-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VqGj6i28nVkFI6/2cqKI/9USJ3eZM/NstTMeOX8sz6uplHX/vsjVHvfkgbM9Wgze nPSb9PuYod+zBkyQ3poWKQ== 0001011443-08-000205.txt : 20081114 0001011443-08-000205.hdr.sgml : 20081114 20081114155941 ACCESSION NUMBER: 0001011443-08-000205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HBK INVESTMENTS L P CENTRAL INDEX KEY: 0001011443 IRS NUMBER: 752622581 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06078 FILM NUMBER: 081191184 BUSINESS ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147586100 MAIL ADDRESS: STREET 1: 2101 CEDAR SPRINGS ROAD STREET 2: STE 700 CITY: DALLAS STATE: TX ZIP: 75201 13F-HR 1 form13f3q080930.txt 3Q 08 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter ended: 09/30/08 Check here if Amendment [ ]; Amendment Number: This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: HBK Investments L.P. (1) Address: 2101 Cedar Springs Road, Suite 700 Dallas, Texas 75201 Form 13F File Number: 28-6078 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Report Manager: Name: Jon L. Mosle Title: General Counsel Phone: (214) 758-6107 Signature, Place, and Date of Signing: /X/ Jon L. Mosle Dallas, Texas November 14, 2008 General Counsel Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 672 Form 13F Information Table Value Total: $5,312,832 (thousands) Information for which we are requesting confidential treatment has been omitted and filed separately with the Securities and Exchange Commission. List of Other Included Managers: NONE (1) HBK Investments L.P. has delegated discretion to vote and dispose of the securities described below to HBK Services LLC ("Services"). Services may, from time to time, delegate discretion to vote and dispose of certain of such Securities to one or more subadvisors. Each of Services and such subadvisors is under common control with HBK Investments L.P. The filing of this report shall not be deemed an admission that such subadvisors are, for the purpose of Section 13(d) or 13(g) of the Securities Exchange Act of 1934, beneficial owners of such securities. FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMNT OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETN MGRS SOLE SHRD NONE 2020 CHINACAP ACQUIRCO INC COM 90212G109 2849 393558 SHR SOLE 393558 0 0 2020 CHINACAP ACQUIRCO INC *W EXP 11/08/201 90212G117 91 395100 SHR SOLE 395100 0 0 3COM CORP COM 885535104 166 71285 SHR SOLE 71285 0 0 A D C TELECOMMUNICATIONS COM NEW 000886309 199 23600 SHR SOLE 23600 0 0 ABB LTD SPONSORED ADR 000375204 619 31900 SHR SOLE 31900 0 0 ABERCROMBIE & FITCH CO CL A 002896207 647 16400 SHR SOLE 16400 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 1896 49900 SHR SOLE 49900 0 0 ACE LTD SHS H0023R105 1090 20141 SHR SOLE 20141 0 0 ACORDA THERAPEUTICS INC COM 00484M106 1859 77954 SHR SOLE 77954 0 0 ACTIONS SEMICONDUCTOR CO LTD ADR 00507E107 4326 1758596 SHR SOLE 1758596 0 0 ADVANCED TECHNOLOGY ACQU COR COM 007556103 10421 1380309 SHR SOLE 1380309 0 0 ADVANCED TECHNOLOGY ACQU COR *W EXP 06/18/201 007556111 35 590900 SHR SOLE 590900 0 0 AEROPOSTALE COM 007865108 16055 500000 SHR PUT SOLE 500000 0 0 AGCO CORP COM 001084102 1031 24200 SHR SOLE 24200 0 0 AIR PRODS & CHEMS INC COM 009158106 774 11300 SHR SOLE 11300 0 0 AIRGAS INC COM 009363102 486 9795 SHR SOLE 9795 0 0 