-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DZrDO8PaveI0dxzG9rGFEEAMV4U+O+gX7WmGoAt/59ArCymwizytyMsZXRVhGIrU 9SAay711TnMZWrB0LrZG+w== 0001193125-07-247483.txt : 20071114 0001193125-07-247483.hdr.sgml : 20071114 20071114165004 ACCESSION NUMBER: 0001193125-07-247483 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070930 FILED AS OF DATE: 20071114 DATE AS OF CHANGE: 20071114 EFFECTIVENESS DATE: 20071114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 071245830 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F - HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 2007 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title: General Counsel Phone: 312-499-2974 Signature, Place, and Date of Signing: - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- 28-___________________ _________________________ [Repeat as necessary.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 5 Form 13F Information Table Entry Total: 819 Form 13F Information Table Value Total: 1,499,937 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 28-12494 Visium Asset Management, LLC [Repeat as necessary.] 2 28-11212 Luxor Capital Group, LP 3 28-11227 Hayground Cove Asset Management LLC 4 28-12385 Pivot Capital Advisors, LLC 5 28-10466 DKR Capital Partners L.P.
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Petroleum Development Corp Common Stock 716578109 30,202 681,000 SH SOLE NONE 681,000 -- Nymex Holdings Inc Common Stock 62948N104 24,735 190,003 SH SOLE NONE 190,003 -- Commerce Bancorp Inc/NJ Common Stock 200519106 23,101 595,685 SH SOLE NONE 595,685 -- Stone Energy Corp Common Stock 861642106 23,006 575,000 SH SOLE NONE 575,000 -- Bentley Pharmaceuticals Inc Common Stock 082657107 19,861 1,591,400 SH SOLE NONE 1,591,400 -- Bausch & Lomb Inc Common Stock 071707103 19,495 304,612 SH SHARED-OTHER 1 -- 304,612 Newfield Exploration Co Common Stock 651290108 19,264 400,000 SH SOLE NONE 400,000 -- Foster Wheeler Ltd Common Stock G36535139 17,723 135,000 SH SOLE NONE 135,000 -- Nabors Industries Ltd Common Stock G6359F103 17,110 556,060 SH SOLE NONE 556,060 -- Horsehead Holding Corp Common Stock 440694305 14,794 650,000 SH SOLE NONE 650,000 -- Willbros Group Inc Common Stock 969199108 14,729 433,200 SH SOLE NONE 433,200 -- SPDR Trust Series 1 ETF 78462F103 14,007 91,800 SH SOLE NONE 91,800 -- Whiting Petroleum Corp Common Stock 966387102 13,335 300,000 SH SOLE NONE 300,000 -- Star Maritime Acquisition Corp Common Stock 85516E107 12,609 900,000 SH SOLE NONE 900,000 -- Marvell Technology Group Ltd Common Stock G5876H105 12,073 737,500 SH SOLE NONE 737,500 -- Walter Industries Inc Common Stock 93317Q105 11,769 437,500 SH SOLE NONE 437,500 -- MGI Pharma Inc Common Stock 552880106 10,973 395,000 SH SOLE NONE 395,000 -- Comstock Resources Inc Common Stock 205768203 10,794 350,000 SH SOLE NONE 350,000 -- Seagate Technology Common Stock G7945J104 10,744 420,000 SH SOLE NONE 420,000 -- Paragon Shipping Inc Common Stock 69913R309 10,709 631,448 SH SOLE NONE 631,448 -- Berry Petroleum Co Common Stock 085789105 10,524 265,815 SH SOLE NONE 265,815 -- Chipotle Mexican Grill Inc Common Stock 169656204 10,165 95,000 SH SOLE NONE 95,000 -- State Street Corp Common Stock 857477103 9,566 140,345 SH SOLE NONE 140,345 -- Powerwave Technologies Inc Common Stock 739363109 9,557 1,551,483 SH SOLE NONE 1,551,483 -- KV Pharmaceutical Co Common Stock 482740206 9,209 322,000 SH SOLE NONE 322,000 -- Bristol-Myers Squibb Co Common Stock 110122108 8,954 310,685 SH SHARED-OTHER 1 -- 310,685 National Semiconductor Corp Common Stock 637640103 8,814 325,000 SH SOLE NONE 325,000 -- BEA Systems Inc Common Stock 073325102 8,807 635,000 SH SOLE NONE 635,000 -- General Cable Corp Common Stock 369300108 8,726 130,000 SH SOLE NONE 130,000 -- Federated Investors Inc Common Stock 314211103 7,940 200,001 SH SOLE NONE 200,001 -- Check Point Software Technologies Common Stock 001082411 7,806 310,000 SH SOLE NONE 310,000 -- Regional Bank HOLDRs Trust ETF 75902E100 7,713 52,000 SH SOLE NONE 52,000 -- Massey Energy Co Common Stock 576206106 7,637 350,000 SH SOLE NONE 350,000 -- Validus Holdings Ltd Common Stock G9319H102 7,636 315,000 SH SOLE NONE 315,000 -- Mirant Corp Common Stock 60467R100 7,540 185,348 SH SOLE NONE 185,348 -- Canadian Natural Resources Ltd Common Stock 136385101 7,514 99,200 SH SOLE NONE 99,200 -- Cisco Systems Inc Common Stock 17275R102 7,371 222,500 SH SOLE NONE 222,500 -- Manitowoc Co Inc/The Common Stock 563571108 7,288 164,600 SH SOLE NONE 164,600 -- EOG Resources Inc Common Stock 26875P101 7,233 100,000 SH SOLE NONE 100,000 -- Invesco PLC ADR 46127U104 6,962 255,000 SH SOLE NONE 255,000 -- Silgan Holdings Inc Common Stock 827048109 6,786 126,250 SH SOLE NONE 126,250 -- Quanta Services Inc Common Stock 74762E102 6,613 250,000 SH SOLE NONE 250,000 -- Interactive Brokers Group Inc Common Stock 45841N107 6,583 250,700 SH SOLE NONE 250,700 -- Herbalife Ltd Common Stock G4412G101 6,487 142,700 SH SOLE NONE 142,700 -- Thornburg Mortgage Inc REIT 885218107 6,417 230,000 SH SOLE NONE 230,000 -- HemoSense Inc Common Stock 423691104 6,267 418,880 SH SHARED-OTHER 1 -- 418,880 NII Holdings Inc Common Stock 62913F201 6,060 73,764 SH SOLE NONE 73,764 -- Lockheed Martin Corp Common Stock 539830109 5,967 55,000 SH SOLE NONE 55,000 -- Illinois Tool Works Inc Common Stock 452308109 5,964 100,000 SH SOLE NONE 100,000 -- Research In Motion Ltd Common Stock 760975102 5,962 60,500 SH SOLE NONE 60,500 -- American Express Co Common Stock 025816109 5,961 100,398 SH SOLE NONE 100,398 -- Celanese Corp Common Stock 150870103 5,851 150,100 SH SOLE NONE 150,100 -- Teekay Shipping Corp Common Stock Y8564W103 5,824 99,025 SH SHARED-OTHER 2 -- 99,025 Symantec Corp Common Stock 871503108 5,620 290,000 SH SOLE NONE 290,000 -- Copano Energy LLC Unit 217202100 5,510 150,000 SH SOLE NONE 150,000 -- Sigma Designs Inc Common Stock 826565103 5,451 113,000 SH SOLE NONE 113,000 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- ------- --------- ---- FirstFed Financial Corp Common Stock 337907109 5,451 110,000 SH SOLE NONE 110,000 -- Monster Worldwide Inc Common Stock 611742107 5,450 160,000 SH SOLE NONE 160,000 -- Cephalon Inc CALL 156708109 5,444 143,233 SH CALL SHARED-OTHER 1 -- 143,233 Victory Acquisition Corp Unit 92644D209 5,325 500,000 SH SOLE NONE 500,000 -- SunTrust Banks Inc Common Stock 867914103 5,320 70,303 SH SOLE NONE 70,303 -- Domtar Corp Common Stock 257559104 5,296 645,800 SH SOLE NONE 645,800 -- Chelsea Therapeutics International Inc Common Stock 163428105 5,126 766,187 SH SHARED-OTHER 1 -- 766,187 Ista Pharmaceuticals Inc Common Stock 45031X204 5,115 741,300 SH SOLE NONE 741,300 -- Western Digital Corp Common Stock 958102105 5,064 200,000 SH SOLE NONE 200,000 -- Medarex Inc Bond 583916101 5,062 3,982,772 PRN SHARED-OTHER 1 -- 3,982,772 Axis Capital Holdings Ltd Common Stock G0692U109 5,058 130,000 SH SOLE NONE 130,000 -- Anheuser-Busch Cos Inc Common Stock 035229103 4,999 100,000 SH SOLE NONE 100,000 -- Freeport-McMoRan Copper & Gold Inc Common Stock 35671D857 4,982 47,500 SH SOLE NONE 47,500 -- i2 Technologies Inc Common Stock 465754208 