-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I2+EIsfzV3Xp7hOr+ncKABgssVpCJbl2HOPzonm7f/TSvIMl/IMjunxfdV2Ka5kh +E/k+W8aNSSSMlW9hSsZVg== 0001193125-07-183977.txt : 20070815 0001193125-07-183977.hdr.sgml : 20070815 20070815170906 ACCESSION NUMBER: 0001193125-07-183977 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070630 FILED AS OF DATE: 20070815 DATE AS OF CHANGE: 20070815 EFFECTIVENESS DATE: 20070815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 071060412 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 2007 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title: General Counsel Phone: 312-499-2974 Signature, Place, and Date of Signing: - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- 28-12385 Pivot Capital Advisors, LLC [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 926 Form 13F Information Table Value Total: 1,403,018 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 Pivot Capital Advisors, 28-12385 LLC [Repeat as necessary.]
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- 3M Co Common Stock 88579Y101 1,302 15,000 SH SOLE NONE 15,000 Abercrombie & Fitch Co Common Stock 002896207 730 10,000 SH SOLE NONE 10,000 AC Moore Arts & Crafts Inc Common Stock 00086T103 586 28,850 SH SOLE NONE 28,850 ACA Capital Holdings Inc Common Stock 000833103 1,806 151,800 SH SOLE NONE 151,800 Accuride Corp Common Stock 004398103 616 40,000 SH SOLE NONE 40,000 Acorda Therapeutics Inc Common Stock 00484M106 1,553 91,020 SH SOLE NONE 91,020 Acorda Therapeutics Inc Pfd Conv 00484M999 489 28,674 PRN SOLE NONE 28,674 Acusphere Inc Common Stock 00511R870 114 53,075 SH SOLE NONE 53,075 Adobe Systems Inc Common Stock 00724F101 8,030 200,000 SH SOLE NONE 200,000 Adobe Systems Inc Call 00724F101 324 1,750 SH CALL SOLE NONE 1,750 Aduddell Industries Inc Common Stock 007391105 110 225,500 SH SOLE NONE 225,500 Advance America Cash Advance Centers Inc Common Stock 00739W107 1,774 100,000 SH SOLE NONE 100,000 Advance Auto Parts Inc Common Stock 00751Y106 329 8,106 SH SHARED-OTHER 1 8,106 Advanced Life Sciences Holdings Inc Common Stock 00765H107 1,602 600,000 SH SOLE NONE 600,000 Advanced Medical Optics Inc Common Stock 00763M108 1,645 47,100 SH SOLE NONE 47,100 Advanced Medical Optics Inc Put 00763M108 29 250 SH PUT SOLE NONE 250 Advanced Micro Devices Inc Common Stock 007903107 4,290 300,000 SH SOLE NONE 300,000 Advanced Micro Devices Inc Call 007903107 520 6,500 SH CALL SOLE NONE 6,500 ADVENTRX Pharmaceuticals Inc Common Stock 00764X103 140 55,000 SH SOLE NONE 55,000 Aecom Technology Corp Common Stock 00766T100 5,208 209,900 SH SOLE NONE 209,900 Aeropostale Inc Put 007865108 20 220 SH PUT SOLE NONE 220 AEterna Zentaris Inc Common Stock 007975204 67 19,497 SH SOLE NONE 19,497 Aetna Inc Common Stock 00817Y108 1,035 20,942 SH SOLE NONE 20,942 Affiliated Managers Group Inc Common Stock 008252108 1,587 12,325 SH SOLE NONE 12,325 Agilent Technologies Inc Common Stock 00846U101 327 8,500 SH SHARED-OTHER 1 8,500 Airtran Holdings Inc Common Stock 00949P108 1,201 110,000 SH SOLE NONE 110,000 Alcan Inc Common Stock 013716105 813 10,000 SH SOLE NONE 10,000 Alcoa Inc Common Stock 013817101 2,027 50,000 SH SOLE NONE 50,000 Alcoa Inc Call 013817101 32 150 SH CALL SOLE NONE 150 Alcoa Inc Put 013817101 20 3,025 SH PUT SOLE NONE 3,025 Aldabra 2 Acquisition Corp Common Stock 01408A202 1,846 175,000 SH SOLE NONE 175,000 Alkermes Inc Put 01642T108 141 519 SH PUT SOLE NONE 519 Allegheny Energy Inc Common Stock 017361106 704 13,610 SH SOLE NONE 13,610 Allegheny Energy Inc Call 017361106 59 350 SH CALL SOLE NONE 350 Alliance Imaging Inc Common Stock 018606202 625 66,609 SH SOLE NONE 66,609
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Alliance One International Inc Common Stock 018772103 978 97,332 SH SOLE NONE 97,332 Allied Waste Industries Inc Common Stock 019589308 5,046 374,900 SH SOLE NONE 374,900 Allos Therapeutics Inc Common Stock 019777101 505 114,288 SH SOLE NONE 114,288 Allscripts Healthcare Solutions Inc Common Stock 01988P108 2,548 100,000 SH SOLE NONE 100,000 Alpha Natural Resources Inc Common Stock 02076X102 416 20,000 SH SOLE NONE 20,000 Altra Holdings Inc Common Stock 02208R106 1,123 65,000 SH SOLE NONE 65,000 Altria Group Inc Common Stock 02209S103 3,507 50,000 SH SOLE NONE 50,000 Altria Group Inc Call 02209S103 16 200 SH CALL SOLE NONE 200 Aluminum Corp of China Ltd Common Stock 022276109 214 5,000 SH SOLE NONE 5,000 Amazon.Com Inc Put 023135106 19 150 SH PUT SOLE NONE 150 Amdocs Ltd Common Stock 002256908 1,195 30,000 SH SOLE NONE 30,000 Ameren Corp Common Stock 023608102 274 5,600 SH SOLE NONE 5,600 American Axle & Manufacturing Holdings Inc Common Stock 024061103 1,791 61,700 SH SOLE NONE 61,700 American Axle & Manufacturing Holdings Inc Put 024061103 0 100 SH PUT SOLE NONE 100 American Eagle Outfitters Inc Put 02553E106 23 150 SH PUT SOLE NONE 150 American Equity Investment Life Holding Co Common Stock 025676206 604 50,000 SH SOLE NONE 50,000 American Express Co Common Stock 025816109 235 3,841 SH SOLE NONE 3,841 American Home Mortgage Investment Corp Put 02660R107 560 2,000 SH PUT SOLE NONE 2,000 American International Group Inc Common Stock 026874107 7,703 110,000 SH SOLE NONE 110,000 American Reprographics Co Common Stock 029263100 1,293 42,000 SH SOLE NONE 42,000 American Standard Cos Inc Common Stock 029712106 5,898 100,000 SH SOLE NONE 100,000 American Standard Cos Inc Common Stock 029712106 469 7,950 SH SHARED-OTHER 1 7,950 American Tower Corp Common Stock 029912201 2,100 50,000 SH SOLE NONE 50,000 Ameron International Corp Common Stock 030710107 456 5,060 SH SOLE NONE 5,060 Amgen Inc Put 031162100 80 291 SH PUT SOLE NONE 291 AMR Corp Call 001765106 7 100 SH CALL SOLE NONE 100 Amylin Pharmaceuticals Inc Put 032346108 157 362 SH PUT SOLE NONE 362 Amylin Pharmaceuticals Inc Pfd Conv 032346AE8 49 50,180 PRN SOLE NONE 50,180 Analog Devices Inc Common Stock 032654105 1,882 50,000 SH SOLE NONE 50,000 Andrew Corp Put 034425108 1 100 SH PUT SOLE NONE 100 Anheuser- Busch Cos Inc Common Stock 035229103 5,216 100,000 SH SOLE NONE 100,000 Anheuser- Busch Cos Inc Call 035229103 303 2,000 SH CALL SOLE NONE 2,000 AnnTaylor Stores Corp Common Stock 036115103 2,020 53,450 SH SOLE NONE 53,450 AO Smith Corp Common Stock 831865209 997 25,000 SH SOLE NONE 25,000 AON Corp Common Stock 037389103 2,160 50,700 SH SOLE NONE 50,700 AP Pharma Inc Common Stock 00202J203 283 129,242 SH SOLE NONE 129,242 Apollo Investment Corp Common Stock 03761U106 2,582 120,000 SH SOLE NONE 120,000
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Apple Inc Common Stock 037833100 15,316 125,500 SH SOLE NONE 125,500 Apple Inc Call 037833100 635 1,100 SH CALL SOLE NONE 1,100 Apria Healthcare Group Inc Pfd Conv 037933AB4 1,162 1,107,700 PRN SOLE NONE 1,107,700 Aradigm Corp Common Stock 038505301 703 513,100 SH SOLE NONE 513,100 Arbor Realty Trust Inc Common Stock 038923108 1,032 40,000 SH SOLE NONE 40,000 Archer-Daniels- Midland Co Common Stock 039483102 6,287 190,000 SH SOLE NONE 190,000 Archer-Daniels- Midland Co Call 039483102 9 300 SH CALL SOLE NONE 300 Arena Pharmaceuticals Inc Put 040047102 104 423 SH PUT SOLE NONE 423 Arkansas Best Corp Put 040790107 76 400 SH PUT SOLE NONE 400 Arthrocare Corp Common Stock 043136100 659 15,010 SH SOLE NONE 15,010 ArvinMeritor Inc Put 043353101 72 1,600 SH PUT SOLE NONE 1,600 Aspreva Pharmaceuticals Corp Put 04538T109 35 500 SH PUT SOLE NONE 500 AT&T Inc Common Stock 00206R102 1,245 30,000 SH SOLE NONE 30,000 AT&T Inc Call 00206R102 25 150 SH CALL SOLE NONE 150 Atherogenics Inc Pfd Conv 047439AB0 209 233,200 PRN SOLE NONE 233,200 Atherogenics Inc Put 047439104 125 429 SH PUT SOLE NONE 429 Atherogenics Inc Call 047439104 35 380 SH CALL SOLE NONE 380 Atheros Communications Inc Common Stock 04743P108 8,944 290,000 SH SOLE NONE 290,000 Atheros Communications Inc Call 04743P108 145 1,000 SH CALL SOLE NONE 1,000 ATP Oil & Gas Corp Put 00208J108 55 1,000 SH PUT SOLE NONE 1,000 Auxilium Pharmaceuticals Inc Common