-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F1mKk4lGyPcoQTLvbcy6ARD9KalACTDDhxWw1gpSHZKxW+/aa6hqxZ+xEojIOtpH Pbx6A0JKMgQFVM8GTG8eMg== 0001193125-06-236177.txt : 20061115 0001193125-06-236177.hdr.sgml : 20061115 20061115161715 ACCESSION NUMBER: 0001193125-06-236177 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 EFFECTIVENESS DATE: 20061115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 061220162 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F-HR HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 2006 --------- Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. --------------------------------------------- Address: 181 W. Madison --------------------------------------------- Suite 3600 --------------------------------------------- Chicago, IL 60602 --------------------------------------------- Form 13F File Number: 28-10402 ----------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder ---------------------------------------------- Title: General Counsel --------------------------------------------- Phone: 312-499-2974 --------------------------------------------- Signature, Place, and Date of Signing: /s/ Scott Schroeder Chicago IL 11/15/06 --------------------------- -------------------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name 28- ------------------ ------------------------ [Repeat as necessary.] Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: None ------------------- Form 13F Information Table Entry Total: 535 ------------------- Form 13F Information Table Value Total: 1,846,017 ------------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name 28- ---- ------------------- ---------------------- [Repeat as necessary.]
Title of VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Class Cusip (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY - --------------------------------------- ------------ --------- --------- ---------- ---- ---- ---------- -------- ---------- United Therapeutics Corp Common Stock 91307C102 62,135.12 1,180,827 SH SOLE NO SOLE Health Net Inc Common Stock 42222G108 51,978.16 1,194,351 SH SOLE NO SOLE Cephalon Inc Common Stock 156708109 44,658.40 723,213 SH SOLE NO SOLE Inverness Medical Innovations Inc Common Stock 46126P106 43,140.82 1,244,000 SH SOLE NO SOLE Medicis Pharmaceutical Corp Common Stock 584690309 37,251.03 1,151,500 SH SOLE NO SOLE Baxter International Inc Common Stock 071813109 35,069.48 771,436 SH SOLE NO SOLE Mylan Laboratories Inc Common Stock 628530107 32,032.87 1,591,300 SH SOLE NO SOLE Hologic Inc Common Stock 436440101 31,655.88 727,387 SH SOLE NO SOLE Amgen Inc Pfd Conv 031162AL4 31,353.76 42,000 PRN SOLE NO SOLE Penwest Pharmaceuticals Co Common Stock 709754105 31,082.35 1,866,808 SH SOLE NO SOLE Elan Corp PLC Pfd Conv 04685RAA2 30,500.00 30,500 PRN SOLE NO SOLE KV Pharmaceutical Co Pfd Conv 482740AC1 29,975.00 27,500 PRN SOLE NO SOLE InterMune Inc Pfd Conv 45884XAC7 29,772.94 32,100 PRN SOLE NO SOLE St Jude Medical Inc Common Stock 790849103 29,501.38 835,970 SH SOLE NO SOLE Respironics Inc Common Stock 761230101 27,000.71 699,319 SH SOLE NO SOLE Auxilium Pharmaceuticals Inc Common Stock 05334D107 26,104.57 2,579,503 SH SOLE NO SOLE Sepracor Inc Pfd Conv 817315AL8 24,939.24 25,000 PRN SOLE NO SOLE Watson Pharmaceuticals Inc Common Stock 942683103 24,246.51 926,500 SH SOLE NO SOLE OSI Pharmaceuticals Inc Common Stock 671040103 24,204.37 644,934 SH SOLE NO SOLE Medarex Inc Pfd Conv 583916AG6 24,189.40 23,100 PRN SOLE NO SOLE Millennium Pharmaceuticals Inc Pfd Conv 599902AB9 21,791.51 21,809 PRN SOLE NO SOLE Medicis Pharmaceutical Corp Pfd Conv 584690AB7 21,624.12 21,000 PRN SOLE NO SOLE Hospira Inc Common Stock 441060100 20,427.26 533,767 SH SOLE NO SOLE GTx Inc Common Stock 40052B108 20,239.85 2,190,460 SH SOLE NO SOLE Indevus Pharmaceuticals Inc Common Stock 454072109 18,693.21 3,157,636 SH SOLE NO SOLE New River Pharmaceuticals Inc Pfd Conv 648468AA4 18,563.64 18,500 PRN SOLE NO SOLE CV Therapeutics Inc Pfd Conv 126667AF1 18,532.40 20,000 PRN SOLE NO SOLE Cameron International Corp Common Stock 13342B105 17,483.39 361,900 SH SOLE NO SOLE United Therapeutics Corp PUT 91307C102 17,455.56 11,137 SH PUT SOLE NO SOLE Adolor Corp Common Stock 00724X102 16,206.07 1,168,426 SH SOLE NO SOLE Haemonetics Corp/Mass Common Stock 405024100 16,061.76 343,200 SH SOLE NO SOLE Quicksilver Resources Inc Common Stock 74837R104 15,790.50 495,000 SH SOLE NO SOLE Wyeth Common Stock 983024100 15,252.00 300,000 SH SOLE NO SOLE Inspire Pharmaceuticals Inc Common Stock 457733103 14,914.38 2,930,134 SH SOLE NO SOLE Petroleum Development Corp Common Stock 716578109 14,416.25 361,400 SH SOLE NO SOLE Collagenex Pharmaceuticals Inc Common Stock 19419B100 14,397.53 1,108,355 SH SOLE NO SOLE Arena Pharmaceuticals Inc Common Stock 040047102 13,832.14 1,154,603 SH SOLE NO SOLE Genzyme Corp Pfd Conv 372917AN4 13,746.50 12,500 PRN SOLE NO SOLE Vertex Pharmaceuticals Inc Common Stock 92532F100 13,527.30 402,000 SH SOLE NO SOLE Viasys Healthcare Inc Common Stock 92553Q209 13,428.37 492,965 SH SOLE NO SOLE Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 13,020.00 400,000 SH SOLE NO SOLE Myriad Genetics Inc PUT 62855J104 12,772.99 14,680 