-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EflSm+x/C7Bk8euI0u9XY2wrNwa7N3jStEA0/oryaxfFp7S8NIajPZ8I8zL63cLs QZ6r3RQRYGdzvF/9o9+2tA== 0001193125-04-139157.txt : 20040812 0001193125-04-139157.hdr.sgml : 20040812 20040812161130 ACCESSION NUMBER: 0001193125-04-139157 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040812 EFFECTIVENESS DATE: 20040812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 04970582 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 2004 -------------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management, LLC --------------------------------------------- Address: 181 W. Madison --------------------------------------------- Suite 3600 --------------------------------------------- Chicago, IL 60602 --------------------------------------------- Form 13F File Number: 28-10402 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder --------------------------------------------- Title: General Counsel --------------------------------------------- Phone: 312-499-2974 --------------------------------------------- Signature, Place, and Date of Signing: ------------------------ -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 359 ------------------- Form 13F Information Table Value Total: 562,078 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- ------------------- ---------------------- [Repeat as necessary.]
Column 4 Column 6 Column 7 Column 8 Column 1 Column 2 Column 3 Market Column 5 Put/ Investment Other Voting Name of Issuer Title of Class Cusip value Shares Call Discretion Managers Authority ABGENIX INC Common Stock 00339B107 1638456 139800 Sole No Sole ABX AIR INC Common Stock 00080S101 342866 50200 Sole No Sole ACUSPHERE INC Common Stock 00511R870 1204384 188185 Sole No Sole ADESA Common Stock 00686U104 7279312 302800 Sole No Sole ADOBE SYSTEMS INC Common Stock 724F101 14105 2821 P Sole No Sole ADVANCED AUTO PARTS INC. Common Stock 00751Y106 1784872 40400 Sole No Sole AETNA INC Common Stock 00817Y108 6398375 75275 Sole No Sole AFC ENTERPRISES INC Common Stock 00104Q107 322500 15000 Sole No Sole AFLAC INC Common Stock 1055102 612150 15000 Sole No Sole AIRSPAN NETWORKS INC Common Stock 00950H102 277000 50000 Sole No Sole ALLETE INC Common Stock 18522102 4312350 129500 Sole No Sole ALLMERICA FINANCIAL CORP Common Stock 19754100 507000 15000 Sole No Sole ALTRIA GROUP Common Stock 2209S103 135000 1500 C Sole No Sole ALTRIA GROUP INC Common Stock 02209S103 3253250 65000 Sole No Sole AMC ENTERTAINMENT INC Common Stock 1669100 727001 47300 Sole No Sole AMERICAN AIRLINES Convertible Bond 023771G28 333333 400000 Sole No Sole AMERICAN EXPRESS CO Common Stock 25816109 570318 11100 Sole No Sole AMERICAN INTERNATIONAL GROUP Common Stock 26874107 3207600 45000 Sole No Sole AMERICAN TOWER CORP CL A Common Stock 29912201 380000 25000 Sole No Sole AMGEN INC Common Stock 31162100 315000 2000 C Sole No Sole AMGEN INC Common Stock 31162100 19821133 363224 Sole No Sole ANADARKO PETROLEUM CORP Common Stock 32511107 597720 10200 Sole No Sole ANDREW CORP Common Stock 34425108 5266551 263196 Sole No Sole ANDREW CORP Common Stock 34425108 70000 1000 C Sole No Sole ANHEUSER BUSCH COMPANIES INC Common Stock 35229103 1683900 30350 Sole No Sole ANNTAYLOR STORES CORP Common Stock 36115103 434700 