 33,100 Sole N/a Sole CEF WESTERN ASSET CLYMOR Common Stock 95766Q106 558 44,840 Sole N/a Sole CENTRAL SECURITIES CORP Common Stock 155123102 1,053 41,510 Sole N/a Sole CITIGROUP INVESTMENTS CORPORATE LOAN FUND Common Stock 17307C107 1,469 112,565 Sole N/a Sole COHEN & STEERS REIT & UTILITY INCOME FUND Common Stock 19247Y108 1,409 73,595 Sole N/a Sole COHEN & STEERS SEL UTILITY Common Stock 19248A109 2,191 99,860 Sole N/a Sole DEFINED STRATEGY FUND, INC. Common Stock 24476Y100 2,344 144,265 Sole N/a Sole DREMAN / CLAYMORE DIVIDEND & INCOME Common Stock 26153R100 553 29,915 Sole N/a Sole DREYFUS STRATEGIC MUNICIPALS Common Stock 261932107 2,633 296,800 Sole N/a Sole EATON VANCE SENIOR INCOME TRUST Common Stock 27826S103 969 121,832 Sole N/a Sole EATON VANCE SHORT DUR DIV IN Common Stock 27828V104 1,071 63,595 Sole N/a Sole EATON VANCE TAX ADV GL DVD O Common Stock 27828U106 430 18,345 Sole N/a Sole EMERGING MARKETS TELECOMUNICATIONS FUND Common Stock 290890102 2,911 258,549 Sole N/a Sole EQUUS II INC Common Stock 294766100 4,432 514,738 Sole N/a Sole EUROPE FUND, INC Common Stock 29874M103 6,366 548,281 Sole N/a Sole EVERGREEN MANAGED INCOME FUND Common Stock 30024Y104 5,319 316,594 Sole N/a Sole EVERGREEN UTIL & HIGH INCOME Common Stock 30034Q109 429 18,317 Sole N/a Sole FIRST TRUST VALUE LINE DIVIDEND FUND Common Stock 33735A100 5,060 339,793 Sole N/a Sole FIRST TRUST/VALUE LINE & IBB EQ ALLOC Common Stock 33735H105 2,373 106,051 Sole N/a Sole FLOATING RATE INC STRAT II Common Stock 339736100 296 16,850 Sole N/a Sole FT DEARBORN INCOME SEC Common Stock 347200107 3,775 256,080 Sole N/a Sole GABELLI DIVIDEND & INCOME TRUST Common Stock 36242H104 1,136 61,550 Sole N/a Sole GABELLI GLOBAL MULTIMEDIA TRUST Common Stock 36239Q109 3,670 352,893 Sole N/a Sole GENERAL AMERICAN INVESTORS Common Stock 368802104 8,430 242,030 Sole N/a Sole GREATER CHINA FUND Common Stock 39167B102 205 12,240 Sole N/a Sole HYPERION 2005 INVESTMENT GRADE OPPORTUNITY Common Stock 448918102 22,172 2,239,595 Sole N/a Sole ING PRIME RATE TRUST Common Stock 44977W106 407 59,520 Sole N/a Sole INSURED MUNI INCOME FUND(NAME CHANGE 8/95) Common Stock 45809F104 4,371 331,905 Sole N/a Sole INVESTMENT GRADE MUNI INC FD(NAME CHG 8/95 Common Stock 461368102 5,059 376,395 Sole N/a Sole ISHARES DOW JONES U.S. ENERGY SECTOR INDEX Common Stock 464287796 274 3,000 Sole N/a Sole ISHARES GS$ INVESTOP CORP. BD Common Stock 464287242 12,499 114,223 Sole N/a Sole ISHARES LEHMAN 20+ YEAR TREASURY BOND Common Stock 464287432 603 6,535 Sole N/a Sole ISHARES LEHMAN US TSY INFLA PROTECTED SEC Common Stock 464287176 16,114 153,069 Sole N/a Sole ISHARES MSCI AUSTRALIA Common Stock 464286103 2,264 115,460 Sole N/a Sole ISHARES MSCI CANADA Common Stock 464286509 4,610 213,728 Sole N/a Sole ISHARES MSCI EMERGING MARKETS INDEX Common Stock 464287234 3,708 43,680 Sole N/a Sole ISHARES MSCI FRANCE Common Stock 464286707 4,588 176,745 Sole N/a Sole ISHARES MSCI JAPAN INDEX FUND Common Stock 464286848 13,783 1,130,682 Sole N/a Sole ISHARES MSCI PACIFIC EX-JAPAN INDEX FUND Common Stock 464286665 422 4,095 Sole N/a Sole ISHARES MSCI SOUTH KOREA IND