Stock 05334D107 5,503 345,219 SH SOLE NONE 345,219 AvalonBay Communities Inc Call 053484101 9 200 SH CALL SOLE NONE 200 Avigen Inc Common Stock 053690103 238 38,642 SH SOLE NONE 38,642 Avon Products Inc Common Stock 054303102 1,103 30,000 SH SOLE NONE 30,000 B&G Foods Inc Common Stock 05508R106 276 20,900 SH SOLE NONE 20,900 Bally Technologies Inc Common Stock 05874B107 4,888 185,000 SH SOLE NONE 185,000 Bank of America Corp Common Stock 060505104 11,734 240,000 SH SOLE NONE 240,000 Barrier Therapeutics Inc Common Stock 06850R108 426 65,545 SH SOLE NONE 65,545 Bausch & Lomb Inc Common Stock 071707103 2,981 42,931 SH SOLE NONE 42,931 Bausch & Lomb Inc Call 071707103 154 1,058 SH CALL SOLE NONE 1,058 Baxter International Inc Common Stock 071813109 338 6,000 SH SHARED-OTHER 1 6,000 BB&T Corp Common Stock 054937107 10,021 245,000 SH SOLE NONE 245,000 BB&T Corp Call 054937107 160 1,450 SH CALL SOLE NONE 1,450 BEA Systems Inc Common Stock 073325102 1,095 80,000 SH SOLE NONE 80,000 Beacon Roofing Supply Inc Common Stock 073685109 3,398 200,000 SH SOLE NONE 200,000 BearingPoint Inc Common Stock 074002106 2,485 340,000 SH SOLE NONE 340,000 Bebe Stores Inc Common Stock 075571109 400 25,000 SH SOLE NONE 25,000
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Belden Inc Common Stock 077454106 753 13,600 SH SOLE NONE 13,600 Bell Microproducts Inc Common Stock 078137106 954 146,300 SH SOLE NONE 146,300 Bentley Pharmaceuticals Inc Common Stock 082657107 8,871 730,699 SH SOLE NONE 730,699 Bentley Pharmaceuticals Inc Call 082657107 249 1,350 SH CALL SOLE NONE 1,350 Berry Petroleum Co Common Stock 085789105 15,667 415,800 SH SOLE NONE 415,800 Best Buy Co Inc Put 086516101 8 250 SH PUT SOLE NONE 250 Biodel Inc Common Stock 09064M105 4,839 244,406 SH SOLE NONE 244,406 Bioenvision Inc Common Stock 09059N100 259 44,874 SH SOLE NONE 44,874 Biogen Idec Inc Common Stock 09062X103 1,141 21,325 SH SOLE NONE 21,325 BioMarin Pharmaceuticals Inc Common Stock 09061G101 1,188 66,206 SH SOLE NONE 66,206 BioMarin Pharmaceuticals Inc Pfd Conv 09061GAD3 249 233,200 PRN SOLE NONE 233,200 BioMarin Pharmaceuticals Inc Put 09061G101 207 738 SH PUT SOLE NONE 738 Biovail Corp Common Stock 09067J109 638 25,103 SH SOLE NONE 25,103 BJ's Wholesale Club Inc Common Stock 05548J106 2,052 66,250 SH SOLE NONE 66,250 Black & Decker Corp Common Stock 091797100 221 2,500 SH SOLE NONE 2,500 Black & Decker Corp Common Stock 091797100 163 1,851 SH SHARED-OTHER 1 1,851 BorgWarner Inc Call 099724106 21 550 SH CALL SOLE NONE 550 Boston Private Financial Holdings Inc Common Stock 101119105 4,165 155,000 SH SOLE NONE 155,000 Bright Horizons Family Solutions Inc Common Stock 109195107 1,946 50,000 SH SOLE NONE 50,000 Brinker International Inc Common Stock 109641100 2,824 86,750 SH SOLE NONE 86,750 Bristol-Myers Squibb Co Call 110122108 4,044 25,329 SH CALL SOLE NONE 25,329 Bristol-Myers Squibb Co Put 110122108 477 11,943 SH PUT SOLE NONE 11,943 Broadcom Corp Common Stock 111320107 4,768 163,000 SH SOLE NONE 163,000 Broadcom Corp Call 111320107 85 2,000 SH CALL SOLE NONE 2,000 Brookfield Homes Corp Common Stock 112723101 1,745 60,000 SH SOLE NONE 60,000 Bucyrus International Inc Common Stock 118759109 1,770 25,000 SH SOLE NONE 25,000 Build-A-Bear Workshop Inc Common Stock 120076104 1,307 50,000 SH SOLE NONE 50,000 Bunge Ltd Common Stock G16962105 423 5,000 SH SOLE NONE 5,000 Bway Holding Co Common Stock 12429T104 4,205 284,100 SH SOLE NONE 284,100 Cablevision Systems Corp Common Stock 12686C109 905 25,000 SH SOLE NONE 25,000 Cablevision Systems Corp Common Stock 12686C109 181 5,000 SH SHARED-OTHER 1 5,000 CACI International Inc Put 127190304 90 500 SH PUT SOLE NONE 500 Calpine Corp Common Stock 131347106 129 35,000 SH SOLE NONE 35,000 Canadian Natural Resources Ltd Common Stock 136385101 18,578 280,000 SH SOLE NONE 280,000 Candela Corp Common Stock 136907102 173 14,913 SH SOLE NONE 14,913 Capella Education Co Common Stock 139594105 3,493 75,875 SH SOLE NONE 75,875 Caraco Pharmaceutical Laboratories Ltd Common Stock 14075T107 2,366 155,875 SH SOLE NONE 155,875
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Cardiodynamics International Corp Common Stock 141597104 2,367 3,532,572 SH SOLE NONE 3,532,572 Cardiome Pharma Corp Common Stock 14159U202 1,151 125,000 SH SOLE NONE 125,000 Cash America International Inc Put 14754D100 594 1,100 SH PUT SOLE NONE 1,100 Cash Systems Inc Common Stock 14756B102 2,074 305,000 SH SOLE NONE 305,000 Castlepoint Holdings Ltd Common Stock 148553100 500 50,000 SH SOLE NONE 50,000 Caterpillar Inc Common Stock 149123101 207 2,650 SH SHARED-OTHER 1 2,650 CBIZ Inc Common Stock 124805102 1,537 209,162 SH SOLE NONE 209,162 CDI Corp Common Stock 125071100 2,657 82,500 SH SOLE NONE 82,500 Celanese Corp Common Stock 150870103 1,939 50,000 SH SOLE NONE 50,000 Cemex SAB de CV Common Stock 151290889 923 25,000 SH SOLE NONE 25,000 Centex Corp Common Stock 152312104 401 10,000 SH SOLE NONE 10,000 Central European Media Enterprises Ltd Common Stock G20045202 342 3,500 SH SOLE NONE 3,500 Cenveo Inc Common Stock 15670S105 1,102 47,520 SH SHARED-OTHER 1 47,520 Cephalon Inc Common Stock 156708109 6,420 143,233 SH SOLE NONE 143,233 Cepheid Inc Common Stock 15670R107 669 45,809 SH SOLE NONE 45,809 Champion Enterprises Inc Common Stock 158496109 378 38,500 SH SOLE NONE 38,500 Charles Schwab Corp/The Common Stock 808513105 4,516 220,100 SH SOLE NONE 220,100 Charles Schwab Corp/The Call 808513105 171 1,800 SH CALL SOLE NONE 1,800 Charter Communications Inc Common Stock 16117M107 2,916 720,000 SH SOLE NONE 720,000 Check Point Software Technologies Put 001082411 114 500 SH PUT SOLE NONE 500 Checkfree Corp Put 162813109 100 1,000 SH PUT SOLE NONE 1,000 Chelsea Therapeutics International Inc Common Stock 163428105 5,126 766,187 SH SOLE NONE 766,187 Chemtura Corp Common Stock 163893100 500 45,000 SH SOLE NONE 45,000 Cheniere Energy Partners LP Common Stock 16411Q101 1,814 93,000 SH SOLE NONE 93,000 Chesapeake Utilities Corp Common Stock 165303108 334 9,757 SH SOLE NONE 9,757 China Petroleum & Chemical Corp Common Stock 16941R108 670 6,000 SH SOLE NONE 6,000 China Sunergy Co Ltd Common Stock 16942X104 1,000 73,000 SH SOLE NONE 73,000 Chipotle Mexican Grill Inc Common Stock 169656204 4,718 60,000 SH SOLE NONE 60,000 Cia de Bebidas das Americas Common Stock 20441W203 1,050 15,000 SH SOLE NONE 15,000 Cia Vale do Rio Doce Common Stock 204412209 1,146 25,727 SH SOLE NONE 25,727 Ciena Corp Common Stock 171779309 1,626 45,000 SH SOLE NONE 45,000 Cisco Systems Inc Common Stock 17275R102 2,228 80,000 SH SOLE NONE 80,000 Citadel Broadcasting Corp Common Stock 17285T106 323 50,000 SH SOLE NONE 50,000 Citigroup Inc Common Stock 172967101 1,282 25,000 SH SOLE NONE 25,000 Citigroup Inc Call 172967101 4 200 SH CALL SOLE NONE 200 City National Corp/CA Put 178566105 149 377 SH PUT SOLE NONE 377 CKE Restaurants Inc Common Stock 12561E105 2,958 151,500 SH SOLE NONE 151,500