SH PUT SOLE NO SOLE First Data Corp Common Stock 319963104 12,600.00 300,000 SH SOLE NO SOLE Conor Medsystems Inc Common Stock 208264101 11,621.49 493,063 SH SOLE NO SOLE Gen-Probe Inc Common Stock 36866T103 11,384.89 242,800 SH SOLE NO SOLE Hiland Holdings GP LP Common Stock 43129M107 10,985.06 543,815 SH SOLE NO SOLE Lifecell Corp Common Stock 531927101 10,845.19 336,598 SH SOLE NO SOLE Marathon Oil Corp Common Stock 565849106 10,766.00 140,000 SH SOLE NO SOLE Insite Vision Inc Common Stock 457660108 10,552.45 6,818,367 SH SOLE NO SOLE National Oilwell Varco Inc Common Stock 637071101 10,539.00 180,000 SH SOLE NO SOLE Baker Hughes Inc Common Stock 057224107 10,230.00 150,000 SH SOLE NO SOLE Dril-Quip Inc Common Stock 262037104 10,158.77 150,100 SH SOLE NO SOLE Cypress Bioscience Inc Common Stock 232674507 9,554.97 1,308,900 SH SOLE NO SOLE Rita Medical Systems Inc Common Stock 76774E103 9,091.08 2,886,058 SH SOLE NO SOLE HCA Inc Pfd Conv 404119AE9 8,800.00 10,000 PRN SOLE NO SOLE Flanders Corp Common Stock 338494107 8,771.92 1,024,757 SH SOLE NO SOLE Office Depot Inc Common Stock 676220106 8,690.33 218,900 SH SOLE NO SOLE Health Management Associates Inc Pfd Conv 421933AH5 8,687.88 9,000 PRN SOLE NO SOLE Regeneron Pharmaceuticals Inc Pfd Conv 75886FAB3 8,444.13 8,500 PRN SOLE NO SOLE Oil States International Inc Common Stock 678026105 8,371.00 304,400 SH SOLE NO SOLE Advanced Magnetics Inc Common Stock 00753P103 7,534.19 220,944 SH SOLE NO SOLE Sun Microsystems Inc Common Stock 866810104 7,425.00 1,500,000 SH SOLE NO SOLE Keryx Biopharmaceuticals Inc Common Stock 492515101 6,968.59 589,061 SH SOLE NO SOLE Healthways Inc Common Stock 422245100 6,957.60 156,000 SH SOLE NO SOLE Zila Inc Common Stock 989513205 6,875.64 2,772,434 SH SOLE NO SOLE Seagate Technology Common Stock G7945J104 6,811.55 295,000 SH SOLE NO SOLE Sonus Pharmaceuticals Inc Common Stock 835692104 6,753.47 1,439,973 SH SOLE NO SOLE Kyphon Inc Common Stock 501577100 6,548.50 175,000 SH SOLE NO SOLE I-Flow Corp Common Stock 449520303 6,034.47 502,036 SH SOLE NO SOLE Devon Energy Corp Common Stock 25179M103 5,999.25 95,000 SH SOLE NO SOLE Ista Pharmaceuticals Inc Common Stock 45031X204 5,959.75 1,005,017 SH SOLE NO SOLE Chelsea Therapeutics International Inc Common Stock 163428105 5,919.34 1,479,836 SH SOLE NO SOLE Red Hat Inc Common Stock 756577102 5,797.00 275,000 SH SOLE NO SOLE Cynosure Inc Common Stock 232577205 5,363.94 369,927 SH SOLE NO SOLE Cigna Corp Common Stock 125509109 5,327.34 45,799 SH SOLE NO SOLE Genentech Inc Common Stock 368710406 5,309.34 64,200 SH SOLE NO SOLE Elan Corp PLC Common Stock 284131208 5,264.10 341,900 SH SOLE NO SOLE Valero Energy Corp Common Stock 91913Y100 5,260.23 102,200 SH SOLE NO SOLE Anadarko Petroleum Corp Common Stock 032511107 5,236.37 119,470 SH SOLE NO SOLE Mentor Corp Common Stock 587188103 5,205.29 103,300 SH SOLE NO SOLE Orthofix International NV Common Stock N6748L102 5,192.67 114,200 SH SOLE NO SOLE Nuvelo Inc Common Stock 67072M301 5,163.31 283,076 SH SOLE NO SOLE Telik Inc PUT 87959M109 4,983.17 12,991 SH PUT SOLE NO SOLE Advanced Micro Devices Inc Common Stock 007903107 4,970.00 200,000 SH SOLE NO SOLE Nasdaq Stock Market Inc/The Common Stock 631103108 4,968.43 164,300 SH SOLE NO SOLE Corning Inc Common Stock 219350105 4,882.00 200,000 SH SOLE NO SOLE CPI International Inc Common Stock 12618M100 4,858.85 368,933 SH SOLE NO SOLE Mellon Financial Corp Common Stock 58551A108 4,692.00 120,000 SH SOLE NO SOLE CV Therapeutics Inc PUT 126667104 4,652.25 10,100 SH PUT SOLE NO SOLE King Pharmaceuticals Inc Common Stock 495582108 4,575.96 268,700 SH SOLE NO SOLE Encore Medical Corp Common Stock 29256E109 4,455.70 707,254 SH SOLE NO SOLE CommScope Inc Common Stock 203372107 4,436.10 135,000 SH SOLE NO SOLE Hartford Financial Services Group Inc Common Stock 416515104 4,337.50 50,000 SH SOLE NO SOLE PowerShares Global Water Portfolio Common Stock 73935X575 4,227.50 250,000 SH SOLE NO SOLE Washington Mutual Inc Common Stock 939322103 4,129.65 95,000 SH SOLE NO SOLE Southwestern Energy Co Common Stock 845467109 3,926.41 131,450 SH SOLE NO SOLE RenaissanceRe Holdings Ltd Common Stock G7496G103 3,892.00 70,000 SH SOLE NO SOLE Northfield Laboratories Inc Common Stock 666135108 3,788.17 263,800 SH SOLE NO SOLE Borders Group Inc Common Stock 099709107 3,753.60 184,000 SH SOLE NO SOLE Bank of New York Co Inc/The Common Stock 064057102 3,702.30 105,000 SH SOLE NO SOLE IntercontinentalExchange Inc Common Stock 45865V100 3,678.43 49,000 SH SOLE NO SOLE Wachovia Corp Common Stock 929903102 3,627.00 65,000 SH SOLE NO SOLE Western Digital Corp Common Stock 958102105 3,620.00 200,000 SH SOLE NO SOLE Abercrombie & Fitch Co Common Stock 002896207 3,487.90 50,200 SH SOLE NO SOLE Shanghai Century Acquisition Corp Common Stock G80637104 3,479.00 490,000 SH SOLE NO SOLE Barrier Therapeutics Inc Common Stock 06850R108 3,452.75 534,482 SH SOLE NO SOLE Genesco Inc Common Stock 371532102 3,447.00 100,000 SH SOLE NO SOLE Sunoco Inc Common Stock 86764P109 3,420.45 55,000 SH SOLE NO SOLE Metlife Inc Common Stock 59156R108 3,400.80 60,000 SH SOLE NO SOLE Lazard Ltd Common Stock G54050102 3,398.30 85,000 SH SOLE NO SOLE Cheniere Energy Inc Common