ALCATEL-LUCENT SPONSORED ADR 013904305 215 56000 SHR SOLE 56000 0 0 ALCOA INC COM 013817101 506 22400 SHR SOLE 22400 0 0 ALLEGHENY ENERGY INC COM 017361106 894 24300 SHR SOLE 24300 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 573 19400 SHR SOLE 19400 0 0 ALLERGAN INC COM 018490102 268 5200 SHR SOLE 5200 0 0 ALLIANT ENERGY CORP COM 018802108 370 11500 SHR SOLE 11500 0 0 ALLIED WASTE INDS INC COM PAR$.01NEW 019589308 788 70900 SHR SOLE 70900 0 0 ALPHA SEC GROUP CORP COM 02078A100 7252 757830 SHR SOLE 757830 0 0 ALTERNATIVE ASSET MGMT ACQU COM 02149U101 34999 3888734 SHR SOLE 3888734 0 0 ALTERNATIVE ASSET MGMT ACQU *W EXP 08/01/201 02149U119 97 276300 SHR SOLE 276300 0 0 ALTRIA GROUP INC COM 02209S103 5664 285500 SHR SOLE 285500 0 0 ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 209 13800 SHR SOLE 13800 0 0 ALYST ACQUISTION CORP COM 02263A105 5881 800102 SHR SOLE 800102 0 0 AMAG PHARMACEUTICALS INC COM 00163U106 1178 30410 SHR SOLE 30410 0 0 AMAZON COM INC COM 023135106 7276 100000 SHR PUT SOLE 100000 0 0 AMAZON COM INC COM 023135106 1324 18200 SHR SOLE 18200 0 0 AMERICREDIT CORP NOTE 1.750%11/1 03060RAM3 16869 17325000 PRN SOLE 17325000 0 0 AMERICREDIT CORP COM 03060R101 2786 275000 SHR CALL SOLE 275000 0 0 AMERICREDIT CORP COM 03060R101 1125 111100 SHR SOLE 111100 0 0 AMERISOURCEBERGEN CORP COM 03073E105 2327 61800 SHR SOLE 61800 0 0 AMGEN INC COM 031162100 68161 1150000 SHR SOLE 1150000 0 0 AMPHENOL CORP NEW CL A 032095101 642 16000 SHR SOLE 16000 0 0 AMR CORP COM 001765106 738 75200 SHR SOLE 75200 0 0 ANADARKO PETE CORP COM 032511107 572 11800 SHR SOLE 11800 0 0 ANGLO AMERN PLC ADR NEW 03485P201 550 32900 SHR SOLE 32900 0 0 ANHEUSER BUSCH COS INC COM 035229103 69117 1065300 SHR SOLE 1065300 0 0 ANNALY CAP MGMT INC COM 035710409 1432 106500 SHR SOLE 106500 0 0 APACHE CORP COM 037411105 584 5600 SHR SOLE 5600 0 0 APEX BIOVENTURES ACQ CORP COM 03753Q105 8054 1073859 SHR SOLE 1073859 0 0 APPLE INC COM 037833100 5876 51700 SHR SOLE 51700 0 0 APPLE INC COM 037833100 5683 50000 SHR PUT SOLE 50000 0 0 ARACRUZ CELULOSE S A SPON ADR PFD B 038496204 848 23100 SHR SOLE 23100 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 13826 280000 SHR PUT SOLE 280000 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 13525 273900 SHR SOLE 273900 0 0 ARCH COAL INC COM 039380100 615 18700 SHR SOLE 18700 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 1626 74200 SHR SOLE 74200 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 57 10900 SHR SOLE 10900 0 0 ARRIS GROUP INC COM 04269Q100 113 14585 SHR SOLE 14585 0 0 ARVINMERITOR INC NOTE 4.625% 3/0 043353AF8 7897 10000000 PRN SOLE 10000000 0 0 ARVINMERITOR INC COM 043353101 394 30200 SHR SOLE 30200 0 0 ASIA SPECIAL SIT ACQST CORP SHS G0538M105 4600 514000 SHR SOLE 514000 0 0 ASML HOLDING N V NY REG SHS N07059186 276 15700 SHR SOLE 15700 0 0 ASSOCIATED BANC CORP COM 045487105 555 27800 SHR SOLE 27800 0 0 AT&T INC COM 00206R102 313 11200 SHR SOLE 11200 0 0 ATMEL CORP COM 049513104 106 31200 SHR SOLE 31200 0 0 AUTOLIV INC COM 052800109 2231 66100 SHR SOLE 66100 0 0 AVID TECHNOLOGY INC COM 05367P100 7218 300000 SHR CALL SOLE 300000 0 0 AVID TECHNOLOGY INC COM 05367P100 1545 64200 SHR SOLE 64200 0 0 AVIS BUDGET GROUP COM 053774105 866 150800 SHR SOLE 150800 0 0 AVON PRODS INC COM 054303102 673 16200 SHR SOLE 