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Claude Resources Inc Common Stock 182873109 430 305,241 SH SOLE NONE 305,241 Claymont Steel Inc Common Stock 18382P104 1,795 83,900 SH SOLE NONE 83,900 Clean Harbors Inc Common Stock 184496107 1,730 35,000 SH SOLE NONE 35,000 Clear Channel Outdoor Holdings Inc Common Stock 18451C109 709 25,000 SH SOLE NONE 25,000 Cleco Corp Common Stock 12561W105 1,218 49,700 SH SOLE NONE 49,700 CME Group Inc Common Stock 12572Q105 12,826 24,003 SH SOLE NONE 24,003 Coach Inc Common Stock 189754104 1,422 30,000 SH SOLE NONE 30,000 CoBiz Financial Inc Common Stock 190897108 1,993 110,000 SH SOLE NONE 110,000 Coca-Cola Co/ The Common Stock 191216100 1,046 20,000 SH SOLE NONE 20,000 Cohen & Steers Inc Put 19247A100 39 150 SH PUT SOLE NONE 150 Collagenex Pharmaceuticals Inc Common Stock 19419B100 1,336 107,762 SH SOLE NONE 107,762 Collagenex Pharmaceuticals Inc Call 19419B100 628 575 SH CALL SOLE NONE 575 Columbus Acquisition Corp Common Stock 198851107 1,853 250,000 SH SOLE NONE 250,000 Columbus Acquisition Corp Common Stock 198851206 213 250,000 SH SOLE NONE 250,000 Combinatorx Inc Common Stock 20010A103 425 68,882 SH SOLE NONE 68,882 Comcast Corp Common Stock 20030N101 1,317 46,826 SH SOLE NONE 46,826 Comcast Corp Common Stock 20030N200 640 22,888 SH SHARED-OTHER 1 22,888 Comerica Inc Common Stock 200340107 7,136 120,000 SH SOLE NONE 120,000 Comerica Inc Call 200340107 38 400 SH CALL SOLE NONE 400 Comfort Systems USA Inc Common Stock 199908104 666 47,000 SH SOLE NONE 47,000 Commerce Bancorp Inc/ NJ Common Stock 200519106 3,699 100,000 SH SOLE NONE 100,000 Community Bankers Acquisition Corp Common Stock 20361R101 370 50,000 SH SOLE NONE 50,000 Community Bankers Acquisition Corp Warrants 20361R119 36 50,000 SH SOLE NONE 50,000 Computer Sciences Corp Common Stock 205363104 3,698 61,400 SH SOLE NONE 61,400 Comverse Technology Inc Common Stock 205862402 417 20,000 SH SOLE NONE 20,000 Conexant Systems Inc Common Stock 207142100 138 100,000 SH SOLE NONE 100,000 Consolidated Edison Inc Common Stock 209115104 347 7,700 SH SOLE NONE 7,700 Consolidated Edison Inc Put 209115104 291 547 SH PUT SOLE NONE 547 Consumer Portfolio Services Common Stock 210502100 594 95,000 SH SOLE NONE 95,000 Consumer Staples Select Sector SPDR Fund Common Stock 81369Y308 499 18,450 SH SHARED-OTHER 1 18,450 Cooper Cos Inc/ The Common Stock 216648402 7,465 140,000 SH SOLE NONE 140,000 Core Laboratories NV Common Stock 000020038 18,813 185,000 SH SOLE NONE 185,000 Corinthian Colleges Inc Common Stock 218868107 2,043 125,400 SH SOLE NONE 125,400 Corning Inc Common Stock 219350105 11,242 440,000 SH SOLE NONE 440,000 Cortex Pharmaceuticals Inc Common Stock 220524300 133 49,886 SH SOLE NONE 49,886 Corus Bankshares Inc Put 220873103 299 721 SH PUT SOLE NONE 721 Costco Wholesale Corp Common Stock 22160K105 1,170 20,000 SH SOLE NONE 20,000
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Costco Wholesale Corp Common Stock 22160K105 293 5,000 SH SHARED-OTHER 1 5,000 Credit Suisse Group Put 225401108 60 500 SH PUT SOLE NONE 500 Cree Inc Common Stock 225447101 323 12,500 SH SOLE NONE 12,500 CROCS Inc Common Stock 227046109 2,150 50,000 SH SOLE NONE 50,000 Crown Castle International Corp Common Stock 228227104 3,990 110,000 SH SOLE NONE 110,000 Crown Holdings Inc Common Stock 228368106 4,832 193,500 SH SOLE NONE 193,500 Crown Holdings Inc Call 228368106 95 1,000 SH CALL SOLE NONE 1,000 CSX Corp Common Stock 126408103 2,257 54,850 SH SOLE NONE 54,850 Cubist Pharmaceuticals Inc Common Stock 229678107 2,110 107,075 SH SOLE NONE 107,075 Cubist Pharmaceuticals Inc Call 229678107 1 116 SH CALL SOLE NONE 116 Cummins Inc Common Stock 231021106 2,024 20,000 SH SOLE NONE 20,000 CVS Caremark Corp Common Stock 126650100 4,496 123,337 SH SOLE NONE 123,337 CVS Caremark Corp Common Stock 126650100 623 17,100 SH SHARED-OTHER 1 17,100 CVS Caremark Corp Call 126650100 5 200 SH CALL SOLE NONE 200 Cyberonics Inc Call 23251P102 7 533 SH CALL SOLE NONE 533 Cyclacel Pharmaceuticals Inc Common Stock 23254L108 499 76,763 SH SOLE NONE 76,763 Cypress Bioscience Inc Put 232674507 247 333 SH PUT SOLE NONE 333 Cypress Bioscience Inc Common Stock 232674507 206 15,548 SH SOLE NONE 15,548 Cypress Bioscience Inc Call 232674507 47 182 SH CALL SOLE NONE 182 Cypress Semiconductor Corp Common Stock 232806109 1,397 60,000 SH SOLE NONE 60,000 Danka Business Systems PLC Common Stock 236277109 275 250,000 SH SOLE NONE 250,000 DataPath Inc Common Stock 23808R106 2,746 250,000 SH SOLE NONE 250,000 DDi Corp Common Stock 233162502 362 45,527 SH SOLE NONE 45,527 DealerTrack Holdings Inc Common Stock 242309102 1,842 50,000 SH SOLE NONE 50,000 Deep Well Oil & Gas Inc Common Stock 243798105 162 210,580 SH SOLE NONE 210,580 Deerfield Triarc Capital Corp Common Stock 244572301 2,048 140,000 SH SOLE NONE 140,000 Dell Inc Common Stock 24702R101 13,120 466,850 SH SOLE NONE 466,850 Dell Inc Call 24702R101 808 8,500 SH CALL SOLE NONE 8,500 Dendreon Corp Call 24823Q107 1,628 5,477 SH CALL SOLE NONE 5,477 Dendreon Corp Put 24823Q107 166 184 SH PUT SOLE NONE 184 Denny's Corp Common Stock 24869P104 910 222,900 SH SOLE NONE 222,900 Deutsche Telekom AG Call 251566105 8 1,000 SH CALL SOLE NONE 1,000 Diamond Management & Technology Consultants Inc Common Stock 25269L106 726 55,000 SH SOLE NONE 55,000 Diamond Offshore Drilling Inc Common Stock 25271C102 844 8,310 SH SOLE NONE 8,310 DIAMONDS Trust Series I Common Stock 252787106 671 5,000 SH SHARED-OTHER 1 5,000 Diguang International Development Co Ltd Common Stock 25402T107 696 535,100 SH SOLE NONE 535,100 Dillard's Inc Call 254067101 25 1,000 SH CALL SOLE NONE 1,000
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- DIRECTV Group Inc/ The Common Stock 25459L106 2,458 101,950 SH SOLE NONE 101,950 DIRECTV Group Inc/ The Common Stock 25459L106 347 15,000 SH SHARED-OTHER 1 15,000 Discovery Holding Co Common Stock 25468Y107 1,494 65,000 SH SOLE NONE 65,000 Dollar Financial Corp Common Stock 256664103 7,125 250,000 SH SOLE NONE 250,000 Domino's Pizza Inc Common Stock 25754A201 196 10,706 SH SHARED-OTHER 1 10,706 Dow Chemical Co/The Call 260543103 11 250 SH CALL SOLE NONE 250 Downey Financial Corp Common Stock 261018105 1,933 29,300 SH SOLE NONE 29,300 DreamWorks Animation SKG Inc Common Stock 26153C103 1,442 50,000 SH SOLE NONE 50,000 Dress Barn Inc Common Stock 261570105 207 10,080 SH SHARED-OTHER 1 10,080 Dresser-Rand Group Inc Common Stock 261608103 1,185 30,000 SH SOLE NONE 30,000 DTS Inc/DE Common Stock 23335C101 3,853 177,000 SH SOLE NONE 177,000 Durect Corp Common Stock 266605104 284 73,726 SH SOLE NONE 73,726 Eagle Materials Inc Common Stock 26969P108 491 10,000 SH SOLE NONE 10,000 eBay Inc Common Stock 278642103 1,126 35,000 SH SOLE NONE 35,000 eBay Inc Call 278642103 95 1,000 SH CALL SOLE NONE 1,000 Eclipsys Corp Common Stock 278856109 1,123 56,700 SH SOLE NONE 56,700 Eddie Bauer Holdings Inc Common Stock 071625107 585 42,600 SH SOLE NONE 42,600 EDGAR Online Inc Common Stock 279765101 449 166,274 SH SOLE NONE 166,274 Edge Petroleum Corp Common Stock 279862106 202 14,430 SH SOLE NONE 14,430 Electronic Arts Inc Common Stock 285512109 3,367 69,350 SH SOLE NONE 69,350 Eli Lilly & Co Common Stock 532457108 449 8,029 SH SOLE NONE 8,029 Eli Lilly & Co Put 532457108 49 233 SH PUT SOLE NONE 233 eLong Inc Common Stock 290138205 861 85,000 SH SOLE NONE 85,000 EMC Corp/ Massachusetts Common Stock 268648102 8,909 492,218 SH SOLE NONE 492,218 Employers Holdings Inc Common Stock 292218104 2,013 94,765 SH SOLE NONE 94,765 Encysive Pharmaceuticals Inc Put 29256X107 254 845 SH PUT SOLE NONE 845 Encysive Pharmaceuticals Inc Call 29256X107 12 4,790 SH CALL SOLE NONE 4,790 Endeavor Acquisition Corp Common Stock 292577103 2,124 180,000 SH SOLE NONE 180,000 Endeavor Acquisition Corp Common Stock 292577103 130 11,000 SH SHARED-OTHER 1 11,000 Endo Pharmaceuticals Holdings Inc Common Stock 29264F205 1,760 51,430 SH SOLE NONE 51,430 Endo Pharmaceuticals Holdings Inc Call 29264F205 2 176 SH CALL SOLE NONE 176 Endo Pharmaceuticals Holdings Inc Put 29264F205 2 157 SH PUT SOLE NONE 157 EnerSys Common Stock 29275Y102 1,922 105,000 SH SOLE NONE 105,000 Equinix Inc Common Stock 29444U502 1,372 15,000 SH SOLE NONE 15,000 Eurand NV Common Stock 000088644 1,332 85,000 SH SOLE NONE 85,000 EVCI Career Colleges Holding Corp Common Stock 26926P100 194 225,635 SH SOLE NONE 225,635 Exelon Corp Common Stock 30161N101 2,349 32,350 SH SOLE NONE 32,350