Stock 16411R208 3,391.57 114,156 SH SOLE NO SOLE Gentium SpA Common Stock 37250B104 3,383.27 239,100 SH SOLE NO SOLE Renovis Inc CALL 759885106 3,365.75 10,560 SH CALL SOLE NO SOLE Thoratec Corp Common Stock 885175307 3,286.03 210,508 SH SOLE NO SOLE EchoStar Communications Corp Common Stock 278762109 3,274.00 100,000 SH SOLE NO SOLE Imax Corp Common Stock 45245E109 3,151.36 644,450 SH SOLE NO SOLE Investment Technology Group Inc Common Stock 46145F105 3,132.50 70,000 SH SOLE NO SOLE Scottish Re Group Ltd Common Stock G73537410 3,076.32 283,010 SH SOLE NO SOLE Northern Trust Corp Common Stock 665859104 3,073.30 52,598 SH SOLE NO SOLE Myriad Genetics Inc Common Stock 62855J104 3,061.53 124,200 SH SOLE NO SOLE AON Corp Common Stock 037389103 3,048.30 90,000 SH SOLE NO SOLE Advanced Life Sciences Holdings Inc Common Stock 00765H107 2,980.00 1,000,000 SH SOLE NO SOLE Combinatorx Inc Common Stock 20010A103 2,887.08 463,415 SH SOLE NO SOLE State Street Corp Common Stock 857477103 2,808.00 45,000 SH SOLE NO SOLE Nektar Therapeutics PUT 640268108 2,749.50 5,550 SH PUT SOLE NO SOLE Novell Inc Common Stock 670006105 2,745.00 450,000 SH SOLE NO SOLE Black Box Corp Common Stock 091826107 2,724.40 70,000 SH SOLE NO SOLE Cardiodynamics International Corp Common Stock 141597104 2,633.39 3,708,997 SH SOLE NO SOLE Agile Software Corp Common Stock 00846X105 2,612.00 400,000 SH SOLE NO SOLE Acusphere Inc Common Stock 00511R870 2,566.79 711,023 SH SOLE NO SOLE HemoSense Inc Common Stock 423691104 2,543.50 1,105,871 SH SOLE NO SOLE Northstar Neuroscience Inc Common Stock 66704V101 2,525.57 191,331 SH SOLE NO SOLE SCOLR Pharma Inc Common Stock 78402X107 2,474.22 412,370 SH SOLE NO SOLE International Game Technology Common Stock 459902102 2,448.50 59,000 SH SOLE NO SOLE Celadon Group Inc Common Stock 150838100 2,443.57 146,849 SH SOLE NO SOLE Scientific Games Corp Common Stock 80874P109 2,439.06 76,700 SH SOLE NO SOLE Hubbell Inc Common Stock 443510201 2,438.11 50,900 SH SOLE NO SOLE Millennium Pharmaceuticals Inc Common Stock 599902103 2,425.36 244,000 SH SOLE NO SOLE Sears Holdings Corp Common Stock 812350106 2,418.78 15,300 SH SOLE NO SOLE Iomai Corp Common Stock 46202P103 2,396.67 507,770 SH SOLE NO SOLE ACE Cash Express Inc Common Stock 004403101 2,377.63 79,546 SH SOLE NO SOLE URS Corp Common Stock 903236107 2,333.40 60,000 SH SOLE NO SOLE Trident Microsystems Inc Common Stock 895919108 2,326.00 100,000 SH SOLE NO SOLE SunTrust Banks Inc Common Stock 867914103 2,318.40 30,000 SH SOLE NO SOLE HD Partners Acquisition Corp Common Stock 40415K100 2,295.00 300,000 SH SOLE NO SOLE Fannie Mae Common Stock 313586109 2,236.40 40,000 SH SOLE NO SOLE Cognizant Technology Solutions Corp Common Stock 192446102 2,220.30 30,000 SH SOLE NO SOLE Resource Capital Corp Common Stock 76120W302 2,163.00 140,000 SH SOLE NO SOLE Nektar Therapeutics Common Stock 640268108 2,159.41 149,855 SH SOLE NO SOLE Vertex Pharmaceuticals Inc PUT 92532F100 2,147.50 5,250 SH PUT SOLE NO SOLE Millennium Pharmaceuticals Inc PUT 599902103 2,146.75 7,900 SH PUT SOLE NO SOLE Harbor Acquisition Corp Common Stock 41145X107 2,144.00 400,000 SH SOLE NO SOLE Elan Corp PLC PUT 284131208 2,081.30 8,005 SH PUT SOLE NO SOLE AllianceBernstein Holding LP Common Stock 01881G106 2,069.70 30,000 SH SOLE NO SOLE Daktronics Inc Common Stock 234264109 2,069.00 100,000 SH SOLE NO SOLE Cyclacel Pharmaceuticals Inc Common Stock 23254L108 2,057.14 428,571 SH SOLE NO SOLE Intel Corp Common Stock 458140100 2,057.00 100,000 SH SOLE NO SOLE Momenta Pharmaceuticals Inc PUT 60877T100 2,051.48 5,078 SH PUT SOLE NO SOLE Zenith National Insurance Corp Common Stock 989390109 1,994.50 50,000 SH SOLE NO SOLE Bausch & Lomb Inc PUT 071707103 1,980.00 2,000 SH PUT SOLE NO SOLE Manhattan Pharmaceuticals Inc Common Stock 563118207 1,956.62 2,644,081 SH SOLE NO SOLE Lehman Brothers Holdings Inc Common Stock 524908100 1,953.60 26,450 SH SOLE NO SOLE Dynegy Inc Common Stock 26816Q101 1,933.46 349,000 SH SOLE NO SOLE Security Capital Assurance Ltd Common Stock G8018D107 1,916.00 80,000 SH SOLE NO SOLE Watsco Inc Common Stock 942622200 1,914.02 41,600 SH SOLE NO SOLE Energy Transfer Equity LP Common Stock 29273V100 1,887.27 64,500 SH SOLE NO SOLE Ameriprise Financial Inc Common Stock 03076C106 1,876.00 40,000 SH SOLE NO SOLE CIT Group Inc Common Stock 125581108 1,847.94 38,000 SH SOLE NO SOLE Harrah's Entertainment Inc Common Stock 413619107 1,826.83 27,500 SH SOLE NO SOLE Finisar Corp Common Stock 31787A101 1,815.00 500,000 SH SOLE NO SOLE Newfield Exploration Co Common Stock 651290108 1,811.38 47,000 SH SOLE NO SOLE Flamel Technologies Common Stock 338488109 1,777.26 94,787 SH SOLE NO SOLE Shaw Group Inc/The Common Stock 820280105 1,773.00 75,000 SH SOLE NO SOLE Talbots Inc Common Stock 874161102 1,771.25 65,000 SH SOLE NO SOLE Synovus Financial Corp Common Stock 87161C105 1,762.20 60,000 SH SOLE NO SOLE Encysive Pharmaceuticals Inc Common Stock 29256X107 1,720.00 400,000 SH SOLE NO SOLE Horizon Offshore Inc Common Stock 44043J204 1,710.00 100,000 SH SOLE NO SOLE
