-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ul6ZOHK9ShsSy3eIT7Z/0QvJvUz0tYahnv+RkvITFC2hTajxveMXWkzyzDdEOxqY UamLTDhHOEtnz2Jec/zRKA== 0001193125-04-034680.txt : 20040304 0001193125-04-034680.hdr.sgml : 20040304 20040304165045 ACCESSION NUMBER: 0001193125-04-034680 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040304 EFFECTIVENESS DATE: 20040304 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 04649331 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 2003 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management, LLC --------------------------------------------- Address: 181 W. Madison --------------------------------------------- Suite 3600 --------------------------------------------- Chicago, IL 60602 --------------------------------------------- Form 13F File Number: 28-10402 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder --------------------------------------------- Title: General Counsel --------------------------------------------- Phone: 312-499-2974 --------------------------------------------- Signature, Place, and Date of Signing: ------------------------ -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 266 ------------------- Form 13F Information Table Value Total: ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- ------------------- ---------------------- [Repeat as necessary.]
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Market Investment Other Voting Name of Issuer Title of Class Cusip value Shares Put/Call Discretion Managers Authority AOL TIME WARNER Common Stock 887317105 204750 700 C Sole No Sole 3COM CORP Common Stock 885535104 612750 75000 Sole No Sole ABLE LABORATORIES INC Common Stock 00371N407 903481.93 49999 Sole No Sole ABX AIR INC Common Stock 00080S101 432150 100500 Sole No Sole ACE LTD Common Stock G0070K103 1035500 25000 Sole No Sole ACUSPHERE INC Common Stock 00511R870 579480 66000 Sole No Sole ADC TELECOMMUNICATIONS INC Common Stock 886101 297000 100000 Sole No Sole ADTRAN INC Common Stock 00000738A106 40000 500 P Sole No Sole ADTRAN INC Common Stock 00738A106 3100000 100000 Sole No Sole ADVANCED AUTO PARTS INC. Common Stock 00751Y106 651200 8000 Sole No Sole ADVANCED MICRO DEVICES INC Common Stock 7903107 2980000 200000 Sole No Sole AFC ENTERPRISES INC Common Stock 00104Q107 292500 15000 Sole No Sole AFFILIATED MANAGERS GROUP Common Stock 8252108 1746709 25100 Sole No Sole ALAMOSA PCS Common Stock 11589108 40100 10000 Sole No Sole ALLIED WASTE INDUSTRIES INC Common Stock 19589308 696766 50200 Sole No Sole ALLSTATE CORP Common Stock 20002101 1290600 30000 Sole No Sole ALVARION LTD Common Stock M0861T100 288750 25000 Sole No Sole AMR CORP Common Stock 1765106 647500 50000 Sole No Sole ANALOG DEVICES INC Common Stock 32654105 1141250 25000 Sole No Sole ANDREW CORP Common Stock 34425108 287750 25000 Sole No Sole ANHEUSER BUSCH COMPANIES INC Common Stock 35229103 1338072 25400 Sole No Sole ANTHEM INC. Common Stock 03674B104 3772500 50300 Sole No Sole AOL TIME WARNER Common Stock 887317105 54500 100 C Sole No Sole APOLLO GROUP INC Common Stock 37604105 3400000 50000 Sole No Sole ARGONAUT GROUP INC Common Stock 40157109 202020 13000 Sole No Sole ASPEN INSURANCE HOLDINGS LIMITED Common Stock G05384105 1915332 77200 Sole No Sole ASTORIA FINANCIAL CORP Common Stock 46265104 1116000 