16200 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 403 12700 SHR SOLE 12700 0 0 B&H OCEAN CARRIERS LTD COM 055090104 4502 552400 SHR SOLE 552400 0 0 BAIDU COM INC SPON ADR REP A 056752108 752 3029 SHR SOLE 3029 0 0 BAKER HUGHES INC COM 057224107 1737 28700 SHR SOLE 28700 0 0 BANCOLOMBIA S A SPON ADR PREF 05968L102 270 9500 SHR SOLE 9500 0 0 BANK OF AMERICA CORPORATION COM 060505104 21700 620000 SHR PUT SOLE 620000 0 0 BARCLAYS PLC ADR 06738E204 269 10900 SHR SOLE 10900 0 0 BAXTER INTL INC COM 071813109 761 11600 SHR SOLE 11600 0 0 BE AEROSPACE INC COM 073302101 256 16186 SHR SOLE 16186 0 0 BECTON DICKINSON & CO COM 075887109 866 10795 SHR SOLE 10795 0 0 BELLUS HEALTH INC COM 07986A100 19 20000 SHR SOLE 20000 0 0 BELO CORP COM SER A 080555105 605 101500 SHR SOLE 101500 0 0 BEST BUY INC COM 086516101 18750 500000 SHR CALL SOLE 500000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 25995 500000 SHR CALL SOLE 500000 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 9830 189068 SHR SOLE 189068 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 3899 75000 SHR PUT SOLE 75000 0 0 BIDZ COM INC COM 08883T200 154 17800 SHR SOLE 17800 0 0 BIG LOTS INC COM 089302103 4174 150000 SHR CALL SOLE 150000 0 0 BIOVAIL CORP COM 09067J109 303 30994 SHR SOLE 30994 0 0 BJ SVCS CO COM 055482103 2085 109000 SHR SOLE 109000 0 0 BLOCK H & R INC COM 093671105 307 13500 SHR SOLE 13500 0 0 BLOCKBUSTER INC CL A 093679108 6316 3080838 SHR SOLE 3080838 0 0 BLOCKBUSTER INC CL B 093679207 4126 3149752 SHR SOLE 3149752 0 0 BMC SOFTWARE INC COM 055921100 1566 54700 SHR SOLE 54700 0 0 BOK FINL CORP COM NEW 05561Q201 678 14000 SHR SOLE 14000 0 0 BORGWARNER INC COM 099724106 678 20697 SHR SOLE 20697 0 0 BOYD GAMING CORP COM 103304101 198 21200 SHR SOLE 21200 0 0 BRE PROPERTIES INC NOTE 4.125% 8/1 05564EBH8 48948 55979000 PRN SOLE 55979000 0 0 BRE PROPERTIES INC CL A 05564E106 1401 28600 SHR SOLE 28600 0 0 BRINKS CO COM 109696104 830 13600 SHR SOLE 13600 0 0 BROADCOM CORP CL A 111320107 399 21400 SHR SOLE 21400 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 376 24400 SHR SOLE 24400 0 0 BRUNSWICK CORP COM 117043109 674 52700 SHR SOLE 52700 0 0 BUCYRUS INTL INC NEW COM 118759109 1734 38800 SHR SOLE 38800 0 0 CA INC COM 12673P105 253 12700 SHR SOLE 12700 0 0 CABELAS INC COM 126804301 15961 1321256 SHR SOLE 1321256 0 0 CADBURY PLC SPONS ADR 12721E102 291 7100 SHR SOLE 7100 0 0 CAL MAINE FOODS INC COM NEW 128030202 884 32200 SHR SOLE 32200 0 0 CAMERON INTERNATIONAL CORP COM 13342B105 736 19100 SHR SOLE 19100 0 0 CAMPBELL SOUP CO COM 134429109 432 11200 SHR SOLE 11200 0 0 CAPITOL ACQUISITION CORP DEL COM 14055E104 25378 2819800 SHR SOLE 2819800 0 0 CARDINAL HEALTH INC COM 14149Y108 685 13900 SHR SOLE 13900 0 0 CARNIVAL CORP PAIRED CTF 143658300 590 16700 SHR SOLE 16700 0 0 CARNIVAL PLC ADR 14365C103 437 14100 SHR SOLE 14100 0 0 CARPENTER TECHNOLOGY CORP COM 144285103 2455 95700 SHR SOLE 95700 0 0 CBS CORP NEW CL A 124857103 181 12400 SHR SOLE 12400 0 0 CELANESE CORP DEL COM SER A 150870103 843 30200 SHR SOLE 30200 0 0 CELESTICA INC SUB VTG SHS 15101Q108 209 32500 SHR SOLE 32500 0 0 CELGENE CORP COM 151020104 56576 894066 SHR SOLE 894066 0 0 CENTENE CORP DEL COM 15135B101 316 15400 SHR SOLE 15400 0 0 CENTERPOINT ENERGY INC COM 15189T107 316 21701 SHR SOLE 21701 0 0 CENTURY ALUM