Title of VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Class Cusip (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY - --------------------------------------- ------------ --------- --------- ---------- ---- ---- ---------- -------- ---------- Libbey Inc Common Stock 529898108 1,678.50 150,000 SH SOLE NO SOLE Neopharm Inc PUT 640919106 1,675.37 7,011 SH PUT SOLE NO SOLE Freddie Mac Common Stock 313400301 1,658.25 25,000 SH SOLE NO SOLE Somaxon Pharmaceuticals Inc Common Stock 834453102 1,648.41 133,908 SH SOLE NO SOLE RadioShack Corp Common Stock 750438103 1,632.78 84,600 SH SOLE NO SOLE MSC Industrial Direct Co Common Stock 553530106 1,629.60 40,000 SH SOLE NO SOLE Microchip Technology Inc Common Stock 595017104 1,621.00 50,000 SH SOLE NO SOLE AG Edwards Inc Common Stock 281760108 1,598.40 30,000 SH SOLE NO SOLE Zions Bancorporation Common Stock 989701107 1,596.20 20,000 SH SOLE NO SOLE McAfee Inc Common Stock 579064106 1,594.79 65,200 SH SOLE NO SOLE Franklin Resources Inc Common Stock 354613101 1,586.25 15,000 SH SOLE NO SOLE InterMune Inc PUT 45884X103 1,579.89 4,051 SH PUT SOLE NO SOLE Annaly Capital Management Inc Common Stock 035710409 1,576.80 120,000 SH SOLE NO SOLE Capital One Financial Corp Common Stock 14040H105 1,573.20 20,000 SH SOLE NO SOLE JK Acquisition Corp Common Stock 47759H106 1,572.63 287,500 SH SOLE NO SOLE Novadel Pharma Inc Common Stock 66986X106 1,571.87 1,199,901 SH SOLE NO SOLE The9 Ltd Common Stock 88337K104 1,562.20 73,000 SH SOLE NO SOLE Akorn Inc Common Stock 009728106 1,559.91 432,108 SH SOLE NO SOLE Supervalu Inc Common Stock 868536103 1,556.63 52,500 SH SOLE NO SOLE Whirlpool Corp Common Stock 963320106 1,539.21 18,300 SH SOLE NO SOLE ENSCO International Inc Common Stock 26874Q100 1,525.28 34,800 SH SOLE NO SOLE IPC Holdings Ltd Common Stock G4933P101 1,521.00 50,000 SH SOLE NO SOLE Columbus McKinnon Corp/NY Common Stock 199333105 1,514.52 84,000 SH SOLE NO SOLE MannKind Corp Common Stock 56400P201 1,501.38 79,020 SH SOLE NO SOLE National Financial Partners Corp Common Stock 63607P208 1,493.49 36,400 SH SOLE NO SOLE Gmarket Inc Common Stock 38012G100 1,488.80 100,000 SH SOLE NO SOLE TLC Vision Corp Common Stock 872549100 1,487.20 285,452 SH SOLE NO SOLE Nvidia Corp Common Stock 67066G104 1,479.50 50,000 SH SOLE NO SOLE Chesapeake Energy Corp Common Stock 165167107 1,477.98 51,000 SH SOLE NO SOLE Anworth Mortgage Asset Corp Common Stock 037347101 1,452.90 174,000 SH SOLE NO SOLE Commerce Bancshares Inc/Kansas City MO Common Stock 200525103 1,432.90 28,335 SH SOLE NO SOLE Corrections Corp of America Common Stock 22025Y407 1,427.25 33,000 SH SOLE NO SOLE Compass Bancshares Inc Common Stock 20449H109 1,424.50 25,000 SH SOLE NO SOLE Comerica Inc Common Stock 200340107 1,423.00 25,000 SH SOLE NO SOLE School Specialty Inc Common Stock 807863105 1,411.60 40,000 SH SOLE NO SOLE YRC Worldwide Inc Common Stock 984249102 1,407.52 38,000 SH SOLE NO SOLE Altus Pharmaceuticals Inc Common Stock 02216N105 1,402.17 87,800 SH SOLE NO SOLE SPDR Trust Series 1 CALL 78462F103 1,400.00 5,000 SH CALL SOLE NO SOLE NeuStar Inc Common Stock 64126X201 1,387.50 50,000 SH SOLE NO SOLE Cyberonics Inc Common Stock 23251P102 1,383.66 78,931 SH SOLE NO SOLE Renovis Inc Common Stock 759885106 1,376.00 100,000 SH SOLE NO SOLE Javelin Pharmaceuticals Inc Common Stock 4718949A5 1,360.00 444,444 SH SOLE NO SOLE Bristol-Myers Squibb Co PUT 110122108 1,356.25 7,500 SH PUT SOLE NO SOLE Downey Financial Corp Common Stock 261018105 1,330.80 20,000 SH SOLE NO SOLE Northfield Laboratories Inc CALL 666135108 1,329.70 1,920 SH CALL SOLE NO SOLE PMI Group Inc/The Common Stock 69344M101 1,314.30 30,000 SH SOLE NO SOLE Teekay Shipping Corp Common Stock Y8564W103 1,309.02 31,842 SH SOLE NO SOLE Neurochem Inc CALL 64125K101 1,302.63 1,675 SH CALL SOLE NO SOLE Essex Corp Common Stock 296744105 1,299.66 74,693 SH SOLE NO SOLE MGM Mirage Common Stock 552953101 1,289.35 32,650 SH SOLE NO SOLE Isle of Capri Casinos Inc Common Stock 464592104 1,276.24 60,600 SH SOLE NO SOLE Ashland Inc Common Stock 044209104 1,275.60 20,000 SH SOLE NO SOLE Arch Capital Group Ltd Common Stock G0450A105 1,269.80 20,000 SH SOLE NO SOLE Dillard's Inc Common Stock 254067101 1,250.29 38,200 SH SOLE NO SOLE GATX Corp Common Stock 361448103 1,245.24 30,100 SH SOLE NO SOLE Lincoln National Corp Common Stock 534187109 1,241.60 20,000 SH SOLE NO SOLE Insituform Technologies Inc Common Stock 457667103 1,214.00 50,000 SH SOLE NO SOLE Patriot National Bancorp Inc Common Stock 70336F104 1,204.00 50,000 SH SOLE NO SOLE Sterling Construction Co Inc Common Stock 859241101 1,203.60 60,000 SH SOLE NO SOLE HSBC Holdings PLC Pfd Conv 40430CAD1 1,198.14 265 PRN SOLE NO SOLE MannKind Corp PUT 56400P201 1,197.00 3,192 SH PUT SOLE NO SOLE Laureate Education Inc Common Stock 518613104 1,196.50 25,000 SH SOLE NO SOLE Business Objects SA Common Stock 12328X107 1,193.15 35,000 SH SOLE NO SOLE Penn National Gaming Inc Common Stock 707569109 1,192.38 32,650 SH SOLE NO SOLE Four Seasons Hotels Inc Common Stock 35100E104 1,162.07 18,200 SH SOLE NO SOLE Cullen/Frost Bankers Inc Common Stock 229899109 1,150.62 19,900 SH SOLE NO SOLE Gulfport Energy Corp Common Stock 402635304 1,148.12 99,061 SH SOLE NO SOLE Max Re Capital Ltd Common Stock G6052F103 1,148.00 50,000 SH SOLE NO SOLE General Cable Corp Common Stock 369300108 1,146.30 