-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H3by4csM3RizHBK1qJHbIvZphg04nBcKFsizpg0xjbMOBldX12BUhOKV2dN7linn hJ3mCXh56GMFjQcgXzHhjw== 0001193125-06-174521.txt : 20060816 0001193125-06-174521.hdr.sgml : 20060816 20060816142842 ACCESSION NUMBER: 0001193125-06-174521 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060816 DATE AS OF CHANGE: 20060816 EFFECTIVENESS DATE: 20060816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 061037889 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR/A 1 d13fhra.txt AMENDMENT NO. 1 TO FORM 13-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 2006 --------- Check here if Amendment [X]; Amendment Number: 1 -------------- This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. --------------------------------------------- Address: 181 W. Madison --------------------------------------------- Suite 3600 --------------------------------------------- Chicago, IL 60602 --------------------------------------------- Form 13F File Number: 28-10402 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder ---------------------------------------------- Title: General Counsel --------------------------------------------- Phone: 312-499-2974 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott Schroeder Chicago IL 8/15/06 --------------------------- -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 497 ------------------- Form 13F Information Table Value Total: 1,830,911,943 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- ------------------- ---------------------- [Repeat as necessary.]
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Medtronic Inc Pfd Conv 585055AD8 58,521 59,000.00 PRN SOLE NO SOLE Adolor Corp Common Stock 00724X102 43,861 1,753,727.00 SH SOLE NO SOLE Forest Laboratories Inc Common Stock 345838106 43,165 1,115,660.00 SH SOLE NO SOLE St Jude Medical Inc Common Stock 790849103 42,379 1,307,173.00 SH SOLE NO SOLE Penwest Pharmaceuticals Co Common Stock 709754105 40,996 1,877,949.00 SH SOLE NO SOLE Bristol-Myers Squibb Co Pfd Conv 110122AN8 40,372 40,000.00 PRN SOLE NO SOLE Allergan Inc Common Stock 018490102 38,740 361,181.00 SH SOLE NO SOLE Amgen Inc Pfd Conv 031162AL4 38,224 52,000.00 PRN SOLE NO SOLE Cephalon Inc Pfd Conv 156708AK5 35,115 31,000.00 PRN SOLE NO SOLE Health Net Inc Common Stock 42222G108 31,504 697,443.00 SH SOLE NO SOLE Medtronic Inc Common Stock 585055106 31,058 661,931.00 SH SOLE NO SOLE Baxter International Inc Common Stock 071813109 28,914 786,572.00 SH SOLE NO SOLE Johnson & Johnson Common Stock 478160104 27,639 461,260.00 SH SOLE NO SOLE KV Pharmaceutical Co Pfd Conv 482740AC1 27,106 27,500.00 PRN SOLE NO SOLE Alexion Pharmaceuticals Inc Common Stock 015351109 26,418 731,382.00 SH SOLE NO SOLE KV Pharmaceutical Co Common Stock 482740206 26,358 1,412,516.00 SH SOLE NO SOLE United Therapeutics Corp Common Stock 91307C102 25,915 448,589.00 SH SOLE NO SOLE Cigna Corp Common Stock 125509109 25,451 258,356.00 SH SOLE NO SOLE Sepracor Inc Pfd Conv 817315AL8 24,875 25,000.00 PRN SOLE NO SOLE Gilead Sciences Inc Common Stock 375558103 24,867 420,336.00 SH SOLE NO SOLE Cephalon Inc Common Stock 156708109 24,209 402,806.00 SH SOLE NO SOLE Medarex Inc Pfd Conv 583916AG6 22,452 23,100.00 PRN SOLE NO SOLE Respironics Inc Common Stock 761230101 21,870 639,105.00 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Pfd Conv 599902AB9 21,809 21,809.00 PRN SOLE NO SOLE Wyeth Common Stock 983024100 20,356 458,362.00 SH SOLE NO SOLE GTx Inc Common Stock 40052B108 18,939 2,081,224.00 SH SOLE NO SOLE InterMune Inc Pfd Conv 45884XAC7 17,966 20,100.00 PRN SOLE NO SOLE BP PLC Common Stock 055622104 15,662 225,000.00 SH SOLE NO SOLE Noble Energy Inc Common Stock 655044105 15,464 330,000.00 SH SOLE NO SOLE Inspire Pharmaceuticals Inc Common Stock 457733103 13,847 2,977,757.00 SH SOLE NO SOLE Forest Laboratories Inc Put 345838106 13,788 55,790.00 SH PUT SOLE NO SOLE Genzyme Corp Pfd Conv 372917AN4 13,024 12,500.00 PRN SOLE NO SOLE Arena Pharmaceuticals Inc Common Stock 040047102 12,951 1,118,433.00 SH SOLE NO SOLE Viasys Healthcare Inc Common Stock 92553Q209 12,569 490,996.00 SH SOLE NO SOLE Lifecell Corp Common Stock 531927101 12,500 404,283.00 SH SOLE NO SOLE Bank of America Corp Common Stock 060505104 11,400 237,000.00 SH SOLE NO SOLE SFBC International Inc Common Stock 784121105 11,304 745,635.00 SH SOLE NO SOLE Omnicare Inc Preferred 68214Q200 10,667 165,400.00 SH SOLE NO SOLE Allergan Inc Pfd Conv 018490AK8 10,078 10,000.00 PRN SOLE NO SOLE Nuvelo Inc Common Stock 67072M301 9,901 594,627.00 SH SOLE NO SOLE Collagenex Pharmaceuticals Inc Common Stock 19419B100 9,601 801,449.00 SH SOLE NO SOLE Cameron International Corp Common Stock 13342B105 9,554 200,000.00 SH SOLE NO SOLE National Oilwell Varco Inc Common Stock 637071101 9,498 150,000.00 SH SOLE NO SOLE Ista Pharmaceuticals Inc Common Stock 45031X204 8,666 1,200,231.00 SH SOLE NO SOLE Horizon Health Corp Common Stock 44041Y104 8,542 409,080.00 SH SOLE NO SOLE Zila Inc Common Stock 989513205 8,474 2,615,534.00 SH SOLE NO SOLE Impax Laboratories Inc Common Stock 45256B101 8,450 1,352,060.00 SH SOLE NO SOLE Keryx Biopharmaceuticals Inc Common Stock 492515101 8,432 593,836.00 SH SOLE NO SOLE Insite Vision Inc Common Stock 457660108 8,393 5,148,806.00 SH SOLE NO SOLE Cypress Bioscience Inc Common Stock 232674507 8,350 1,360,000.00 SH SOLE NO SOLE Medicines Co Common Stock 584688105 8,306 424,867.