15000 Sole No Sole ANTHEM INC. Common Stock 03674B104 13451912 150200 Sole No Sole APACHE CORP Common Stock 37411105 278720 6400 Sole No Sole APOLLO GROUP INC-CL A Common Stock 37604105 4414500 50000 Sole No Sole ARNA PHARMA Common Stock 40047102 712557.3 130505 Sole No Sole ASYST TECHNOLOGIES INC Common Stock 04648X107 517000 50000 Sole No Sole AT&T CORP Common Stock 1957505 12500 2500 C Sole No Sole ATHEROGENICS INC Common Stock 47439104 334750 1030 C Sole No Sole ATHEROGENICS INC Common Stock 47439104 176800 520 P Sole No Sole AU OPTRONICS ADR Common Stock 2255206 813500 50000 Sole No Sole AVANIR PHARMACEUTICALS CL A Common Stock 05348P104 588000 350000 Sole No Sole AVAYA INC Common Stock 53499109 437383 27700 Sole No Sole AXONYX INC Common Stock 05461R101 535004 102100 Sole No Sole BANK OF NEW YORK CO INC Common Stock 64057102 5492124 186300 Sole No Sole BB&T CORP Common Stock 54937107 1068433 28900 Sole No Sole BEAZER HOMES USA INC Common Stock 7556Q105 150000 500 C Sole No Sole BEMA GOLD CORP Common Stock 08135F107 544000 200000 Sole No Sole BIOCRYST PHARMACEUTICALS Common Stock 09058V103 3950940 572600 Sole No Sole BIOTECH HOLDRs TRUST Common Stock 9067D201 65000 1000 C Sole No Sole BOSTON SCIENTIFIC CORP Common Stock 101137107 4280000 100000 Sole No Sole BOWATER INC Common Stock 102183100 207950 5000 Sole No Sole BP AMOCO PLC ADR Common Stock 55622104 1071400 20000 Sole No Sole BRISTOL WEST HOLDINGS Common Stock 11037M105 713048 39200 Sole No Sole BRUNSWICK CORP Common Stock 117043109 33125 250 C Sole No Sole CALIFORNIA PIZZA KITCHENINC. Common Stock 13054D109 574800 30000 Sole No Sole CALLON PETROLEUM CO-DEL Common Stock 13123X102 346518 24300 Sole No Sole CAMBIOR INC Common Stock 13201L103 265000 100000 Sole No Sole
CANYON RESOURCES CORP Common Stock 138869300 784321 201625 Sole No Sole CARBO CERAMICS INC Common Stock 140781105 750750 11000 Sole No Sole CAREER EDUCATION CORPORATION Common Stock 141665109 8750 500 C Sole No Sole CAREER EDUCATION CORPORATION Common Stock 141665109 4647120 102000 Sole No Sole CAREMARK RX INC Common Stock 141705103 4960764 150600 Sole No Sole CBRL GROUP Common Stock 12489V106 431900 14000 Sole No Sole CELESTICA INC. Common Stock 15101Q108 1995000 100000 Sole No Sole CELGENE CORP Common Stock 151020104 42500 500 C Sole No Sole CENTEX CORP Common Stock 152312104 138750 500 C Sole No Sole CENTEX CORP Common Stock 152312104 77500 1000 C Sole No Sole CHROMAVISION MEDICAL SYSTEMS INC Common Stock 17111P104 130488.3 70155 Sole No Sole CHUBB CORP Common Stock 171232101 1022700 15000 Sole No Sole CIRCUIT CITY STORES INC Common Stock 172737108 690000 2000 C Sole No Sole CIRCUIT CITY STORES INC Common Stock 172737108 8820245 681100 Sole No Sole CITIGROUP INC Common Stock 172967101 3255000 70000 Sole No Sole CLEAR CHANNEL COMM Common Stock 184502102 38437.5 125 C Sole No Sole CLEAR CHANNEL COMM Common Stock 184502102 6000 600 C Sole No Sole CLEAR CHANNEL COMM Common Stock 184502102 1485390 40200 Sole No Sole COLONIAL BANCGROUP INC Common Stock 195493309 363400 20000 Sole No Sole COMCAST CORP-SPECIAL CL A Common Stock 20030N200 690250 25000 Sole No Sole COMMERCE BANCORP INC-N.J. Common Stock 200519106 935170 17000 Sole No Sole COMMERCIAL CAPITAL BANCORP INC Common Stock 20162L105 955350 55000 Sole No