4,933 323,500 SH SOLE NONE 323,500 -- US Bancorp Common Stock 902973304 4,905 150,791 SH SOLE NONE 150,791 -- Palm Inc Common Stock 696643105 4,881 300,000 SH SOLE NONE 300,000 -- Spirit Aerosystems Holdings Inc Common Stock 848574109 4,868 125,000 SH SOLE NONE 125,000 -- KBW Bank ETF ETF 78464A797 4,863 92,800 SH SOLE NONE 92,800 -- Ternium SA ADR 880890108 4,767 151,825 SH SOLE NONE 151,825 -- Medarex Inc Common Stock 583916101 4,764 336,430 SH SHARED-OTHER 1 -- 336,430 3M Co Common Stock 88579Y101 4,679 50,000 SH SOLE NONE 50,000 -- Altria Group Inc Common Stock 02209S103 4,659 67,000 SH SOLE NONE 67,000 -- America Movil SA de CV ADR 02364W105 4,608 72,000 SH SOLE NONE 72,000 -- Dollar Financial Corp Common Stock 256664103 4,573 160,300 SH SOLE NONE 160,300 -- Bally Technologies Inc Common Stock 05874B107 4,531 127,900 SH SOLE NONE 127,900 -- Astoria Financial Corp Common Stock 046265104 4,510 170,000 SH SOLE NONE 170,000 -- Endeavor Acquisition Corp Common Stock 292577103 4,451 375,620 SH SOLE NONE 375,620 -- Broadcom Corp Common Stock 111320107 4,418 121,250 SH SOLE NONE 121,250 -- United Therapeutics Corp Common Stock 91307C102 4,325 65,000 SH SOLE NONE 65,000 -- Assurant Inc Common Stock 04621X108 4,305 80,466 SH SOLE NONE 80,466 -- Biodel Inc Common Stock 09064M105 4,243 249,000 SH SOLE NONE 249,000 -- Auxilium Pharmaceuticals Inc Common Stock 05334D107 4,233 200,805 SH SHARED-OTHER 1 -- 200,805 eSpeed Inc Common Stock 296643109 4,228 495,700 SH SOLE NONE 495,700 -- InterMune Inc PUT 45884X103 4,223 3,146 SH PUT SHARED-OTHER 1 -- 3,146 UAL Corp Common Stock 902549807 4,118 88,500 SH SOLE NONE 88,500 -- Pfizer Inc Common Stock 717081103 4,031 165,000 SH SOLE NONE 165,000 -- Javelin Pharmaceuticals Inc Common Stock 471894105 4,014 799,656 SH SOLE NONE 799,656 -- iShares Russell 2000 Index Fund ETF 464287655 4,002 50,000 SH SOLE NONE 50,000 -- Jarden Corp Common Stock 471109108 3,997 129,200 SH SOLE NONE 129,200 -- Corinthian Colleges Inc Common Stock 218868107 3,978 250,000 SH SOLE NONE 250,000 -- PartnerRe Ltd Common Stock G6852T105 3,950 50,000 SH SOLE NONE 50,000 -- Titan International Inc Common Stock 88830M102 3,883 121,642 SH SHARED-OTHER 2 -- 121,642 Scientific Games Corp Common Stock 80874P109 3,882 103,250 SH SHARED-OTHER 3 -- 103,250 WR Berkley Corp Common Stock 084423102 3,852 130,000 SH SOLE NONE 130,000 -- Franklin Resources Inc Common Stock 354613101 3,849 30,188 SH SOLE NONE 30,188 -- Pantry Inc/The Common Stock 698657103 3,814 148,800 SH SOLE NONE 148,800 -- Allscripts Healthcare Solutions Inc Common Stock 01988P108 3,784 140,000 SH SOLE NONE 140,000 -- PPG Industries Inc Common Stock 693506107 3,778 50,000 SH SOLE NONE 50,000 -- Computer Sciences Corp Common Stock 205363104 3,773 67,500 SH SHARED-OTHER 3 -- 67,500 Best Buy Co Inc Common Stock 086516101 3,739 81,250 SH SHARED-OTHER 3 -- 81,250 Lehman Brothers Holdings Inc Common Stock 524908100 3,729 60,416 SH SOLE NONE 60,416 -- Dell Inc Common Stock 24702R101 3,686 133,550 SH SHARED-OTHER 3 -- 133,550 Granite Construction Inc Common Stock 387328107 3,632 68,500 SH SOLE NONE 68,500 -- Office Depot Inc Common Stock 676220106 3,625 175,800 SH SHARED-OTHER 3 -- 175,800 Yahoo! Inc Common Stock 984332106 3,624 135,000 SH SOLE NONE 135,000 -- Merck & Co Inc Common Stock 589331107 3,618 70,000 SH SOLE NONE 70,000 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- --------- ---- Platinum Underwriters Holdings Ltd Common Stock G7127P100 3,596 100,000 SH SOLE NONE 100,000 -- Teva Pharmaceutical Industries Ltd Bond 881624209 3,592 3,500,000 PRN SOLE NONE 3,500,000 -- Honeywell International Inc Common Stock 438516106 3,568 60,000 SH SOLE NONE 60,000 -- Medicis Pharmaceutical Corp Bond 584690309 3,519 3,499,300 PRN SHARED-OTHER 1 -- 3,499,300 Belden CDT Inc Common Stock 077454106 3,518 75,000 SH SOLE NONE 75,000 -- TIBCO Software Inc Common Stock 88632Q103 3,510 475,000 SH SOLE NONE 475,000 -- Alfa Corp Common Stock 015385107 3,500 192,500 SH SOLE NONE 192,500 -- RadioShack Corp Common Stock 750438103 3,489 168,900 SH SHARED-OTHER 3 -- 168,900 RF Micro Devices Inc Common Stock 749941100 3,466 515,000 SH SOLE NONE 515,000 -- Gap Inc/The Common Stock 364760108 3,466 187,950 SH SHARED-OTHER 3 -- 187,950 ON Semiconductor Corp Common Stock 682189105 3,454 275,000 SH SOLE NONE 275,000 -- Discover Financial Services Common Stock 254709108 3,454 166,054 SH SOLE NONE 166,054 -- Quest Software Inc Common Stock 74834T103 3,453 201,250 SH SOLE NONE 201,250 -- General Electric Co Common Stock 369604103 3,416 82,500 SH SOLE NONE 82,500 -- Hilton Hotels Corp Common Stock 432848109 3,371 72,500 SH SOLE NONE 72,500 -- MMC Energy Inc Common Stock 55312Q208 3,349 705,000 SH SOLE NONE 705,000 -- Washington Federal Inc Common Stock 938824109 3,338 127,098 SH SOLE NONE 127,098 -- Tellabs Inc Common Stock 879664100 3,332 350,000 SH SOLE NONE 350,000 -- Precision Castparts Corp Common Stock 740189105 3,330 22,500 SH SOLE NONE 22,500 -- Medarex Inc PUT 583916101 3,327 13,798 SH PUT SHARED-OTHER 1 -- 13,798 BE Aerospace Inc Common Stock 073302101 3,322 80,000 SH SOLE NONE 80,000 -- Qualcomm Inc Common Stock 747525103 3,284 77,700 SH SOLE NONE 77,700 -- Republic Services Inc Common Stock 760759100 3,271 100,000 SH SOLE NONE 100,000 -- Nucor Corp Common Stock 670346105 3,271 55,000 SH SOLE NONE 55,000 -- Manor Care Inc Common Stock 564055101 3,268 50,751 SH SHARED-OTHER 1 -- 50,751 RBC Bearings Inc Common Stock 75524B104 3,260 85,000 SH SOLE NONE 85,000 -- Owens Corning Inc Common Stock 690742101 3,257 130,000 SH SOLE NONE 130,000 -- Leap Wireless International Inc Common Stock 521863308 3,247 39,900 SH SOLE NONE 39,900 -- Focus Media Holding Ltd ADR 34415V109 3,232 55,700 SH SOLE NONE 55,700 -- Alcoa Inc Common Stock 013817101 3,208 82,000 SH SOLE NONE 82,000 -- JC Penney Co Inc Common Stock 708160106 3,169 50,000 SH SOLE NONE 50,000 -- AON Corp Common Stock 037389103 3,161 70,539 SH SOLE NONE 70,539 -- Applied Micro Circuits Corp Common Stock 03822W109 3,160 1,000,000 SH SOLE NONE 1,000,000 -- Torchmark Corp Common Stock 891027104 3,140 50,388 SH SOLE NONE 50,388 -- Capstead Mortgage Corp REIT 14067E506 3,135 305,000 SH SOLE NONE 305,000 -- Zoltek Cos Inc Common Stock 98975W104 3,133 71,800 SH SOLE NONE 71,800 -- Oshkosh Truck Corp Common Stock 688239201 3,129 50,500 SH SOLE NONE 50,500 -- Insite Vision Inc Common Stock 457660108 3,029 2,633,871 SH SHARED-OTHER 1 -- 2,633,871 PDL BioPharma Inc Common Stock 69329Y104 3,016 139,556 SH SHARED-OTHER 1 -- 139,556 Brightpoint Inc Common Stock 109473405 3,002 200,000 SH SOLE NONE 200,000 -- Molson Coors Brewing Co Common Stock 60871R209 2,990 30,000 SH SOLE NONE 30,000 -- AvalonBay Communities Inc REIT 053484101 2,977 25,212 SH SOLE NONE 25,212 -- Arch Capital Group Ltd Common Stock G0450A105 2,976 40,000 SH SOLE NONE 40,000 -- Freddie Mac Common Stock 313400301 2,974 50,391 SH SOLE NONE 50,391 -- BJ's Wholesale Club Inc Common Stock 05548J106 2,948 88,900 SH SHARED-OTHER 3 -- 88,900 State Bancorp Inc/NY Common Stock 855716106 2,934 180,000 SH SOLE NONE 180,000 -- Zale Corp Common Stock 988858106 2,889 124,850 