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Regeneron Pharmaceuticals Inc Pfd Conv 75886FAB3 8,256 8,500.00 PRN SOLE NO SOLE United States Steel Corp Common Stock 912909108 8,052 114,829.00 SH SOLE NO SOLE Gen-Probe Inc Common Stock 36866T103 8,045 149,034.00 SH SOLE NO SOLE Goldman Sachs Group Inc Common Stock 38141G104 7,943 52,800.00 SH SOLE NO SOLE Cheniere Energy Inc Common Stock 16411R208 7,504 192,406.00 SH SOLE NO SOLE Sunoco Inc Common Stock 86764P109 7,372 106,400.00 SH SOLE NO SOLE Theravance Inc Common Stock 88338T104 7,221 315,588.00 SH SOLE NO SOLE Indevus Pharmaceuticals Inc Common Stock 454072109 7,161 1,309,142.00 SH SOLE NO SOLE Sonus Pharmaceuticals Inc Common Stock 835692104 7,082 1,422,180.00 SH SOLE NO SOLE Rita Medical Systems Inc Common Stock 76774E103 6,900 1,994,262.00 SH SOLE NO SOLE Imax Corp Common Stock 45245E109 6,850 747,798.00 SH SOLE NO SOLE ImClone Systems Inc Pfd Conv 45245WAF6 6,810 7,500.00 PRN SOLE NO SOLE Bristol-Myers Squibb Co Common Stock 110122108 6,788 262,500.00 SH SOLE NO SOLE CPI International Inc Common Stock 12618M100 6,567 452,876.00 SH SOLE NO SOLE Schlumberger Ltd Common Stock 806857108 6,511 100,000.00 SH SOLE NO SOLE Genentech Inc Common Stock 368710406 6,472 79,124.00 SH SOLE NO SOLE Advanced Magnetics Inc Common Stock 00753P103 6,371 210,828.00 SH SOLE NO SOLE Teva Pharmaceutical Industries Ltd Common Stock 881624209 6,362 201,403.00 SH SOLE NO SOLE YRC Worldwide Inc Common Stock 984249102 6,317 150,000.00 SH SOLE NO SOLE Diebold Inc Common Stock 253651103 6,093 150,000.00 SH SOLE NO SOLE HemoSense Inc Common Stock 423691104 5,908 1,114,772.00 SH SOLE NO SOLE Energy Transfer Equity LP Common Stock 29273V100 5,894 222,500.00 SH SOLE NO SOLE Valero Energy Corp Common Stock 91913Y100 5,654 85,000.00 SH SOLE NO SOLE I-Flow Corp Common Stock 449520303 5,649 522,076.00 SH SOLE NO SOLE Chelsea Therapeutics International Inc Common Stock 163428105 5,617 1,478,279.00 SH SOLE NO SOLE State Street Corp Common Stock 857477103 5,577 96,000.00 SH SOLE NO SOLE Hologic Inc Common Stock 436440101 5,525 111,931.00 SH SOLE NO SOLE CommScope Inc Common Stock 203372107 5,499 175,000.00 SH SOLE NO SOLE PMI Group Inc/The Common Stock 69344M101 5,497 123,300.00 SH SOLE NO SOLE Cynosure Inc Common Stock 232577205 5,278 369,117.00 SH SOLE NO SOLE Tesoro Corp Common Stock 881609101 5,205 70,000.00 SH SOLE NO SOLE Encysive Pharmaceuticals Inc Common Stock 29256X107 5,198 750,000.00 SH SOLE NO SOLE Conor Medsystems Inc Common Stock 208264101 5,061 183,426.00 SH SOLE NO SOLE American Express Co Common Stock 025816109 4,918 92,400.00 SH SOLE NO SOLE Town Sports International Holdings Inc Common Stock 89214A102 4,744 388,831.00 SH SOLE NO SOLE Microsoft Corp Common Stock 594918104 4,660 200,000.00 SH SOLE NO SOLE Cymer Inc Common Stock 232572107 4,646 100,000.00 SH SOLE NO SOLE Ball Corp Common Stock 058498106 4,630 125,000.00 SH SOLE NO SOLE Matria Healthcare Inc Common Stock 576817209 4,604 214,944.00 SH SOLE NO SOLE Biomet Inc Common Stock 090613100 4,537 145,000.00 SH SOLE NO SOLE Flanders Corp Common Stock 338494107 4,494 448,014.00 SH SOLE NO SOLE Biosite Inc Common Stock 090945106 4,406 96,500.00 SH SOLE NO SOLE Myriad Genetics Inc Put 62855J104 4,338 6,500.00 SH PUT SOLE NO SOLE Medco Health Solutions Inc Common Stock 58405U102 4,326 75,526.00 SH SOLE NO SOLE Hospira Inc Common Stock 441060100 4,324 100,701.00 SH SOLE NO SOLE King Pharmaceuticals Inc Common Stock 495582108 4,304 253,200.00 SH SOLE NO SOLE Myogen Inc Put 62856E104 4,275 3,450.00 SH PUT SOLE NO SOLE Biovail Corp Common Stock 09067J109 4,261 182,000.00 SH SOLE NO SOLE Thoratec Corp Common Stock 885175307 4,178 301,216.00 SH SOLE NO SOLE United Therapeutics Corp Put 91307C102 4,161 3,617.00 SH PUT SOLE NO SOLE Combinatorx Inc Common Stock 20010A103 4,080 464,120.00 SH SOLE NO SOLE Emergency Medical Services LP Common Stock 29100P102 4,074 315,832.