CO COM 156431108 388 14000 SHR SOLE 14000 0 0 CEPHALON INC COM 156708109 34523 445515 SHR SOLE 445515 0 0 CHARLES RIV LABS INTL INC COM 159864107 361 6500 SHR SOLE 6500 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 486 21370 SHR SOLE 21370 0 0 CHEMED CORP NEW NOTE 1.875% 5/1 16359RAC7 32985 44500000 PRN SOLE 44500000 0 0 CHEMTURA CORP COM 163893100 518 113500 SHR SOLE 113500 0 0 CHESAPEAKE ENERGY CORP COM 165167107 2872 80100 SHR SOLE 80100 0 0 CHEVRON CORP NEW COM 166764100 2565 31100 SHR SOLE 31100 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 1535 79795 SHR SOLE 79795 0 0 CHICOS FAS INC COM 168615102 19145 3500000 SHR CALL SOLE 3500000 0 0 CHILDRENS PL RETAIL STORES I COM 168905107 2243 67250 SHR SOLE 67250 0 0 CHINA HEALTHCARE ACQ CORP COM 16939Q104 6413 1187600 SHR SOLE 1187600 0 0 CHINA HLDGS ACQUISITION CORP COM 16942N106 643 71185 SHR SOLE 71185 0 0 CHUBB CORP COM 171232101 939 17100 SHR SOLE 17100 0 0 CHURCHILL VENTURES LTD COM 17157P109 12294 1576200 SHR SOLE 1576200 0 0 CIRCUIT CITY STORE INC COM 172737108 12476 12231412 SHR SOLE 12231412 0 0 CITIGROUP INC COM 172967101 41020 2000000 SHR CALL SOLE 2000000 0 0 CITIGROUP INC COM 172967101 7392 360430 SHR SOLE 360430 0 0 CITY 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COMPANHIA VALE DO RIO DOCE SPONSORED ADR 204412209 492 25700 SHR SOLE 25700 0 0 COMPLETE PRODUCTION SERVICES COM 20453E109 477 23700 SHR SOLE 23700 0 0 COMPUTER SCIENCES CORP COM 205363104 277 6900 SHR SOLE 6900 0 0 COMPUWARE CORP COM 205638109 230 23700 SHR SOLE 23700 0 0 CONSECO INC COM NEW 208464883 160 45439 SHR SOLE 45439 0 0 CONSOL ENERGY INC COM 20854P109 294 6400 SHR SOLE 6400 0 0 CONSTELLATION ENERGY GROUP I COM 210371100 360 14800 SHR SOLE 14800 0 0 CONTINENTAL AIRLS INC NOTE 5.000% 6/1 210795PJ3 5297 5500000 PRN SOLE 5500000 0 0 CORPORATE EXECUTIVE BRD CO COM 21988R102 388 12400 SHR SOLE 12400 0 0 COSTCO WHSL CORP NEW COM 22160K105 297 4576 SHR SOLE 4576 0 0 CRANE CO COM 224399105 469 15800 SHR SOLE 15800 0 0 CREDICORP LTD COM G2519Y108 984 15800 SHR SOLE 15800 0 0 CREE INC COM 225447101 1024 44961 SHR SOLE 44961 0 0 CROWN CASTLE INTL CORP COM 228227104 666 23000 SHR SOLE 23000 0 0 CSG SYS INTL INC COM 126349109 877 50000 SHR CALL SOLE 50000 0 0 CSX CORP COM 126408103 1566 28700 SHR SOLE 28700 0 0 CUMMINS INC COM 231021106 3205 73300 SHR SOLE 73300 0 0 CYBERONICS INC COM 23251P102 509 29964 SHR SOLE 29964 0 0 CYTEC INDS INC COM 232820100 303 7800 SHR SOLE 7800 0 0 DEERE & CO COM 244199105 4133 83500 SHR SOLE 83500 0 0 DEKANIA CORP COM 24488U104 10565 1106314 SHR SOLE 1106314 0 0 DEL MONTE FOODS CO COM 24522P103 197 25300 SHR SOLE 25300 0 0 DELUXE CORP COM 248019101 206 14343 SHR SOLE 14343 0 0 DENDREON CORP COM 24823Q107 228 40000 SHR SOLE 40000 0 0 DESARROLLADORA HOMEX S A DE SPONSORED ADR 25030W100 2998 67800 SHR PUT SOLE 67800 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 408 5600 SHR SOLE 5600 0 0 DEVON ENERGY CORP NEW COM 25179M103 429 4700 SHR SOLE 4700 0 0 DEVRY INC DEL COM 251893103 540 10900 SHR SOLE 10900 0 0 DIGITAL RIV INC COM 25388B104 389 12000 SHR SOLE 12000 0 0 DIME CMNTY BANCSHARES COM 253922108 312 20500 SHR SOLE 20500 0 0 DISCOVER FINL SVCS COM 254709108 431 31200 SHR SOLE 31200 0 0 DISH NETWORK CORP CL A 25470M109 2195 104526 SHR SOLE 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TECHNOLOGY