SH SHARED-OTHER 3 -- 124,850 Goldcorp Inc Common Stock 380956409 2,879 94,209 SH SOLE NONE 94,209 -- Williams-Sonoma Inc Common Stock 969904101 2,871 88,000 SH SHARED-OTHER 3 -- 88,000 Quintana Maritime Ltd Common Stock Y7169G109 2,861 150,000 SH SOLE NONE 150,000 -- Calamos Asset Management Inc Common Stock 12811R104 2,823 100,000 SH SOLE NONE 100,000 -- Cablevision Systems Corp Common Stock 12686C109 2,795 80,000 SH SOLE NONE 80,000 -- AMR Corp Common Stock 001765106 2,786 125,000 SH SOLE NONE 125,000 -- PNC Financial Services Group Inc Common Stock 693475105 2,747 40,344 SH SOLE NONE 40,344 -- Fred's Inc Common Stock 356108100 2,738 260,000 SH SOLE NONE 260,000 -- Rogers Communications Inc Common Stock 775109200 2,732 60,000 SH SOLE NONE 60,000 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- Annaly Capital Management Inc REIT 035710409 2,694 169,100 SH SOLE NONE 169,100 -- BanColombia SA ADR 05968L102 2,689 77,600 SH SOLE NONE 77,600 -- American Standard Cos Inc Common Stock 029712106 2,672 75,000 SH SOLE NONE 75,000 -- Teva Pharmaceutical Industries Ltd ADR 881624209 2,668 60,000 SH SOLE NONE 60,000 -- Lear Corp Common Stock 521865105 2,648 82,500 SH SOLE NONE 82,500 -- CKE Restaurants Inc Common Stock 12561E105 2,626 162,000 SH SHARED-OTHER 3 -- 162,000 Cooper Cos Inc/The Common Stock 216648402 2,621 50,000 SH SOLE NONE 50,000 -- Intel Corp Common Stock 458140100 2,586 100,000 SH SOLE NONE 100,000 -- Advanced Medical Optics Inc Common Stock 00763M108 2,574 84,150 SH SHARED-OTHER 3 -- 84,150 Caraco Pharmaceutical Laboratories Ltd Common Stock 14075T107 2,574 168,775 SH SOLE NONE 168,775 -- TD Ameritrade Holding Corp Common Stock 87236Y108 2,571 141,100 SH SOLE NONE 141,100 -- Google Inc Common Stock 38259P508 2,553 4,500 SH SOLE NONE 4,500 -- Morgan Stanley Common Stock 617446448 2,545 40,399 SH SOLE NONE 40,399 -- NRG Energy Inc Common Stock 629377508 2,537 60,000 SH SOLE NONE 60,000 -- Adams Respiratory Therapeutics Inc Common Stock 00635P107 2,533 65,730 SH SHARED-OTHER 1 -- 65,730 IAC/InterActiveCorp Common Stock 44919P300 2,522 85,000 SH SOLE NONE 85,000 -- Lawson Software Inc Common Stock 52078P102 2,503 250,000 SH SOLE NONE 250,000 -- UnumProvident Corp Common Stock 91529Y106 2,471 100,969 SH SOLE NONE 100,969 -- Wyndham Worldwide Corp Common Stock 98310W108 2,457 75,000 SH SOLE NONE 75,000 -- TRW Automotive Holdings Corp Common Stock 87264S106 2,455 77,500 SH SOLE NONE 77,500 -- Triumph Group Inc Common Stock 896818101 2,451 30,000 SH SOLE NONE 30,000 -- Comcast Corp Common Stock 20030N200 2,444 102,000 SH SOLE NONE 102,000 -- MFA Mortgage Investments Inc REIT 55272X102 2,413 299,700 SH SOLE NONE 299,700 -- Benihana Inc Common Stock 082047200 2,394 138,301 SH SOLE NONE 138,301 -- United Therapeutics Corp PUT 91307C102 2,366 2,315 SH PUT SHARED-OTHER 1 -- 2,315 Ivanhoe Mines Ltd/ CA Common Stock 46579N103 2,337 179,100 SH SOLE NONE 179,100 -- Cymer Inc Common Stock 232572107 2,303 60,000 SH SOLE NONE 60,000 -- Con-way Inc Common Stock 205944101 2,300 50,000 SH SOLE NONE 50,000 -- General Motors Corp Common Stock 370442105 2,294 62,500 SH SOLE NONE 62,500 -- Dendreon Corp CALL 24823Q107 2,286 10,831 SH CALL SHARED-OTHER 1 -- 10,831 Asbury Automotive Group Inc Common Stock 043436104 2,278 115,000 SH SOLE NONE 115,000 -- Harman International Industries Inc Common Stock 413086109 2,250 26,000 SH SOLE NONE 26,000 -- GTx Inc Common Stock 40052B108 2,237 137,389 SH SHARED-OTHER 1 -- 137,389 MGM Mirage Common Stock 552953101 2,236 25,000 SH SOLE NONE 25,000 -- Bank of New York Mellon Corp/The Common Stock 064058100 2,232 50,566 SH SOLE NONE 50,566 -- PMC - Sierra Inc Common Stock 69344F106 2,223 265,000 SH SOLE NONE 265,000 -- Primedia Inc Common Stock 74157K846 2,215 157,732 SH SOLE NONE 157,732 -- Schering-Plough Corp Common Stock 806605101 2,214 70,000 SH SOLE NONE 70,000 -- DRS Technologies Inc Common Stock 23330X100 2,205 40,000 SH SOLE NONE 40,000 -- Adobe Systems Inc Common Stock 00724F101 2,183 50,000 SH SOLE NONE 50,000 -- Huron Consulting Group Inc Common Stock 447462102 2,179 30,000 SH SOLE NONE 30,000 -- Waddell & Reed Financial Inc Common Stock 930059100 2,162 80,000 SH SOLE NONE 80,000 -- Covanta Holding Corp Common Stock 22282E102 2,159 88,100 SH SOLE NONE 88,100 -- Safety Insurance Group Inc Common Stock 78648T100 2,158 60,032 SH SOLE NONE 60,032 -- Take-Two Interactive Software Inc Common Stock 874054109 2,135 125,000 SH SOLE NONE 125,000 -- Kaiser Aluminum Corp Common Stock 483007704 2,092 29,650 SH SHARED-OTHER 3 -- 29,650 EMC Corp/Massachusetts Common Stock 268648102 2,080 100,000 SH SOLE NONE 100,000 -- Seanergy Maritime Corp Unit Y73760202 2,070 200,000 SH SOLE NONE 200,000 -- Cytec Industries Inc Common Stock 232820100 2,052 30,000 SH SOLE NONE 30,000 -- CACI International Inc Common Stock 127190304 2,044 40,000 SH SOLE NONE 40,000 -- Bucyrus International Inc Common Stock 118759109 2,042 28,000 SH SOLE NONE 28,000 -- Openwave Systems Inc Common Stock 683718308 2,037 465,000 SH SOLE NONE 465,000 -- Inverness Medical Innovations Inc Common Stock 46126P106 2,018 36,471 SH SHARED-OTHER 1 -- 36,471 Alpha Natural Resources Inc Common Stock 02076X102 2,014 86,700 SH SOLE NONE 86,700 -- Iconix Brand Group Inc Common Stock 451055107 1,997 83,937 SH SHARED-OTHER 2 -- 83,937 CVS Corp Common Stock 126650100 1,996 50,366 SH SHARED-OTHER 1 -- 50,366
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Repros Therapeutics Inc Common Stock 76028H100 1,961 170,500 SH SOLE NONE 170,500 -- Gerdau Ameristeel Corp Common Stock 37373P105 1,960 164,000 SH SOLE NONE 164,000 -- Royal Caribbean Cruises Ltd Common Stock 000886286 1,952 50,000 SH SOLE NONE 50,000 -- Macy's Inc Common Stock 55616P104 1,939 60,000 SH SOLE NONE 60,000 -- Zila Inc Common Stock 989513205 1,930 1,663,470 SH SOLE NONE 1,663,470 -- Yucheng Technologies Ltd Common Stock G98777108 1,926 200,668 SH SOLE NONE 200,668 -- AGCO Corp Common Stock 001084102 1,909 37,600 SH SOLE NONE 37,600 -- Teck Cominco Ltd Common Stock 878742204 1,908 40,000 SH SOLE NONE 40,000 -- Enterprise GP Holdings LP Ltd Part 293716106 1,895 50,000 SH SOLE NONE 50,000 -- BioMarin Pharmaceuticals Inc Common Stock 09061G101 1,895 76,085 SH SHARED-OTHER 1 -- 76,085 US Home Systems Inc Common Stock 90335C100 1,886 263,747 SH SOLE NONE 263,747 -- Liberty Media Holding Corp - Capital Tracking Stk 53071M302 1,872 15,000 SH SOLE NONE 15,000 -- Goodyear Tire & Rubber Co/The Common Stock 382550101 1,867 61,400 SH SHARED-OTHER 3 -- 61,400 Tiffany & Co Common Stock 886547108 1,864 35,600 SH SHARED-OTHER 3 -- 35,600 Urban Outfitters Inc Common Stock 917047102 1,853 85,000 SH SOLE NONE 85,000 -- Greenfield Online Inc Common Stock 395150105 1,853 121,500 SH SOLE NONE 121,500 -- Columbus Acquisition Corp Common Stock 198851107 1,843 250,000 SH SOLE NONE 250,000 -- Industrial Select Sector SPDR Fund ETF 81369Y704 1,836 44,698 SH SOLE NONE 44,698 -- Time Warner Inc Common Stock 887317105 1,836 100,000 SH SOLE NONE 100,000 -- RTI International Metals Inc Common Stock 74973W107 1,834 23,138 SH SHARED-OTHER 2 -- 23,138 Northstar Realty Finance Corp REIT 66704R100 1,824 