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Countrywide Financial Corp Common Stock 222372104 4,025 105,700.00 SH SOLE NO SOLE Shore Automations Inc Common Stock 825105109 3,994 490,000.00 SH SOLE NO SOLE Hana Biosciences Inc Common Stock 40963P105 3,983 439,125.00 SH SOLE NO SOLE Northern Trust Corp Common Stock 665859104 3,940 71,254.00 SH SOLE NO SOLE Inergy LP Common Stock 456615103 3,903 151,526.00 SH SOLE NO SOLE Advanced Medical Optics Inc Common Stock 00763M108 3,894 76,800.00 SH SOLE NO SOLE Hartford Financial Services Group Inc Common Stock 416515104 3,892 46,000.00 SH SOLE NO SOLE Incyte Corp Pfd Conv 45337CAE2 3,880 5,000.00 PRN SOLE NO SOLE Boston Scientific Corp Common Stock 101137107 3,784 224,700.00 SH SOLE NO SOLE Lazard Ltd Common Stock G54050102 3,769 93,300.00 SH SOLE NO SOLE MEMC Electronic Materials Inc Common Stock 552715104 3,750 100,000.00 SH SOLE NO SOLE Encore Medical Corp Common Stock 29256E109 3,676 764,308.00 SH SOLE NO SOLE AG Edwards Inc Common Stock 281760108 3,618 65,400.00 SH SOLE NO SOLE FirstFed Financial Corp Common Stock 337907109 3,599 62,400.00 SH SOLE NO SOLE Sepracor Inc Common Stock 817315104 3,489 61,067.00 SH SOLE NO SOLE Gentium SpA Common Stock 37250B104 3,419 239,100.00 SH SOLE NO SOLE Arch Capital Group Ltd Common Stock G0450A105 3,365 56,600.00 SH SOLE NO SOLE Vaxgen Inc Common Stock 922390208 3,349 686,300.00 SH SOLE NO SOLE Regions Financial Corp Common Stock 7591EP100 3,335 100,700.00 SH SOLE NO SOLE PowerShares Global Water Portfolio Common Stock 73935X575 3,334 200,000.00 SH SOLE NO SOLE Cardiodynamics International Corp Common Stock 141597104 3,240 2,571,702.00 SH SOLE NO SOLE SCOLR Pharma Inc Common Stock 78402X107 3,126 627,781.00 SH SOLE NO SOLE Genitope Corp Common Stock 37229P507 3,114 492,723.00 SH SOLE NO SOLE W-H Energy Services Inc Common Stock 92925E108 3,106 61,100.00 SH SOLE NO SOLE Wachovia Corp Common Stock 929903102 3,093 57,200.00 SH SOLE NO SOLE Platinum Underwriters Holdings Ltd Common Stock G7127P100 3,055 109,200.00 SH SOLE NO SOLE SFBC International Inc Pfd Conv 784121AB1 3,022 3,400.00 PRN SOLE NO SOLE Mellon Financial Corp Common Stock 58551A108 3,006 87,300.00 SH SOLE NO SOLE ACE Ltd Common Stock G0070K103 3,000 59,300.00 SH SOLE NO SOLE Axis Capital Holdings Ltd Common Stock G0692U109 2,947 103,000.00 SH SOLE NO SOLE AllianceBernstein Holding LP Common Stock 01881G106 2,935 48,000.00 SH SOLE NO SOLE Mastercard Inc Common Stock 57636Q104 2,928 61,000.00 SH SOLE NO SOLE RenaissanceRe Holdings Ltd Common Stock G7496G103 2,927 60,400.00 SH SOLE NO SOLE Advanced Life Sciences Holdings Inc Common Stock 00765H107 2,900 1,000,000.00 SH SOLE NO SOLE Cyclacel Pharmaceuticals Inc Common Stock 23254L108 2,893 428,571.00 SH SOLE NO SOLE Ameriprise Financial Inc Common Stock 03076C106 2,877 64,400.00 SH SOLE NO SOLE St Paul Travelers Cos Inc/The Common Stock 792860108 2,866 64,300.00 SH SOLE NO SOLE Atheros Communications Inc Common Stock 04743P108 2,858 150,000.00 SH SOLE NO SOLE Capital One Financial Corp Common Stock 14040H105 2,837 33,200.00 SH SOLE NO SOLE Mentor Corp Common Stock 587188103 2,828 65,000.00 SH SOLE NO SOLE Inverness Medical Innovations Inc Common Stock 46126P106 2,823 100,000.00 SH SOLE NO SOLE TIBCO Software Inc Common Stock 88632Q103 2,820 400,000.00 SH SOLE NO SOLE Sprint Nextel Corp Common Stock 852061100 2,799 140,000.00 SH SOLE NO SOLE Wilmington Trust Corp Common Stock 971807102 2,767 65,600.00 SH SOLE NO SOLE Legg Mason Inc Common Stock 524901105 2,747 27,600.00 SH SOLE NO SOLE Lehman Brothers Holdings Inc Common Stock 524908100 2,704 41,500.00 SH SOLE NO SOLE Bristol-Myers Squibb Co Put 110122108 2,599 39,415.00 SH PUT SOLE NO SOLE Acusphere Inc Common Stock 00511R870 2,527 736,767.00 SH SOLE NO SOLE US Airways Group Inc/NEW Common Stock 90341W108 2,527 50,000.00 SH SOLE NO SOLE New Century Financial Corp Common Stock 6435EV108 2,525 55,200.00 SH SOLE NO SOLE Waddell & Reed Financial Inc Common Stock 930059100 2,523 122,700.00 SH SOLE NO SOLE Morgan Stanley Common Stock 617446448 2,509 39,700.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY ImClone Systems Inc Call 45245W109 2,473 6,000.00 SH CALL SOLE NO SOLE Foot Locker Inc Common Stock 344849104 2,466 100,701.00 SH SOLE NO SOLE Barrier Therapeutics Inc Common Stock 06850R108 2,440 373,057.00 SH SOLE NO SOLE Somaxon Pharmaceuticals Inc Common Stock 834453102 2,425 155,376.00 SH SOLE NO SOLE Myriad Genetics Inc Common Stock 62855J104 2,399 95,000.00 SH SOLE NO SOLE Foxhollow Technologies Inc Common Stock 35166A103 2,391 87,500.00 SH SOLE NO SOLE Pentair Inc Common Stock 709631105 2,375 69,455.00 SH SOLE NO SOLE Federated Investors Inc Common Stock 314211103 2,322 73,700.00 SH SOLE NO SOLE Wells Fargo & Co Common Stock 949746101 2,314 34,500.00 SH SOLE NO SOLE Nasdaq Stock Market Inc/The Common Stock 631103108 2,234 74,723.00 SH SOLE NO SOLE Hypercom Corp Common Stock 44913M105 2,221 237,500.00 SH SOLE NO SOLE Essex Corp Common Stock 296744105 2,214 120,197.00 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Put 599902103 2,156 7,500.00 SH PUT SOLE NO SOLE CV Therapeutics Inc Put 126667104 2,154 3,520.00 SH PUT SOLE