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Exelon Corp Call 30161N101 137 150 SH CALL SOLE NONE 150 Ezcorp Inc Common Stock 302301106 1,975 149,200 SH SOLE NONE 149,200 Ezcorp Inc Put 302301106 28 1,000 SH PUT SOLE NONE 1,000 Family Dollar Stores Inc Common Stock 307000109 2,607 84,750 SH SOLE NONE 84,750 Family Dollar Stores Inc Call 307000109 40 500 SH CALL SOLE NONE 500 Fannie Mae Common Stock 313586109 3,593 55,000 SH SOLE NONE 55,000 Financial Select Sector SPDR Fund Put 81369Y605 49 300 SH PUT SOLE NONE 300 First Cash Financial Services Inc Common Stock 31942D107 2,344 100,000 SH SOLE NONE 100,000 First Cash Financial Services Inc Put 31942D107 39 538 SH PUT SOLE NONE 538 First Data Corp Common Stock 319963104 327 10,000 SH SOLE NONE 10,000 First Midwest Bancorp Inc/IL Common Stock 320867104 1,065 30,000 SH SOLE NONE 30,000 First Solar Inc Common Stock 336433107 268 3,000 SH SOLE NONE 3,000 FirstEnergy Corp Call 337932107 35 140 SH CALL SOLE NONE 140 FirstFed Financial Corp Common Stock 337907109 3,188 56,200 SH SOLE NONE 56,200 FirstMerit Corp Common Stock 337915102 3,140 150,000 SH SOLE NONE 150,000 Flagstar Bancorp Inc Common Stock 337930101 469 38,900 SH SOLE NONE 38,900 Flamel Technologies Put 338488109 104 375 SH PUT SOLE NONE 375 Flanders Corp Common Stock 338494107 3,838 500,338 SH SOLE NONE 500,338 Fluor Corp Common Stock 343412102 6,487 57,600 SH SOLE NONE 57,600 FMC Technologies Inc Common Stock 30249U101 10,457 132,000 SH SOLE NONE 132,000 Focus Media Holding Ltd Common Stock 34415V109 1,590 31,500 SH SOLE NONE 31,500 Force Protection Inc Common Stock 345203202 18,266 920,000 SH SOLE NONE 920,000 Ford Motor Co Common Stock 345370860 283 30,000 SH SHARED-OTHER 1 30,000 Fording Canadian Coal Trust Common Stock 345425102 563 17,189 SH SOLE NONE 17,189 Fossil Inc Common Stock 349882100 737 25,000 SH SOLE NONE 25,000 Freedom Acquisition Holding Inc Common Stock 35645F103 551 50,000 SH SOLE NONE 50,000 Freeport- McMoRan Copper & Gold Inc Call 35671D857 45 100 SH CALL SOLE NONE 100 Freeport- McMoRan Copper & Gold Inc Put 35671D857 12 720 SH PUT SOLE NONE 720 FreightCar America Inc Common Stock 357023100 957 20,000 SH SOLE NONE 20,000 Fremont General Corp Common Stock 357288109 4,820 448,000 SH SOLE NONE 448,000 Gammon Gold Inc Common Stock 36467T106 151 12,000 SH SOLE NONE 12,000 Gannett Co Inc Common Stock 364730101 1,528 80,000 SH SOLE NONE 80,000 Gannett Co Inc Common Stock 364730101 853 44,660 SH SHARED-OTHER 1 44,660 Gap Inc/The Common Stock 364760108 2,420 128,850 SH SOLE NONE 128,850 Gap Inc/The Call 364760108 23 1,500 SH CALL SOLE NONE 1,500 GATX Corp Common Stock 361448103 985 20,000 SH SOLE NONE 20,000 Gemstar-TV Guide International Inc Common Stock 36866W106 160 32,525 SH SHARED-OTHER 1 32,525
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Genaera Corp Common Stock 36867G209 31 10,629 SH SOLE NONE 10,629 Genelabs Technologies Inc Common Stock 368706206 94 40,201 SH SOLE NONE 40,201 General Cable Corp Common Stock 369300108 2,273 30,000 SH SOLE NONE 30,000 General Dynamics Corp Common Stock 369550108 3,129 40,000 SH SOLE NONE 40,000 General Electric Co Common Stock 369604103 5,168 135,000 SH SOLE NONE 135,000 General Electric Co Common Stock 369604103 434 11,350 SH SHARED-OTHER 1 11,350 General Mills Inc Call 370334104 11 700 SH CALL SOLE NONE 700 General Motors Corp Common Stock 370442105 5,916 168,800 SH SOLE NONE 168,800 General Motors Corp Put 370442105 3 750 SH PUT SOLE NONE 750 Genitope Corp Call 37229P507 323 1,637 SH CALL SOLE NONE 1,637 Genitope Corp Put 37229P507 102 321 SH PUT SOLE NONE 321 Gen-Probe Inc Common Stock 36866T103 2,379 39,381 SH SOLE NONE 39,381 Gentex Corp Put 371901109 22 170 SH PUT SOLE NONE 170 Gentium SpA Common Stock 37250B104 383 23,232 SH SOLE NONE 23,232 GlaxoSmithKline PLC Put 37733W105 54 252 SH PUT SOLE NONE 252 Global Payments Inc Common Stock 37940X102 2,776 70,000 SH SOLE NONE 70,000 Global Payments Inc Call 37940X102 14 150 SH CALL SOLE NONE 150 Global Services Partners Acquisition Corp Common Stock 37946Y401 715 140,000 SH SOLE NONE 140,000 Global Services Partners Acquisition Corp Warrants 37946Y112 31 140,000 SH SOLE NONE 140,000 Globalstar Inc Put 378973408 83 971 SH PUT SOLE NONE 971 Gold Fields Ltd Call 38059T106 243 1,173 SH CALL SOLE NONE 1,173 Gold Fields Ltd Common Stock 38059T106 240 15,300 SH SOLE NONE 15,300 Goldcorp Inc Call 380956409 539 1,184 SH CALL SOLE NONE 1,184 Goodyear Tire & Rubber Co/ The Common Stock 382550101 11,683 355,100 SH SOLE NONE 355,100 Goodyear Tire & Rubber Co/ The Common Stock 382550101 278 8,000 SH SHARED-OTHER 1 8,000 Goodyear Tire & Rubber Co/ The Put 382550101 58 3,700 SH PUT SOLE NONE 3,700 Google Inc Common Stock 38259P508 4,182 8,000 SH SOLE NONE 8,000 Google Inc Common Stock 38259P508 139 265 SH SHARED-OTHER 1 265 Grant Prideco Inc Call 38821G101 13 100 SH CALL SOLE NONE 100 Great Wolf Resorts Inc Common Stock 391523107 1,436 112,300 SH SOLE NONE 112,300 Greenhill & Co Inc Common Stock 395259104 2,061 30,000 SH SOLE NONE 30,000 Greif Inc Common Stock 397624107 1,794 30,100 SH SOLE NONE 30,100 Grubb & Ellis Co Common Stock 400095204 870 75,000 SH SOLE NONE 75,000 Grupo Aeroportuario del Centro Norte Sab de CV Common Stock 400501102 824 30,000 SH SOLE NONE 30,000 GTx Inc Common Stock 40052B108 3,007 185,741 SH SOLE NONE 185,741 Guess ? Inc Put 401617105 14 100 SH PUT SOLE NONE 100 Guidance Software Inc Common Stock 401692108 141 10,000 SH SOLE NONE 10,000
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Gulfport Energy Corp Common Stock 402635304 2,267 113,476 SH SOLE NONE 113,476 H&E Equipment Services Inc Common Stock 404030108 4,993 180,000 SH SOLE NONE 180,000 H&R Block Inc Common Stock 093671105 1,870 80,000 SH SOLE NONE 80,000 Halliburton Co Common Stock 406216101 235 6,800 SH SOLE NONE 6,800 Hanger Orthopedic Group Inc Pfd Conv 41043FAG4 143 133,440 PRN SOLE NONE 133,440 Hanover Insurance Group Inc/ The Common Stock 410867105 4,391 90,000 SH SOLE NONE 90,000 Harbor Acquisition Corp Warrants 41145X115 216 540,000 SH SOLE NONE 540,000 Harmonic Inc Common Stock 413160102 1,153 130,000 SH SOLE NONE 130,000 Harsco Corp Common Stock 415864107 1,560 30,000 SH SOLE NONE 30,000 Hartford Financial Services Group Inc Common Stock 416515104 2,463 25,000 SH SOLE NONE 25,000 Hasbro Inc Put 418056107 7 236 SH PUT SOLE NONE 236 HB Fuller Co Common Stock 359694106 897 30,000 SH SOLE NONE 30,000 HD Partners Acquisition Corp Warrants 40415K118 216 200,000 SH SOLE NONE 200,000 Health Net Inc Common Stock 42222G108 729 13,800 SH SOLE NONE 13,800 Helix Energy Solutions Group Inc Common Stock 42330P107 486 12,180 SH SOLE NONE 12,180 HemoSense Inc Common Stock 423691104 3,996 446,051 SH SOLE NONE 446,051 Herbalife Ltd Common Stock G4412G101 3,965 100,000 SH SOLE NONE 100,000 Hewitt Associates Inc Common Stock 42822Q100 320 10,000 SH SOLE NONE 10,000 Hewlett- Packard Co Common Stock 428236103 278 6,240 SH SHARED-OTHER 1 6,240 Hexcel Corp Common Stock 428291108 2,318 110,000 SH SOLE NONE 110,000 Hillenbrand Industries Inc Common Stock 431573104 977 15,024 SH SOLE NONE 15,024 Hilltop Holdings Inc Common Stock 008273104 260 22,000 SH SHARED-OTHER 1 22,000 Hilton Hotels Corp Common Stock 432848109 1,339 40,000 SH SOLE NONE 40,000 Hologic Inc Call 436440101 140 769 SH CALL SOLE NONE 769 Home Depot Inc Common Stock 437076102 394 10,000 SH SHARED-OTHER 1 10,000 Home Inns & Hotels Management Inc Call 43713W107 557 700 SH CALL SOLE NONE 700 Honeywell International Inc Common Stock 438516106 1,126 20,000 SH SOLE NONE 20,000 Horizon Offshore Inc Common Stock 44043J204 362 18,870 SH SOLE NONE 18,870 Hospira Inc Common Stock 441060100 1,757 45,000 SH SOLE NONE 45,000 Host Hotels & Resorts Inc Put 44107P104 200 1,000 SH PUT SOLE NONE 1,000 Hubbell Inc Common Stock 443510201 542 10,000 SH SOLE NONE 10,000 Human Genome Sciences Inc Common Stock 444903108 174 19,520 SH SOLE NONE 19,520 Human Genome Sciences Inc Put 444903108 31 100 SH PUT SOLE NONE 100 Huron Consulting Group Inc Common Stock 447462102 2,555 35,000 SH SOLE NONE 35,000 Hutchinson Technology Inc Common Stock 448407106 188 10,000 SH SOLE NONE 10,000 i2 Technologies Inc Common Stock 465754208 559 30,000 SH SOLE NONE 30,000 ICF International Inc Common Stock 44925C103 201 10,000 SH SOLE NONE 10,000