183,700 SH SOLE NONE 183,700 -- Cubist Pharmaceuticals Inc Common Stock 229678107 1,824 86,300 SH SHARED-OTHER 1 -- 86,300 ENGlobal Corp Common Stock 293306106 1,800 157,800 SH SOLE NONE 157,800 -- BHP Billiton Ltd ADR 088606108 1,797 22,862 SH SOLE NONE 22,862 -- Cemex SAB de CV ADR 151290889 1,795 60,000 SH SOLE NONE 60,000 -- Knight Capital Group Inc Common Stock 499005106 1,794 150,000 SH SOLE NONE 150,000 -- Noble International Ltd/United States Common Stock 655053106 1,777 83,480 SH SOLE NONE 83,480 -- Cardiodynamics International Corp Common Stock 141597104 1,776 3,414,572 SH SOLE NONE 3,414,572 -- Alternative Asset Management Acquisition Corp Common Stock 02149U101 1,764 200,000 SH SOLE NONE 200,000 -- Allstate Corp/The Common Stock 020002101 1,741 30,444 SH SOLE NONE 30,444 -- Perrigo Co Common Stock 714290103 1,737 81,381 SH SHARED-OTHER 1 -- 81,381 Saks Inc Common Stock 79377W108 1,715 100,000 SH SOLE NONE 100,000 -- Energy Transfer Equity LP Ltd Part 29273V100 1,715 50,000 SH SOLE NONE 50,000 -- Pantry Inc/The Common Stock 698657103 1,713 66,850 SH SHARED-OTHER 3 -- 66,850 ABB Ltd ADR 000375204 1,705 65,000 SH SOLE NONE 65,000 -- Omnivision Technologies Inc Common Stock 682128103 1,705 75,000 SH SOLE NONE 75,000 -- NexCen Brands Inc Common Stock 653351106 1,680 250,000 SH SOLE NONE 250,000 -- Lincoln National Corp Common Stock 534187109 1,675 25,393 SH SOLE NONE 25,393 -- Apollo Investment Corp Common Stock 03761U106 1,664 80,000 SH SOLE NONE 80,000 -- Lifecell Corp Common Stock 531927101 1,657 44,100 SH SOLE NONE 44,100 -- Archer- Daniels-Midland Co Common Stock 039483102 1,654 50,000 SH SOLE NONE 50,000 -- Applied Biosystems Group Tracking Stk 038020103 1,640 47,343 SH SHARED-OTHER 1 -- 47,343 Force Protection Inc Common Stock 345203202 1,625 75,000 SH SOLE NONE 75,000 -- Leap Wireless International Inc CALL 521863308 1,619 1,594 SH CALL SOLE NONE 1,594 -- Bunge Ltd Common Stock G16962105 1,612 15,000 SH SOLE NONE 15,000 -- Principal Financial Group Inc Common Stock 74251V102 1,603 25,416 SH SOLE NONE 25,416 -- Conseco Inc Common Stock 208464883 1,600 100,000 SH SOLE NONE 100,000 -- Jefferies Group Inc Common Stock 472319102 1,599 57,450 SH SHARED-OTHER 3 -- 57,450 Harmonic Inc Common Stock 413160102 1,592 150,000 SH SOLE NONE 150,000 -- Public Service Enterprise Group Inc Common Stock 744573106 1,584 18,000 SH SOLE NONE 18,000 -- Microsoft Corp Common Stock 594918104 1,583 53,750 SH SOLE NONE 53,750 -- Acorda Therapeutics Inc Common Stock 00484M106 1,567 85,418 SH SHARED-OTHER 1 -- 85,418 Cardiome Pharma Corp Common Stock 14159U202 1,558 165,000 SH SOLE NONE 165,000 -- DreamWorks Animation SKG Inc Common Stock 26153C103 1,554 46,500 SH SOLE NONE 46,500 -- Fannie Mae Common Stock 313586109 1,543 25,374 SH SOLE NONE 25,374 -- Cash Systems Inc Common Stock 14756B102 1,539 270,000 SH SOLE NONE 270,000 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Apple Computer Inc Common Stock 037833100 1,535 10,000 SH SOLE NONE 10,000 -- Gemstar-TV Guide International Inc Common Stock 36866W106 1,531 220,000 SH SOLE NONE 220,000 -- Gulfport Energy Corp Common Stock 402635304 1,511 63,847 SH SHARED-OTHER 2 -- 63,847 Exelon Corp Common Stock 30161N101 1,507 20,000 SH SOLE NONE 20,000 -- Stoneleigh Partners Acquisition Corp Common Stock 861923100 1,490 200,000 SH SOLE NONE 200,000 -- HB Fuller Co Common Stock 359694106 1,484 50,000 SH SOLE NONE 50,000 -- First American Corp Common Stock 318522307 1,465 40,000 SH SOLE NONE 40,000 -- Rockwell Collins Inc Common Stock 774341101 1,461 20,000 SH SOLE NONE 20,000 -- Sotheby's Common Stock 835898107 1,434 30,000 SH SOLE NONE 30,000 -- Diana Shipping Inc Common Stock Y2066G104 1,425 50,000 SH SOLE NONE 50,000 -- Quanex Corp Common Stock 747620102 1,409 30,000 SH SOLE NONE 30,000 -- Fairchild Semiconductor International Inc Common Stock 303726103 1,401 75,000 SH SOLE NONE 75,000 -- Horizon Offshore Inc Common Stock 44043J204 1,401 84,880 SH SOLE NONE 84,880 -- Goodman Global Inc Common Stock 38239A100 1,399 58,600 SH SOLE NONE 58,600 -- Tenneco Inc Common Stock 880349105 1,395 45,000 SH SOLE NONE 45,000 -- Eli Lilly & Co Common Stock 532457108 1,388 24,378 SH SHARED-OTHER 1 -- 24,378 People's United Financial Inc Common Stock 712704105 1,382 80,000 SH SOLE NONE 80,000 -- DryShips Inc Common Stock Y2109Q101 1,363 15,000 SH SOLE NONE 15,000 -- Comfort Systems USA Inc Common Stock 199908104 1,353 95,300 SH SOLE NONE 95,300 -- Forest Laboratories Inc Common Stock 345838106 1,352 36,263 SH SHARED-OTHER 1 -- 36,263 CROCS Inc Common Stock 227046109 1,345 20,000 SH SOLE NONE 20,000 -- Novell Inc Common Stock 670006105 1,337 175,000 SH SOLE NONE 175,000 -- Whirlpool Corp Common Stock 963320106 1,337 15,000 SH SOLE NONE 15,000 -- American Axle & Manufacturing Holdings Inc Common Stock 024061103 1,333 52,800 SH SHARED-OTHER 3 -- 52,800 Limelight Networks Inc Common Stock 53261M104 1,329 150,000 SH SOLE NONE 150,000 -- Phillips-Van Heusen Common Stock 718592108 1,312 25,000 SH SOLE NONE 25,000 -- TCF Financial Corp Common Stock 872275102 1,309 50,000 SH SOLE NONE 50,000 -- Forest Laboratories Inc Common Stock 345838106 1,305 35,000 SH SOLE NONE 35,000 -- Satyam Computer Services Ltd ADR 804098101 1,295 50,000 SH SOLE NONE 50,000 -- Advanced Life Sciences Holdings Inc Common Stock 00765H107 1,289 720,000 SH SOLE NONE 720,000 -- NuVasive Inc Common Stock 670704105 1,279 35,588 SH SHARED-OTHER 1 -- 35,588 National City Corp Common Stock 635405103 1,276 50,856 SH SOLE NONE 50,856 -- Great Wolf Resorts Inc Common Stock 391523107 1,268 102,600 SH SHARED-OTHER 3 -- 102,600 Pacific Rim Mining Corp Common Stock 694915208 1,258 1,093,695 SH SOLE NONE 1,093,695 -- Rigel Pharmaceuticals Inc Common Stock 766559603 1,249 132,432 SH SHARED-OTHER 1 -- 132,432 Encore Energy Partners LP Ltd Part 29257A106 1,239 58,000 SH SOLE NONE 58,000 -- Alsius Corp Common Stock 021211107 1,238 150,000 SH SHARED-OTHER 1 -- 150,000 Xenoport Inc Common Stock 98411C100 1,210 25,722 SH SHARED-OTHER 2 -- 25,722 Citrix Systems Inc Common Stock 177376100 1,210 30,000 SH SOLE NONE 30,000 -- PowerShares Global Water Portfolio ETF 73935X575 1,196 56,000 SH SOLE NONE 56,000 -- Synaptics Inc Common Stock 87157D109 1,194 25,000 SH SOLE NONE 25,000 -- CVS Corp Common Stock 126650100 1,189 30,000 SH SOLE NONE 30,000 -- Medarex Inc CALL 583916101 1,183 14,734 SH CALL SHARED-OTHER 1 -- 14,734 Hudson City Bancorp Inc Common Stock 443683107 1,181 76,807 SH SOLE NONE 76,807 -- MeadWestvaco Corp Common Stock 583334107 1,181 40,000 SH SOLE NONE 40,000 -- Texas Industries Inc Common Stock 882491103 1,178 15,000 SH SOLE NONE 15,000 -- First Solar Inc Common Stock 336433107 1,177 10,000 SH SOLE NONE 10,000 -- Raymond James Financial Inc Common Stock 754730109 1,176 35,800 SH SOLE NONE 35,800 -- Bristol-Myers Squibb Co CALL 110122108 1,171 19,446 SH CALL SHARED-OTHER 1 -- 19,446 LaBranche & Co Inc Common Stock 505447102 1,170 250,000 SH SOLE NONE 250,000 -- Pharmion Corp Common Stock 71715B409 1,154 25,000 SH SOLE NONE 25,000 -- Group 1 Automotive Inc Common Stock 398905109 1,145 34,100 SH SOLE NONE 34,100 -- TransDigm Group