NO SOLE Iomai Corp Common Stock 46202P103 2,150 519,095.00 SH SOLE NO SOLE AON Corp Common Stock 037389103 2,145 61,600.00 SH SOLE NO SOLE Lincoln National Corp Common Stock 534187109 2,139 37,900.00 SH SOLE NO SOLE Washington Mutual Inc Common Stock 939322103 2,138 46,900.00 SH SOLE NO SOLE Manhattan Pharmaceuticals Inc Common Stock 563118207 2,115 2,644,081.00 SH SOLE NO SOLE General Cable Corp Common Stock 369300108 2,100 60,000.00 SH SOLE NO SOLE Horizon Offshore Inc Common Stock 44043J204 2,096 100,000.00 SH SOLE NO SOLE CIT Group Inc Common Stock 125581108 2,092 40,000.00 SH SOLE NO SOLE Aventine Renewable Energy Holdings Inc Common Stock 05356X403 2,054 52,800.00 SH SOLE NO SOLE Libbey Inc Common Stock 529898108 2,021 275,000.00 SH SOLE NO SOLE Tetra Tech Inc Common Stock 88162G103 2,013 113,472.00 SH SOLE NO SOLE Sepracor Inc Put 817315104 2,004 3,782.00 SH PUT SOLE NO SOLE Yahoo! Inc Common Stock 984332106 1,980 60,000.00 SH SOLE NO SOLE Northstar Neuroscience Inc Common Stock 66704V101 1,949 187,746.00 SH SOLE NO SOLE Visicu Inc Common Stock 92831L204 1,929 109,270.00 SH SOLE NO SOLE Immucor Inc Common Stock 452526106 1,922 99,950.00 SH SOLE NO SOLE Black Box Corp Common Stock 091826107 1,917 50,000.00 SH SOLE NO SOLE School Specialty Inc Common Stock 807863105 1,911 60,000.00 SH SOLE NO SOLE TLC Vision Corp Common Stock 872549100 1,905 415,852.00 SH SOLE NO SOLE Stanley Works/The Common Stock 854616109 1,889 40,000.00 SH SOLE NO SOLE Zenith National Insurance Corp Common Stock 989390109 1,857 46,800.00 SH SOLE NO SOLE Charles River Laboratories International Inc Common Stock 159864107 1,853 50,351.00 SH SOLE NO SOLE Akorn Inc Common Stock 009728106 1,851 465,000.00 SH SOLE NO SOLE Adolor Corp Call 00724X102 1,838 2,500.00 SH CALL SOLE NO SOLE Resource Capital Corp Common Stock 76120W302 1,802 140,000.00 SH SOLE NO SOLE UTi Worldwide Inc Common Stock G87210103 1,766 70,000.00 SH SOLE NO SOLE Nationwide Financial Services Common Stock 638612101 1,741 39,500.00 SH SOLE NO SOLE SPDR Trust Series 1 Put 78462F103 1,738 16,000.00 SH PUT SOLE NO SOLE American Home Mortgage Investment Corp Common Stock 02660R107 1,732 47,000.00 SH SOLE NO SOLE SEI Investments Co Common Stock 784117103 1,711 35,000.00 SH SOLE NO SOLE BearingPoint Inc Common Stock 074002106 1,674 200,000.00 SH SOLE NO SOLE Shaw Group Inc/The Common Stock 820280105 1,668 60,000.00 SH SOLE NO SOLE Markel Corp Common Stock 570535104 1,666 4,800.00 SH SOLE NO SOLE Joy Global Inc Common Stock 481165108 1,665 31,957.00 SH SOLE NO SOLE Dynegy Inc Common Stock 26816Q101 1,655 302,500.00 SH SOLE NO SOLE Novadel Pharma Inc Common Stock 66986X106 1,620 1,199,901.00 SH SOLE NO SOLE Javelin Pharmaceuticals Inc Common Stock 4718949A5 1,602 444,444.00 SH SOLE NO SOLE GSI Commerce Inc Common Stock 36238G102 1,597 118,000.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Atherogenics Inc Call 047439104 1,559 6,000.00 SH CALL SOLE NO SOLE Republic Cos Group Inc Common Stock 760349100 1,544 87,200.00 SH SOLE NO SOLE AmeriCredit Corp Common Stock 03060R101 1,541 55,200.00 SH SOLE NO SOLE Asia Automotive Acquisition Corp Common Stock 04519K101 1,541 217,000.00 SH SOLE NO SOLE Centene Corp Common Stock 15135B101 1,539 65,400.00 SH SOLE NO SOLE JK Acquisition Corp Common Stock 47759H106 1,538 287,500.00 SH SOLE NO SOLE Penwest Pharmaceuticals Co Call 709754105 1,538 4,500.00 SH CALL SOLE NO SOLE Conseco Inc Common Stock 208464883 1,527 66,100.00 SH SOLE NO SOLE SunTrust Banks Inc Common Stock 867914103 1,525 20,000.00 SH SOLE NO SOLE International Game Technology Common Stock 459902102 1,518 40,000.00 SH SOLE NO SOLE Insituform Technologies Inc Common Stock 457667103 1,490 65,100.00 SH SOLE NO SOLE Quicksilver Resources Inc Common Stock 74837R104 1,472 40,000.00 SH SOLE NO SOLE Metlife Inc Common Stock 59156R108 1,459 28,500.00 SH SOLE NO SOLE Dialysis Corp Of America Common Stock 252529102 1,457 130,989.00 SH SOLE NO SOLE Torchmark Corp Common Stock 891027104 1,451 23,900.00 SH SOLE NO SOLE Caraco Pharmaceutical Laboratories Ltd Common Stock 14075T107 1,451 158,529.00 SH SOLE NO SOLE Apple Computer Inc Common Stock 037833100 1,432 25,000.00 SH SOLE NO SOLE Flamel Technologies Common Stock 338488109 1,413 76,500.00 SH SOLE NO SOLE NII Holdings Inc Common Stock 62913F201 1,410 25,000.00 SH SOLE NO SOLE Genitope Corp Call 37229P507 1,392 17,208.00 SH CALL SOLE NO SOLE Aleris International Inc Common Stock 014477103 1,376 30,000.00 SH SOLE NO SOLE Investment Technology Group Inc Common Stock 46145F105 1,373 27,000.00 SH SOLE NO SOLE Novellus Systems Inc Common Stock 670008101 1,370 1,330,000.00 SH SOLE NO SOLE Encysive Pharmaceuticals Inc Call 29256X107 1,360 7,094.00 SH CALL SOLE NO SOLE JC Penney Co Inc Common Stock 708160106 1,350 20,000.00 SH SOLE NO SOLE Biomet Inc Put 090613100 1,343 1,500.00 SH PUT