Common Stock 464286772 639 16,190 Sole N/a Sole ISHARES MSCI TAIWAN INDEX FD Common Stock 464286731 470 40,150 Sole N/a Sole ISHARES MSCI UNITED KINGDOM Common Stock 464286699 16,638 877,524 Sole N/a Sole ISHARES RUSSELL 2000 INDEX FUND Common Stock 464287655 7,326 110,347 Sole N/a Sole ISHARES S&P GLOBAL ENERGY SECTOR INDEX FD Common Stock 464287341 285 2,800 Sole N/a Sole ISHARES S&P MIDCAP 400/BARRA VALUE INDEX Common Stock 464287705 214 3,060 Sole N/a Sole ISHARES S&P SMALLCAP 600/BARRA VALUE INDEX Common Stock 464287879 213 3,330 Sole N/a Sole ISHARES TR 1-3 YR TRS BD Common Stock 464287457 1,591 19,736 Sole N/a Sole J F CHINA REGION FUND, INC. Common Stock 46614T107 245 17,800 Sole N/a Sole JOHN HANCOCK BANK & THRIFT FUN Common Stock 409735107 4,980 529,775 Sole N/a Sole JOHN HANCOCK FINANCIAL Common Stock 41014X105 290 17,884 Sole N/a Sole JOHN HANCOCK PFD INCOME III Common Stock 41021P103 503 23,500 Sole N/a Sole JOHN HANCOCK PREFERRED INCOME FUND Common Stock 41013W108 735 32,300 Sole N/a Sole JOHN HANCOCK PREFERRED INCOME FUND II Common Stock 41013X106 1,090 48,000 Sole N/a Sole JOHN HANCOCK T/A DVD INCOME Common Stock 41013V100 1,354 76,380 Sole N/a Sole KOREA EQUITY FUND, INC. Common Stock 50063B104 282 33,390 Sole N/a Sole LATIN AMERICA DISCOVERY FUND Common Stock 51828C106 441 16,184 Sole N/a Sole LATIN AMERICA EQUITY FUND Common Stock 51827Q106 4,581 147,783 Sole N/a Sole LAZARD GLOBAL TOT RT & INC Common Stock 52106W103 1,367 71,207 Sole N/a Sole MANAGED MUNICIPALS PORTFOLIO INC Common Stock 561662107 1,624 151,200 Sole N/a Sole MBIA CAP/CLAYMORE MGD DUR INV GRADE MUNI Common Stock 55266X100 4,243 327,150 Sole N/a Sole MEXICO FUND Common Stock 592835102 289 10,162 Sole N/a Sole MFS CHARTER INCOME TRUST Common Stock 552727109 9,354 1,069,083 Sole N/a Sole MFS GOVERNMENT MARKETS INCOME TRUST Common Stock 552939100 24,253 3,636,172 Sole N/a Sole MFS INTERMEDIATE INCOME Common Stock 55273C107 10,841 1,673,040 Sole N/a Sole MFS MULTI MARKET INCOME FUND Common Stock 552737108 5,558 889,250 Sole N/a Sole MONTGOMERY STREET INCOME SECURITIES Common Stock 614115103 388 22,060 Sole N/a Sole MORGAN STANLEY ASIA-PACIFIC FUND Common Stock 61744U106 9,317 632,965 Sole N/a Sole MORGAN STANLEY CALIFORNIA INSURED MUN INC Common Stock 61745P502 178 13,100 Sole N/a Sole MORGAN STANLEY DEAN WITTER GOVT INCOME TR Common Stock 61745P106 12,078 1,361,645 Sole N/a Sole MORGAN STANLEY DEAN WITTER INSD MUN INC TR Common Stock 61745P791 6,478 461,100 Sole N/a Sole MORGAN STANLEY DEAN WITTER MUN PREM INCOME Common Stock 61745P429 1,184 129,775 Sole N/a Sole MORGAN STANLEY DEAN WITTER QUAL MUN SECS Common Stock 61745P585 4,277 299,095 Sole N/a Sole MORGAN STANLEY DEAN WITTR NY QUAL MUN SECS Common Stock 61745P528 3,225 232,830 Sole N/a Sole MORGAN STANLEY INCOME SEC INC Common Stock 61745P874 3,824 241,445 Sole N/a Sole MORGAN STANLEY INSURED MUNICIPAL TRUST Common Stock 61745P866 3,137 226,650 Sole N/a Sole MORGAN STANLEY QUALITY MUNICIPAL INVESTMT Common Stock 61745P668 2,431 176,150 Sole N/a Sole MSDW INSURED MUNICIPAL BOND Common Stock 61745p817 1,890 132,200 Sole N/a Sole MSDW QUALITY