30,000 SH SOLE NO SOLE Community Bancorp/NV Common Stock 20343T100 1,128.87 37,000 SH SOLE NO SOLE New Century Financial Corp Common Stock 6435EV108 1,120.34 28,500 SH SOLE NO SOLE Healthways Inc PUT 422245100 1,120.00 2,000 SH PUT SOLE NO SOLE Ezcorp Inc Common Stock 302301106 1,117.85 28,900 SH SOLE NO SOLE CKE Restaurants Inc Common Stock 12561E105 1,097.67 65,650 SH SOLE NO SOLE FedEx Corp Common Stock 31428X106 1,086.80 10,000 SH SOLE NO SOLE Foot Locker Inc Common Stock 344849104 1,060.50 42,000 SH SOLE NO SOLE TCF Financial Corp Common Stock 872275102 1,051.60 40,000 SH SOLE NO SOLE Terex Corp Common Stock 880779103 1,044.58 23,100 SH SOLE NO SOLE Chubb Corp Common Stock 171232101 1,039.20 20,000 SH SOLE NO SOLE Circuit City Stores Inc Common Stock 172737108 1,025.74 40,850 SH SOLE NO SOLE Marsh & McLennan Cos Inc Common Stock 571748102 1,013.40 36,000 SH SOLE NO SOLE Central European Media Enterprises Ltd Common Stock G20045202 1,005.75 15,000 SH SOLE NO SOLE Cash America International Inc Common Stock 14754D100 1,000.45 25,600 SH SOLE NO SOLE Knot Inc/The Common Stock 499184109 995.85 45,000 SH SOLE NO SOLE Waddell & Reed Financial Inc Common Stock 930059100 990.00 40,000 SH SOLE NO SOLE Nokia OYJ Common Stock 654902204 984.50 50,000 SH SOLE NO SOLE RAM Holdings Ltd Common Stock G7368R104 972.40 74,800 SH SOLE NO SOLE Chicago Mercantile Exchange Holdings Inc Common Stock 167760107 956.50 2,000 SH SOLE NO SOLE Rite Aid Corp Common Stock 767754104 951.81 209,650 SH SOLE NO SOLE Nutrition 21 Inc Common Stock 67069V108 950.00 555,555 SH SOLE NO SOLE Atherogenics Inc PUT 047439104 949.52 4,273 SH PUT SOLE NO SOLE Helix Energy Solutions Group Inc Common Stock 42330P107 945.22 28,300 SH SOLE NO SOLE Nutri/System Inc Common Stock 67069D108 934.35 15,000 SH SOLE NO SOLE Great Wolf Resorts Inc Common Stock 391523107 926.90 77,500 SH SOLE NO SOLE Cheniere Energy Inc Pfd Conv 16411RAE9 926.44 874 PRN SOLE NO SOLE Elan Corp PLC CALL 284131208 920.00 3,250 SH CALL SOLE NO SOLE TVI Corp Common Stock 872916101 912.65 428,472 SH SOLE NO SOLE Porter Bancorp Inc Common Stock 736233107 907.20 40,000 SH SOLE NO SOLE Meadow Valley Corp Common Stock 583185103 899.20 88,504 SH SOLE NO SOLE Ctrip.com International Ltd Common Stock 22943F100 899.00 20,000 SH SOLE NO SOLE Xenoport Inc Common Stock 98411C100 896.59 44,015 SH SOLE NO SOLE Adaptec Inc Common Stock 00651F108 882.00 200,000 SH SOLE NO SOLE Deere & Co Common Stock 244199105 881.06 10,500 SH SOLE NO SOLE Focus Media Holding Ltd Common Stock 34415V109 868.80 15,000 SH SOLE NO SOLE CVS Corp Common Stock 126650100 867.24 27,000 SH SOLE NO SOLE Avanex Corp Common Stock 05348W109 865.00 500,000 SH SOLE NO SOLE Quanta Services Inc Common Stock 74762E102 861.55 51,100 SH SOLE NO SOLE Cooper Industries Ltd Common Stock G24182100 857.74 10,065 SH SOLE NO SOLE Sprint Nextel Corp Common Stock 852061100 857.50 50,000 SH SOLE NO SOLE ASE Test Ltd Common Stock Y02516105 854.00 100,000 SH SOLE NO SOLE Hologic Inc CALL 436440101 853.44 2,893 SH CALL SOLE NO SOLE Cypress Bioscience Inc PUT 232674507 842.55 2,740 SH PUT SOLE NO SOLE Intevac Inc Common Stock 461148108 840.00 50,000 SH SOLE NO SOLE Ionatron Inc Common Stock 462070103 836.52 173,913 SH SOLE NO SOLE Star Maritime Acquisition Corp Common Stock 85516E107 830.30 86,400 SH SOLE NO SOLE eLong Inc Common Stock 290138205 814.81 57,300 SH SOLE NO SOLE Amvescap PLC Common Stock 03235E100 794.16 36,230 SH SOLE NO SOLE McCormick & Schmick's Seafood Restaurants Inc Common Stock 579793100 787.15 35,000 SH SOLE NO SOLE HSBC Holdings PLC Pfd Conv 40430CAC3 782.53 60 PRN SOLE NO SOLE Barnes & Noble Inc Common Stock 067774109 781.56 20,600 SH SOLE NO SOLE Health Management Associates Inc Common Stock 421933102 779.57 37,300 SH SOLE NO SOLE First Cash Financial Services Inc Common Stock 31942D107 773.38 37,561 SH SOLE NO SOLE WCA Waste Corp Common Stock 92926K103 768.50 136,500 SH SOLE NO SOLE SBA Communications Corp Common Stock 78388J106 763.96 31,400 SH SOLE NO SOLE Willis Group Holdings Ltd Common Stock G96655108 760.00 20,000 SH SOLE NO SOLE CompuCredit Corp Common Stock 20478N100 755.25 25,000 SH SOLE NO SOLE Kirby Corp Common Stock 497266106 751.92 24,000 SH SOLE NO SOLE Mindray Medical International Ltd Common Stock 602675100 751.05 45,000 SH SOLE NO SOLE Onyx Pharmaceuticals Inc PUT 683399109 750.91 3,065 SH PUT SOLE NO SOLE Cypress Bioscience Inc CALL 232674507 746.88 2,850 SH CALL SOLE NO SOLE Kinetic Concepts Inc PUT 49460W208 730.00 3,000 SH PUT SOLE NO SOLE OSI Pharmaceuticals Inc CALL 671040103 728.75 3,500 SH CALL SOLE NO SOLE Bear Stearns Cos Inc/The Common Stock 073902108 728.52 5,200 SH SOLE NO SOLE American Equity Investment Life Holding Co Common Stock 025676206 723.93 59,000 SH SOLE NO SOLE Hub International Ltd Common Stock 44332P101 723.00 25,000 SH SOLE NO SOLE Eaton Vance Corp Common Stock 278265103 721.50 25,000 SH SOLE NO SOLE United States Steel Corp Common Stock 912909108 721.00 12,500 SH SOLE NO SOLE Harris Corp Common Stock 413875105 716.29 16,100 SH SOLE NO SOLE Quest Software Inc Common Stock 74834T103 714.00 50,000 SH SOLE NO SOLE Transocean Inc Common Stock G90078109 710.33 9,700 SH SOLE NO SOLE Brunswick Corp Common