SOLE NO SOLE Valeant Pharmaceuticals International Common Stock 91911X104 1,333 78,800.00 SH SOLE NO SOLE Intuitive Surgical Inc Common Stock 46120E602 1,323 11,500.00 SH SOLE NO SOLE ATI Technologies Inc Common Stock 001941103 1,314 90,000.00 SH SOLE NO SOLE Amvescap PLC Common Stock 03235E100 1,300 70,300.00 SH SOLE NO SOLE eCollege.com Inc Common Stock 27887E100 1,279 60,500.00 SH SOLE NO SOLE Onyx Pharmaceuticals Inc Common Stock 683399109 1,262 75,000.00 SH SOLE NO SOLE RAM Holdings Ltd Common Stock G7368R104 1,253 99,700.00 SH SOLE NO SOLE Downey Financial Corp Common Stock 261018105 1,248 18,400.00 SH SOLE NO SOLE InterMune Inc Put 45884X103 1,245 3,000.00 SH PUT SOLE NO SOLE Xenoport Inc Common Stock 98411C100 1,237 68,302.00 SH SOLE NO SOLE Chicago Mercantile Exchange Holdings Inc Common Stock 167760107 1,228 2,500.00 SH SOLE NO SOLE 3M Co Common Stock 88579Y101 1,212 15,000.00 SH SOLE NO SOLE Sepracor Inc Call 817315104 1,210 2,000.00 SH CALL SOLE NO SOLE Affiliated Managers Group Inc Common Stock 008252108 1,199 13,800.00 SH SOLE NO SOLE US Bancorp Common Stock 902973304 1,186 38,400.00 SH SOLE NO SOLE General Electric Co Common Stock 369604103 1,154 35,000.00 SH SOLE NO SOLE Vertex Pharmaceuticals Inc Put 92532F100 1,150 1,250.00 SH PUT SOLE NO SOLE Telik Inc Put 87959M109 1,138 2,500.00 SH PUT SOLE NO SOLE WCA Waste Corp Common Stock 92926K103 1,126 136,500.00 SH SOLE NO SOLE Compass Bancshares Inc Common Stock 20449H109 1,112 20,000.00 SH SOLE NO SOLE Cheniere Energy Inc Pfd Conv 16411RAE9 1,099 874.00 PRN SOLE NO SOLE Procter & Gamble Co Call 742718109 1,088 9,500.00 SH CALL SOLE NO SOLE Antares Pharma Inc Common Stock 036642106 1,086 944,568.00 SH SOLE NO SOLE Intevac Inc Common Stock 461148108 1,084 50,000.00 SH SOLE NO SOLE Sapient Corp Common Stock 803062108 1,060 200,000.00 SH SOLE NO SOLE Ryerson Inc Common Stock 78375P107 1,048 38,800.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Forest Laboratories Inc Call 345838106 1,040 1,000.00 SH CALL SOLE NO SOLE Targacept Inc Common Stock 87611R306 1,040 150,909.00 SH SOLE NO SOLE Sohu.com Inc Common Stock 83408W103 1,032 40,000.00 SH SOLE NO SOLE Mylan Laboratories Inc Common Stock 628530107 1,022 51,088.00 SH SOLE NO SOLE Nutrition 21 Inc Common Stock 67069V108 1,011 555,555.00 SH SOLE NO SOLE Kinetic Concepts Inc Call 49460W208 1,005 1,500.00 SH CALL SOLE NO SOLE Citrix Systems Inc Common Stock 177376100 1,003 25,000.00 SH SOLE NO SOLE Sun Microsystems Inc Common Stock 866810104 992 239,100.00 SH SOLE NO SOLE Teekay LNG Partners LP Common Stock Y8564M105 955 31,400.00 SH SOLE NO SOLE MSC Industrial Direct Co Common Stock 553530106 951 20,000.00 SH SOLE NO SOLE United Technologies Corp Common Stock 913017109 951 15,000.00 SH SOLE NO SOLE ImClone Systems Inc Put 45245W109 942 5,019.00 SH PUT SOLE NO SOLE Dresser-Rand Group Inc Common Stock 261608103 939 40,000.00 SH SOLE NO SOLE NCR Corp Common Stock 62886E108 916 25,000.00 SH SOLE NO SOLE SVB Financial Group Common Stock 78486Q101 909 20,000.00 SH SOLE NO SOLE IPC Holdings Ltd Common Stock G4933P101 907 36,800.00 SH SOLE NO SOLE ACE Cash Express Inc Common Stock 004403101 888 30,346.00 SH SOLE NO SOLE Star Maritime Acquisition Corp Common Stock 85516E107 878 86,400.00 SH SOLE NO SOLE Franklin Resources Inc Common Stock 354613101 868 10,000.00 SH SOLE NO SOLE PGT Inc Common Stock 69336V101 864 54,700.00 SH SOLE NO SOLE Hologic Inc Call 436440101 863 1,500.00 SH CALL SOLE NO SOLE Cullen/Frost Bankers Inc Common Stock 229899109 860 15,000.00 SH SOLE NO SOLE Community Bancorp/NV Common Stock 20343T100 857 27,589.00 SH SOLE NO SOLE Alcon Inc Common Stock H01301102 857 8,700.00 SH SOLE NO SOLE Energy Select Sector SPDR Fund Common Stock 81369Y506 851 15,000.00 SH SOLE NO SOLE Genitope Corp Put 37229P507 845 3,250.00 SH PUT SOLE NO SOLE Insmed Inc Common Stock 457669208 843 526,654.00 SH SOLE NO SOLE Meadow Valley Corp Common Stock 583185103 842 73,504.00 SH SOLE NO SOLE Owens-Illinois Inc Common Stock 690768403 838 50,000.00 SH SOLE NO SOLE King Pharmaceuticals Inc Put 495582108 831 4,992.00 SH PUT SOLE NO SOLE Harris Corp Common Stock 413875105 830 20,000.00 SH SOLE NO SOLE ICICI Bank Ltd Common Stock 45104G104 828 35,000.00 SH SOLE NO SOLE Cathay General Bancorp Common Stock 149150104 825 22,687.00 SH SOLE NO SOLE Mobile Mini Inc Common Stock 60740F105 825 28,200.00 SH SOLE NO SOLE Semiconductor HOLDRs Trust Common Stock 816636203 823 25,000.00 SH SOLE NO SOLE CTC Media Inc Common Stock 12642X106 822 45,000.00 SH SOLE NO SOLE Commerce Bancorp Inc/NJ Common Stock 200519106 820 23,000.00 SH SOLE NO SOLE Todco Common Stock 88889T107 817 20,000.00 SH SOLE NO SOLE Advanced Magnetics Inc Put 00753P103 814 1,750.00 SH PUT SOLE NO SOLE Boston Scientific Corp Put 101137107 813 2,500.00 SH PUT SOLE NO SOLE USG Corp Common Stock 903293405 810 