Inc Common Stock 893641100 1,143 25,000 SH SOLE NONE 25,000 -- Haynes International Inc Common Stock 420877201 1,141 13,360 SH SOLE NONE 13,360 -- Hologic Inc Common Stock 436440101 1,122 18,393 SH SHARED-OTHER 1 -- 18,393 Equinix Inc Common Stock 29444U502 1,109 12,500 SH SOLE NONE 12,500 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- Energizer Holdings Inc Common Stock 29266R108 1,109 10,000 SH SOLE NONE 10,000 -- Materials Select Sector SPDR Fund ETF 81369Y100 1,107 26,300 SH SOLE NONE 26,300 -- BladeLogic Inc Common Stock 09265M102 1,090 42,500 SH SOLE NONE 42,500 -- Ameristar Casinos Inc Common Stock 03070Q101 1,087 38,700 SH SHARED-OTHER 3 -- 38,700 Weyerhaeuser Co Common Stock 962166104 1,085 15,000 SH SOLE NONE 15,000 -- PLX Technology Inc Common Stock 693417107 1,080 100,000 SH SOLE NONE 100,000 -- International Game Technology Common Stock 459902102 1,078 25,000 SH SOLE NONE 25,000 -- Teekay Offshore Partners LP Ltd Part Y8565J101 1,072 37,888 SH SHARED-OTHER 2 -- 37,888 Potash Corp of Saskatchewan Common Stock 73755L107 1,057 10,000 SH SOLE NONE 10,000 -- Webster Financial Corp Common Stock 947890109 1,053 25,000 SH SOLE NONE 25,000 -- Merck & Co Inc Common Stock 589331107 1,029 19,915 SH SHARED-OTHER 1 -- 19,915 Cooper Industries Ltd Common Stock G24182100 1,022 20,000 SH SOLE NONE 20,000 -- American Axle & Manufacturing Holdings Inc Common Stock 024061103 1,010 40,000 SH SOLE NONE 40,000 -- Onyx Pharmaceuticals Inc PUT 683399109 1,007 1,724 SH PUT SHARED-OTHER 1 -- 1,724 Interwoven Inc Common Stock 46114T508 996 70,000 SH SOLE NONE 70,000 -- SL Green Realty Corp REIT 78440X101 993 8,500 SH SHARED-OTHER 3 -- 8,500 Acxiom Corp Common Stock 005125109 990 50,000 SH SOLE NONE 50,000 -- Jack in the Box Inc Common Stock 466367109 973 15,000 SH SOLE NONE 15,000 -- SAVVIS Inc Common Stock 805423308 970 25,000 SH SOLE NONE 25,000 -- Countrywide Financial Corp Common Stock 222372104 968 50,909 SH SOLE NONE 50,909 -- Lakes Entertainment Inc Common Stock 51206P109 963 101,000 SH SOLE NONE 101,000 -- International Game Technology Common Stock 459902102 957 22,200 SH SHARED-OTHER 3 -- 22,200 CB Richard Ellis Group Inc Common Stock 12497T101 949 34,100 SH SHARED-OTHER 3 -- 34,100 Nordstrom Inc Common Stock 655664100 938 20,000 SH SOLE NONE 20,000 -- Boston Properties Inc REIT 101121101 935 9,000 SH SHARED-OTHER 3 -- 9,000 Bell Microproducts Inc Common Stock 078137106 933 150,000 SH SOLE NONE 150,000 -- Indevus Pharmaceuticals Inc Common Stock 454072109 923 133,521 SH SHARED-OTHER 1 -- 133,521 Flanders Corp Common Stock 338494107 920 200,338 SH SOLE NONE 200,338 -- Aldabra 2 Acquisition Corp Common Stock 01408A103 919 100,000 SH SOLE NONE 100,000 -- eLong Inc ADR 290138205 918 95,000 SH SOLE NONE 95,000 -- Nvidia Corp Common Stock 67066G104 906 25,000 SH SOLE NONE 25,000 -- Apex Silver Mines Ltd Common Stock G04074103 903 46,434 SH SOLE NONE 46,434 -- GrafTech International Ltd Common Stock 384313102 892 50,000 SH SOLE NONE 50,000 -- Semiconductor HOLDRs Trust ETF 816636203 882 23,040 SH SHARED-OTHER 4 -- 23,040 Libbey Inc Common Stock 529898108 876 50,000 SH SOLE NONE 50,000 -- Porter Bancorp Inc Common Stock 736233107 872 40,000 SH SOLE NONE 40,000 -- Collagenex Pharmaceuticals Inc Common Stock 19419B100 866 96,410 SH SHARED-OTHER 1 -- 96,410 Ista Pharmaceuticals Inc Common Stock 45031X204 865 125,409 SH SHARED-OTHER 1 -- 125,409 E*Trade Financial Corp Common Stock 269246104 863 66,097 SH SOLE NONE 66,097 -- Boyd Gaming Corp Common Stock 103304101 857 20,000 SH SOLE NONE 20,000 -- Gap Inc/The Common Stock 364760108 853 46,260 SH SHARED-OTHER 4 -- 46,260 Valmont Industries Inc Common Stock 920253101 849 10,000 SH SOLE NONE 10,000 -- Genomic Health Inc Common Stock 37244C101 841 43,807 SH SHARED-OTHER 2 -- 43,807 Aetna Inc Common Stock 00817Y108 835 15,392 SH SHARED-OTHER 1 -- 15,392 Pharmacopeia Drug Discovery Inc Common Stock 7171EP101 829 145,000 SH SOLE NONE 145,000 -- Hi-Tech Pharmacal Co Inc Common Stock 42840B101 829 69,832 SH SOLE NONE 69,832 -- News Corp Common Stock 65248E104 825 37,500 SH SHARED-OTHER 4 -- 37,500 Diodes Inc Common Stock 254543101 803 25,000 SH SOLE NONE 25,000 -- Rigel Pharmaceuticals Inc Common Stock 766559603 802 85,000 SH SOLE NONE 85,000 -- Cognizant Technology Solutions Corp Common Stock 192446102 798 10,000 SH SOLE NONE 10,000 -- Idaho General Mines Inc Common Stock 370373102 796 119,860 SH SOLE NONE 119,860 -- Simcere Pharmaceutical Group ADR 82859P104 795 49,900 SH SOLE NONE 49,900 -- American Eagle Outfitters Common Stock 02553E106 789 30,000 SH SOLE NONE 30,000 -- Consumer Discretionary Select Sector SPDR Fund ETF 81369Y407 782 21,237 SH SOLE NONE 21,237 -- Entergy Corp Common Stock 29364G103 780 7,200 SH SOLE NONE 7,200 -- Viacom Inc Common Stock 92553P201 779 20,000 SH SOLE NONE 20,000 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- ------- --------- ---- Health Care Select Sector SPDR Fund ETF 81369Y209 776 21,956 SH SOLE NONE 21,956 -- Fording Canadian Coal Trust Unit 345425102 776 20,000 SH SOLE NONE 20,000 -- Technology Select Sector SPDR Fund ETF 81369Y803 770 28,545 SH SOLE NONE 28,545 -- USEC Inc Common Stock 90333E108 769 75,000 SH SOLE NONE 75,000 -- Utilities Select Sector SPDR Fund ETF 81369Y886 768 19,305 SH SOLE NONE 19,305 -- Globalstar Inc PUT 378973408 768 2,080 SH PUT SOLE NONE 2,080 -- BB&T Corp PUT 054937107 763 2,000 SH PUT SOLE NONE 2,000 -- MannKind Corp Bond 56400P201 761 868,282 PRN SHARED-OTHER 1 -- 868,282 Packeteer Inc Common Stock 695210104 760 100,000 SH SOLE NONE 100,000 -- PDL BioPharma Inc Common Stock 69329Y104 756 35,000 SH SOLE NONE 35,000 -- Inverness Medical Innovations Inc Common Stock 46126P106 753 13,617 SH SOLE NONE 13,617 -- Atheros Communications Inc Common Stock 04743P108 749 25,000 SH SOLE NONE 25,000 -- Mid-America Apartment Communities Inc REIT 59522J103 748 15,000 SH SOLE NONE 15,000 -- Micrus Endovascular Corp Common Stock 59518V102 741 40,543 SH SHARED-OTHER 1 -- 40,543 Media & Entertainment Holdings Inc Common Stock 58439W108 739 100,000 SH SOLE NONE 100,000 -- Regency Energy Partners LP Ltd Part 75885Y107 735 25,000 SH SOLE NONE 25,000 -- AMERIGROUP Corp Common Stock 03073T102 722 20,933 SH SHARED-OTHER 1 -- 20,933 NPS Pharmaceuticals Inc Common Stock 62936P103 716 124,453 SH SHARED-OTHER 1 -- 124,453 Diamond Offshore Drilling Inc Common Stock 25271C102 715 6,310 SH SOLE NONE 6,310 -- NYSE Euronext Common Stock 629491101 713 9,000 SH SHARED-OTHER 3 -- 9,000 Harsco Corp Common Stock 415864107 711 12,000 SH SOLE NONE 12,000 -- Coach Inc Common Stock 189754104 709 15,000 SH SOLE NONE 15,000 -- Odyssey Marine Exploration Inc Common Stock 676118102 706 114,000 SH SOLE NONE 114,000 -- Shanghai Century Acquisition Corp Unit G80637120 694 330,500 SH SOLE NONE 330,500 -- Theravance Inc Common Stock 88338T104 689 26,419 SH SHARED-OTHER 1 -- 26,419 iShares Russell 2000 Index Fund PUT 464287655 686 2,650 SH PUT SOLE NONE 2,650 -- Collective Brands Inc Common Stock 19421W100 684 31,000 SH SHARED-OTHER 3 -- 31,000 First Midwest Bancorp Inc/IL Common Stock 320867104 683 20,000 SH SOLE NONE 20,000 -- KBL Healthcare