Sole CONOCOPHILLIPS Common Stock 20825C104 1373220 18000 Sole No Sole CORNING INC Common Stock 219350105 1384360 106000 Sole No Sole CORRECTIONAL SVCS CORP Common Stock 219921103 379090 113500 Sole No Sole COX COMMUNICATIONS INC NEW Common Stock 224044107 1556240 56000 Sole No Sole COX RADIO INC-CL A Common Stock 224051102 747340 43000 Sole No Sole CROWN FINANCIAL GROUP INC Common Stock 22834Q108 414000 460000 Sole No Sole CRYSTALLEX INTL CORP Common Stock 22942F101 1131260 458000 Sole No Sole CUMULUS MEDIA INC. Common Stock 231082108 252150 15000 Sole No Sole CYBERONICS Common Stock 23251P102 1515000 3000 C Sole No Sole CYBERONICS Common Stock 23251P102 2040000 3000 P Sole No Sole CYBERONICS INC Common Stock 23251P102 2001600 60000 Sole No Sole DAUGHERTY RESOURCES INC Common Stock 238215107 514087 113485 Sole No Sole DEERE & CO Common Stock 244199105 701400 10000 Sole No Sole DEPOMED INC Common Stock 249908104 3726067 752741 Sole No Sole DIAMONDS TRUST Common Stock 252787106 2250 100 P Sole No Sole DIAMONDS TRUST Common Stock 252787106 20625 275 P Sole No Sole DIAMONDS TRUST Common Stock 252787106 41250 300 P Sole No Sole DIAMONDS TRUST Common Stock 252787106 13750 1100 P Sole No Sole DOW JONES & CO INC Common Stock 260561105 717090 15900 Sole No Sole DOWNEY FINANCIAL CORP Common Stock 261018105 639000 12000 Sole No Sole ELI LILLY Common Stock 532457108 24375 750 P Sole No Sole ELI LILLY & CO Common Stock 532457108 565000 2000 P Sole No Sole ELLIS PERRY INTERNATIONAL INC Common Stock 288853104 1625607 64355 Sole No Sole ENCANA CORP Common Stock 292505104 517920 12000 Sole No Sole ENCORE MED CORP Common Stock 2.93E+113 4383212 695748 Sole No Sole ENDOCARE INC Common Stock 29264P104 491250 196500 Sole No Sole ENSCO INTERNATIONAL INC Common Stock 26874Q100 261900 9000 Sole No Sole ENTERCOM COMMUNICATIONS CORP Common Stock 293639100 67000 200 C Sole No Sole ENTERCOM COMMUNICATIONS CORP Common Stock 293639100 3422275 91750 Sole No Sole EPICOR SOFTWARE CORP Common Stock 29426L108 702500 50000 Sole No Sole FAIR ISAAC CORP Common Stock 303250104 801120 24000 Sole No Sole FIDELITY NATIONAL FINANCIAL Common Stock 316326107 933500 25000 Sole No Sole
FOREST LABORATORIES INC Common Stock 345838106 66250 500 C Sole No Sole FOREST LABORATORIES INC Common Stock 345838106 127500 500 C Sole No Sole FOSSIL INC Common Stock 349882100 681250 25000 Sole No Sole FOX ENTERTAINMENT GROUP INC Common Stock 00035138T107 18250 100 C Sole No Sole FOX ENTERTAINMENT GROUP INC. Common Stock 35138T107 1902375 71250 Sole No Sole FOX ENTERTAINMENT GRP INC Common Stock 00035138T107 16250 250 C Sole No Sole FOX ENTERTAINMENT GRP INC Common Stock 00035138T107 130000 500 C Sole No Sole FREEPORT MCMORAN COPPER & GOLD Common Stock 35671D857 397800 12000 Sole No Sole FREEPORT-MCMORAN COP & GLD Common Stock 35671D857 330000 1000 C Sole No Sole FREEPORT-MCMORAN COP & GLD Common Stock 35671D857 85000 2000 C Sole No Sole GAMESTOP CORP Common Stock 36466R101 2194115 144160 Sole No Sole GENELABS TECHNOLOGIES INC Common Stock 368706107 783561 339204 Sole No Sole GENERAL ELECTRIC CO Common Stock 369604103 840000 8000 C Sole No Sole GENERAL ELECTRIC CO Common Stock 369604103 2822040 87100 Sole No Sole GENUS INC Common Stock 372461103 34200 10000 Sole No Sole GLOBAL SANTA FE CORP