30000 Sole No Sole AT&T CORP NEW Common Stock 1957505 1522500 75000 Sole No Sole ATMI INC Common Stock 00207R101 347100 15000 Sole No Sole AVAYA INC Common Stock 53499109 1294000 100000 Sole No Sole BANK OF AMERICA CORP Common Stock 60505104 9008160 112000 Sole No Sole BEAR STEARNS COMPANIES INC Common Stock 73902108 4397250 55000 Sole No Sole BEMA GOLD CORP Common Stock 08135F107 111600 30000 Sole No Sole BEST BUY COMPANY INC Common Stock 86516101 8750 700 C Sole No Sole BEST BUY COMPANY INC Common Stock 86516101 1149280 22000 Sole No Sole BIG LOTS INC. Common Stock 89302103 144942 10200 Sole No Sole BIOTECH HOLDERS Common Stock 00009067D201 72500 1000 P Sole No Sole BIOTECH HOLDERS Common Stock 00009067D201 212500 1000 P Sole No Sole CALIFORNIA PIZZA KITCHENINC. Common Stock 13054D109 660646.47 32819 Sole No Sole CANYON RESOURCES CORP Common Stock 138869300 94750 25000 Sole No Sole CAREER EDUCATION CORPORATION Common Stock 141665109 801400 20000 Sole No Sole CAREMARK RX INC Common Stock 141705103 3812165 150500 Sole No Sole CENTEX CORP Common Stock 152312104 11625 150 P Sole No Sole CENTRAL EURO MEDIA ENTER Common Stock G20045202 1745685 100500 Sole No Sole CHIPMOS TECHNOLOGIES Common Stock G2110R106 943695 100500 Sole No Sole CHIPPAC INC CL A Common Stock 169657103 759000 100000 Sole No Sole CHORDIANT SOFTWARE INC COM Common Stock 170404107 1700400 312000 Sole No Sole CIRCUIT CITY STORES INC Common Stock 172737108 3342900 330000 Sole No Sole CITY NATIONAL CORP Common Stock 178566105 1478456 23800 Sole No Sole CLARIS CORPORATION Common Stock 182707109 1567671 217400 Sole No Sole
CLAUDE RESOURCES INC Common Stock 182873109 34440 20500 Sole No Sole CNA FINANCIAL CORP Common Stock 126117100 1144750 47500 Sole No Sole COGNIZANT TECHNOLOGY SOLUTIONS CORP Common Stock 192446102 912800 20000 Sole No Sole COLGATE PALMOLIVE CO Common Stock 194162103 5230225 104500 Sole No Sole COMPUTER ASSOCIATES INTL INC Common Stock 204912109 683500 25000 Sole No Sole CONSECO INC Common Stock 208464883 763000 35000 Sole No Sole CONSOL ENERGY Convertible Bond 20854PAB5 4313600 4000000 Sole No Sole CONTINENTAL AIRLINES Common Stock 210795308 406750 25000 Sole No Sole COOPER INDUSTRIES LTD Common Stock G24182100 1158600 20000 Sole No Sole CORNING INC Common Stock 219350105 1043000 100000 Sole No Sole CREDENCE SYSTEMS CORP Common Stock 225302108 526400 40000 Sole No Sole CROWN FINANCIAL GROUP INC Common Stock 22834Q108 810000 450000 Sole No Sole CRYSTALLEX INTL CORP Common Stock 22942F101 1092960 396000 Sole No Sole CSK AUTO CORP. Common Stock 125965103 619410 33000 Sole No Sole CURATIVE HEALTH SERVICES INC Common Stock 23126W100 1035000 75000 Sole No Sole CURISINC. Common Stock 231269101 67500 15000 Sole No Sole CYBERGUARD Common Stock 231910100 152600 17500 Sole No Sole DADE BEHRING INC Common Stock 23342J206 4921398 137700 Sole No Sole DARDEN RESTAURANTS INC Common Stock 237194105 315600 15000 Sole No Sole DAVITA INC Common Stock 23918K108 4485000 115000 Sole No Sole DEERE & CO Common Stock 244199105 1463625 22500 Sole No Sole DOBSON COMMUNICATIONS Common Stock 256069105 985500 150000 Sole No Sole DOT HILL SYS CORP Common Stock 25848T109 378750 25000 Sole No Sole DOW CHEMICAL CO Common Stock 260543103 5500 200 P Sole No Sole DOW CHEMICAL CO Common Stock 260543103 82225 2990 P Sole No