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Iconix Brand Group Inc Common Stock 451055107 4,188 188,486 SH SOLE NONE 188,486 Illumina Inc Common Stock 452327109 4,465 110,000 SH SOLE NONE 110,000 ImClone Systems Inc Common Stock 45245W109 691 19,553 SH SOLE NONE 19,553 ImClone Systems Inc Put 45245W109 645 1,072 SH PUT SOLE NONE 1,072 ImClone Systems Inc Call 45245W109 103 255 SH CALL SOLE NONE 255 Impax Laboratories Inc Common Stock 45256B101 2,141 178,434 SH SOLE NONE 178,434 Indevus Pharmaceuticals Inc Common Stock 454072109 1,096 162,804 SH SOLE NONE 162,804 India Globalization Capital Inc Common Stock 45408X100 517 90,000 SH SOLE NONE 90,000 Industrial Select Sector SPDR Fund Common Stock 81369Y704 2,395 61,350 SH SOLE NONE 61,350 Industrial Select Sector SPDR Fund Put 81369Y704 30 700 SH PUT SOLE NONE 700 Infineon Technologies AG Common Stock 45662N103 1,653 100,000 SH SOLE NONE 100,000 Innerworkings Inc Common Stock 45773Y105 2,243 140,000 SH SOLE NONE 140,000 Insight Enterprises Inc Common Stock 45765U103 226 10,000 SH SHARED-OTHER 1 10,000 Insite Vision Inc Common Stock 457660108 3,951 2,633,871 SH SOLE NONE 2,633,871 Inspire Pharmaceuticals Inc Common Stock 457733103 870 137,670 SH SOLE NONE 137,670 Interactive Brokers Group Inc Common Stock 45841N107 7,073 260,700 SH SOLE NONE 260,700 Interactive Brokers Group Inc Call 45841N107 285 1,000 SH CALL SOLE NONE 1,000 Interactive Brokers Group Inc Put 45841N107 20 1,000 SH PUT SOLE NONE 1,000 IntercontinentalExchange Inc Put 45865V100 86 200 SH PUT SOLE NONE 200 Interface Inc Common Stock 458665106 3,583 190,000 SH SOLE NONE 190,000 InterMune Inc Put 45884X103 984 867 SH PUT SOLE NONE 867 International Business Machines Corp Common Stock 459200101 526 5,000 SH SHARED-OTHER 1 5,000 International Game Technology Pfd Conv 459902AN2 487 500,000 PRN SOLE NONE 500,000 Interpublic Group of Cos Inc Common Stock 460690100 194 17,000 SH SHARED-OTHER 1 17,000 Inverness Medical Innovations Inc Common Stock 46126P106 3,546 69,495 SH SOLE NONE 69,495 Invesco PLC Common Stock 46127U104 517 20,000 SH SOLE NONE 20,000 Investment Technology Group Inc Common Stock 46145F105 8,675 200,200 SH SOLE NONE 200,200 Investment Technology Group Inc Call 46145F105 370 1,000 SH CALL SOLE NONE 1,000 Iomai Corp Common Stock 46202P103 68 37,137 SH SOLE NONE 37,137 IPC Holdings Ltd Common Stock G4933P101 5,489 170,000 SH SOLE NONE 170,000 IPC Holdings Ltd Put G4933P101 58 1,000 SH PUT SOLE NONE 1,000 iShares Dow Jones US Real Estate Index Fund Call 464287739 33 700 SH CALL SOLE NONE 700 iShares Russell 2000 Index Fund Common Stock 464287655 830 10,000 SH SOLE NONE 10,000 iShares Russell 2000 Index Fund Put 464287655 573 4,450 SH PUT SOLE NONE 4,450 ISTA Pharmaceuticals Inc Common Stock 45031X204 6,119 829,081 SH SOLE NONE 829,081 ISTA Pharmaceuticals Inc Call 45031X204 368 499 SH CALL SOLE NONE 499 Ituran Location and Control Ltd Common Stock 001081868 768 61,400 SH SOLE NONE 61,400
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- J Crew Group Inc Put 46612H402 45 275 SH PUT SOLE NONE 275 Jaguar Acquisition Corp Common Stock 470084104 177 30,500 SH SOLE NONE 30,500 Janus Capital Group Inc Put 47102X105 176 750 SH PUT SOLE NONE 750 Jarden Corp Common Stock 471109108 3,428 79,700 SH SOLE NONE 79,700 Javelin Pharmaceuticals Inc Common Stock 471894105 8,480 1,370,000 SH SOLE NONE 1,370,000 Jefferies Group Inc Common Stock 472319102 5,056 182,250 SH SOLE NONE 182,250 JetBlue Airways Corp Common Stock 477143101 772 70,350 SH SOLE NONE 70,350 JK Acquisition Corp Warrants 47759H114 480 565,000 SH SOLE NONE 565,000 JK Acquisition Corp Common Stock 47759H106 218 37,500 SH SOLE NONE 37,500 John B. Sanfilippo & SON Common Stock 800422107 531 48,300 SH SOLE NONE 48,300 JPMorgan Chase & Co Common Stock 46625H100 1,938 40,000 SH SOLE NONE 40,000 Kaiser Aluminum Corp Common Stock 483007704 1,138 18,100 SH SOLE NONE 18,100 KBR Inc Common Stock 48242W106 2,198 83,800 SH SOLE NONE 83,800 Keryx Biopharmaceuticals Inc Call 492515101 144 301 SH CALL SOLE NONE 301 King Pharmaceuticals Inc Put 495582108 74 1,600 SH PUT SOLE NONE 1,600 Kirby Corp Common Stock 497266106 925 24,100 SH SOLE NONE 24,100 Knight Capital Group Inc Common Stock 499005106 5,810 350,000 SH SOLE NONE 350,000 Kodiak Oil & Gas Corp Common Stock 50015Q100 203 35,000 SH SOLE NONE 35,000 Kohl's Corp Common Stock 500255104 1,065 15,000 SH SOLE NONE 15,000 Kohl's Corp Common Stock 500255104 401 5,650 SH SHARED-OTHER 1 5,650 Komag Inc Common Stock 500453204 638 20,000 SH SOLE NONE 20,000 Kraft Foods Inc Common Stock 50075N104 347 9,830 SH SHARED-OTHER 1 9,830 Kraft Foods Inc Common Stock 50075N104 152 4,300 SH SOLE NONE 4,300 Kraft Foods Inc Call 50075N104 85 850 SH CALL SOLE NONE 850 KV Pharmaceutical Co Common Stock 482740206 7,518 276,000 SH SOLE NONE 276,000 KV Pharmaceutical Co Pfd Conv 482740AC1 721 564,840 PRN SOLE NONE 564,840 Lakes Entertainment Inc Common Stock 51206P109 886 75,000 SH SOLE NONE 75,000 LaserCard Corp Common Stock 51807U101 306 28,000 SH SHARED-OTHER 1 28,000 Lawson Software Inc Common Stock 52078P102 4,060 410,500 SH SOLE NONE 410,500 Lazard Ltd Common Stock G54050102 3,152 70,000 SH SOLE NONE 70,000 Leap Wireless International Inc Common Stock 521863308 3,803 45,000 SH SOLE NONE 45,000 Lehman Brothers Holdings Inc Put 524908100 161 700 SH PUT SOLE NONE 700 Lennox International Inc Common Stock 526107107 1,466 42,650 SH SOLE NONE 42,650 Libbey Inc Common Stock 529898108 1,079 50,000 SH SOLE NONE 50,000 Liberty Global Inc Common Stock 530555101 205 5,000 SH SOLE NONE 5,000 Liberty Media Corp - Capital Common Stock 53071M302 1,447 12,300 SH SOLE NONE 12,300 Liberty Media Corp - Capital Common Stock 53071M302 618 5,250 SH SHARED-OTHER 1 5,250
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Liberty Media Corp - Interactive Common Stock 53071M104 291 13,021 SH SHARED-OTHER 1 13,021 Lifecell Corp Common Stock 531927101 2,291 75,000 SH SOLE NONE 75,000 Limelight Networks Inc Common Stock 53261M104 1,096 55,434 SH SOLE NONE 55,434 Logitech International SA Put 002575132 93 250 SH PUT SOLE NONE 250 Louisiana- Pacific Corp Common Stock 546347105 378 20,000 SH SOLE NONE 20,000 Lowe's Cos Inc Common Stock 548661107 614 20,000 SH SOLE NONE 20,000 Lowe's Cos Inc Common Stock 548661107 614 20,000 SH SHARED-OTHER 1 20,000 LSI Corp Common Stock 502161102 4,318 575,000 SH SOLE NONE 575,000 Lyondell Chemical Co Common Stock 552078107 5,308 143,000 SH SOLE NONE 143,000 M&T Bank Corp Common Stock 55261F104 1,604 15,000 SH SOLE NONE 15,000 Macy's Inc Common Stock 55616P104 796 20,000 SH SOLE NONE 20,000 Magal Security Systems Ltd Common Stock 001082916 591 58,398 SH SOLE NONE 58,398 Magna International Inc Common Stock 559222401 2,693 29,600 SH SOLE NONE 29,600 Manhattan Pharmaceuticals Inc Common Stock 563118207 2,062 2,644,081 SH SOLE NONE 2,644,081 MannKind Corp Pfd Conv 56400PAA0 240 257,173 PRN SOLE NONE 257,173 Manor Care Inc Common Stock 564055101 4,526 69,322 SH SOLE NONE 69,322 Market Vectors Gold Miners ETF Common Stock 57060U100 1,268 33,459 SH SOLE NONE 33,459 Marriott International Inc/DE Put 571903202 101 450 SH PUT SOLE NONE 450 Marsh & McLennan Cos Inc Common Stock 571748102 5,290 171,300 SH SOLE NONE 171,300 Martek Biosciences Corp Common Stock 572901106 260 10,000 SH SHARED-OTHER 1 10,000 Marvell Technology Group Ltd Common Stock G5876H105 8,650 475,000 SH SOLE NONE 475,000 Marvell Technology Group Ltd Call G5876H105 240 2,000 SH CALL SOLE NONE 2,000 Materials Select Sector SPDR Fund Common Stock 81369Y100 1,337 33,000 SH SOLE NONE 33,000 Maxim Integrated Products Inc Common Stock 57772K101 668 20,000 SH SOLE NONE 20,000 Medarex Inc Pfd Conv 583916AG6 5,051 3,982,772 PRN SOLE NONE 3,982,772 Medarex Inc Common Stock 583916101 3,891 272,290 SH SOLE NONE 272,290 Medarex Inc Put 583916101 1,774 8,852 SH PUT SOLE NONE 8,852 Medarex Inc Call 583916101 1,275 11,256 SH CALL SOLE NONE 11,256 Medcath Corp Common Stock 58404W109 241 7,589 SH SOLE NONE 7,589 Media & Entertainment Holdings Inc Common Stock 58439W207 850 100,000 SH SOLE NONE 100,000 Medicis Pharmaceutical Corp Pfd Conv 584690AB7 3,492 3,499,300 PRN SOLE NONE 3,499,300 Medicis Pharmaceutical Corp Call 584690309 1,235 6,027 SH CALL SOLE NONE 6,027 Medicis Pharmaceutical Corp Put 584690309 51 293 SH PUT SOLE NONE 293 Melco PBL Entertainment Macau Ltd Common Stock 585464100 282 22,465 SH SOLE NONE 22,465 Mellon Financial Corp Common Stock 58551A108 14,084 320,100 SH SOLE NONE 320,100 MEMC Electronic Materials Inc Common Stock 552715104 1,021 16,700 SH SOLE NONE 16,700 Merck & Co Inc Common Stock 589331107 4,476 89,876 SH SOLE NONE 89,876