11,100.00 SH SOLE NO SOLE First Cash Financial Services Inc Common Stock 31942D107 806 40,800.00 SH SOLE NO SOLE Biovail Corp Put 09067J109 800 2,500.00 SH PUT SOLE NO SOLE Corrections Corp of America Common Stock 22025Y407 794 15,000.00 SH SOLE NO SOLE Fording Canadian Coal Trust Common Stock 345425102 793 25,000.00 SH SOLE NO SOLE Key Energy Services Inc Common Stock 492914106 785 51,470.00 SH SOLE NO SOLE eLong Inc Common Stock 290138205 766 55,000.00 SH SOLE NO SOLE Corn Products International Inc Common Stock 219023108 765 25,000.00 SH SOLE NO SOLE T Rowe Price Group Inc Common Stock 74144T108 756 20,000.00 SH SOLE NO SOLE UnionBanCal Corp Common Stock 908906100 749 11,600.00 SH SOLE NO SOLE United Rentals Inc Common Stock 911363109 746 23,332.00 SH SOLE NO SOLE Spectrum Pharmaceuticals Inc Common Stock 84763A108 737 188,921.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Newfield Exploration Co Common Stock 651290108 734 15,000.00 SH SOLE NO SOLE Auxilium Pharmaceuticals Inc Common Stock 05334D107 727 93,435.00 SH SOLE NO SOLE Bankunited Financial Corp Common Stock 06652B103 717 23,500.00 SH SOLE NO SOLE Diguang International Development Co Ltd Common Stock 25402T107 706 60,900.00 SH SOLE NO SOLE Foundation Coal Holdings Inc Common Stock 35039W100 704 15,000.00 SH SOLE NO SOLE Bear Stearns Cos Inc/The Common Stock 073902108 700 5,000.00 SH SOLE NO SOLE Mantech International Corp Common Stock 564563104 694 22,500.00 SH SOLE NO SOLE Alcon Inc Put H01301102 681 1,250.00 SH PUT SOLE NO SOLE Maritrans Inc Common Stock 570363101 677 27,200.00 SH SOLE NO SOLE Oregon Steel Mills Inc Common Stock 686079104 675 13,326.00 SH SOLE NO SOLE Cognizant Technology Solutions Corp Common Stock 192446102 674 10,000.00 SH SOLE NO SOLE Cypress Bioscience Inc Put 232674507 670 2,000.00 SH PUT SOLE NO SOLE Lindsay Manufacturing Co Common Stock 535555106 670 24,700.00 SH SOLE NO SOLE James River Coal Co Common Stock 470355207 662 25,000.00 SH SOLE NO SOLE PPG Industries Inc Common Stock 693506107 660 10,000.00 SH SOLE NO SOLE FelCor Lodging Trust Inc Common Stock 31430F101 652 30,000.00 SH SOLE NO SOLE Repros Therapeutics Inc Common Stock 76028H100 651 80,000.00 SH SOLE NO SOLE Prosperity Bancshares Inc Common Stock 743606105 635 19,300.00 SH SOLE NO SOLE St Jude Medical Inc Call 790849103 633 6,650.00 SH CALL SOLE NO SOLE Gulfport Energy Corp Common Stock 402635304 603 54,634.00 SH SOLE NO SOLE Great Wolf Resorts Inc Common Stock 391523107 601 50,000.00 SH SOLE NO SOLE Southwestern Energy Co Common Stock 845467109 598 19,200.00 SH SOLE NO SOLE Infocrossing Inc Common Stock 45664X109 578 50,000.00 SH SOLE NO SOLE Ultra Petroleum Corp Common Stock 903914109 569 9,600.00 SH SOLE NO SOLE iShares Russell 2000 Index Fund Put 464287655 568 9,300.00 SH PUT SOLE NO SOLE Perini Corp Common Stock 713839108 563 25,000.00 SH SOLE NO SOLE Penson Worldwide Inc Common Stock 709600100 556 32,300.00 SH SOLE NO SOLE Plantronics Inc Common Stock 727493108 555 25,000.00 SH SOLE NO SOLE Intel Corp Put 458140100 550 5,000.00 SH PUT SOLE NO SOLE K2 Inc Common Stock 482732104 547 50,000.00 SH SOLE NO SOLE North American Insurance Leaders Inc Common Stock 65687M104 544 75,000.00 SH SOLE NO SOLE Bell Microproducts Inc Common Stock 078137106 542 100,000.00 SH SOLE NO SOLE E*Trade Financial Corp Common Stock 269246104 541 23,700.00 SH SOLE NO SOLE Norfolk Southern Corp Common Stock 655844108 532 10,000.00 SH SOLE NO SOLE Adherex Technologies Inc Common Stock 00686R200 528 800,000.00 SH SOLE NO SOLE FirstMerit Corp Common Stock 337915102 524 25,000.00 SH SOLE NO SOLE Biosite Inc Put 090945106 513 2,500.00 SH PUT SOLE NO SOLE Heartland Express Inc Common Stock 422347104 510 28,500.00 SH SOLE NO SOLE AMN Healthcare Services Inc Common Stock 001744101 508 25,000.00 SH SOLE NO SOLE India Globalization Capital Inc Common Stock 45408X100 495 90,000.00 SH SOLE NO SOLE Nuance Communications Inc Common Stock 67020Y100 489 48,600.00 SH SOLE NO SOLE Cypress Bioscience Inc Call 232674507 488 2,500.00 SH CALL SOLE NO SOLE Ameristar Casinos Inc Common Stock 03070Q101 486 25,000.00 SH SOLE NO SOLE GFI Group Inc Common Stock 361652209 486 9,000.00 SH SOLE NO SOLE Ness Technologies Inc Common Stock 64104X108 484 45,000.00 SH SOLE NO SOLE Deep Well Oil & Gas Inc Common Stock 243798105 483 300,000.00 SH SOLE NO SOLE News Corp Common Stock 65248E104 480 25,000.00 SH SOLE NO SOLE Conexant Systems Inc Common Stock 207142100 479 191,600.00 SH SOLE NO SOLE Finisar Corp Common Stock 31787A101 477 145,900.00 SH SOLE NO SOLE Yamana Gold Inc Common Stock 98462Y100 475 48,207.00 SH SOLE NO SOLE Texas Roadhouse Inc Common Stock 882681109 473 35,000.00 SH SOLE NO SOLE Cablevision Systems Corp Common Stock 12686C109 472 22,000.