Common Stock G3930E101 715500 27000 Sole No Sole GOLD FIELDS Common Stock 0038059T106 500 100 C Sole No Sole GOLD FIELDS Common Stock 0038059T106 1500 100 C Sole No Sole GOLDEN STAR RESOURCES Common Stock 38119T104 105328 22700 Sole No Sole GOLDMAN SACHS GROUP INC Common Stock 38141G104 71875 575 C Sole No Sole GOLDMAN SACHS GROUP INC Common Stock 38141G104 10640080 113000 Sole No Sole GOODYEAR TIRE & RUBBER CO Common Stock 382550101 5000 1000 P Sole No Sole GREAT BASIN GOLD LTD Common Stock 390124105 97680 74000 Sole No Sole H J HEINZ CO Common Stock 423074103 470400 12000 Sole No Sole HARMAN INTERNATIONAL Common Stock 413086109 2293200 25200 Sole No Sole HARMONIC LIGHTWAVES INC Common Stock 413160102 507792 59600 Sole No Sole HAYES LEMMERZ INTERNATIONAL INC NEW Common Stock 420781304 1479800 98000 Sole No Sole HCA INC Common Stock 404119109 3119250 75000 Sole No Sole HEARTLAND EXPRESS INC Common Stock 422347104 1107779 40489 Sole No Sole HILB ROGAL & HAMILTON CO Common Stock 431294107 356800 10000 Sole No Sole HONEYWELL INTERNATIONAL INC. Common Stock 438516106 42500 1000 C Sole No Sole HONEYWELL INTERNATIONAL INC. Common Stock 438516106 7340652 200400 Sole No Sole HUGHES SUPPLY INC Common Stock 444482103 2510418 42600 Sole No Sole ILLINOIS TOOL WORKS INC Common Stock 452308109 1438350 15000 Sole No Sole IMAX CORP Common Stock 4.52E+113 193900 35000 Sole No Sole IMPAX LABS Common Stock 45256B101 75000 500 C Sole No Sole IMPAX TECHNOLOGY Common Stock 45256B101 6420594 331300 Sole No Sole INCO LTD Common Stock 453258402 1728000 50000 Sole No Sole INDEVUS PHARMACEUTICALS Common Stock 454072109 2829000 460000 Sole No Sole INFINITY PETE CORP Common Stock 456788108 9277000 100000 Sole No Sole INFOSPACE.COM Common Stock 45678T201 380400 10000 Sole No Sole INGERSOLL RAND CO Common Stock G4776G101 3647754 53400 Sole No Sole INTL GAME TECH Common Stock 459902102 307500 3000 C Sole No Sole INTL GAME TECHNOLOGY Common Stock 459902102 5805440 150400 Sole No Sole INTL GAME TECHNOLOGY Common Stock 459902102 20000 2000 P Sole No Sole INTL GAME TECHNOLOGY Common Stock 459902102 90000 2000 P Sole No Sole INVEST TECH Common Stock 46145F105 43750 500 P Sole No Sole ISHARES MSCI JAPAN INDEX FUND Common Stock 464286848 10620000 1000000 Sole No Sole ITT EDUCATIONAL SERVICES INC Common Stock 45068B109 1140600 30000 Sole No Sole IVILLAGE INC Common Stock 46588H105 381000 60000 Sole No Sole JACOBS ENGINEERING GROUP INC Common Stock 469814107 787600 20000 Sole No Sole JP MORGAN CHASE & CO Common Stock 46625H100 71875 5750 C Sole No Sole JP MORGAN CHASE & CO Common Stock 46625H100 8362689 215700 Sole No Sole JUPITER MEDIA Common Stock 48207D101 708000 50000 Sole No Sole
KB HOME Common Stock 48666K109 275000 1000 C Sole No Sole KFX INC Common Stock 48245L107 270510 35500 Sole No Sole KINROSS GOLD CORP Common Stock 496902206 211280 38000 Sole No Sole KITTY HAWK INC Common Stock 498326206 350000 250000 Sole No Sole KOS PHARMACEUTICALS INC Common Stock 500648100 5231646 158679 Sole No Sole LADENBURG THALMANN FINL Common Stock 50575Q102 75650 85000 Sole No Sole LATTICE SEMICONDUCTOR CORP Common Stock 518415104 140200 20000 Sole No Sole LAUREATE EDUCATION INC Common Stock 518613104 956000 25000 Sole No Sole LEHMAN BROTHERS HOLDING INC Common Stock 524908100 