Stock 117043109 708.01 22,700 SH SOLE NO SOLE Insmed Inc Common Stock 457669208 705.47 518,727 SH SOLE NO SOLE Dobson Communications Corp Common Stock 256069105 702.00 100,000 SH SOLE NO SOLE Pacer International Inc Common Stock 69373H106 694.00 25,000 SH SOLE NO SOLE Repros Therapeutics Inc Common Stock 76028H100 693.00 90,000 SH SOLE NO SOLE BJ's Wholesale Club Inc Common Stock 05548J106 674.06 23,100 SH SOLE NO SOLE Wilmington Trust Corp Common Stock 971807102 668.25 15,000 SH SOLE NO SOLE Ness Technologies Inc Common Stock 64104X108 667.42 49,994 SH SOLE NO SOLE CNX Gas Corp Common Stock 12618H309 667.30 28,800 SH SOLE NO SOLE Texas United Bancshares Inc Common Stock 882838105 659.80 20,000 SH SOLE NO SOLE WPS Resources Corp Common Stock 92931B106 655.12 13,200 SH SOLE NO SOLE Kohl's Corp Common Stock 500255104 649.20 10,000 SH SOLE NO SOLE Sify Ltd Common Stock 82655M107 641.90 70,000 SH SOLE NO SOLE Zale Corp Common Stock 988858106 638.02 23,000 SH SOLE NO SOLE Walgreen Co Common Stock 931422109 630.34 14,200 SH SOLE NO SOLE Adolor Corp PUT 00724X102 630.00 5,000 SH PUT SOLE NO SOLE Lennox International Inc Common Stock 526107107 629.75 27,500 SH SOLE NO SOLE Choice Hotels International Inc Common Stock 169905106 619.64 15,150 SH SOLE NO SOLE Bare Escentuals Inc Common Stock 067511105 610.88 22,500 SH SOLE NO SOLE Exelon Corp Common Stock 30161N101 605.40 10,000 SH SOLE NO SOLE Consolidated Graphics Inc Common Stock 209341106 601.70 10,000 SH SOLE NO SOLE Polaris Industries Inc Common Stock 731068102 600.79 14,600 SH SOLE NO SOLE Western Digital Corp CALL 958102105 600.00 5,000 SH CALL SOLE NO SOLE Sapient Corp Common Stock 803062108 598.40 110,000 SH SOLE NO SOLE Antares Pharma Inc Common Stock 036642106 595.87 541,701 SH SOLE NO SOLE Siliconware Precision Industries Co Common Stock 827084864 595.00 100,000 SH SOLE NO SOLE Targacept Inc Common Stock 87611R306 594.30 105,000 SH SOLE NO SOLE Biogen Idec Inc CALL 09062X103 588.20 5,983 SH CALL SOLE NO SOLE CKX Inc Common Stock 12562M106 577.06 46,350 SH SOLE NO SOLE Lindsay Manufacturing Co Common Stock 535555106 575.00 20,000 SH SOLE NO SOLE Inspire Pharmaceuticals Inc PUT 457733103 562.47 1,750 SH PUT SOLE NO SOLE North American Insurance Leaders Inc Common Stock 65687M104 549.00 75,000 SH SOLE NO SOLE King Pharmaceuticals Inc PUT 495582108 548.96 4,992 SH PUT SOLE NO SOLE JDS Uniphase Corp Common Stock 46612J507 547.50 250,000 SH SOLE NO SOLE Connetics Corp Common Stock 208192104 545.00 50,000 SH SOLE NO SOLE Medarex Inc Common Stock 583916101 537.50 50,000 SH SOLE NO SOLE Energy Select Sector SPDR Fund Common Stock 81369Y506 534.50 10,000 SH SOLE NO SOLE Perini Corp Common Stock 713839108 522.00 25,000 SH SOLE NO SOLE Inspire Pharmaceuticals Inc CALL 457733103 519.84 2,888 SH CALL SOLE NO SOLE Bell Microproducts Inc Common Stock 078137106 519.00 100,000 SH SOLE NO SOLE The9 Ltd PUT 88337K104 513.00 600 SH PUT SOLE NO SOLE CF Industries Holdings Inc Common Stock 125269100 512.10 30,000 SH SOLE NO SOLE Fred's Inc Common Stock 356108100 504.80 40,000 SH SOLE NO SOLE Consumer Staples Select Sector SPDR Fund Common Stock 81369Y308 502.52 19,800 SH SOLE NO SOLE Exxon Mobil Corp PUT 30231G102 500.00 6,000 SH PUT SOLE NO SOLE Century Casinos Inc Common Stock 156492100 497.00 50,000 SH SOLE NO SOLE Nasdaq-100 Trust Series 1 PUT 631100104 496.88 13,250 SH PUT SOLE NO SOLE Interpublic Group of Cos Inc Common Stock 460690100 495.00 50,000 SH SOLE NO SOLE India Globalization Capital Inc Common Stock 45408X100 495.00 90,000 SH SOLE NO SOLE Denny's Corp Common Stock 24869P104 493.43 144,700 SH SOLE NO SOLE Sepracor Inc PUT 817315104 490.75 650 SH PUT SOLE NO SOLE Santarus Inc Common Stock 802817304 482.08 64,970 SH SOLE NO SOLE Burger King Holdings Inc Common Stock 121208201 478.80 30,000 SH SOLE NO SOLE Huntington Bancshares Inc/OH Common Stock 446150104 478.60 20,000 SH SOLE NO SOLE AMR Corp Common Stock 001765106 470.20 20,320 SH SOLE NO SOLE US Xpress Enterprises Inc Common Stock 90338N103 463.20 20,000 SH SOLE NO SOLE Hologic Inc PUT 436440101 462.50 1,250 SH PUT SOLE NO SOLE Panacos Pharmaceuticals Inc Common Stock 69811Q106 461.28 93,000 SH SOLE NO SOLE Novatel Inc Common Stock 669954109 459.20 10,000 SH SOLE NO SOLE Payless Shoesource Inc Common Stock 704379106 454.43 18,250 SH SOLE NO SOLE GSI Commerce Inc Common Stock 36238G102 445.20 30,000 SH SOLE NO SOLE Qualcomm Inc Common Stock 747525103 432.57 11,900 SH SOLE NO SOLE Atherogenics Inc CALL 047439104 426.25 4,500 SH CALL SOLE NO SOLE optionsXpress Holdings Inc Common Stock 684010101 418.20 15,000 SH SOLE NO SOLE CSX Corp Common Stock 126408103 416.94 12,700 SH SOLE NO SOLE Harley-Davidson Inc Common Stock 412822108 411.01 6,550 SH SOLE NO SOLE MEMC Electronic Materials Inc Common Stock 552715104 402.93 11,000 SH SOLE NO SOLE Google Inc Common Stock 38259P508 401.90 1,000 SH SOLE NO SOLE Marathon Acquisition Corp Common Stock 565756103 400.00 50,000 SH SOLE NO SOLE Ball Corp CALL 058498106 400.00 2,000 SH CALL SOLE NO SOLE Duke Energy Corp Common Stock 26441C105 398.64 13,200 SH SOLE NO SOLE Mercer International Inc Common Stock 588056101 395.54 41,900 SH SOLE NO SOLE Community Bankers Acquisition Corp Common Stock 