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Corcept Therapeutics Inc Common Stock 218352102 466 115,000.00 SH SOLE NO SOLE Cooper Industries Ltd Common Stock G24182100 465 5,000.00 SH SOLE NO SOLE The9 Ltd Common Stock 88337K104 464 20,000.00 SH SOLE NO SOLE Biovail Corp Call 09067J109 456 2,500.00 SH CALL SOLE NO SOLE Myogen Inc Call 62856E104 455 1,000.00 SH CALL SOLE NO SOLE Omnicom Group Inc Common Stock 681919106 445 5,000.00 SH SOLE NO SOLE Level 3 Communications Inc Common Stock 52729N100 444 100,000.00 SH SOLE NO SOLE Adolor Corp Put 00724X102 438 2,500.00 SH PUT SOLE NO SOLE Integrated Electrical Services Inc Common Stock 45811E301 437 25,000.00 SH SOLE NO SOLE Acquicor Technology Inc Common Stock 00489A107 432 80,000.00 SH SOLE NO SOLE Industrial Select Sector SPDR Fund Put 81369Y704 425 2,000.00 SH PUT SOLE NO SOLE Forest Oil Corp Common Stock 346091705 424 12,800.00 SH SOLE NO SOLE Genentech Inc Put 368710406 418 3,500.00 SH PUT SOLE NO SOLE China Mobile Ltd Common Stock 16941M109 415 14,500.00 SH SOLE NO SOLE ABX Air Inc Common Stock 00080S101 414 68,463.00 SH SOLE NO SOLE California Pizza Kitchen Inc Common Stock 13054D109 412 15,000.00 SH SOLE NO SOLE Coinmach Service Corp Common Stock 19259W206 408 39,800.00 SH SOLE NO SOLE WCI Communities Inc Common Stock 92923C104 403 20,000.00 SH SOLE NO SOLE NCI Building Systems Inc Common Stock 628852105 399 7,500.00 SH SOLE NO SOLE Point Therapeutics Inc Common Stock 730694106 396 159,599.00 SH SOLE NO SOLE Freeport-McMoRan Copper & Gold Inc Common Stock 35671D857 393 7,100.00 SH SOLE NO SOLE Endo Pharmaceuticals Holdings Inc Call 29264F205 393 1,500.00 SH CALL SOLE NO SOLE Grupo TMM SA Common Stock 40051D105 391 96,000.00 SH SOLE NO SOLE Worthington Industries Common Stock 981811102 388 18,500.00 SH SOLE NO SOLE Deckers Outdoor Corp Common Stock 243537107 386 10,000.00 SH SOLE NO SOLE El Paso Corp Common Stock 28336L109 384 25,600.00 SH SOLE NO SOLE Phillips-Van Heusen Common Stock 718592108 382 10,000.00 SH SOLE NO SOLE Penwest Pharmaceuticals Co Put 709754105 380 8,917.00 SH PUT SOLE NO SOLE InPhonic Inc Common Stock 45772G105 374 59,400.00 SH SOLE NO SOLE Fifth Third Bancorp Common Stock 316773100 370 10,000.00 SH SOLE NO SOLE Cash Systems Inc Common Stock 14756B102 365 50,000.00 SH SOLE NO SOLE Phoenix India Acquisition Corp Common Stock 71907X102 363 50,000.00 SH SOLE NO SOLE Foxhollow Technologies Inc Put 35166A103 363 2,500.00 SH PUT SOLE NO SOLE First Data Corp Common Stock 319963104 360 8,000.00 SH SOLE NO SOLE Petroquest Energy Inc Common Stock 716748108 358 29,164.00 SH SOLE NO SOLE McCormick & Schmick's Seafood Restaurants Inc Common Stock 579793100 357 15,000.00 SH SOLE NO SOLE Dendreon Corp Call 24823Q107 356 2,500.00 SH CALL SOLE NO SOLE Harrah's Entertainment Inc Common Stock 413619107 356 5,000.00 SH SOLE NO SOLE TVI Corp Common Stock 872916101 354 100,313.00 SH SOLE NO SOLE Williams-Sonoma Inc Common Stock 969904101 341 10,000.00 SH SOLE NO SOLE Gemstar-TV Guide International Inc Common Stock 36866W106 336 95,500.00 SH SOLE NO SOLE Santarus Inc Common Stock 802817304 332 49,970.00 SH SOLE NO SOLE Alcon Inc Call H01301102 331 1,250.00 SH CALL SOLE NO SOLE Atheros Communications Inc Put 04743P108 330 2,000.00 SH PUT SOLE NO SOLE Bally Technologies Inc Common Stock 05874B107 329 20,000.00 SH SOLE NO SOLE deCODE genetics Inc Common Stock 243586104 325 52,500.00 SH SOLE NO SOLE Papa John's International Inc Put 698813102 323 4,667.00 SH PUT SOLE NO SOLE Cash America International Inc Common Stock 14754D100 320 10,000.00 SH SOLE NO SOLE Laureate Education Inc Common Stock 518613104 320 7,500.00 SH SOLE NO SOLE Bookham Inc Common Stock 09856E105 319 95,000.00 SH SOLE NO SOLE Diamond Management & Technology Consultants Inc Common Stock 25269L106 317 40,000.00 SH SOLE NO SOLE Cosi Inc Common Stock 22122P101 312 50,000.00 SH SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Buca Inc Common Stock 117769109 310 54,800.00 SH SOLE NO SOLE Greenhill & Co Inc Common Stock 395259104 304 5,000.00 SH SOLE NO SOLE Neopharm Inc Put 640919106 297 1,627.00 SH PUT SOLE NO SOLE H&E Equipment Services Inc Common Stock 404030108 295 10,000.00 SH SOLE NO SOLE Alpha Natural Resources Inc Common Stock 02076X102 294 15,000.00 SH SOLE NO SOLE Aduddell Industries Inc Common Stock 007391105 290 200,000.00 SH SOLE NO SOLE Endologix Inc Common Stock 29266S106 290 81,800.00 SH SOLE NO SOLE Thoratec Corp Put 885175307 285 1,500.00 SH PUT SOLE NO SOLE Brush Engineered Materials Inc Common Stock 117421107 284 13,600.00 SH SOLE NO SOLE Fluor Corp Common Stock 343412102 279 3,000.00 SH SOLE NO SOLE Saia Inc Common Stock 81111T102 276 10,040.00 SH SOLE NO SOLE WMS Industries Inc Common Stock 929297109 274 10,000.00 SH SOLE NO SOLE MarineMax Inc Common Stock 567908108 262 10,000.00 SH SOLE NO SOLE Advanced Medical Optics Inc Put 00763M108 260 4,000.00 SH PUT SOLE NO SOLE Centene Corp Put 15135B101 255 981.00 SH