45000 2000 C Sole No Sole LEHMAN BROTHERS HOLDINGS INC Common Stock 524908100 16178750 215000 Sole No Sole LEXMARK INTERNATIONAL INC Common Stock 529771107 5791800 60000 Sole No Sole LIBERTY MEDIA Convert Preferred 530718AF2 1023795 900000 Sole No Sole LIBERTY MEDIA CORP SER A NEW Common Stock 530718105 224750 25000 Sole No Sole LIFEWAY FOODS Common Stock 531914109 679168 44800 Sole No Sole LIONS GATE ENTERTAINMENT Common Stock 535919203 558400 80000 Sole No Sole LOUISIANA PACIFIC CORP Common Stock 546347105 591250 25000 Sole No Sole LUCENT TECHNOLOGIES INC Common Stock 549463107 396900 105000 Sole No Sole LUMINA COPPER Common Stock 55025R105 93250 25000 Sole No Sole MAGNUM HUNTER RES INC Common Stock 55972F203 570900 55000 Sole No Sole MANTECH INTERNATIONAL CORP Common Stock 564563104 309705 16500 Sole No Sole MARSH & MCLENNAN COMPANIES INC Common Stock 571748102 453800 10000 Sole No Sole MARSHALL INDUSTRIES Common Stock 571834100 476898 12200 Sole No Sole MARTHA STEWART OMNIMEDIA Common Stock 573083102 15500 100 C Sole No Sole MBNA CORP Common Stock 55262L100 5000 250 P Sole No Sole MEADOWWESTVACO Common Stock 583334107 349741 11900 Sole No Sole MEDCOHEALTH SOLUTIONS INC Common Stock 58405U102 2797500 74600 Sole No Sole MERCANTILE BANKSHARES CORP Common Stock 587405101 561840 12000 Sole No Sole MERRILL LYNCH & CO Common Stock 590188108 37500 600 C Sole No Sole METALLICA RESOURCES Common Stock 59125J104 47500 50000 Sole No Sole METRO-GOLDWYN-MAYER INC. Common Stock 591610100 1815000 150000 Sole No Sole MGM MIRAGE Common Stock 552953101 27500 1000 C Sole No Sole MICRO LINEAR CORP Common Stock 594850109 650655 114150 Sole No Sole MICROSOFT CORP Common Stock 594918104 335000 2000 C Sole No Sole MILLSTREAM ACQUISITION Common Stock 601316102 128000 20000 Sole No Sole MIRANT AMERICAS Convertible Bond 60467PAQ7 1426250 2000000 Sole No Sole MIRANT CORP Common Stock 604675108 8975 25000 Sole No Sole MIRANT CORP Convert Preferred 604675AB4 1128750 2000000 Sole No Sole MIRAVANT MEDICAL TECHNOLOGIES Common Stock 604690107 483000 300000 Sole No Sole MONTPELIER RE HOLDINGS LTD Common Stock G62185106 349500 10000 Sole No Sole MORGAN STANLEY Common Stock 617446448 48750 1625 C Sole No Sole MORGAN STANLEY Common Stock 617446448 20622516 390800 Sole No Sole MOTOROLA STK Common Stock 620076109 7500 1000 C Sole No Sole MYOGEN INC Common Stock 6.29E+108 194077.6 25010 Sole No Sole N FORCE BANK Common Stock 659424105 1725 115 C Sole No Sole NASD 100 SHARE INDEX Common Stock 631100104 226680 6000 Sole No Sole NATROL INC Common Stock 638789107 97470 34200 Sole No Sole NAVISTAR INT Common Stock 6.39E+112 26625 150 P Sole No Sole NAVISTAR INTERNATIONAL CORP Common Stock 6.39E+112 426360 11000 Sole No Sole NEKTAR THERA Common Stock 640268108 243750 750 C Sole No Sole NEKTAR THERAPEUTICS Common Stock 640268108 1803146 90338 Sole No Sole NETOPIA INC Common Stock 64114K104 1346400 204000 Sole No Sole NEW YORK COMMUNITY BANCORP INC Common Stock 649445103 471120 24000 Sole No Sole NEW YORK COMMUNITY BANCORP INC Common Stock 649445103 14000 200 C Sole No Sole NEW YORK COMMUNITY BANCORP INC Common Stock 649445103 7000 400 C Sole No Sole