20361R101 385.00 50,000 SH SOLE NO SOLE Celgene Corp PUT 151020104 381.25 2,500 SH PUT SOLE NO SOLE Liberty Media Corp - Interactive Common Stock 53071M104 378.05 18,550 SH SOLE NO SOLE FirstMerit Corp Common Stock 337915102 373.04 16,100 SH SOLE NO SOLE Cemex SAB de CV Common Stock 151290889 372.99 12,400 SH SOLE NO SOLE Baidu.com Common Stock 056752108 372.05 4,250 SH SOLE NO SOLE Tiffany & Co Common Stock 886547108 368.52 11,100 SH SOLE NO SOLE Bally Technologies Inc Common Stock 05874B107 352.00 20,000 SH SOLE NO SOLE Toll Brothers Inc Common Stock 889478103 351.00 12,500 SH SOLE NO SOLE Coinmach Service Corp Common Stock 19259W206 345.56 34,800 SH SOLE NO SOLE Comfort Systems USA Inc Common Stock 199908104 343.80 30,000 SH SOLE NO SOLE Shanghai Century Acquisition Corp Common Stock G80637112 343.00 490,000 SH SOLE NO SOLE Votorantim Celulose e Papel SA Common Stock 92906P106 338.80 20,000 SH SOLE NO SOLE Dow Jones & Co Inc Common Stock 260561105 335.40 10,000 SH SOLE NO SOLE US Concrete Inc Common Stock 90333L102 325.50 50,000 SH SOLE NO SOLE Genentech Inc PUT 368710406 325.00 2,500 SH PUT SOLE NO SOLE Adherex Technologies Inc Common Stock 00686R200 320.00 800,000 SH SOLE NO SOLE Ultra Petroleum Corp Common Stock 903914109 317.53 6,600 SH SOLE NO SOLE Atheros Communications Inc Common Stock 04743P108 317.28 17,500 SH SOLE NO SOLE Encysive Pharmaceuticals Inc CALL 29256X107 316.53 6,180 SH CALL SOLE NO SOLE PGT Inc Common Stock 69336V101 316.35 22,500 SH SOLE NO SOLE Health Management Associates Inc PUT 421933102 315.00 1,800 SH PUT SOLE NO SOLE Braskem SA Common Stock 105532105 314.75 25,000 SH SOLE NO SOLE Weyerhaeuser Co Common Stock 962166104 307.65 5,000 SH SOLE NO SOLE Abraxis BioScience Inc PUT 00383E106 306.50 1,600 SH PUT SOLE NO SOLE Hana Biosciences Inc Common Stock 40963P105 302.70 44,125 SH SOLE NO SOLE FelCor Lodging Trust Inc Common Stock 31430F101 300.75 15,000 SH SOLE NO SOLE STATS ChipPAC Ltd Common Stock 85771T104 300.50 50,000 SH SOLE NO SOLE Broadcom Corp PUT 111320107 300.00 5,000 SH PUT SOLE NO SOLE Eagle Materials Inc Common Stock 26969P108 296.38 8,800 SH SOLE NO SOLE News Corp Common Stock 65248E104 294.75 15,000 SH SOLE NO SOLE OSI Systems Inc Common Stock 671044105 294.00 15,000 SH SOLE NO SOLE First Acceptance Corp Common Stock 318457108 293.00 25,500 SH SOLE NO SOLE Coeur d'Alene Mines Corp Common Stock 192108108 282.60 60,000 SH SOLE NO SOLE SPDR Trust Series 1 PUT 78462F103 280.00 4,000 SH PUT SOLE NO SOLE EPIX Pharmaceuticals Inc PUT 26881Q309 279.88 1,550 SH PUT SOLE NO SOLE Checkfree Corp Common Stock 162813109 278.91 6,750 SH SOLE NO SOLE Acquicor Technology Inc Common Stock 00489A107 278.50 50,000 SH SOLE NO SOLE
Title of VALUE SHS OR SH/ PUT/ INVESTMENT OTHER VOTING Name of Issuer Class Cusip (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS AUTHORITY - --------------------------------------- ------------ --------- --------- ---------- ---- ---- ---------- -------- ---------- Mylan Laboratories Inc PUT 628530107 277.50 1,000 SH PUT SOLE NO SOLE Dendreon Corp CALL 24823Q107 275.00 2,500 SH CALL SOLE NO SOLE Harbor Acquisition Corp Common Stock 41145X115 268.60 790,000 SH SOLE NO SOLE Cosi Inc Common Stock 22122P101 268.00 50,000 SH SOLE NO SOLE Ametek Inc Common Stock 031100100 265.66 6,100 SH SOLE NO SOLE Endeavour International Corp Common Stock 29259G101 264.89 98,838 SH SOLE NO SOLE LaserCard Corp Common Stock 51807U101 260.80 20,000 SH SOLE NO SOLE Texas Industries Inc Common Stock 882491103 260.30 5,000 SH SOLE NO SOLE Stereotaxis Inc Common Stock 85916J102 258.75 25,000 SH SOLE NO SOLE ITT Corp Common Stock 450911102 256.35 5,000 SH SOLE NO SOLE Shire PLC CALL 82481R106 255.00 1,000 SH CALL SOLE NO SOLE Brink's Co/The Common Stock 109696104 254.69 4,800 SH SOLE NO SOLE Mosaic Co/The Common Stock 61945A107 253.50 15,000 SH SOLE NO SOLE Endologix Inc Common Stock 29266S106 247.82 61,800 SH SOLE NO SOLE RR Donnelley & Sons Co Common Stock 257867101 247.20 7,500 SH SOLE NO SOLE JLG Industries Inc CALL 466210101 245.00 1,000 SH CALL SOLE NO SOLE ABB Ltd Common Stock 000375204 243.83 18,500 SH SOLE NO SOLE Thoratec Corp PUT 885175307 243.75 1,300 SH PUT SOLE NO SOLE Papa John's International Inc PUT 698813102 241.50 4,600 SH PUT SOLE NO SOLE Great Atlantic & Pacific Tea Co Common Stock 390064103 240.80 10,000 SH SOLE NO SOLE T Rowe Price Group Inc Common Stock 74144T108 239.25 5,000 SH SOLE NO SOLE Panacos Pharmaceuticals Inc PUT 69811Q106 236.07 2,623 SH PUT SOLE NO SOLE Onyx Pharmaceuticals Inc Common Stock 683399109 232.65 13,456 SH SOLE NO SOLE United Rentals Inc Common Stock 911363109 232.50 10,000 SH SOLE NO SOLE Sepracor Inc CALL 817315104 232.50 1,500 SH CALL SOLE NO SOLE Cypress Semiconductor Corp PUT 232806109 231.25 5,000 SH PUT SOLE NO SOLE Point Therapeutics Inc Common Stock 730694106 231.10 154,067 SH SOLE NO SOLE Cablevision Systems Corp Common Stock 12686C109 227.10 10,000 SH SOLE NO SOLE KB Home PUT 48666K109 225.00 1,000 SH PUT SOLE NO SOLE Flamel Technologies CALL 338488109 217.50 3,000 SH CALL SOLE NO SOLE HCA Inc CALL 404119109 215.00 2,000 SH CALL SOLE NO SOLE Hilb Rogal & Hobbs Co Common Stock 431294107 213.25 5,000 SH SOLE NO SOLE JK Acquisition