Acquisition Corp III Common Stock 48241N107 683 95,000 SH SOLE NONE 95,000 -- AC Moore Arts & Crafts Inc Common Stock 00086T103 675 42,800 SH SHARED-OTHER 3 -- 42,800 Anworth Mortgage Asset Corp REIT 037347101 674 125,000 SH SOLE NONE 125,000 -- Clean Harbors Inc Common Stock 184496107 668 15,000 SH SOLE NONE 15,000 -- Marriott International Inc/DE PUT 571903202 655 1,000 SH PUT SOLE NONE 1,000 -- Rackable Systems Inc Common Stock 750077109 649 50,000 SH SOLE NONE 50,000 -- Charter Communications Inc Common Stock 16117M107 645 250,000 SH SOLE NONE 250,000 -- Aeropostale Inc Common Stock 007865108 643 33,750 SH SOLE NONE 33,750 -- Teva Pharmaceutical Industries Ltd ADR 881624209 643 14,463 SH SHARED-OTHER 1 -- 14,463 Target Corp Common Stock 87612E106 636 10,000 SH SOLE NONE 10,000 -- Consumer Staples Select Sector SPDR Fund ETF 81369Y308 629 22,490 SH SHARED-OTHER 4 -- 22,490 Cypress Bioscience Inc PUT 232674507 626 759 SH PUT SHARED-OTHER 1 -- 759 CVS Corp Common Stock 126650100 624 15,750 SH SHARED-OTHER 4 -- 15,750 Optimer Pharmaceuticals Inc Common Stock 68401H104 622 74,817 SH SOLE NONE 74,817 -- Unisys Corp Common Stock 909214108 610 92,200 SH SHARED-OTHER 3 -- 92,200 Great Atlantic & Pacific Tea Co Common Stock 390064103 609 20,000 SH SOLE NONE 20,000 -- ITT Educational Services Inc Common Stock 45068B109 608 5,000 SH SOLE NONE 5,000 -- WABCO Holdings Inc Common Stock 92927K102 604 12,916 SH SOLE NONE 12,916 -- Alliance Imaging Inc Common Stock 018606202 603 66,609 SH SHARED-OTHER 5 -- 66,609 Millennium India Acquisition Co Inc Common Stock 60039Q101 602 80,000 SH SOLE NONE 80,000 -- Interactive Intelligence Inc Common Stock 45839M103 597 31,400 SH SOLE NONE 31,400 -- Halliburton Co Common Stock 406216101 594 15,460 SH SOLE NONE 15,460 -- Commerce Bancorp Inc/NJ PUT 200519106 593 7,500 SH PUT SOLE NONE 7,500 -- Microsoft Corp Common Stock 594918104 589 20,000 SH SHARED-OTHER 4 -- 20,000 Cognizant Technology Solutions Corp CALL 192446102 588 1,200 SH CALL SOLE NONE 1,200 -- eBay Inc Common Stock 278642103 585 15,000 SH SOLE NONE 15,000 -- Manhattan Pharmaceuticals Inc Common Stock 563118207 582 2,644,081 SH SHARED-OTHER 1 -- 2,644,081 Repros Therapeutics Inc Common Stock 76028H100 578 50,285 SH SHARED-OTHER 1 -- 50,285
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Sybase Inc Common Stock 871130100 578 25,000 SH SOLE NONE 25,000 -- Allos Therapeutics Common Stock 019777101 578 121,697 SH SHARED-OTHER 1 -- 121,697 PG&E Corp Common Stock 69331C108 574 12,000 SH SOLE NONE 12,000 -- Pactiv Corp Common Stock 695257105 573 20,000 SH SOLE NONE 20,000 -- Seattle Genetics Inc/wa Common Stock 812578102 572 50,920 SH SHARED-OTHER 1 -- 50,920 Crown Holdings Inc Common Stock 228368106 569 25,000 SH SOLE NONE 25,000 -- Eurand NV Common Stock 000088644 565 35,000 SH SOLE NONE 35,000 -- Occam Networks Inc Common Stock 67457P309 562 59,000 SH SOLE NONE 59,000 -- Cenveo Inc Common Stock 15670S105 560 25,880 SH SHARED-OTHER 4 -- 25,880 Victory Acquisition Corp Common Stock 92644D100 558 60,000 SH SOLE NONE 60,000 -- Timken Co Common Stock 887389104 557 15,000 SH SOLE NONE 15,000 -- Questar Corp Common Stock 748356102 552 10,500 SH SOLE NONE 10,500 -- Novartis AG ADR 66987V109 550 10,000 SH SOLE NONE 10,000 -- Gen-Probe Inc Common Stock 36866T103 549 8,245 SH SHARED-OTHER 1 -- 8,245 Align Technology Inc Common Stock 016255101 549 21,672 SH SHARED-OTHER 1 -- 21,672 St Joe Co/The Common Stock 790148100 536 15,949 SH SHARED-OTHER 2 -- 15,949 Dendreon Corp Common Stock 24823Q107 535 69,634 SH SHARED-OTHER 1 -- 69,634 Interface Inc Common Stock 458665106 534 29,600 SH SOLE NONE 29,600 -- Gentium SpA ADR 37250B104 534 23,232 SH SHARED-OTHER 1 -- 23,232 SPDR Trust Series 1 PUT 78462F103 533 2,258 SH PUT SOLE NONE 2,258 -- Financial Select Sector SPDR Fund ETF 81369Y605 531 15,473 SH SOLE NONE 15,473 -- Bear Stearns Cos Inc/The Common Stock 073902108 528 4,300 SH SHARED-OTHER 3 -- 4,300 India Globalization Capital Inc Common Stock 45408X100 527 90,000 SH SOLE NONE 90,000 -- ACOR Common Stock 00484M106 526 28,674 SH SHARED-OTHER 1 -- 28,674 Bristol-Myers Squibb Co PUT 110122108 526 87,607 SH PUT SHARED-OTHER 1 -- 87,607 Millicom International Cellular SA Common Stock 003870570 524 6,250 SH SOLE NONE 6,250 -- Onyx Pharmaceuticals Inc CALL 683399109 515 462 SH CALL SHARED-OTHER 1 -- 462 Financial Select Sector SPDR Fund ETF 81369Y605 515 15,000 SH SHARED-OTHER 4 -- 15,000 Host Hotels & Resorts Inc PUT 44107P104 512 2,000 SH PUT SOLE NONE 2,000 -- TVI Corp Common Stock 872916101 511 1,420,439 SH SOLE NONE 1,420,439 -- QLogic Corp Common Stock 747277101 504 37,500 SH SOLE NONE 37,500 -- Pepco Holdings Inc Common Stock 713291102 504 18,600 SH SOLE NONE 18,600 -- Gold Fields Ltd CALL 38059T106 502 1,395 SH CALL SOLE NONE 1,395 -- Liberty Media Holding Corp - Capital Tracking Stk 53071M302 499 4,000 SH SHARED-OTHER 4 -- 4,000 Telefonaktiebolaget LM Ericsson ADR 294821608 498 12,500 SH SOLE NONE 12,500 -- Barrier Therapeutics Inc Common Stock 06850R108 497 82,315 SH SHARED-OTHER 1 -- 82,315 Genitope Corp CALL 37229P507 496 2,278 SH CALL SHARED-OTHER 1 -- 2,278 Neurocrine Biosciences Inc PUT 64125C109 495 1,644 SH PUT SHARED-OTHER 1 -- 1,644 Kaydon Corp Common Stock 486587108 494 9,500 SH SOLE NONE 9,500 -- Caterpillar Inc Common Stock 149123101 490 6,250 SH SOLE NONE 6,250 -- Weatherford International Ltd Common Stock G95089101 485 7,220 SH SOLE NONE 7,220 -- Enzon Pharmaceuticals Inc Common Stock 293904108 485 55,000 SH SOLE NONE 55,000 -- Cell Genesys Inc Bond 150921104 484 583,148 PRN SHARED-OTHER 1 -- 583,148 Amdocs Ltd Common Stock 002256908 483 13,000 SH SOLE NONE 13,000 -- MDC Holdings Inc Common Stock 552676108 483 11,800 SH SOLE NONE 11,800 -- BEA Systems Inc CALL 073325102 480 8,000 SH CALL SOLE NONE 8,000 -- Leggett & Platt Inc Common Stock 524660107 479 25,000 SH SOLE NONE 25,000 -- Apartment Investment & Management Co REIT 03748R101 477 10,565 SH SOLE NONE 10,565 -- Eddie Bauer Holdings Inc Common Stock 071625107 475 55,250 SH SHARED-OTHER 3 -- 55,250 Allegheny Energy Inc Common Stock 017361106 470 9,000 SH SOLE NONE 9,000 -- General Electric Co Common Stock 369604103 470 11,350 SH SHARED-OTHER 4 -- 11,350 Motorola Inc Common Stock 620076109 463 25,000 SH SOLE NONE 25,000 -- Corning Inc Common Stock 219350105 462 18,750 SH SOLE NONE 18,750 -- EMC Corp/Massachusetts Common Stock 268648102 458 22,027 SH SHARED-OTHER 2 -- 22,027 Bear Stearns Cos Inc/The Common Stock 073902108 457 3,719 SH SOLE NONE 3,719 -- Collagenex Pharmaceuticals Inc CALL 19419B100 449 508 SH CALL SHARED-OTHER 1 -- 508