NEWMONT MINING CORP Common Stock 651639106 5750 100 C Sole No Sole NEWMONT MINING CORP Common Stock 651639106 2228700 57500 Sole No Sole NEWPARK RESOURCES INC NEW Common Stock 651718504 620000 100000 Sole No Sole NMS COMMUNICATIONS CORP Common Stock 629248105 3210300 435000 Sole No Sole NOBLE CORP Common Stock G65422100 1288260 34000 Sole No Sole NOKIA CORP ADR Common Stock 654902204 6106800 420000 Sole No Sole NORTEL NETWORKS CORP Common Stock 656568102 99800 20000 Sole No Sole NORTHERN TRUST CORP Common Stock 665859104 877605 20757 Sole No Sole NORTHGATE EXPLORATION LTD Common Stock 666416102 131750 85000 Sole No Sole NORTHWEST AIRLINES CORP-CL A Common Stock 667280101 2229560 200500 Sole No Sole NOVAGOLD RESOURCES INC NEW Common Stock 6.70E+210 116250 25000 Sole No Sole NOVAMED EYECARE INC Common Stock 66986W108 2108640 611200 Sole No Sole NOVATEL WIR Common Stock 66987M604 205000 500 C Sole No Sole NOVATEL WIR Common Stock 66987M604 110000 500 C Sole No Sole NOVATEL WIRELESS Common Stock 66987M604 975000 1500 C Sole No Sole NOVATEL WIRELESS INC. Common Stock 66987M604 10997500 415000 Sole No Sole NOVAVAX INC Common Stock 670002104 1155405 214361 Sole No Sole NTL INC Common Stock 62940M104 288100 5000 Sole No Sole O2MICRO INTERNATIONAL LTD Common Stock G6797E106 1711515 100500 Sole No Sole OHIO CASUALTY CORP Common Stock 677240103 201300 10000 Sole No Sole OIL CO LUKOIL Common Stock 677862104 1201750 11500 Sole No Sole ONYX PHARMACEUTICALS INC Common Stock 683399109 315625 1250 C Sole No Sole ONYX PHARMACEUTICALS INC Common Stock 683399109 2118000 50000 Sole No Sole ORBITAL IMAGING CORP Common Stock 68555Y101 510000 51000 Sole No Sole OREZONE RESOURCES Common Stock 685921108 162000 200000 Sole No Sole OSCIENT PHARMACEUTICALS Convert Preferred 68812R105 6026631 1179380 Sole No Sole OSI PHARMACEUTICALSINC. Common Stock 671040103 3522000 50000 Sole No Sole OVERLAND STORAGE INC Common Stock 690310107 664500 50000 Sole No Sole PEABODY ENERGY CORP Common Stock 704549104 565499 10100 Sole No Sole PENN NATIONAL GAMING INC Common Stock 707569109 90000 3000 P Sole No Sole PENN NATL GA Common Stock 707569109 1065000 3000 C Sole No Sole PEREGRINE Common Stock 71366Q200 975000 50000 Sole No Sole PER-SE TECHNOLOGIES INC Convert Preferred 713569AA9 544.37 500 Sole No Sole PFIZER INC Common Stock 717081103 2283048 66600 Sole No Sole PG&E CORP Common Stock 69331C108 240284 8600 Sole No Sole PHARMION CO Common Stock 71715B409 342500 500 C Sole No Sole PHARMION CORP Common Stock 71715B409 4892000 100000 Sole No Sole PHELPS DODGE CORP Common Stock 717265102 57500 500 C Sole No Sole PHELPS DODGE CORP Common Stock 717265102 369999 1000 C Sole No Sole PILAGOLD INC Common Stock 721416105 40050 133500 Sole No Sole PINNACLE SYSTEMS INC Common Stock 723481107 715000 100000 Sole No Sole PIONEER NATURAL RESOURCES CO Common Stock 723787107 245560 7000 Sole No Sole POLO RALPH LAUREN CORP-CL A Common Stock 731572103 6976125 202500 Sole No Sole POWERWAVE TECHNOLOGIES INC Common Stock 739363109 87780 11400 Sole No Sole PRECISION DRILLING CORP Common Stock 74022D100 240050 5000 Sole No Sole PRG SCHULTZ INTERNATIONAL Common Stock 69357C107 1367500 250000 Sole No Sole PROGENICS PHARMACEUTICALS Common Stock 743187106 835567 49618 Sole No Sole PROVIDIAN FINANCIAL Common Stock 74406A102 5000 200 C Sole No Sole PSS WORLD MEDICAL INC Common Stock 69366A100 840000 75000 Sole No Sole PULTE CORP Common Stock 745867101 41250 250 C Sole No Sole PULTE CORP Common Stock 745867101 45000 1000 C Sole No Sole PULTE CORP Common Stock 745867101 410000 1000 C Sole No Sole PULTE CORP Common Stock 745867101 66250 500 C Sole No Sole PXRE GROUP LTD BERMUDA Common Stock G73018106 1263500 50000 Sole No Sole