COM 458118106 196 25200 SHR SOLE 25200 0 0 INTEL CORP COM 458140100 3686 196800 SHR SOLE 196800 0 0 INTER ATLANTIC FINANCIAL INC COM 45890H100 3732 512000 SHR SOLE 512000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 128656 1100000 SHR CALL SOLE 1100000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2901 24800 SHR SOLE 24800 0 0 INTERNATIONAL GAME TECHNOLOG COM 459902102 180 10500 SHR SOLE 10500 0 0 INTERNATIONAL SPEEDWAY CORP CL A 460335201 444 11400 SHR SOLE 11400 0 0 INTEROIL CORP COM 460951106 2878 104642 SHR SOLE 104642 0 0 INTEROIL CORP COM 460951106 1502 54600 SHR PUT SOLE 54600 0 0 INTERPUBLIC GROUP COS INC COM 460690100 322 41600 SHR SOLE 41600 0 0 INVESCO LTD SHS G491BT108 793 37800 SHR SOLE 37800 0 0 ISHARES INC MSCI S KOREA 464286772 9933 250000 SHR PUT SOLE 250000 0 0 ISHARES INC MSCI TAIWAN 464286731 1723 160000 SHR SOLE 160000 0 0 ISHARES INC MSCI TAIWAN 464286731 1620 150000 SHR PUT SOLE 150000 0 0 ISHARES TR NASDQ BIO INDX 464287556 40680 500000 SHR CALL 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48241N107 15256 2070000 SHR SOLE 2070000 0 0 KBL HEALTHCARE ACQUIS CORP I *W EXP 07/18/201 48241N115 204 1019000 SHR SOLE 1019000 0 0 KING PHARMACEUTICALS INC COM 495582108 949 99036 SHR SOLE 99036 0 0 KIRBY CORP COM 497266106 808 21300 SHR SOLE 21300 0 0 KKR FINANCIAL HLDGS LLC COM 48248A306 245 38600 SHR PUT SOLE 38600 0 0 KROGER CO COM 501044101 2097 76297 SHR SOLE 76297 0 0 KT CORP SPONSORED ADR 48268K101 222 13200 SHR SOLE 13200 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 253 3641 SHR SOLE 3641 0 0 LAMAR ADVERTISING CO CL A 512815101 833 26974 SHR SOLE 26974 0 0 LANDSTAR SYS INC COM 515098101 463 10500 SHR SOLE 10500 0 0 LAS VEGAS SANDS CORP COM 517834107 903 25000 SHR CALL SOLE 25000 0 0 LAUDER ESTEE COS INC CL A 518439104 4918 98543 SHR SOLE 98543 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 386 10135 SHR SOLE 10135 0 0 LEAR CORP COM 521865105 230 21900 SHR SOLE 21900 0 0 LEGGETT & PLATT INC COM 524660107 200 9200 SHR SOLE 9200 0 0 LENNAR CORP CL A 526057104 395 26000 SHR SOLE 26000 0 0 LEUCADIA NATL CORP NOTE 3.750% 4/1 527288AX2 56847 27300000 PRN SOLE 27300000 0 0 LEUCADIA NATL CORP COM 527288104 5453 120000 SHR PUT SOLE 120000 0 0 LEUCADIA NATL CORP COM 527288104 1363 30000 SHR CALL SOLE 30000 0 0 LEVEL 3 COMMUNICATIONS INC COM 52729N100 540 200000 SHR CALL SOLE 200000 0 0 LIBERTY MEDIA CORP NEW INT COM SER A 53071M104 232 18000 SHR SOLE 18000 0 0 LIFE TIME FITNESS INC COM 53217R207 1564 50000 SHR CALL SOLE 50000 0 0 LILLY ELI & CO COM 532457108 1752 39800 SHR SOLE 39800 0 0 LIMITED BRANDS INC COM 532716107 483 27900 SHR SOLE 27900 0 0 LINCOLN ELEC HLDGS INC COM 533900106 315 4900 SHR SOLE 4900 0 0 LLOYDS TSB GROUP PLC SPONSORED ADR 539439109 748 44700 SHR SOLE 44700 0 0 LOUISIANA PAC CORP COM 546347105 211 22700 SHR SOLE 22700 0 0 LOWES COS INC COM 548661107 438 18500 SHR SOLE 18500 0 0 LSI CORPORATION COM 502161102 347 64800 SHR SOLE 64800 0 0 M D C HLDGS INC COM 552676108 1248 34100 SHR SOLE 34100 0 0 MACK CALI RLTY CORP COM 554489104 369 10900 SHR SOLE 10900 0 0 MACROVISION SOLUTIONS CORP COM 55611C108 206 13400 SHR SOLE 13400 0 0 MAGELLAN HEALTH SVCS INC COM NEW 559079207 448 10900 SHR SOLE 10900 0 0 MANITOWOC INC COM 563571108 673 43300 SHR SOLE 43300 0 0 MANPOWER