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Meritage Homes Corp Common Stock 59001A102 1,338 50,000 SH SOLE NONE 50,000 Metalline Mining Co Common Stock 591257100 400 105,000 SH SOLE NONE 105,000 MetroPCS Communications Inc Common Stock 591708102 694 21,000 SH SOLE NONE 21,000 MFA Mortgage Investments Inc Common Stock 55272X102 2,184 300,000 SH SOLE NONE 300,000 MGI Pharma Inc Common Stock 552880106 408 18,257 SH SOLE NONE 18,257 MGM Mirage Common Stock 552953101 3,175 38,500 SH SOLE NONE 38,500 Micron Technology Inc Common Stock 595112103 1,316 105,000 SH SOLE NONE 105,000 Micron Technology Inc Common Stock 595112103 188 15,000 SH SHARED-OTHER 1 15,000 Microsoft Corp Common Stock 594918104 1,768 60,000 SH SOLE NONE 60,000 Microsoft Corp Common Stock 594918104 324 11,000 SH SHARED-OTHER 1 11,000 Micrus Endovascular Corp Common Stock 59518V102 238 9,659 SH SOLE NONE 9,659 Midway Games Inc Common Stock 598148104 318 50,000 SH SOLE NONE 50,000 Millennium India Acquisition Co Inc Common Stock 60039Q101 599 80,000 SH SOLE NONE 80,000 Mines Management Inc Common Stock 603432105 531 157,550 SH SOLE NONE 157,550 Minrad International Inc Common Stock 60443P103 344 57,984 SH SOLE NONE 57,984 Mirant Corp Common Stock 60467R100 772 18,110 SH SOLE NONE 18,110 MMC Energy Inc Common Stock 55312Q208 3,651 665,000 SH SOLE NONE 665,000 Momenta Pharmaceuticals Inc Put 60877T100 99 146 SH PUT SOLE NONE 146 Monogram Biosciences Inc Common Stock 60975U108 30 17,543 SH SOLE NONE 17,543 Monsanto Co Call 61166W101 18 100 SH CALL SOLE NONE 100 Morgan Stanley Common Stock 617446448 28,519 340,000 SH SOLE NONE 340,000 Morgan Stanley Put 617446448 291 1,750 SH PUT SOLE NONE 1,750 Motorola Inc Common Stock 620076109 2,429 132,550 SH SOLE NONE 132,550 Motorola Inc Common Stock 620076109 258 14,590 SH SHARED-OTHER 1 14,590 MSC Industrial Direct Co Common Stock 553530106 4,125 75,000 SH SOLE NONE 75,000 Multi-Fineline Electronix Inc Put 62541B101 6 150 SH PUT SOLE NONE 150 MVC Capital Inc Common Stock 553829102 1,031 54,800 SH SOLE NONE 54,800 MWI Veterinary Supply Inc Common Stock 55402X105 249 6,233 SH SOLE NONE 6,233 Myers Industries Inc Common Stock 628464109 663 30,000 SH SOLE NONE 30,000 Myriad Genetics Inc Call 62855J104 256 284 SH CALL SOLE NONE 284 Myriad Genetics Inc Put 62855J104 190 1,180 SH PUT SOLE NONE 1,180 Nabors Industries Ltd Common Stock G6359F103 280 8,400 SH SOLE NONE 8,400 Nalco Holding Co Common Stock 62985Q101 258 9,400 SH SHARED-OTHER 1 9,400 National Semiconductor Corp Common Stock 637640103 1,414 50,000 SH SOLE NONE 50,000 Nautilus Inc Put 63910B102 78 250 SH PUT SOLE NONE 250 NaviSite Inc Common Stock 63935M208 76 10,000 SH SOLE NONE 10,000 Neopharm Inc Call 640919106 1 116 SH CALL SOLE NONE 116
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Netease.com Common Stock 64110W102 426 25,000 SH SOLE NONE 25,000 Network Appliance Inc Common Stock 64120L104 2,992 102,500 SH SOLE NONE 102,500 Neurochem Inc Put 64125K101 1,409 2,031 SH PUT SOLE NONE 2,031 Neurochem Inc Call 64125K101 134 3,819 SH CALL SOLE NONE 3,819 Neurocrine Biosciences Inc Put 64125C109 248 694 SH PUT SOLE NONE 694 New Century Financial Corp Put 6435EV108 177 185 SH PUT SOLE NONE 185 Newcastle Investment Corp Put 65105M108 347 700 SH PUT SOLE NONE 700 News Corp Common Stock 65248E104 1,273 60,000 SH SOLE NONE 60,000 News Corp Common Stock 65248E104 603 28,410 SH SHARED-OTHER 1 28,410 NexCen Brands Inc Common Stock 653351106 2,228 200,000 SH SOLE NONE 200,000 NGAS Resources Inc Common Stock 62912T103 112 14,000 SH SOLE NONE 14,000 Nice Systems Ltd Common Stock 653656108 208 6,000 SH SOLE NONE 6,000 NII Holdings Inc Common Stock 62913F201 8,235 102,000 SH SOLE NONE 102,000 NII Holdings Inc Call 62913F201 14 250 SH CALL SOLE NONE 250 Noble Corp Common Stock G65422100 735 7,540 SH SOLE NONE 7,540 Noble International Ltd/United States Common Stock 655053106 409 20,000 SH SOLE NONE 20,000 Noble Romans Inc Common Stock 655107100 2,566 346,750 SH SOLE NONE 346,750 Nokia OYJ Common Stock 654902204 703 25,000 SH SOLE NONE 25,000 Nordstrom Inc Put 655664100 23 300 SH PUT SOLE NONE 300 North American Insurance Leaders Inc Common Stock 65687M104 575 75,000 SH SOLE NONE 75,000 North American Insurance Leaders Inc Warrants 65687M112 39 65,000 SH SOLE NONE 65,000 Northstar Neuroscience Inc Common Stock 66704V101 137 11,812 SH SOLE NONE 11,812 Northstar Neuroscience Inc Put 66704V101 35 104 SH PUT SOLE NONE 104 NorthStar Realty Finance Corp Common Stock 66704R100 1,321 100,000 SH SOLE NONE 100,000 NorthWestern Corp Common Stock 668074305 512 16,100 SH SOLE NONE 16,100 NovaDel Pharma Inc Common Stock 66986X106 463 409,647 SH SOLE NONE 409,647 Noven Pharmaceuticals Inc Common Stock 670009109 1,055 45,000 SH SOLE NONE 45,000 NPS Pharmaceuticals Inc Common Stock 62936P103 126 30,488 SH SOLE NONE 30,488 NRG Energy Inc Common Stock 629377508 349 8,400 SH SOLE NONE 8,400 NSTAR Common Stock 67019E107 591 18,200 SH SOLE NONE 18,200 NuVasive Inc Common Stock 670704105 1,105 40,920 SH SOLE NONE 40,920 Nvidia Corp Common Stock 67066G104 620 15,000 SH SOLE NONE 15,000 Nymex Holdings Inc Call 62948N104 54 200 SH CALL SOLE NONE 200 Occam Networks Inc Common Stock 67457P309 489 49,000 SH SOLE NONE 49,000 Odyssey HealthCare Inc Common Stock 67611V101 454 38,239 SH SOLE NONE 38,239 Odyssey Marine Exploration Inc Common Stock 676118102 685 114,000 SH SOLE NONE 114,000 Office Depot Inc Common Stock 676220106 202 6,675 SH SHARED-OTHER 1 6,675
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Onyx Pharmaceuticals Inc Put 683399109 455 402 SH PUT SOLE NONE 402 Openwave Systems Inc Common Stock 683718308 2,348 375,000 SH SOLE NONE 375,000 Openwave Systems Inc Call 683718308 58 1,000 SH CALL SOLE NONE 1,000 Opsware Inc Common Stock 68383A101 5,088 535,000 SH SOLE NONE 535,000 Opsware Inc Call 68383A101 125 1,000 SH CALL SOLE NONE 1,000 Optimer Pharmaceuticals Inc Common Stock 68401H104 1,143 127,144 SH SOLE NONE 127,144 Optium Corp Common Stock 68402T107 127 10,000 SH SOLE NONE 10,000 Orexigen Therapeutics Inc Common Stock 686164104 152 10,097 SH SOLE NONE 10,097 Ortec International Inc Common Stock 68749B603 48 68,680 SH SOLE NONE 68,680 Oscient Pharmaceuticals Corp Pfd Conv 68812RAC9 443 583,000 PRN SOLE NONE 583,000 Oshkosh Truck Corp Common Stock 688239201 1,573 25,000 SH SOLE NONE 25,000 Owens-Illinois Inc Common Stock 690768403 4,879 159,850 SH SOLE NONE 159,850 Pacer International Inc Common Stock 69373H106 941 40,000 SH SOLE NONE 40,000 Pacific Sunwear Of California Common Stock 694873100 1,828 87,800 SH SOLE NONE 87,800 Pacific Sunwear Of California Common Stock 694873100 107 4,875 SH SHARED-OTHER 1 4,875 Palm Inc Put 696643105 8 750 SH PUT SOLE NONE 750 Pantheon China Acquisition Corp Common Stock 698659109 933 169,000 SH SOLE NONE 169,000 Pantry Inc/The Common Stock 698657103 13,122 283,800 SH SOLE NONE 283,800 Partners Trust Financial Group Inc Common Stock 70213F102 2,100 200,000 SH SOLE NONE 200,000 PDL BioPharma Inc Common Stock 69329Y104 1,864 80,000 SH SOLE NONE 80,000 Peabody Energy Corp Common Stock 704549104 1,137 23,500 SH SOLE NONE 23,500 Penson Worldwide Inc Common Stock 709600100 3,434 140,000 SH SOLE NONE 140,000 Penwest Pharmaceuticals Co Common Stock 709754105 733 58,762 SH SOLE NONE 58,762 Perma-Fix Environmental Services Common Stock 714157104 647 210,631 SH SOLE NONE 210,631 Perrigo Co Common Stock 714290103 2,836 144,822 SH SOLE NONE 144,822 PetroChina Co Ltd Common Stock 71646E100 372 2,500 SH SOLE NONE 2,500 PetroChina Co Ltd Put 71646E100 4 250 SH PUT SOLE NONE 250 Pfizer Inc Common Stock 717081103 1,151 45,000 SH SOLE NONE 45,000 PG&E Corp Common Stock 69331C108 444 9,800 SH SOLE NONE 9,800 Pharmacopeia Inc Common Stock 7171EP101 805 145,000 SH SOLE NONE 145,000 Pharmion Corp Common Stock 71715B409 4,053 140,000 SH SOLE NONE 140,000 Phoenix India Acquisition Corp Common Stock 71907X102 384 50,000 SH SOLE NONE 50,000 Pilgrim's Pride Corp Common Stock 721467108 2,290 60,000 SH SOLE NONE 60,000 Plantronics Inc Common Stock 727493108 262 10,000 SH SHARED-OTHER 1 10,000 Playtex Products Inc Common Stock 72813P100 5,163 348,600 SH SOLE NONE 348,600 Playtex Products Inc Common Stock 72813P100 441 29,760 SH SHARED-OTHER 1 29,760 PMC - Sierra Inc Common Stock 69344F106 271 35,000 SH SOLE NONE 35,000