MUNICIPAL INCOME Common Stock 61745P734 2,779 199,785 Sole N/a Sole MUNICIPAL ADVANTAGE FUND INC. Common Stock 626189104 2,758 216,160 Sole N/a Sole NEUBERGER BERMAN DIVIDEND ADVANTAGE FUND Common Stock 64127J102 383 18,700 Sole N/a Sole NEUBERGER BERMAN INCOME OPP FD Common Stock 64126L108 339 22,900 Sole N/a Sole NEUBERGER BERMAN INTERMEDIATE MUNI FUND Common Stock 64124P101 705 50,889 Sole N/a Sole NEUBERGER BERMAN NY INTMD MU Common Stock 64124k102 226 16,400 Sole N/a Sole NEUBERGER BERMAN REAL ESTATE INCOME FUND Common Stock 64126D106 1,092 48,830 Sole N/a Sole NEUBERGER BERMAN REALTY, INC. Common Stock 64126G109 224 11,910 Sole N/a Sole NEW AMERICA HIGH INCOME FUND, INC. Common Stock 641876107 22 10,000 Sole N/a Sole NEW GERMANY FUND Common Stock 644465106 15,308 1,462,045 Sole N/a Sole NEW IRELAND FUND, INC. Common Stock 645673104 3,452 148,480 Sole N/a Sole NUVEEN INS NY T/F ADV MUNI Common Stock 670656107 885 63,100 Sole N/a Sole NUVEEN PREFERRED & CONVERTIBLE INC FD 2 Common Stock 67073D102 405 32,290 Sole N/a Sole NUVEEN PREMIER MUNI INC FD Common Stock 670988104 1,792 127,800 Sole N/a Sole NUVEEN PREMIUM INC MUNI FD 4 Common Stock 6706K4105 1,211 94,600 Sole N/a Sole NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 2 Common Stock 67063C106 501 36,950 Sole N/a Sole NUVEEN SELECT TAX-FREE INCOME PORTFOLIO 3 Common Stock 67063X100 2,193 165,535 Sole N/a Sole PETROLEUM & RESOURCES CORPORATION Common Stock 716549100 377 10,800 Sole N/a Sole PIONEER INTEREST SHARES, INC. Common Stock 723703104 2,363 212,080 Sole N/a Sole PIONEER TAX ADV BALANCE FUND Common Stock 72388R101 3,622 283,840 Sole N/a Sole PUTNAM HIGH INCOME BOND FUND Common Stock 746779107 209 27,170 Sole N/a Sole PUTNAM HIGH YIELD MUNICIPAL TRUST Common Stock 746781103 851 122,600 Sole N/a Sole PUTNAM INVESTMENT GRADE MUNICIPAL TRUST Common Stock 746805100 5,735 599,250 Sole N/a Sole PUTNAM MANAGED MUNICIPAL INCOME TRUST Common Stock 746823103 974 129,800 Sole N/a Sole PUTNAM MASTER INTERMEDIATE INCOME TRUST Common Stock 746909100 85 13,530 Sole N/a Sole PUTNAM MUNICIPAL BOND FUND, INC. Common Stock 74683V100 1,680 132,250 Sole N/a Sole PUTNAM MUNICIPAL OPPORTUNITIES TRUST Common Stock 746922103 5,473 461,888 Sole N/a Sole PUTNAM NY INVESTMENT GRADE MUNICIPAL TRUST Common Stock 746921105 1,722 143,940 Sole N/a Sole PUTNAM PREMIER INCOME TRUST Common Stock 746853100 1,971 315,914 Sole N/a Sole PUTNAM TAX-FREE HEALTH CARE FUND Common Stock 746920107 702 57,835 Sole N/a Sole REAL ESTATE INCOME FUND, INC. Common Stock 755881109 2,102 110,002 Sole N/a Sole RYDEX S&P EQUAL WEIGHT ETF Common Stock 78355W106 9,275 56,981 Sole N/a Sole S & P MID-CAP 400 DEPOSITARY RECEIPTS Common Stock 595635103 3,470 26,507 Sole N/a Sole S&P 500 GEARED FUND INC. Common Stock 78381r105 269 13,185 Sole N/a Sole S&P QUAL RANK GL EQ MGD TRST Common Stock 783834104 682 47,028 Sole N/a Sole SALOMON BROS 2008 WORLDWIDE DOLLAR GOVT TR Common Stock 79548R103 2,034 188,295 Sole N/a Sole SALOMON BROS HIGH INC FD II Common Stock 794907105 135 13,000 Sole N/a Sole SALOMON BROTHERS CAP & INC Common Stock 795500107 2,545 142,965 Sole N/a Sole SALOMON