Sole DOW JONES & CO INC Common Stock 260561105 1256220 25200 Sole No Sole DYAX CORP Common Stock 2.67E+107 945300 115000 Sole No Sole EATON VANCE CORP Common Stock 278265103 3847200 105000 Sole No Sole EDWARDS (A.G.) INC Common Stock 281760108 1123130 31000 Sole No Sole ELI LILLY Common Stock 532457108 130000 1000 P Sole No Sole ELI LILLY Common Stock 532457108 390000 3000 P Sole No Sole ELLIS PERRY INTERNATIONAL INC Common Stock 288853104 1863894 72300 Sole No Sole EMC CORP-MASS Common Stock 268648102 2971600 230000 Sole No Sole ENCORE MED CORP Common Stock 2.93E+113 4890000 600000 Sole No Sole EXAR CORP Common Stock 300645108 854000 50000 Sole No Sole F5 NETWORKS INC Common Stock 315616102 627500 25000 Sole No Sole FAIRMONT HOTELS Common Stock 305204109 1362428 50200 Sole No Sole FAMILY DOLLAR STORES INC Common Stock 307000109 853944 23800 Sole No Sole FEDEX CORPORATION Common Stock 31428X106 1687500 25000 Sole No Sole FIFTH THIRD BANCORP Common Stock 316773100 1717623 29063 Sole No Sole FILENET CORP Common Stock 316869106 1354000 50000 Sole No Sole FLEET BOSTON FINANCIAL GROUP Common Stock 339030108 2619000 60000 Sole No Sole FORWARD AIR CORPORATION Common Stock 349853101 247500 9000 Sole No Sole FREEPORT MCMORAN Common Stock 00035671D857 6250 250 C Sole No Sole FREEPORT MCMORAN Common Stock 00035671D857 12750 100 P Sole No Sole FSI INTERNATIONAL INC Common Stock 302633102 369000 50000 Sole No Sole GENELABS TECHNOLOGIES INC Common Stock 368706107 1120000 400000 Sole No Sole GENERAL ELECTRIC Common Stock 369604103 48750 300 C Sole No Sole GENERAL ELECTRIC Common Stock 369604103 166400 1024 C Sole No Sole GENTA INC Common Stock 37245M207 3123000 300000 Sole No Sole GREAT BASIN GOLD LTD Common Stock 390124105 157200 60000 Sole No Sole HALLIBURTON CO Common Stock 406216101 6375 50 C Sole No Sole
HALLIBURTON CO Common Stock 406216101 1040000 40000 Sole No Sole HAYES LEMMERZ INTERNATIONAL INC NEW Common Stock 420781304 1249590 69000 Sole No Sole HEALTHSOUTH CORP Common Stock 421924101 2754000 600000 Sole No Sole HIBERNIA CORP Common Stock 428656102 1107321 47100 Sole No Sole HOMESTORE.COM Common Stock 437852106 118250 25000 Sole No Sole HUB GROUPINC. Common Stock 443320106 1096386 50900 Sole No Sole HUNTINGTON BANCSHARES INC Common Stock 446150104 2058750 91500 Sole No Sole IMCLONE SYS INC Common Stock 45245W109 1983000 50000 Sole No Sole IMPAC MORTGAGE HOLDINGS Common Stock 45254P102 364200 20000 Sole No Sole IMPERIAL SUGAR CO Common Stock 453096208 890190 63000 Sole No Sole INSPIRE PHARMACEUTICALS INC Common Stock 457733103 127500 500 C Sole No Sole INSPIRE PHARMACEUTICALS INC Common Stock 457733103 3295032 232700 Sole No Sole INSTINET GROUP INC. Common Stock 457750107 206000 40000 Sole No Sole INTERNET SECURITY SYSTEMS INC Common Stock 46060X107 941500 50000 Sole No Sole IPASS INC Common Stock 46261V108 801500 50000 Sole No Sole IVAX CORP Common Stock 465823102 5373000 225000 Sole No Sole J C PENNEY CO INC Common Stock 708160106 5913000 225000 Sole No Sole J C PENNEY CO INC Common Stock 708160106 147500 1000 C Sole No Sole JDA SOFTWARE GROUP INC Common Stock 46612K108 412750 25000 Sole No Sole JDS UNIPHASE CORPORATION Common Stock 46612J101 91250 25000 Sole No Sole JETBLUE AIRWAYS CORP Common Stock 477143101 1326000 50000 Sole No Sole JP MORGAN CHASE & CO Common