INC COM 56418H100 552 12800 SHR SOLE 12800 0 0 MARATHON OIL CORP COM 565849106 757 18998 SHR SOLE 18998 0 0 MARSH & MCLENNAN COS INC COM 571748102 413 13000 SHR SOLE 13000 0 0 MARVELL TECHNOLOGY GROUP LTD ORD G5876H105 255 27383 SHR SOLE 27383 0 0 MASTERCARD INC CL A 57636Q104 2556 14416 SHR SOLE 14416 0 0 MATTEL INC COM 577081102 251 13901 SHR SOLE 13901 0 0 MBF HEALTHCARE ACQUISITION C COM 552650103 20610 2659373 SHR SOLE 2659373 0 0 MCCORMICK & CO INC COM NON VTG 579780206 534 13900 SHR SOLE 13900 0 0 MCDERMOTT INTL INC COM 580037109 884 34600 SHR SOLE 34600 0 0 MCDONALDS CORP COM 580135101 1456 23600 SHR SOLE 23600 0 0 MCGRAW HILL COS INC COM 580645109 1119 35400 SHR SOLE 35400 0 0 MDU RES GROUP INC COM 552690109 380 13100 SHR SOLE 13100 0 0 MEDIA & ENTMT HOLDINGS INC COM 58439W108 11339 1511900 SHR SOLE 1511900 0 0 MEDIACOM COMMUNICATIONS CORP CL A 58446K105 179 30200 SHR SOLE 30200 0 0 MEDICINES CO COM 584688105 476 20500 SHR SOLE 20500 0 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 332 22280 SHR SOLE 22280 0 0 MEDTRONIC INC COM 585055106 927 18500 SHR SOLE 18500 0 0 MEMC ELECTR MATLS INC COM 552715104 1925 68100 SHR SOLE 68100 0 0 MERCK & CO INC COM 589331107 391 12400 SHR SOLE 12400 0 0 MERRILL LYNCH & CO INC COM 590188108 5060 200000 SHR CALL SOLE 200000 0 0 METHANEX CORP COM 59151K108 261 13100 SHR SOLE 13100 0 0 MICROSOFT CORP COM 594918104 605 22676 SHR SOLE 22676 0 0 MICROSTRATEGY INC CL A NEW 594972408 388 6517 SHR SOLE 6517 0 0 MILLICOM INTL CELLULAR S A SHS NEW L6388F110 2890 42088 SHR SOLE 42088 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 39765 1178908 SHR SOLE 1178908 0 0 MINDRAY MEDICAL INTL LTD SPON ADR 602675100 6746 200000 SHR CALL SOLE 200000 0 0 MIRANT CORP NEW COM 60467R100 2773 151600 SHR SOLE 151600 0 0 MOBILE TELESYSTEMS OJSC SPONSORED ADR 607409109 476 8500 SHR SOLE 8500 0 0 MODINE MFG CO COM 607828100 494 34099 SHR SOLE 34099 0 0 MOLEX INC CL A 608554200 320 15400 SHR SOLE 15400 0 0 MOLEX INC COM 608554101 218 9700 SHR SOLE 9700 0 0 MONSANTO CO NEW COM 61166W101 19796 200000 SHR PUT SOLE 200000 0 0 MONSANTO CO NEW COM 61166W101 14768 149200 SHR SOLE 149200 0 0 MONSTER WORLDWIDE INC COM 611742107 526 35300 SHR SOLE 35300 0 0 MOSAIC CO COM 61945A107 2714 39900 SHR SOLE 39900 0 0 MUELLER WTR PRODS INC COM SER B 624758207 185 28500 SHR SOLE 28500 0 0 MURPHY OIL CORP COM 626717102 2110 32900 SHR SOLE 32900 0 0 MYRIAD GENETICS INC COM 62855J104 129760 2000000 SHR PUT SOLE 2000000 0 0 MYRIAD GENETICS INC COM 62855J104 23935 368918 SHR SOLE 368918 0 0 NABORS INDUSTRIES LTD SHS G6359F103 1495 60000 SHR SOLE 60000 0 0 NAM TAI ELECTRS INC COM PAR $0.02 629865205 311 38100 SHR SOLE 38100 0 0 NASDAQ OMX GROUP INC COM 631103108 412 13476 SHR SOLE 13476 0 0 NATIONAL CITY CORP COM 635405103 288 164657 SHR SOLE 164657 0 0 NATIONAL FUEL GAS CO N J COM 636180101 586 13900 SHR SOLE 13900 0 0 NATIONAL OILWELL VARCO INC COM 637071101 683 13600 SHR SOLE 13600 0 0 NATIONAL RETAIL PROPERTIES I NOTE 5.125% 6/1 637417AC0 45753 45000000 PRN SOLE 45000000 0 0 NAVIOS MARITIME ACQUIS CORP SHS Y62159101 8197 932500 SHR SOLE 932500 0 0 NBTY INC COM 628782104 1559 52800 SHR SOLE 52800 0 0 NCI BUILDING SYS INC COM 628852105 203 6400 SHR SOLE 6400 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 185 11000 SHR SOLE 11000 0 0 NEWFIELD