BROTHERS FUND INC Common Stock 795477108 13,756 976,998 Sole N/a Sole SALOMON BROTHERS INFL MGMT Common Stock 79550V109 4,058 229,016 Sole N/a Sole SALOMON BROTHERS MUNI PARTNRS II Common Stock 794918102 5,284 394,625 Sole N/a Sole SALOMON BROTHERS MUNI PTR FD Common Stock 794916106 4,598 328,690 Sole N/a Sole SCUDDER GLBL COMMODITIES STK Common Stock 81114Y108 6,464 389,155 Sole N/a Sole SCUDDER GLOBAL HIGH INCOME Common Stock 81115E101 92 11,200 Sole N/a Sole SCUDDER NEW ASIA FUND Common Stock 811183102 3,502 184,049 Sole N/a Sole SCUDDER RREEF REAL ESTATE FUND Common Stock 81119Q100 2,397 110,400 Sole N/a Sole SCUDDER RREEF REAL ESTATE FUND II Common Stock 81119R108 662 40,470 Sole N/a Sole SELIGMAN QUALITY MUNICIPAL FUND Common Stock 816343107 3,560 283,250 Sole N/a Sole SELIGMAN SELECT MUNICIPAL FUND Common Stock 816344105 1,191 114,787 Sole N/a Sole SINGAPORE FUND Common Stock 82929L109 1,493 159,035 Sole N/a Sole SUNSET FINANCIAL RESOURCES - FIDELITY RES Common Stock 867708109 308 38,300 Sole N/a Sole SWISS HELVETIA FUND Common Stock 870875101 6,455 433,528 Sole N/a Sole TAIWAN FUND, INC. Common Stock 874036106 396 29,254 Sole N/a Sole TCW CONVERTIBLE SECURITIES FUND Common Stock 872340104 2,350 470,005 Sole N/a Sole TEMPLETON DRAGON FUND, INC. Common Stock 88018T101 1,212 61,993 Sole N/a Sole THE GERMANY FUND INC. Common Stock 374143105 1,032 119,260 Sole N/a Sole TRI-CONTINENTAL CORPORATION Common Stock 895436103 27,954 1,530,897 Sole N/a Sole TS&W/CLAYMORE TAX-ADVANTAGED BALANCED FUND Common Stock 87280R108 880 64,400 Sole N/a Sole VAN KAMPEN AM CAP MUNI INCOME Common Stock 920909108 5,882 670,640 Sole N/a Sole VAN KAMPEN AMCAP IN FL COM Common Stock 920932100 1,338 88,100 Sole N/a Sole VAN KAMPEN AMCAP MUN OPPORTUN II Common Stock 920944105 246 18,100 Sole N/a Sole VAN KAMPEN AMCAP NY QL COM Common Stock 920922101 1,366 90,935 Sole N/a Sole VAN KAMPEN AMCAP NY VL COM Common Stock 92112Q104 274 18,500 Sole N/a Sole VAN KAMPEN AMCAP VALUE MUNI Common Stock 921132106 2,654 193,300 Sole N/a Sole VAN KAMPEN AMER CAP ADV MUN Common Stock 921124103 1,438 98,290 Sole N/a Sole VAN KAMPEN AMER CAP INSD MUN Common Stock 920928108 482 33,350 Sole N/a Sole VAN KAMPEN AMER CAP MUNI TRUST Common Stock 920919107 11,039 768,222 Sole N/a Sole VAN KAMPEN AMER TR FOR INV GRADE Common Stock 920929106 2,960 198,550 Sole N/a Sole VAN KAMPEN BOND FUND Common Stock 920955101 7,119 405,875 Sole N/a Sole VAN KAMPEN INCOME TRUST Common Stock 920957107 3,756 649,905 Sole N/a Sole VAN KAMPEN MERRITT FLA COM Common Stock 920921103 967 66,200 Sole N/a Sole VAN KAMPEN MUNI OPPORTUNITY TRUST Common Stock 920935103 1,663 114,050 Sole N/a Sole VAN KAMPEN SLECT SECTOR MUNICIPAL TRUST Common Stock 92112M103 1,569 124,650 Sole N/a Sole VAN KAMPEN STRAT SECTOR MUNIC Common Stock 920943107 1,862 146,880 Sole N/a Sole WESTERN ASSET CLAY US TREAS INFL PROT 2 Common Stock 95766R104 16,135 1,317,120 Sole N/a Sole WESTERN ASSET INCOME FUND Common Stock 95766T100 363 24,542 Sole N/a Sole ZWEIG FUND Common Stock 989834106 6,707 1,260,745 Sole N/a Sole Total Funds: 181 641,025 -----END PRIVACY-ENHANCED MESSAGE-----