Stock 46625H100 1854865 50500 Sole No Sole JUPITER MEDIA Common Stock 48207D101 115000 25000 Sole No Sole KANA COMMUNICATIONS Common Stock 483600300 1179500 350000 Sole No Sole KERR MCGEE CORP Common Stock 492386107 697350 15000 Sole No Sole KERYX BIOPHARMACEUTICALS INC Restricted Stock 492515101 2790000 600000 Sole No Sole KINROSS GOLD CORP Common Stock 496902206 926840 116000 Sole No Sole KMART HOLDING Common Stock 498780105 335300 14000 Sole No Sole KNIGHT TRADING GROUP INC Common Stock 499063105 42750 190 Sole No Sole KNIGHT TRADING GROUP INC Common Stock 499063105 1193745 81540 Sole No Sole KOHLS CORP Common Stock 500255104 2247000 50000 Sole No Sole KOS PHARMACEUTICALS INC Common Stock 500648100 5164800 120000 Sole No Sole KOSAN BIOSCIENCES Common Stock 50064W107 1774800 180000 Sole No Sole KRISPY KREM DOUGHNUTSINC Common Stock 501014104 428220 11700 Sole No Sole KROGER CO Common Stock 501044101 270246 14600 Sole No Sole LABONE INC Common Stock 50540L105 1298800 40000 Sole No Sole LATTICE SEMICONDUCTOR CORP Common Stock 518415104 484000 50000 Sole No Sole LEAPFROG ENTERPRISES INC Common Stock 00052186N106 38000 100 P Sole No Sole LEGG MASON INC Common Stock 524901105 1466420 19000 Sole No Sole LIBERTY MEDIA CORP Common Stock 530718105 287500 5000 C Sole No Sole LIBERTY MEDIA CORP SER A NEW Common Stock 530718105 659895 55500 Sole No Sole LINCOLN NATIONAL CORP Common Stock 534187109 807400 20000 Sole No Sole LIONS GATE ENTERTAINMENT Common Stock 535919203 2267776 506200 Sole No Sole MARSH & MCLENNAN COMPANIES INC Common Stock 571748102 277762 5800 Sole No Sole MBNA CORP Common Stock 55262L100 1739500 70000 Sole No Sole MCDONALDS CORP Common Stock 580135101 504049 20300 Sole No Sole MEDICIS PHARMACEUTICAL Common Stock 584690309 7130000 100000 Sole No Sole MERRILL LYNCH & CO INC Common Stock 590188108 1219920 20800 Sole No Sole METROCALL HOLDING INC Common Stock 00059164X105 219000 3000 Sole No Sole METRON TECHNOLOGY NV Common Stock N5665B105 43000 10000 Sole No Sole MGIC INVESTMENT CORP-WISC Common Stock 552848103 1537380 27000 Sole No Sole MICROSOFT Common Stock 594918104 118750 2500 C Sole No Sole
MYKROLIS Common Stock 62852P103 804000 50000 Sole No Sole NABI PHARMACEUTICALS Common Stock 629519109 1016800 80000 Sole No Sole NEATEASE.COM Common Stock 64110W102 369000 10000 Sole No Sole NEKTAR THERAPEUTICS Common Stock 640268108 4083000 300000 Sole No Sole NET.B@NKINC. Common Stock 640933107 395160 29600 Sole No Sole NETEASE.COM INC Common Stock 0064110W102 369000 10000 Sole No Sole NETEASE.COM INC Common Stock 0064110W102 180000 1000 C Sole No Sole NEVSUN RESOURCES Common Stock 64156L101 525000 100000 Sole No Sole NEWMONT MINING CORP Common Stock 651639106 1250 125 P Sole No Sole NEWMONT MINING CORP Common Stock 651639106 5812.5 75 P Sole No Sole NEWS CORP LTD ADR PRF Common Stock 652487802 907500 30000 Sole No Sole NORFOLK SOUTHERN CORP Common Stock 655844108 473000 20000 Sole No Sole NORTHERN TRUST CORP Common Stock 665859104 2228160 48000 Sole No Sole NORTHGATE EXPLORATION LTD Common Stock 666416102 172405 84100 Sole No Sole NORTHWEST AIRLINES CORP Common Stock 667280101 315500 25000 Sole No Sole NOVAVAX INC Common Stock 670002104 600000 100000 Sole No Sole NOVEN PHARMACEUTICALS INC Common Stock 670009109 2053350 135000 Sole No Sole NUVELO INC Common