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- PMI Group Inc/ The Put 69344M101 133 250 SH PUT SOLE NONE 250 Polycom Inc Common Stock 73172K104 672 20,000 SH SOLE NONE 20,000 Polypore International Inc Common Stock 73179V103 2,636 150,000 SH SOLE NONE 150,000 Poniard Pharmaceuticals Inc Common Stock 732449301 339 49,860 SH SOLE NONE 49,860 Porter Bancorp Inc Common Stock 736233107 910 40,000 SH SOLE NONE 40,000 Powershares QQQ Put 73935A104 34 750 SH PUT SOLE NONE 750 PowerShares Water Resources Portfolio Common Stock 73935X575 1,109 53,000 SH SOLE NONE 53,000 Powerwave Technologies Inc Common Stock 739363109 2,010 300,000 SH SOLE NONE 300,000 Pozen Inc Common Stock 73941U102 372 20,613 SH SOLE NONE 20,613 Pozen Inc Put 73941U102 70 297 SH PUT SOLE NONE 297 PPG Industries Inc Common Stock 693506107 3,044 40,000 SH SOLE NONE 40,000 PPL Corp Common Stock 69351T106 262 5,600 SH SOLE NONE 5,600 PPL Corp Call 69351T106 24 280 SH CALL SOLE NONE 280 Precision Castparts Corp Common Stock 740189105 3,532 29,100 SH SOLE NONE 29,100 Primedia Inc Common Stock 74157K846 2,545 893,000 SH SOLE NONE 893,000 Principal Financial Group Inc Common Stock 74251V102 4,080 70,000 SH SOLE NONE 70,000 Protective Life Corp Common Stock 743674103 3,825 80,000 SH SOLE NONE 80,000 Protective Life Corp Call 743674103 50 600 SH CALL SOLE NONE 600 Prudential Financial Inc Common Stock 744320102 3,889 40,000 SH SOLE NONE 40,000 Public Service Enterprise Group Inc Call 744573106 39 300 SH CALL SOLE NONE 300 Qimonda AG Common Stock 746904101 618 40,000 SH SOLE NONE 40,000 Qualcomm Inc Common Stock 747525103 3,688 85,000 SH SOLE NONE 85,000 Qualcomm Inc Call 747525103 427 2,000 SH CALL SOLE NONE 2,000 Quanta Services Inc Common Stock 74762E102 4,140 135,000 SH SOLE NONE 135,000 Quiksilver Inc SHARED- Common Stock 74838C106 254 18,000 SH OTHER 1 18,000 RadioShack Corp Common Stock 750438103 3,197 164,900 SH SOLE NONE 164,900 RAIT Financial Trust Put 749227104 200 500 SH PUT SOLE NONE 500 Ralcorp Holdings Inc Common Stock 751028101 4,297 80,400 SH SOLE NONE 80,400 RAM Holdings Ltd Common Stock G7368R104 2,369 150,383 SH SOLE NONE 150,383 Raymond James Financial Inc Common Stock 754730109 3,090 100,000 SH SOLE NONE 100,000 Raymond James Financial Inc Call 754730109 145 810 SH CALL SOLE NONE 810 RenaissanceRe Holdings Ltd Common Stock G7496G103 3,100 50,000 SH SOLE NONE 50,000 Repros Therapeutics Inc Common Stock 76028H100 2,760 220,785 SH SOLE NONE 220,785 Research In Motion Ltd Common Stock 760975102 4,800 24,000 SH SOLE NONE 24,000 Respironics Inc Common Stock 761230101 1,039 24,400 SH SOLE NONE 24,400 Restaurant Acquisition Partners Inc Common Stock 761250208 962 150,000 SH SOLE NONE 150,000 Revlon Inc Common Stock 761525500 127 92,405 SH SOLE NONE 92,405
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- RH Donnelley Corp Common Stock 74955W307 333 4,390 SH SHARED-OTHER 1 4,390 Rigel Pharmaceuticals Inc Common Stock 766559603 2,782 312,221 SH SOLE NONE 312,221 Rigel Pharmaceuticals Inc Put 766559603 27 100 SH PUT SOLE NONE 100 Rite Aid Corp Common Stock 767754104 841 133,900 SH SOLE NONE 133,900 Riverbed Technology Inc Common Stock 768573107 438 10,000 SH SOLE NONE 10,000 Robotic Vision Systems Inc Common Stock 771074309 1 110,300 SH SOLE NONE 110,300 Rockwell Collins Inc Common Stock 774341101 2,119 30,000 SH SOLE NONE 30,000 Rogers Communications Inc Common Stock 775109200 1,275 30,000 SH SOLE NONE 30,000 RPM International Inc Common Stock 749685103 1,040 45,000 SH SOLE NONE 45,000 RSC Holdings Inc Common Stock 74972L102 3,040 152,000 SH SOLE NONE 152,000 Ryland Group Inc Common Stock 783764103 561 15,000 SH SOLE NONE 15,000 Safeco Corp Common Stock 786429100 3,113 50,000 SH SOLE NONE 50,000 Saks Inc Common Stock 79377W108 1,708 80,000 SH SOLE NONE 80,000 Saks Inc Common Stock 79377W108 58 2,710 SH SHARED-OTHER 1 2,710 Salesforce.com Inc Common Stock 79466L302 214 5,000 SH SOLE NONE 5,000 Salix Pharmaceuticals Ltd Common Stock 795435106 246 20,000 SH SOLE NONE 20,000 SanDisk Corp Common Stock 80004C101 6,607 135,000 SH SOLE NONE 135,000 Santarus Inc Common Stock 802817304 61 11,859 SH SOLE NONE 11,859 SAP AG Put 803054204 58 250 SH PUT SOLE NONE 250 Sapient Corp Common Stock 803062108 1,353 175,000 SH SOLE NONE 175,000 SBA Communications Corp Common Stock 78388J106 1,008 30,000 SH SOLE NONE 30,000 Schering-Plough Corp Common Stock 806605101 1,370 45,000 SH SOLE NONE 45,000 Scientific Games Corp Common Stock 80874P109 6,724 213,100 SH SOLE NONE 213,100 Scottish Re Group Ltd Common Stock G73537410 1,239 253,325 SH SOLE NONE 253,325 Seagate Technology Common Stock G7945J104 1,089 50,000 SH SOLE NONE 50,000 Seagate Technology Call G7945J104 90 2,000 SH CALL SOLE NONE 2,000 Seattle Genetics Inc/WA Common Stock 812578102 521 53,147 SH SOLE NONE 53,147 Semiconductor HOLDRs Trust Common Stock 816636203 515 13,540 SH SHARED-OTHER 1 13,540 Sepracor Inc Put 817315104 76 500 SH PUT SOLE NONE 500 Shanda Interactive Entertainment Ltd Common Stock 81941Q203 2,170 70,000 SH SOLE NONE 70,000 Shanda Interactive Entertainment Ltd Call 81941Q203 186 300 SH CALL SOLE NONE 300 Shanghai Century Acquisition Corp Common Stock G80637120 2,523 300,300 SH SOLE NONE 300,300 Shanghai Century Acquisition Corp Warrants G80637120 727 330,500 SH SOLE NONE 330,500 Shire PLC Common Stock 82481R106 1,868 25,200 SH SOLE NONE 25,200 Silgan Holdings Inc Common Stock 827048109 3,095 55,980 SH SOLE NONE 55,980 Silicon Laboratories Inc Common Stock 826919102 1,731 50,000 SH SOLE NONE 50,000 Simcere Pharmaceutical Group Common Stock 82859P104 917 65,000 SH SOLE NONE 65,000
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Sirenza Microdevices Inc Common Stock 82966T106 297 25,000 SH SOLE NONE 25,000 SK Telecom Co Ltd Common Stock 78440P108 1,593 58,232 SH SOLE NONE 58,232 SL Green Realty Corp Common Stock 78440X101 1,239 10,000 SH SOLE NONE 10,000 Smith International Inc Put 832110100 10 224 SH PUT SOLE NONE 224 Sohu.com Inc Common Stock 83408W103 2,335 73,000 SH SOLE NONE 73,000 Sonus Pharmaceuticals Inc Common Stock 835692104 183 34,617 SH SOLE NONE 34,617 Sonus Pharmaceuticals Inc Call 835692104 140 709 SH CALL SOLE NONE 709 Sonus Pharmaceuticals Inc Put 835692104 21 144 SH PUT SOLE NONE 144 SORL Auto Parts Inc Common Stock 78461U101 400 55,526 SH SOLE NONE 55,526 Sotheby's Common Stock 835898107 1,095 23,800 SH SOLE NONE 23,800 Southwestern Energy Co Common Stock 845467109 1,103 24,792 SH SOLE NONE 24,792 SPDR Trust Series 1 Put 78462F103 1,050 5,200 SH PUT SOLE NONE 5,200 SPDR Trust Series 1 Put 78462F103 36 170 SH PUT SHARED-OTHER 1 170 Spectrum Pharmaceuticals Inc Common Stock 84763A108 378 52,706 SH SOLE NONE 52,706 Spirit Aerosystems Holdings Inc Common Stock 848574109 4,164 115,500 SH SOLE NONE 115,500 Spirit Aerosystems Holdings Inc Put 848574109 10 375 SH PUT SOLE NONE 375 Standard- Pacific Corp Call 85375C101 20 500 SH CALL SOLE NONE 500 Stanley Inc Common Stock 854532108 1,473 83,600 SH SOLE NONE 83,600 Staples Inc Common Stock 855030102 209 8,800 SH SHARED-OTHER 1 8,800 Star Maritime Acquisition Corp Common Stock 85516E107 13,180 1,075,000 SH SOLE NONE 1,075,000 Starwood Hotels & Resorts Worldwide Inc Put 85590A401 93 250 SH PUT SOLE NONE 250 State