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------ ------- ---- International Business Machines Corp Common Stock 459200101 448 3,800 SH SHARED-OTHER 4 -- 3,800 Fidelity National Financial Inc PUT 31620R105 446 1,750 SH PUT SOLE NONE 1,750 -- Polaris Industries Inc Common Stock 731068102 436 10,000 SH SOLE NONE 10,000 -- Mercadolibre Inc Common Stock 58733R102 435 12,000 SH SOLE NONE 12,000 -- Durect Corp Common Stock 266605104 432 78,826 SH SHARED-OTHER 1 -- 78,826 Innerworkings Inc Common Stock 45773Y105 431 25,000 SH SOLE NONE 25,000 -- Combinatorx Inc Common Stock 20010A103 431 68,882 SH SHARED-OTHER 1 -- 68,882 Hillenbrand Industries Inc Common Stock 431573104 428 7,783 SH SHARED-OTHER 1 -- 7,783 Cyclacel Pharmaceuticals Inc Common Stock 23254L108 428 76,763 SH SHARED-OTHER 1 -- 76,763 VMware Inc Common Stock 928563402 425 5,000 SH SOLE NONE 5,000 -- Polypore International Inc Common Stock 73179V103 422 30,000 SH SOLE NONE 30,000 -- Patni Computer Systems Ltd ADR 703248203 420 18,000 SH SOLE NONE 18,000 -- SanDisk Corp Common Stock 80004C101 413 7,500 SH SOLE NONE 7,500 -- Central European Media Enterprises Ltd Common Stock G20045202 413 4,500 SH SOLE NONE 4,500 -- Advanced Micro Devices Inc Common Stock 007903107 413 31,250 SH SOLE NONE 31,250 -- Ametek Inc Common Stock 031100100 411 9,500 SH SOLE NONE 9,500 -- Walt Disney Co Common Stock 254687106 409 11,900 SH SOLE NONE 11,900 -- Avista Corp Common Stock 05379B107 403 19,800 SH SOLE NONE 19,800 -- Devon Energy Corp Common Stock 25179M103 399 4,800 SH SOLE NONE 4,800 -- Brasil Telecom Participacoes SA ADR 105530109 395 5,300 SH SOLE NONE 5,300 -- United Therapeutics Corp CALL 91307C102 395 310 SH CALL SHARED-OTHER 1 -- 310 John B. Sanfilippo & SON Common Stock 800422107 395 48,300 SH SOLE NONE 48,300 -- Human Genome Sciences Inc Bond 444903108 393 419,071 PRN SHARED-OTHER 1 -- 419,071 ZIOPHARM Oncology Inc Common Stock 98973P101 389 117,815 SH SHARED-OTHER 1 -- 117,815 Fortress Investment Group LLC Common Stock 34958B106 386 18,100 SH SHARED-OTHER 3 -- 18,100 Liberty Media Holding Corp - Interactive Tracking Stk 53071M104 384 20,001 SH SHARED-OTHER 4 -- 20,001 Apache Corp Common Stock 037411105 378 4,200 SH SOLE NONE 4,200 -- JDS Uniphase Corp Common Stock 46612J507 374 25,000 SH SOLE NONE 25,000 -- Sterlite Industries India Ltd ADR 859737207 370 20,000 SH SOLE NONE 20,000 -- Community Bankers Acquisition Corp Common Stock 20361R101 368 50,000 SH SOLE NONE 50,000 -- DXP Enterprises Inc Common Stock 233377407 367 10,325 SH SOLE NONE 10,325 -- PartnerRe Ltd CALL G6852T105 366 400 SH CALL SOLE NONE 400 -- Healthspring Inc Common Stock 42224N101 366 18,764 SH SHARED-OTHER 1 -- 18,764 iPath MSCI India Index ETN ETF 06739F291 364 5,000 SH SOLE NONE 5,000 -- Microchip Technology Inc Common Stock 595017104 363 10,000 SH SOLE NONE 10,000 -- Coleman Cable Inc Common Stock 193459302 362 26,150 SH SOLE NONE 26,150 -- Constellation Energy Group Inc Common Stock 210371100 360 4,200 SH SOLE NONE 4,200 -- Neurocrine Biosciences Inc Common Stock 64125C109 359 35,854 SH SHARED-OTHER 1 -- 35,854 MGI Pharma Inc Common Stock 552880106 358 12,898 SH SHARED-OTHER 1 -- 12,898 Alkermes Inc Common Stock 01642T108 351 19,060 SH SHARED-OTHER 1 -- 19,060 Smurfit-Stone Container Corp Common Stock 832727101 350 30,000 SH SOLE NONE 30,000 -- First American Corp PUT 318522307 350 1,000 SH PUT SOLE NONE 1,000 -- Isis Pharmaceuticals Inc Common Stock 464330109 348 23,237 SH SHARED-OTHER 1 -- 23,237 Biodel Inc Common Stock 09064M105 348 20,406 SH SHARED-OTHER 1 -- 20,406 ISTA Pharmaceuticals Inc CALL 45031X204 344 499 SH CALL SHARED-OTHER 1 -- 499 Conmed Corp Common Stock 207410101 344 12,301 SH SHARED-OTHER 1 -- 12,301 E-House China Holdings Ltd ADR 26852W103 344 15,000 SH SOLE NONE 15,000 -- Trina Solar Ltd ADR 89628E104 342 6,000 SH SOLE NONE 6,000 -- Louisiana- Pacific Corp Common Stock 546347105 339 20,000 SH SHARED-OTHER 5 -- 20,000 Hi-Tech Pharmacal Co Inc Common Stock 42840B101 334 28,113 SH SHARED-OTHER 1 -- 28,113 Universal American Financial Corp Common Stock 913377107 332 14,568 SH SHARED-OTHER 1 -- 14,568 Key Energy Services Inc Common Stock 492914106 332 19,500 SH SOLE NONE 19,500 -- Chesapeake Utilities Corp Common Stock 165303108 331 9,757 SH SOLE NONE 9,757 -- United PanAm Financial Corp Common Stock 911301109 330 40,000 SH SOLE NONE 40,000 -- Atherogenics Inc Bond 047439104 328 374,335 PRN SHARED-OTHER 1 -- 374,335 Centerpoint Energy Inc Common Stock 15189T107 327 20,400 SH SOLE NONE 20,400 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------ ------- ---- BioMarin Pharmaceuticals Inc Bond 09061G101 322 233,200 PRN SHARED-OTHER 1 -- 233,200 Navisite Inc Common Stock 63935M208 322 36,614 SH SOLE NONE 36,614 -- JC Penney Co Inc Common Stock 708160106 317 5,000 SH SHARED-OTHER 4 -- 5,000 RADWARE Ltd Common Stock 001083476 314 20,000 SH SOLE NONE 20,000 -- Revlon Inc Common Stock 761525500 311 270,381 SH SHARED-OTHER 5 -- 270,381 Home Depot Inc Common Stock 437076102 308 9,500 SH SHARED-OTHER 4 -- 9,500 PNM Resources Inc Common Stock 69349H107 307 13,200 SH SOLE NONE 13,200 -- Yahoo! Inc CALL 984332106 307 3,300 SH CALL SOLE NONE 3,300 -- CNH Global NV Common Stock 000029893 304 5,000 SH SOLE NONE 5,000 -- DIRECTV Group Inc/The Common Stock 25459L106 304 12,500 SH SHARED-OTHER 4 -- 12,500 Cash America International Inc PUT 14754D100 303 1,000 SH PUT SOLE NONE 1,000 -- Lehman Brothers Holdings Inc Common Stock 524908100 302 4,900 SH SHARED-OTHER 3 -- 4,900 Poniard Pharmaceuticals Inc Common Stock 732449301 302 53,260 SH SHARED-OTHER 1 -- 53,260 PDL BioPharma Inc PUT 69329Y104 302 567 SH PUT SHARED-OTHER 1 -- 567 Vignette Corp Common Stock 926734401 301 15,000 SH SOLE NONE 15,000 -- CIT Group Inc PUT 125581108 300 600 SH PUT SOLE NONE 600 -- Inspire Pharmaceuticals Inc Common Stock 457733103 298 55,556 SH SHARED-OTHER 1 -- 55,556 Eagle Materials Inc Common Stock 26969P108 297 8,300 SH SHARED-OTHER 3 -- 8,300 Ford Motor Co Common Stock 345370860 295 34,750 SH SHARED-OTHER 4 -- 34,750 Wind River Systems Inc Common Stock 973149107 294 25,000 SH SOLE NONE 25,000 -- Ingram Micro Inc Common Stock 457153104 294 15,000 SH SHARED-OTHER 4 -- 15,000 Xilinx Inc Common Stock 983919101 294 11,250 SH SOLE NONE 11,250 -- Atherogenics Inc PUT 047439104 293 1,284 SH PUT SHARED-OTHER 1 -- 1,284 Utstarcom Inc Common Stock 918076100 293 80,000 SH SOLE NONE 80,000 -- Hoku Scientific Inc Common Stock 434712105 290 30,000 SH SOLE NONE 30,000 -- Autozone Inc Common Stock 053332102 290 2,500 SH SHARED-OTHER 4 -- 2,500 Comcast Corp Common Stock 20030N200 289 12,060 SH SHARED-OTHER 4 -- 12,060 Emulex Corp Common Stock 292475209 288 15,000 SH SOLE NONE 15,000 -- Terremark Worldwide Inc Common Stock 881448203 287 40,000 SH SOLE NONE 40,000 -- InterMune Inc CALL 45884X103 283 1,292 SH CALL SHARED-OTHER 1 -- 1,292 Qimonda AG ADR 746904101 283 25,000 SH SOLE NONE 25,000 -- Getty Images Inc Common Stock 374276103 278 10,000 SH SOLE NONE 10,000 -- Minrad International Inc Common Stock 60443P103 278 57,984 SH SHARED-OTHER 1 -- 57,984 Micron Technology Inc Common Stock 595112103 278 25,000 SH SOLE NONE 25,000 -- Advance Auto Parts Inc Common Stock 00751Y106 275 8,200 SH SHARED-OTHER 4 -- 8,200 Novellus Systems Inc Common Stock 670008101 273 10,000 SH SOLE NONE 10,000 -- Caterpillar Inc Common Stock 149123101 267 3,400 SH SHARED-OTHER 4 -- 3,400 Centex Corp Common Stock 152312104 266 10,000 SH SOLE NONE 10,000 -- FMC Technologies Inc Common Stock 30249U101 264 4,570 SH SOLE NONE 4,570 -- Double-Take Software Inc Common Stock 258598101 263 13,750 SH SOLE NONE 13,750 -- Sonic Solutions Inc Common Stock 