Stock 67072M103 1995250 575000 Sole No Sole ONYX PHARMACEUTICALS INC Common Stock 683399109 6352399.29 225023 Sole No Sole OPLINK COMMUNICATIONS INC Common Stock 68375Q106 68832 28800 Sole No Sole ORACLE CORP Common Stock 00068389X105 63000 200 C Sole No Sole ORBITZ INC Common Stock 68556Y100 234320 10100 Sole No Sole ORTHODONTIC CENTERS OF AMERICA Common Stock 68750P103 80500 10000 Sole No Sole OVERNITE CORP Common Stock 690322102 439075 19300 Sole No Sole OVERSTOCK COM INC Common Stock 690370101 486371.4 24490 Sole No Sole PACER INERNATIONAL INC TENN Common Stock 69373H106 2169606 107300 Sole No Sole PACIFIC SUNWEAR OF CALIFORNIA Common Stock 694873100 2112000 100000 Sole No Sole PENN NATIONAL GAMING INC Common Stock 707569109 1731000 75000 Sole No Sole PEREGRINE Common Stock 71366Q200 962500 50000 Sole No Sole PETMED EXPRESS COM Common Stock 716382106 1319040 183200 Sole No Sole PHARMACEUTICAL RESOURCES INC Common Stock 717125108 3277045 50300 Sole No Sole PHARMOS CORPORATION Common Stock 717139208 2660000 760000 Sole No Sole PINNACLE AIRLINE CORP Common Stock 723433107 486150 35000 Sole No Sole PIPER JAFFRAY COS Common Stock 724078100 1454950 35000 Sole No Sole POWER-ONE INC. Common Stock 739308104 270750 25000 Sole No Sole PRG SCHULTZ INTERNATIONAL Common Stock 69357C107 1470000 300000 Sole No Sole PROSPERITY BANCSHARES INC Common Stock 743606105 508952 22600 Sole No Sole PROTEIN DESIGN LABS INC Common Stock 74369L103 1342500 75000 Sole No Sole PTEK HOLDINGS Common Stock 69366M104 220250 25000 Sole No Sole PULTE CORP Common Stock 745867101 2377948 25400 Sole No Sole PXRE GROUP LTD BERMUDA Common Stock G73018106 2474850 105000 Sole No Sole QUALITY DIST Common Stock 74756M102 645150 33000 Sole No Sole RADWARE LTD Common Stock M81873107 1090000 40000 Sole No Sole RAINER PACIFIC Common Stock 75087U101 636800 40000 Sole No Sole REALNETWORKS INC Common Stock 75605L104 573855 100500 Sole No Sole ROBOTIC VISION SYSTEMS Restricted Stock 771074309 320000 100000 Sole No Sole ROPER INDUSTRIES INC NEW Common Stock 776696106 788160 16000 Sole No Sole RSA SECURITY INC. Common Stock 749719100 2840000 200000 Sole No Sole RUSH ENTERPRISE B Common Stock 781846308 1545805 153050 Sole No Sole RUSH ENTERPRISES Common Stock 781846209 1148376 117301 Sole No Sole SAFEWAY INC Common Stock 786514208 438200 20000 Sole No Sole SAFLINK CORP COM Common Stock 786578302 269000 100000 Sole No Sole SCHERNG PLOUGH Common Stock 806605101 70000 2000 C Sole No Sole
SEARS ROEBUCK & CO Common Stock 812387108 454900 10000 Sole No Sole SEMICONDUCTOR HOLDRS Common Stock 816636203 11000 200 P Sole No Sole SIERRA WIRELESS Common Stock 826516106 384500 25000 Sole No Sole SILICOM IMAGE Common Stock 82705T102 542250 75000 Sole No Sole SINA.COM Common Stock G81477104 344250 10200 Sole No Sole SINA.COM Common Stock 00G81477104 365000 1000 C Sole No Sole SIRVA INC Common Stock 82967Y104 3134216 160400 Sole No Sole SOHO.COM INC Common Stock 83408W103 306102 10200 Sole No Sole SOHU.COM INC Common Stock 00083408W103 207500 1000 C Sole No Sole SOLUTIA INC Common Stock 834376105 7300 20000 Sole No Sole SOVEREIGN BANCORP INC. Common Stock 845905108 1543750 65000 Sole No Sole STONEPATH GROUP INC Common Stock 861837102 502850 222500 Sole No Sole SUN HEALTHCARE GROUP Common Stock 866933401 1373100 138000 Sole No Sole SUN