EXPL CO COM 651290108 1324 41400 SHR SOLE 41400 0 0 NEWMONT MINING CORP COM 651639106 868 22400 SHR SOLE 22400 0 0 NEWS CORP CL A 65248E104 198 16500 SHR SOLE 16500 0 0 NEXEN INC COM 65334H102 1851 79700 SHR SOLE 79700 0 0 NIKE INC CL B 654106103 809 12100 SHR SOLE 12100 0 0 NISOURCE INC COM 65473P105 316 21400 SHR SOLE 21400 0 0 NOBLE ENERGY INC COM 655044105 272 4900 SHR SOLE 4900 0 0 NORTEL NETWORKS CORP NEW COM NEW 656568508 196 87500 SHR CALL SOLE 87500 0 0 NORTEL NETWORKS CORP NEW COM NEW 656568508 56 24800 SHR SOLE 24800 0 0 NORTHERN TR CORP COM 665859104 462 6398 SHR SOLE 6398 0 0 NORTHWESTERN CORP COM NEW 668074305 317 12600 SHR SOLE 12600 0 0 NOVELLUS SYS INC COM 670008101 251 12800 SHR SOLE 12800 0 0 NRDC ACQUISITION CORP COM 62941R102 21558 2395371 SHR SOLE 2395371 0 0 NTR ACQUISITION CO COM 629415100 29488 3055700 SHR SOLE 3055700 0 0 NUCOR CORP COM 670346105 281 7119 SHR SOLE 7119 0 0 NUTRI SYS INC NEW COM 67069D108 1665 93980 SHR SOLE 93980 0 0 NUTRI SYS INC NEW COM 67069D108 1559 88000 SHR PUT SOLE 88000 0 0 NUTRI SYS INC NEW COM 67069D108 886 50000 SHR CALL SOLE 50000 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 240 3400 SHR SOLE 3400 0 0 OCEANAUT INC COM 675227102 249 38000 SHR SOLE 38000 0 0 OCEANEERING INTL INC COM 675232102 304 5700 SHR SOLE 5700 0 0 OIL STS INTL INC COM 678026105 506 14300 SHR SOLE 14300 0 0 OLIN CORP COM PAR $1 680665205 497 25600 SHR SOLE 25600 0 0 OMNICARE INC COM 681904108 296 10300 SHR SOLE 10300 0 0 OMNICOM GROUP INC COM 681919106 3856 100000 SHR PUT SOLE 100000 0 0 OMNIVISION TECHNOLOGIES INC COM 682128103 133 11626 SHR SOLE 11626 0 0 ONEOK INC NEW COM 682680103 444 12900 SHR SOLE 12900 0 0 OWENS ILL INC COM NEW 690768403 294 10000 SHR SOLE 10000 0 0 PACER INTL INC TENN COM 69373H106 275 16700 SHR SOLE 16700 0 0 PACKAGING CORP AMER COM 695156109 246 10600 SHR SOLE 10600 0 0 PALL CORP COM 696429307 426 12400 SHR SOLE 12400 0 0 PALM INC NEW COM 696643105 223 37400 SHR SOLE 37400 0 0 PARAMETRIC TECHNOLOGY CORP COM NEW 699173209 234 12700 SHR SOLE 12700 0 0 PARKER HANNIFIN CORP COM 701094104 3996 75400 SHR SOLE 75400 0 0 PARTNERRE LTD COM G6852T105 558 8200 SHR SOLE 8200 0 0 PDL BIOPHARMA INC COM 69329Y104 723 77650 SHR SOLE 77650 0 0 PEPSI BOTTLING GROUP INC COM 713409100 2398 82200 SHR SOLE 82200 0 0 PEPSICO INC COM 713448108 264 3700 SHR SOLE 3700 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3516 80000 SHR CALL SOLE 80000 0 0 PFIZER INC COM 717081103 668 36200 SHR SOLE 36200 0 0 PHILIP MORRIS INTL INC COM 718172109 438 9100 SHR SOLE 9100 0 0 PHOENIX COS INC NEW COM 71902E109 119 12900 SHR SOLE 12900 0 0 PIER 1 IMPORTS INC NOTE 6.375% 2/1 720279AH1 14960 22000000 PRN SOLE 22000000 0 0 PILGRIMS PRIDE CORP COM 721467108 37 14800 SHR SOLE 14800 0 0 PIMCO MUN ADVANTAGE FD INC COM 722015104 201 19660 SHR SOLE 19660 0 0 PLANTRONICS INC NEW COM 727493108 205 9100 SHR SOLE 9100 0 0 PLAYBOY ENTERPRISES INC NOTE 3.000% 3/1 728117AB8 6875 10000000 PRN SOLE 10000000 0 0 PLAYBOY ENTERPRISES INC CL B 728117300 139 35250 SHR SOLE 35250 0 0 PMC-SIERRA INC COM 69344F106 91 12300 SHR SOLE 12300 0 0 PNM RES INC COM 69349H107 121 11800 SHR SOLE 11800 0 0 POLARIS ACQUISITION CORP COM 73104R102 6030 662600 SHR SOLE 662600 0 0 POLARIS ACQUISITION CORP *W EXP 01/10/201 73104R110 170 485500 SHR SOLE 485500 0 0 POLO RALPH