PUT SOLE NO SOLE Nokia OYJ Put 654902204 250 5,000.00 SH PUT SOLE NO SOLE Tenet Healthcare Corp Common Stock 88033G100 246 35,302.00 SH SOLE NO SOLE Smithtown Bancorp Inc Common Stock 832449102 242 10,000.00 SH SOLE NO SOLE Endeavour International Corp Common Stock 29259G101 236 98,838.00 SH SOLE NO SOLE Century Casinos Inc Common Stock 156492100 226 21,117.00 SH SOLE NO SOLE Williams Cos Inc Common Stock 969457100 224 9,600.00 SH SOLE NO SOLE Liberty Media Holding Corp - Interactive Common Stock 53071M104 216 12,500.00 SH SOLE NO SOLE Global Industries Ltd Common Stock 379336100 214 12,800.00 SH SOLE NO SOLE Covenant Transport Inc Common Stock 22284P105 213 14,000.00 SH SOLE NO SOLE Boston Private Financial Holdings Inc Common Stock 101119105 208 7,457.00 SH SOLE NO SOLE Intuitive Surgical Inc Put 46120E602 205 500.00 SH PUT SOLE NO SOLE Sun New Media Inc Common Stock 86681W104 204 50,000.00 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Common Stock 599902103 199 198,609.59 SH SOLE NO SOLE Mentor Corp Put 587188103 190 2,000.00 SH PUT SOLE NO SOLE FortuNet Inc Common Stock 34969Q100 184 11,354.00 SH SOLE NO SOLE First Acceptance Corp Common Stock 318457108 183 15,500.00 SH SOLE NO SOLE Spectrum Brands Inc Call 84762L105 180 2,000.00 SH CALL SOLE NO SOLE Corning Inc Put 219350105 180 1,000.00 SH PUT SOLE NO SOLE SPDR Trust Series 1 Call 78462F103 177 2,720.00 SH CALL SOLE NO SOLE Vista Gold Corp Common Stock 927926204 176 18,800.00 SH SOLE NO SOLE Mylan Laboratories Inc Put 628530107 175 2,500.00 SH PUT SOLE NO SOLE Sonic Solutions Inc Common Stock 835460106 165 10,000.00 SH SOLE NO SOLE Consol Energy Inc Put 20854P109 165 1,500.00 SH PUT SOLE NO SOLE CF Industries Holdings Inc Common Stock 125269100 164 11,500.00 SH SOLE NO SOLE CDW Corp Put 12512N105 163 1,000.00 SH PUT SOLE NO SOLE Immucor Inc Call 452526106 156 800.00 SH CALL SOLE NO SOLE China Unistone Acquisition Corp Common Stock 16945P108 155 25,800.00 SH SOLE NO SOLE Casella Waste Systems Inc Common Stock 147448104 153 11,700.00 SH SOLE NO SOLE Calgon Carbon Corp Common Stock 129603106 152 25,000.00 SH SOLE NO SOLE Motorola Inc Put 620076109 150 2,500.00 SH PUT SOLE NO SOLE CBIZ Inc Common Stock 124805102 148 20,000.00 SH SOLE NO SOLE Semiconductor HOLDRs Trust Put 816636203 131 2,500.00 SH PUT SOLE NO SOLE Atherogenics Inc Put 047439104 131 1,500.00 SH PUT SOLE NO SOLE BHP Billiton Ltd Put 088606108 129 500.00 SH PUT SOLE NO SOLE dELiA*s Inc Common Stock 246911101 121 15,000.00 SH SOLE NO SOLE SAP AG Put 803054204 120 2,000.00 SH PUT SOLE NO SOLE Time Warner Inc Call 887317105 118 400.00 SH CALL SOLE NO SOLE
SHS SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Title of Class Cusip VALUE (x$1000) OR PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY Interface Inc Common Stock 458665106 115 10,000.00 SH SOLE NO SOLE Mylan Laboratories Inc Call 628530107 110 2,000.00 SH CALL SOLE NO SOLE Allied Capital Corp Put 01903Q108 104 500.00 SH PUT SOLE NO SOLE ServiceMaster Co/The Common Stock 81760N109 103 10,000.00 SH SOLE NO SOLE Flamel Technologies Call 338488109 88 1,000.00 SH CALL SOLE NO SOLE Endeavour International Corp Pfd Conv 29257MAB6 85 114.00 PRN SOLE NO SOLE ACR Group Inc Common Stock 00087B101 84 20,500.00 SH SOLE NO SOLE Wal-Mart Stores Inc Call 931142103 83 1,190.00 SH CALL SOLE NO SOLE New Century Cos Inc Common Stock 64353N306 78 125,000.00 SH SOLE NO SOLE Centene Corp Call 15135B101 75 2,500.00 SH CALL SOLE NO SOLE Bally Technologies Inc Call 05874B107 74 400.00 SH CALL SOLE NO SOLE Neopharm Inc Call 640919106 55 4,394.00 SH CALL SOLE NO SOLE ConAgra Foods Inc Put 205887102 55 1,000.00 SH PUT SOLE NO SOLE Nasdaq Stock Market Inc/The Call 631103108 55 250.00 SH CALL SOLE NO SOLE Ball Corp Call 058498106 53 1,000.00 SH CALL SOLE NO SOLE eCollege.com Inc Call 27887E100 52 700.00 SH CALL SOLE NO SOLE Terex Corp Put 880779103 51 250.00 SH PUT SOLE NO SOLE Marriott International Inc Put 571903202 34 1,250.00 SH PUT SOLE NO SOLE Avery Dennison Corp Call 053611109 32 750.00 SH CALL SOLE NO SOLE ATI Technologies Inc Call 001941103 28 1,000.00 SH CALL SOLE NO SOLE Sun Microsystems Inc Call 866810104 25 5,000.00 SH CALL SOLE NO SOLE Endo Pharmaceuticals Holdings Inc Put 29264F205 25 2,000.00 SH PUT SOLE NO SOLE Ford Motor Co Call 345370860 25 2,000.00 SH CALL SOLE NO SOLE Diebold Inc Call 253651103 20 900.00 SH CALL SOLE NO SOLE Business Objects SA Call 12328X107 20 1,000.00 SH CALL SOLE NO SOLE Boston Scientific Corp Call 101137107 19 2,500.00 SH CALL SOLE NO SOLE WinWin Gaming Inc Common Stock 976512103 18 55,300.00 SH SOLE NO SOLE Cephalon Inc Put 156708109 15 2,000.00 SH PUT SOLE NO SOLE Federated Department Stores Inc Put 31410H101 14 500.00 SH PUT SOLE NO SOLE Cephalon Inc Call 156708109 11 350.00 SH CALL SOLE NO SOLE
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