MICROSYSTEMS INC Common Stock 866810104 224500 50000 Sole No Sole SUNTERRA CORP Common Stock 86787D208 1665000 150000 Sole No Sole SUPERGEN INC Common Stock 868059106 5390341 490031 Sole No Sole SYNNEX CORPORATION Common Stock 87162W100 137600 10000 Sole No Sole TECHNICAL OLYMPIC USA INC Common Stock 878483106 9919059 360300 Sole No Sole TELESYSTEM INTL Restricted Stock 879946606 417000 50000 Sole No Sole TELLABS INC Common Stock 879664100 843000 100000 Sole No Sole TESORO PETROLEUM CORP Common Stock 881609101 19350 180 P Sole No Sole TEXAS BIOTECHNOLOGY CORP Common Stock 29256X107 4475000 500000 Sole No Sole TEXAS REGIONAL BANCSHARES INC Common Stock 882673106 740000 20000 Sole No Sole THE CIT GROUPINC. Common Stock 125581108 1696840 47200 Sole No Sole TIME WARNER INC Common Stock 887317105 1259300 70000 Sole No Sole TLC VISION CORPORATION Common Stock 872549100 220779 33300 Sole No Sole TORCHMARK CORP Common Stock 891027104 1411740 31000 Sole No Sole TRANSMETA CORP DEL Common Stock 89376R109 340340 100100 Sole No Sole TRAVELERS PROPERTY CASUALTY CORP Common Stock 89420G109 2517000 150000 Sole No Sole TRIAD HOSPITALS INC Common Stock 89579K109 831750 25000 Sole No Sole TRIDENT MICROSYSTEMS INC Common Stock 895919108 871000 50000 Sole No Sole TRUST CO OF NEW JERSEY NEW Common Stock 898304100 381562.88 9616 Sole No Sole ULTIMATE ELECTRIC Common Stock 903849107 46250 500 C Sole No Sole ULTIMATE ELECTRS INC Common Stock 903849107 4193448 549600 Sole No Sole UNION PLANTERS CORP Common Stock 908068109 314900 10000 Sole No Sole UNIONBANCAL CORPORATION Common Stock 908906100 886116 15400 Sole No Sole UNISYS CORP Common Stock 909214108 1485000 100000 Sole No Sole US UNWIRED INC CL A Common Stock 90338R104 91000 100000 Sole no Sole VAXGEN INC Common Stock 922390208 2376000 300000 Sole No Sole VERSO TECHNOLOGIES Common Stock 925317109 80000 25000 Sole No Sole VION PHARMACEUTICALS INC Restricted Stock 927624106 316000 200000 Sole No Sole VITRAN CORP Common Stock 9.29E+111 486760 34400 Sole No Sole WADDELL & REED FINANCIAL Common Stock 930059100 1689120 72000 Sole No Sole WAL-MART STORES INC Common Stock 931142103 954900 18000 Sole No Sole WASHINGTON MUTUAL INC Common Stock 939322103 401200 10000 Sole No Sole WASHINGTON POST CO-CL B Common Stock 939640108 2453340 3100 Sole No Sole WATCHGUARD TECHNOLOGIES INC Common Stock 941105108 4074000 700000 Sole No Sole WATSON PHARMACEUTICALS Common Stock 942683103 6900000 150000 Sole No Sole WEATHERFORD INTERNATIONAL Common Stock G95089101 648000 18000 Sole No Sole WEBMETHODS INC Common Stock 94768C108 915000 100000 Sole No Sole WELLS FARGO & CO Common Stock 949746101 883350 15000 Sole No Sole WESTERN SILVER CORP Common Stock 959531104 153120 29000 Sole No Sole
WITNESS SYSTEMS INC Common Stock 977424100 1166716.5 125050 Sole No Sole WORLDCOM INC Corporate Bond 98157DAD8 1673437.5 5000000 Sole No Sole WORLDCOM INC Corporate Bond 98157DAK2 3343750.01 10000000 Sole No Sole VION PHARMACEUTICALS INC Warrants 8059466 0 322545 Sole No Sole XICOR INC Common Stock 984903104 283500 25000 Sole No Sole YAMANA GOLD Common Stock 98462Y100 91960 38000 Sole No Sole YUKOS CORP SPONSORED ADR Common Stock 98849W108 1006250 23000 Sole No Sole ZILA INC Common Stock 989513205 1026590 251000 Sole No Sole
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