LAUREN CORP CL A 731572103 510 7659 SHR SOLE 7659 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 73640Q105 1216 25000 SHR PUT SOLE 25000 0 0 PORTFOLIO RECOVERY ASSOCS IN COM 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744320AG7 98002 100258000 PRN SOLE 100258000 0 0 PRUDENTIAL FINL INC COM 744320102 907 12600 SHR SOLE 12600 0 0 PUBLIC SVC ENTERPRISE GROUP COM 744573106 1626 49600 SHR SOLE 49600 0 0 PULTE HOMES INC COM 745867101 1085 77700 SHR SOLE 77700 0 0 QLOGIC CORP COM 747277101 619 40300 SHR SOLE 40300 0 0 QUALCOMM INC COM 747525103 473 11000 SHR SOLE 11000 0 0 QUANEX BUILDING PRODUCTS COR COM 747619104 680 44600 SHR SOLE 44600 0 0 QUEST DIAGNOSTICS INC COM 74834L100 398 7700 SHR SOLE 7700 0 0 QUESTAR CORP COM 748356102 389 9500 SHR SOLE 9500 0 0 QUIKSILVER INC COM 74838C106 200 34800 SHR SOLE 34800 0 0 RANDGOLD RES LTD ADR 752344309 903 22017 SHR SOLE 22017 0 0 REALNETWORKS INC COM 75605L104 331 65200 SHR SOLE 65200 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 520 13700 SHR SOLE 13700 0 0 RELIANT ENERGY INC COM 75952B105 485 66000 SHR SOLE 66000 0 0 RENAISSANCE ACQUISITION CORP COM 75966C305 12121 2183900 SHR SOLE 2183900 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 395 7600 SHR SOLE 7600 0 0 REPUBLIC SVCS INC COM 760759100 258 8600 SHR SOLE 8600 0 0 RIO TINTO PLC SPONSORED ADR 767204100 7485 30000 SHR PUT SOLE 30000 0 0 RIO TINTO PLC SPONSORED ADR 767204100 2869 11500 SHR SOLE 11500 0 0 ROSS STORES INC COM 778296103 4126 112088 SHR SOLE 112088 0 0 ROYAL CARIBBEAN CRUISES LTD COM V7780T103 1131 54500 SHR SOLE 54500 0 0 RYDER SYS INC COM 783549108 1020 16456 SHR SOLE 16456 0 0 SAIC INC COM 78390X101 3496 172796 SHR SOLE 172796 0 0 SALESFORCE COM INC COM 79466L302 1186 24500 SHR SOLE 24500 0 0 SANMINA SCI CORP COM 800907107 1291 922400 SHR SOLE 922400 0 0 SANTA MONICA MEDIA CORP COM 802501106 5397 696350 SHR SOLE 696350 0 0 SAPIENT CORP COM 803062108 569 76600 SHR SOLE 76600 0 0 SAPPHIRE INDUSTRIALS CORP COM 80306T109 17928 1994238 SHR SOLE 1994238 0 0 SARA LEE CORP COM 803111103 431 34100 SHR SOLE 34100 0 0 SATYAM COMPUTER SERVICES LTD ADR 804098101 199 12300 SHR SOLE 12300 0 0 SBA COMMUNICATIONS CORP COM 78388J106 298 11500 SHR SOLE 11500 0 0 SCHLUMBERGER LTD COM 806857108 203 2600 SHR SOLE 2600 0 0 SCHNITZER STL INDS CL A 806882106 518 13200 SHR SOLE 13200 0 0 SEAGATE TECHNOLOGY SHS G7945J104 712 58745 SHR SOLE 58745 0 0 SECURE AMER ACQUISITION CORP COM 81372L103 9231 1249100 SHR SOLE 1249100 0 0 SECURE AMER ACQUISITION CORP *W EXP 10/23/201 81372L111 162 1249100 SHR SOLE 1249100 0 0 SEI INVESTMENTS CO COM 784117103 280 12600 SHR SOLE 12600 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 101280 1600000 SHR PUT SOLE 1600000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 74588 3750000 SHR CALL SOLE 3750000 0 0 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 48108 760000 SHR SOLE 760000 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 39780 2000000 SHR PUT SOLE 2000000 0 0 SEMICONDUCTOR MFG INTL CORP SPONSORED ADR 81663N206 18 12000 SHR SOLE 12000 0 0 SHAW GROUP INC COM 820280105 1653 53800 SHR SOLE 53800 0 0 SHERWIN WILLIAMS CO COM 824348106 1023 17900 SHR SOLE 17900 0 0 SIGNET JEWELERS LIMITED SHS G81276100 8354 357312 SHR SOLE 357312 0 0 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