QLOGIC CORP Common Stock 747277101 62500 1000 P Sole No Sole QUICKSILVER RESOURCES INC. Common Stock 74837R104 985929 14700 Sole No Sole RADIO ONE INC-CLASS D W/I Common Stock 75040P405 280175 17500 Sole No Sole RADWARE LTD Common Stock M81873107 1028115 60300 Sole No Sole REGAL ENTERTAINMENT GROUP Common Stock 758766109 452500 25000 Sole No Sole REGIONS FINANCIAL CORP Common Stock 758940100 731000 20000 Sole No Sole RETAIL HLDRS Common Stock 76127U101 70000 1000 P Sole No Sole REYNOLDS AMERICAN Common Stock 761713106 18230 1823 P Sole No Sole ROBOTIC VISION SYSTEMS Common Stock 771074309 1370526 519139 Sole No Sole ROWAN COMPANIES INC Common Stock 779382100 506064 20800 Sole No Sole ROXIO INC Common Stock 780008108 73650 15000 Sole No Sole RUSH ENTERPRISE B Common Stock 781846308 709500 55000 Sole No Sole RUSH ENTERPRISES Common Stock 781846209 1482000 114000 Sole No Sole S & P DEPOSIT REC Common Stock 78462F103 229060 2000 Sole No Sole S1 CORPORATION Common Stock 78463B101 497000 50000 Sole No Sole SALESFORCE COM STK Common Stock 79466L302 1285600 80000 Sole No Sole SANDISK CORP Common Stock 80004C101 10000 250 C Sole No Sole SCIENTIFIC ATLANTA INC Common Stock 808655104 1035000 30000 Sole No Sole SEABRIDGE GOLD INC Common Stock 811916105 375600 120000 Sole No Sole SECTOR SPDR TRUST SHS BEN INT FINANCIAL Common Stock 81369Y605 29151600 1020000 Sole No Sole SECURE COMPUTING CORP Common Stock 813705100 582500 50000 Sole No Sole SEMICONDUCTORS HOLDRS Common Stock 816636203 680615 18020 Sole No Sole SIGMATEL INC Common Stock 82661W107 2920530 100500 Sole No Sole SILICOM IMAGE Common Stock 82705T102 656500 50000 Sole No Sole SINA CP ORD Common Stock G81477104 237500 1000 P Sole No Sole SINCLAIR BROADCAST GROUP INC Common Stock 829226109 2002650 195000 Sole No Sole SIRIUS SATTELLITE RADIO INC Common Stock 82966U103 30800 10000 Sole No Sole SIRVA INC Common Stock 82967Y104 19471800 846600 Sole No Sole SMITH INTERNATIONAL INC Common Stock 832110100 278800 5000 Sole No Sole SMURFIT-STONE CONTAINER CORP Common Stock 832727101 1025430 51400 Sole No Sole SOUTH FINANCIAL GROUP Common Stock 837841105 765180 27000 Sole No Sole SPECTRASITE INC Common Stock 84761M104 216100 5000 Sole No Sole SPINNAKER EXPLORATION CO Common Stock 84855W109 275660 7000 Sole No Sole SS&C TECHNOLOGIES INC Common Stock 85227Q100 467500 25000 Sole No Sole SSP SOLUTIONS Common Stock 784723108 133000 100000 Sole No Sole ST PAUL TRAVELERS COS INC Common Stock 792860108 449994 11100 Sole No Sole STANDARD PACIFIC CORP NEW Common Stock 85375C101 3717220 75400 Sole No Sole STANDARD-PACIFIC CORP Common Stock 85375C101 150190 653 C Sole No Sole STONEPATH GROUP INC Common Stock 861837102 128400 60000 Sole No Sole SULPHCO INC Common Stock 865378103 68750 25000 Sole No Sole SUN MICROSYSTEMS INC Common Stock 866810104 51212 11800 Sole No Sole SUNDANCE HOMES INC Common Stock 866933401 1123416 124824 Sole No Sole SYCAMORE NETWORKS INC Common Stock 871206108 423000 100000 Sole