Bancorp Inc/NY Common Stock 855716106 2,986 180,000 SH SOLE NONE 180,000 State Street Corp Common Stock 857477103 8,208 120,000 SH SOLE NONE 120,000 Sterlite Industries India Ltd Common Stock 859737207 2,934 200,000 SH SOLE NONE 200,000 Stone Energy Corp Common Stock 861642106 17,493 510,600 SH SOLE NONE 510,600 Stoneleigh Partners Acquisition Corp Common Stock 861923100 1,863 250,000 SH SOLE NONE 250,000 Stoneleigh Partners Acquisition Corp Warrants 861923126 235 250,000 SH SOLE NONE 250,000 Summer Infant Inc Common Stock 865646103 168 32,300 SH SHARED-OTHER 1 32,300 Suncor Energy Inc Common Stock 867229106 8,992 100,000 SH SOLE NONE 100,000 Suntech Power Holdings Co Ltd Common Stock 86800C104 802 22,000 SH SOLE NONE 22,000 Superior Essex Inc Common Stock 86815V105 1,815 48,600 SH SOLE NONE 48,600 Systemax Inc Common Stock 871851101 416 20,000 SH SOLE NONE 20,000 T Rowe Price Group Inc Common Stock 74144T108 1,297 25,000 SH SOLE NONE 25,000 Target Corp Common Stock 87612E106 890 14,000 SH SOLE NONE 14,000 TCF Financial Corp Common Stock 872275102 2,919 105,000 SH SOLE NONE 105,000 TD Ameritrade Holding Corp Common Stock 87236Y108 2,500 125,000 SH SOLE NONE 125,000 Teck Cominco Ltd Common Stock 878742204 850 20,000 SH SOLE NONE 20,000
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Teekay Corp Common Stock Y8564W103 8,127 140,332 SH SOLE NONE 140,332 Teekay Offshore Partners LP Common Stock Y8565J101 1,721 50,461 SH SOLE NONE 50,461 Ternium SA Common Stock 880890108 303 10,000 SH SOLE NONE 10,000 Terremark Worldwide Inc Common Stock 881448203 604 93,673 SH SOLE NONE 93,673 Tessera Technologies Inc Common Stock 88164L100 608 15,000 SH SOLE NONE 15,000 Tetra Technologies Inc Common Stock 88162F105 395 14,000 SH SOLE NONE 14,000 Teva Pharmaceutical Industries Ltd Common Stock 881624209 9,277 224,896 SH SOLE NONE 224,896 Teva Pharmaceutical Industries Ltd Pfd Conv 88163VAE9 3,502 3,500,000 PRN SOLE NONE 3,500,000 Teva Pharmaceutical Industries Ltd Call 881624209 43 250 SH CALL SOLE NONE 250 Texas Instruments Inc Common Stock 882508104 8,090 215,000 SH SOLE NONE 215,000 The9 Ltd Common Stock 88337K104 948 20,500 SH SOLE NONE 20,500 Thor Industries Inc Common Stock 885160101 6,320 140,000 SH SOLE NONE 140,000 TIBCO Software Inc Common Stock 88632Q103 2,715 300,000 SH SOLE NONE 300,000 Time Warner Inc Common Stock 887317105 440 20,900 SH SHARED-OTHER 1 20,900 Titan International Inc Common Stock 88830M102 3,845 121,642 SH SOLE NONE 121,642 Titan International Inc Common Stock 88830M102 22 700 SH SHARED-OTHER 1 700 Titanium Metals Corp Call 888339207 5 200 SH CALL SOLE NONE 200 TJX Cos Inc Common Stock 872540109 469 17,044 SH SHARED-OTHER 1 17,044 Torchmark Corp Common Stock 891027104 3,350 50,000 SH SOLE NONE 50,000 Travelers Cos Inc/The Common Stock 89417E109 1,338 25,000 SH SOLE NONE 25,000 Triad Guaranty Inc Put 895925105 500 500 SH PUT SOLE NONE 500 Triad Hospitals Inc Common Stock 89579K109 234 4,360 SH SOLE NONE 4,360 Triad Hospitals Inc Call 89579K109 149 377 SH CALL SOLE NONE 377 Trina Solar Ltd Common Stock 89628E104 515 10,000 SH SOLE NONE 10,000 Triumph Group Inc Common Stock 896818101 6,547 100,000 SH SOLE NONE 100,000 Trizetto Group Common Stock 896882107 243 12,546 SH SOLE NONE 12,546 True Religion Apparel Inc Common Stock 89784N104 203 10,000 SH SHARED-OTHER 1 10,000 Trump Entertainment Resorts Inc Put 89816T103 33 400 SH PUT SOLE NONE 400 Tutogen Medical Inc Common Stock 901107102 240 24,074 SH SOLE NONE 24,074 TVI Corp Common Stock 872916101 882 1,520,439 SH SOLE NONE 1,520,439 Tyco International Ltd Common Stock G9143X208 1,434 26,712 SH SOLE NONE 26,712 Tyco International Ltd Call G9143X208 28 281 SH CALL SOLE NONE 281 Ultra Petroleum Corp Common Stock 903914109 8,286 150,000 SH SOLE NONE 150,000 Ultra Petroleum Corp Call 903914109 360 2,000 SH CALL SOLE NONE 2,000 Ultrapetrol Bahamas Ltd Common Stock P94398107 1,778 75,000 SH SOLE NONE 75,000 UltraShort S&P500 ProShares Common Stock 74347R883 527 10,000 SH SOLE NONE 10,000 Unisource Energy Corp Common Stock 909205106 368 11,200 SH SOLE NONE 11,200
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- United Industrial Corp/New York Common Stock 910671106 1,500 25,000 SH SOLE NONE 25,000 United PanAm Financial Corp Common Stock 911301109 409 28,677 SH SOLE NONE 28,677 United Therapeutics Corp Common Stock 91307C102 11,933 187,162 SH SOLE NONE 187,162 United Therapeutics Corp Put 91307C102 831 1,507 SH PUT SOLE NONE 1,507 United Therapeutics Corp Call 91307C102 669 965 SH CALL SOLE NONE 965 United Therapeutics Corp Pfd Conv 91307CAD4 69 66,720 PRN SOLE NONE 66,720 Universal American Financial Corp Common Stock 913377107 464 21,822 SH SOLE NONE 21,822 US Airways Group Inc/ NEW Common Stock 90341W108 847 24,700 SH SOLE NONE 24,700 US Energy Corp Wyoming Common Stock 911805109 471 87,500 SH SOLE NONE 87,500 US Home Systems Inc Common Stock 90335C100 1,382 138,900 SH SOLE NONE 138,900 USANA Health Sciences Inc Put 90328M107 285 1,000 SH PUT SOLE NONE 1,000 USG Corp Put 903293405 64 400 SH PUT SOLE NONE 400 Utilities Select Sector SPDR Fund Put 81369Y886 119 863 SH PUT SOLE NONE 863 Valuevision Media Inc Common Stock 92047K107 250 20,100 SH SOLE NONE 20,100 Verizon Communications Inc Put 92343V104 5 150 SH PUT SOLE NONE 150 Victory Acquisition Corp Common Stock 92644D209 5,510 500,000 SH SOLE NONE 500,000 Victory Acquisition Corp Common Stock 92644D100 566 60,000 SH SOLE NONE 60,000 Victory Acquisition Corp Warrants 92644D118 204 120,000 SH SOLE NONE 120,000 Vimpel- Communications Common Stock 68370R109 316 3,000 SH SOLE NONE 3,000 Vitro SAB de CV Common Stock 928502301 514 65,000 SH SOLE NONE 65,000 Waddell & Reed Financial Inc Common Stock 930059100 5,592 215,000 SH SOLE NONE 215,000 Waddell & Reed Financial Inc Call 930059100 59 489 SH CALL SOLE NONE 489 Walgreen Co Common Stock 931422109 218 5,000 SH SHARED-OTHER 1 5,000 Wal-Mart Stores Inc Common Stock 931142103 443 9,200 SH SOLE NONE 9,200 Wal-Mart Stores Inc Call 931142103 4 250 SH CALL SOLE NONE 250 Washington Group International Inc Common Stock 938862208 448 5,600 SH SOLE NONE 5,600 Washington Mutual Inc Common Stock 939322103 2,558 60,000 SH SOLE NONE 60,000 Weatherford International Ltd Common Stock G95089101 616 11,150 SH SOLE NONE 11,150 WellPoint Inc Common Stock 94973V107 340 4,265 SH SOLE NONE 4,265 Wet Seal Inc/ The Common Stock 961840105 64 10,600 SH SHARED-OTHER 1 10,600 Whiting Petroleum Corp Common Stock 966387102 7,091 175,000 SH SOLE NONE 175,000 Whole Foods Market Inc Common Stock 966837106 1,062 27,800 SH SOLE NONE 27,800 Willbros Group Inc Common Stock 969199108 13,602 458,300 SH SOLE NONE 458,300 Willdan Group Inc Common Stock 96924N100 198 20,000 SH SOLE NONE 20,000 Williams- Sonoma Inc Common Stock 969904101 1,754 53,300 SH SOLE NONE 53,300 Wisconsin Energy Corp Common Stock 976657106 762 17,220 SH SOLE NONE 17,220 WM Wrigley Jr Co Common Stock 982526105 278 5,020 SH SHARED-OTHER 1 5,020
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Wyndham Worldwide Corp Common Stock 98310W108 544 15,000 SH SOLE NONE 15,000 XenoPort Inc Common Stock 98411C100 1,430 32,191 SH SOLE NONE 32,191 XTL Biopharmaceuticals Ltd Common Stock 98386D109 413 160,000 SH SOLE NONE 160,000 Yahoo! Inc Call 984332106 570 3,000 SH CALL SOLE NONE 3,000 Yahoo! Inc Common Stock 984332106 543 20,000 SH SOLE NONE 20,000 Youbet.com Inc Common Stock 987413101 704 288,725 SH SOLE NONE 288,725 YRC Worldwide Inc Put 984249102 124 375 SH PUT SOLE NONE 375 Yucheng Technologies Ltd Common Stock G98777108 2,306 298,300 SH SOLE NONE 298,300 Zale Corp Common Stock 988858106 2,642 98,750 SH SOLE NONE 98,750 Zebra Technologies Corp Common Stock 989207105 291 7,500 SH SHARED-OTHER 1 7,500 Zila Inc Common Stock 989513205 2,557 1,839,308 SH SOLE NONE 1,839,308 Zoltek Cos Inc Common Stock 98975W104 436 10,500 SH SOLE NONE 10,500 Zymogenetics Inc Call 98985T109 233 784 SH CALL SOLE NONE 784
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