Corp Common Stock 47759H114 209.05 565,000 SH SOLE NO SOLE JB Hunt Transport Services Inc Common Stock 445658107 207.70 10,000 SH SOLE NO SOLE Parallel Petroleum Corp Common Stock 699157103 203.41 10,140 SH SOLE NO SOLE Renovis Inc PUT 759885106 202.50 1,000 SH PUT SOLE NO SOLE Sterling Bancshares Inc/TX Common Stock 858907108 202.50 10,000 SH SOLE NO SOLE Exxon Mobil Corp Common Stock 30231G102 201.30 3,000 SH SOLE NO SOLE Infocrossing Inc Common Stock 45664X109 201.15 15,000 SH SOLE NO SOLE JLG Industries Inc Common Stock 466210101 198.10 10,000 SH SOLE NO SOLE TD Ameritrade Holding Corp Common Stock 87236Y108 197.93 10,500 SH SOLE NO SOLE BearingPoint Inc Common Stock 074002106 196.50 25,000 SH SOLE NO SOLE Buca Inc Common Stock 117769109 195.94 37,180 SH SOLE NO SOLE Dow Jones & Co Inc CALL 260561105 187.50 500 SH CALL SOLE NO SOLE iShares Russell 2000 Index Fund PUT 464287655 186.38 1,050 SH PUT SOLE NO SOLE Mentor Corp PUT 587188103 185.00 2,000 SH PUT SOLE NO SOLE El Paso Corp Common Stock 28336L109 182.09 13,350 SH SOLE NO SOLE Frontline Ltd PUT G3682E127 165.00 750 SH PUT SOLE NO SOLE New River Pharmaceuticals Inc CALL 648468205 165.00 1,500 SH CALL SOLE NO SOLE Quicksilver Resources Inc CALL 74837R104 165.00 3,000 SH CALL SOLE NO SOLE Cowen Group Inc Common Stock 223621103 158.10 10,000 SH SOLE NO SOLE ABX Air Inc Common Stock 00080S101 157.88 28,093 SH SOLE NO SOLE CV Therapeutics Inc CALL 126667104 157.50 500 SH CALL SOLE NO SOLE Valuevision Media Inc Common Stock 92047K107 153.57 13,250 SH SOLE NO SOLE Shanda Interactive Entertainment Ltd Common Stock 81941Q203 150.00 10,000 SH SOLE NO SOLE SkillSoft PLC Common Stock 830928107 143.55 22,500 SH SOLE NO SOLE Bowne & Co Inc Common Stock 103043105 142.80 10,000 SH SOLE NO SOLE Time Warner Inc CALL 887317105 138.00 400 SH CALL SOLE NO SOLE Overstock.com Inc PUT 690370101 137.50 500 SH PUT SOLE NO SOLE Neurochem Inc PUT 64125K101 133.55 433 SH PUT SOLE NO SOLE New York & Co Inc Common Stock 649295102 130.80 10,000 SH SOLE NO SOLE Consumer Portfolio Services Common Stock 210502100 128.54 22,200 SH SOLE NO SOLE Integrated Device Technology Inc PUT 458118106 125.00 2,500 SH PUT SOLE NO SOLE Shire PLC PUT 82481R106 112.50 1,500 SH PUT SOLE NO SOLE Calgon Carbon Corp Common Stock 129603106 110.50 25,000 SH SOLE NO SOLE Shanda Interactive Entertainment Ltd CALL 81941Q203 99.38 750 SH CALL SOLE NO SOLE Grupo TMM SA Common Stock 40051D105 99.18 34,200 SH SOLE NO SOLE Millennium Pharmaceuticals Inc CALL 599902103 99.00 400 SH CALL SOLE NO SOLE CBS Corp PUT 124857202 97.50 500 SH PUT SOLE NO SOLE Endeavour International Corp Pfd Conv 29257MAB6 90.06 114 PRN SOLE NO SOLE Penwest Pharmaceuticals Co CALL 709754105 90.00 3,000 SH CALL SOLE NO SOLE MannKind Corp CALL 56400P201 83.41 715 SH CALL SOLE NO SOLE Progressive Gaming International Corp Common Stock 74332S102 82.00 10,000 SH SOLE NO SOLE Commerce Bancorp Inc/NJ PUT 200519106 81.50 1,200 SH PUT SOLE NO SOLE United Therapeutics Corp CALL 91307C102 79.20 305 SH CALL SOLE NO SOLE Cryptologic Inc PUT 228906103 78.75 250 SH PUT SOLE NO SOLE Gap Inc/The CALL 364760108 77.50 500 SH CALL SOLE NO SOLE Northfield Laboratories Inc PUT 666135108 72.88 1,325 SH PUT SOLE NO SOLE SAP AG PUT 803054204 70.00 1,000 SH PUT SOLE NO SOLE Tellabs Inc PUT 879664100 70.00 4,000 SH PUT SOLE NO SOLE eBay Inc CALL 278642103 67.50 1,000 SH CALL SOLE NO SOLE Neopharm Inc Common Stock 640919106 65.48 13,500 SH SOLE NO SOLE Onyx Pharmaceuticals Inc CALL 683399109 64.05 1,830 SH CALL SOLE NO SOLE Marathon Oil Corp CALL 565849106 63.75 500 SH CALL SOLE NO SOLE Momenta Pharmaceuticals Inc CALL 60877T100 56.00 200 SH CALL SOLE NO SOLE General Electric Co PUT 369604103 55.00 2,000 SH PUT SOLE NO SOLE City National Corp/Beverly Hills CA PUT 178566105 49.50 150 SH PUT SOLE NO SOLE Neopharm Inc CALL 640919106 48.99 202 SH CALL SOLE NO SOLE Oracle Corp PUT 68389X105 43.75 2,500 SH PUT SOLE NO SOLE VA Software Corp Common Stock 91819B105 40.20 10,000 SH SOLE NO SOLE Myriad Genetics Inc CALL 62855J104 40.00 2,000 SH CALL SOLE NO SOLE EPIX Pharmaceuticals Inc CALL 26881Q309 33.92 1,291 SH CALL SOLE NO SOLE Allied Capital Corp PUT 01903Q108 32.50 500 SH PUT SOLE NO SOLE Winnebago Industries PUT 974637100 28.00 400 SH PUT SOLE NO SOLE eBay Inc PUT 278642103 25.00 1,000 SH PUT SOLE NO SOLE Microsoft Corp PUT 594918104 25.00 5,000 SH PUT SOLE NO SOLE Polaris Industries Inc PUT 731068102 24.38 250 SH PUT SOLE NO SOLE DIAMONDS Trust Series I PUT 252787106 20.63 250 SH PUT SOLE NO SOLE Daktronics Inc PUT 234264109 16.00 800 SH PUT SOLE NO SOLE Overseas Shipholding Group PUT 690368105 15.00 1,000 SH PUT SOLE NO SOLE ImClone Systems Inc CALL 45245W109 14.50 1,933 SH CALL SOLE NO SOLE Biovail Corp CALL 09067J109 12.50 2,500 SH CALL SOLE NO SOLE Astoria Financial Corp PUT 046265104 10.00 250 SH PUT SOLE NO SOLE NII Holdings Inc PUT 62913F201 10.00 500 SH PUT SOLE NO SOLE Spectrum Brands Inc CALL 84762L105 10.00 1,000 SH CALL SOLE NO SOLE Wal-Mart Stores Inc CALL 931142103 9.24 308 SH CALL SOLE NO SOLE Red Hat Inc CALL 756577102 7.50 1,000 SH CALL SOLE NO SOLE Massey Energy Co CALL 576206106 0.93 185 SH CALL SOLE NO SOLE
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