No Sole SYNAPTICS INC Common Stock 87157D109 1733075 90500 Sole No Sole SYNOVUS FINANCIAL CORP Common Stock 87161C105 987480 39000 Sole No Sole SYSCO CORP Common Stock 871829107 37500 300 P Sole No Sole TAKE TWO Common Stock 874054109 265000 1000 C Sole No Sole TAKE-TWO INTERACTIVE SOFTWARE Common Stock 874054109 232864 7600 Sole No Sole TARGETED GENETICS CORP Common Stock 87612M108 477000 300000 Sole No Sole THE CIT GROUPINC. Common Stock 125581108 2105950 55000 Sole No Sole TIBCO SOFTWARE INC Common Stock 88632Q103 845000 100000 Sole No Sole TIME WARNER INC Common Stock 887317105 1406400 80000 Sole No Sole TITAN PHARMACEUTICALS INC Common Stock 888314101 61601 22900 Sole No Sole TOLL BROTHERS INC Common Stock 8899478103 52500 150 C Sole No Sole
TOYOTA MOTOR CORP ADR NEW Common Stock 892331307 816200 10000 Sole No Sole TOYS R US INC Common Stock 892335100 7311870 459000 Sole No Sole TRIAD HOSPITALS INC Common Stock 89579K109 1876392 50400 Sole No Sole TVI CORP NEW Common Stock 872916101 1541925 400500 Sole No Sole U S I HOLDINGS Common Stock 90333H101 1151535 72882 Sole No Sole ULTIMATE SOFTWARE GROUP INC Common Stock 90385D107 757500 75000 Sole No Sole UNION PLANTERS CORP Common Stock 908068109 596200 20000 Sole No Sole UNITED STATES STEEL CORP Common Stock 912909108 255000 2000 C Sole No Sole UNITED TECHNOLOGIES CORP Common Stock 913017109 914800 10000 Sole No Sole UNITED THERAPEUTICS CORPORATION Common Stock 91307C102 4184464 163137 Sole No Sole UNITEDGLOBALCOMINC Common Stock 913247508 4439490 611500 Sole No Sole UNIVERSAL TECHNICAL INSTITUTE Common Stock 913915104 999250 25000 Sole No Sole US BANCORP DEL COM NEW Common Stock 902973304 1419340 51500 Sole No Sole VASOGEN INC Common Stock 92232F103 1940000 400000 Sole No Sole VAXGEN INC Common Stock 922390208 80000 1000 C Sole No Sole VAXGEN INC Common Stock 922390208 2771112 195700 Sole No Sole VIACOM INC-CL B Common Stock 925524308 4200672 117600 Sole No Sole VIACOM-CL B Common Stock 925524308 28500 150 C Sole No Sole VIACOM-CL B Common Stock 925524308 40875 150 C Sole No Sole VIACOM-CL B Common Stock 925524308 26250 350 C Sole No Sole VIACOM-CL B Common Stock 925524308 2500 500 C Sole No Sole VICURON PHARMACEUTICAS Common Stock 926471103 647078 51519 Sole No Sole VION PHARMACEUTICALS Common Stock 927624106 832000 200000 Sole No Sole VITRAN CORP Common Stock 9.29E+111 13729170 834600 Sole No Sole WALGREEN CO Common Stock 931422109 724200 20000 Sole No Sole WASHINGTON MUTUAL INC Common Stock 939322103 1875 250 C Sole No Sole WASHINGTON MUTUAL INC Common Stock 939322103 305256 7900 Sole No Sole WATCHGUARD TECHNOLOGIES INC Common Stock 941105108 5826540 807000 Sole No Sole WELLS FARGO & CO Common Stock 949746101 2003050 35000 Sole No Sole WESTWOOD ONEINC. Common Stock 961815107 737800 31000 Sole No Sole WORLD HEART CP Common Stock 980905202 858925 202100 Sole No Sole WORLDCOM INC Convertible Bond 981ESCCS3 0 5000000 Sole No Sole WORLDCOM INC Convertible Bond 981ESCDC7 0 10000000 Sole No Sole WW GRAINGER Common Stock 384802104 28500 100 P Sole No Sole XEROX CORP Common Stock 984121103 3625000 250000 Sole No Sole ZILA INC Common Stock 989513205 4834572 984638 Sole No Sole ZIONS BANCORPORATION Common Stock 989701107 956899 15572 Sole No Sole
-----END PRIVACY-ENHANCED MESSAGE-----