835460106 262 25,000 SH SOLE NONE 25,000 -- Parametric Technology Corp Common Stock 699173209 261 15,000 SH SOLE NONE 15,000 -- Owens-Illinois Inc Common Stock 690768403 260 6,280 SH SHARED-OTHER 4 -- 6,280 Local.com Corp Common Stock 53954R105 260 40,000 SH SOLE NONE 40,000 -- AP Pharma Inc Common Stock 00202J203 259 126,409 SH SHARED-OTHER 1 -- 126,409 Kraft Foods Inc Common Stock 50075N104 259 7,500 SH SHARED-OTHER 4 -- 7,500 Insight Enterprises Inc Common Stock 45765U103 258 10,000 SH SHARED-OTHER 4 -- 10,000 Interpublic Group of Cos Inc Common Stock 460690100 252 24,250 SH SHARED-OTHER 4 -- 24,250 Nalco Holding Co Common Stock 62985Q101 249 8,400 SH SHARED-OTHER 4 -- 8,400 Snap-On Inc Common Stock 833034101 248 5,000 SH SOLE NONE 5,000 -- Corning Inc Common Stock 219350105 247 10,000 SH SHARED-OTHER 4 -- 10,000 China Fund Inc Closed-End Fund 169373107 246 5,000 SH SOLE NONE 5,000 -- Cepheid Inc Common Stock 15670R107 246 10,791 SH SHARED-OTHER 1 -- 10,791 Hibbett Sports Inc Common Stock 428567101 246 9,910 SH SHARED-OTHER 4 -- 9,910 Veraz Networks Inc Common Stock 923359103 246 35,000 SH SOLE NONE 35,000 -- Cypress Bioscience Inc Common Stock 232674507 246 17,935 SH SHARED-OTHER 1 -- 17,935
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- Trident Microsystems Inc Common Stock 895919108 238 15,000 SH SOLE NONE 15,000 -- Myriad Genetics Inc PUT 62855J104 237 769 SH PUT SHARED-OTHER 1 -- 769 Efuture Information Technology Inc Common Stock G29438101 237 15,000 SH SOLE NONE 15,000 -- NVR Inc Common Stock 62944T105 235 500 SH SOLE NONE 500 -- Nike Inc Common Stock 654106103 235 4,000 SH SHARED-OTHER 4 -- 4,000 Time Warner Inc Common Stock 887317105 234 12,750 SH SHARED-OTHER 4 -- 12,750 JB Hunt Transport Services Inc PUT 445658107 234 800 SH PUT SOLE NONE 800 -- Human Genome Sciences Inc PUT 444903108 232 573 SH PUT SHARED-OTHER 1 -- 573 Isilon Systems Inc Common Stock 46432L104 231 30,000 SH SOLE NONE 30,000 -- Best Buy Co Inc Common Stock 086516101 230 5,000 SH SHARED-OTHER 4 -- 5,000 Lawson Software Inc CALL 52078P102 230 4,000 SH CALL SOLE NONE 4,000 -- Corus Bankshares Inc PUT 220873103 225 500 SH PUT SOLE NONE 500 -- Playtex Products Inc Common Stock 72813P100 224 12,260 SH SHARED-OTHER 4 -- 12,260 JK Acquisition Corp Common Stock 47759H106 222 37,500 SH SOLE NONE 37,500 -- VeriFone Holdings Inc Common Stock 92342Y109 222 5,000 SH SOLE NONE 5,000 -- PepsiCo Inc Common Stock 713448108 220 3,000 SH SHARED-OTHER 4 -- 3,000 QMed Inc Common Stock 747914109 219 84,222 SH SOLE NONE 84,222 -- Humana Inc Common Stock 444859102 218 3,117 SH SHARED-OTHER 1 -- 3,117 Quiksilver Inc Common Stock 74838C106 214 14,950 SH SHARED-OTHER 4 -- 14,950 Northgate Minerals Corp Common Stock 666416102 213 75,000 SH SOLE NONE 75,000 -- Columbus Acquisition Corp Unit 198851206 213 250,000 SH SOLE NONE 250,000 -- Third Wave Technologies Inc Common Stock 88428W108 212 24,590 SH SHARED-OTHER 1 -- 24,590 Bausch & Lomb Inc PUT 071707103 212 2,066 SH PUT SHARED-OTHER 1 -- 2,066 Synchronoss Technologies Inc Common Stock 87157B103 210 5,000 SH SOLE NONE 5,000 -- Sonic Innovations Inc Common Stock 83545M109 210 22,882 SH SHARED-OTHER 1 -- 22,882 Avigen Inc Common Stock 053690103 209 38,642 SH SHARED-OTHER 1 -- 38,642 Bio-Rad Laboratories Inc Common Stock 090572207 208 2,303 SH SHARED-OTHER 1 -- 2,303 NetFlix Inc Common Stock 64110L106 207 10,000 SH SOLE NONE 10,000 -- Photon Dynamics Inc Common Stock 719364101 207 22,850 SH SHARED-OTHER 4 -- 22,850 Nymex Holdings Inc PUT 62948N104 207 900 SH PUT SOLE NONE 900 -- Noble Corp Common Stock G65422100 206 4,200 SH SOLE NONE 4,200 -- Zila Inc Common Stock 989513205 203 174,885 SH SHARED-OTHER 1 -- 174,885 Grant Prideco Inc Common Stock 38821G101 202 3,700 SH SOLE NONE 3,700 -- Barrick Gold Corp Common Stock 067901108 201 5,000 SH SOLE NONE 5,000 -- Eagle Bulk Shipping Inc Common Stock Y2187A101 201 7,800 SH SOLE NONE 7,800 -- Paychex Inc PUT 704326107 200 500 SH PUT SOLE NONE 500 -- iShares MSCI Emerging Markets Index Fund PUT 464287234 195 250 SH PUT SOLE NONE 250 -- Elan Corp PLC PUT 284131208 194 396 SH PUT SHARED-OTHER 1 -- 396 MGIC Investment Corp PUT 552848103 192 600 SH PUT SOLE NONE 600 -- Tutogen Medical Inc Common Stock 901107102 188 16,354 SH SHARED-OTHER 1 -- 16,354 Acorda Therapeutics Inc Common Stock 00484M106 184 10,000 SH SOLE NONE 10,000 -- Northstar Neuroscience Inc Common Stock 66704V101 182 16,312 SH SHARED-OTHER 1 -- 16,312 Alternative Asset Management Acquisition Corp Equity WRT 02149U119 180 200,000 SH SOLE NONE 200,000 -- ArvinMeritor Inc PUT 043353101 174 1,243 SH PUT SOLE NONE 1,243 -- Applera Corp - Celera Group Tracking Stk 038020202 171 12,167 SH SHARED-OTHER 1 -- 12,167 Kodiak Oil & Gas Corp Common Stock 50015Q100 170 51,380 SH SOLE NONE 51,380 -- Bowne & Co Inc Common Stock 103043105 167 10,000 SH SOLE NONE 10,000 -- Micron Technology Inc Common Stock 595112103 167 15,000 SH SHARED-OTHER 4 -- 15,000 Victory Acquisition Corp Equity WRT 92644D118 163 120,000 SH SOLE NONE 120,000 -- NPS Pharmaceuticals Inc Common Stock 62936P103 160 27,799 SH SOLE NONE 27,799 -- Atherogenics Inc CALL 047439104 158 1,625 SH CALL SHARED-OTHER 1 -- 1,625 LandAmerica Financial Group Inc PUT 514936103 155 250 SH PUT SOLE NONE 250 -- Endeavor Acquisition Corp Common Stock 292577103 154 13,000 SH SHARED-OTHER 4 -- 13,000 LaserCard Corp Common Stock 51807U101 153 13,800 SH SHARED-OTHER 4 -- 13,800 Iomai Corp Common Stock 46202P103 153 79,637 SH SHARED-OTHER 1 -- 79,637 Omnova Solutions Inc Common Stock 682129101 153 26,437 SH SOLE NONE 26,437 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- Stoneleigh Partners Acquisition Corp Equity WRT 861923126 152 200,000 SH SOLE NONE 200,000 -- Research In Motion Ltd CALL 760975102 149 200 SH CALL SOLE NONE 200 -- OSI Pharmaceuticals Inc CALL 671040103 148 230 SH CALL SHARED-OTHER 1 -- 230 Genitope Corp PUT 37229P507 146 534 SH PUT SHARED-OTHER 1 -- 534 Countrywide Financial Corp PUT 222372104 144 3,275 SH PUT SOLE NONE 3,275 -- HD Partners Acquisition Corp Equity WRT 40415K118 142 200,000 SH SOLE NONE 200,000 -- Summer Infant Inc Common Stock 865646103 141 30,500 SH SHARED-OTHER 4 -- 30,500 US Bancorp CALL 902973304 140 2,000 SH CALL SOLE NONE 2,000 -- EVCI Career Colleges Holding Corp Common Stock 26926P308 139 75,212 SH SOLE NONE 75,212 -- FuelCell Energy Inc Common Stock 35952H106 138 15,500 SH SOLE NONE 15,500 -- CB Richard Ellis Group Inc PUT 12497T101 136 500 SH PUT SOLE NONE 500 -- General Motors Corp CALL 370442105 135 300 SH CALL SOLE NONE 300 -- PMI Group Inc/The PUT 69344M101 135 500 SH PUT SOLE NONE 500 -- KSW Inc Common Stock 48268R106 135 19,150 SH SOLE NONE 19,150 -- DIAMONDS Trust Series I PUT 252787106 134 750 SH PUT SOLE NONE 750 -- Orexigen Therapeutics Inc Common Stock 686164104 133 10,097 SH SHARED-OTHER 1 -- 10,097 South Financial Group Inc/The PUT 837841105 131 522 SH PUT SOLE NONE 522 -- Tyson Foods Inc PUT 902494103 129 600 SH PUT SOLE NONE 600 -- Eli Lilly & Co PUT 532457108 129 750 SH PUT SHARED-OTHER 1 -- 750 Candela Corp Common Stock 136907102 127 14,913 SH SHARED-OTHER 1 -- 14,913 BearingPoint Inc Common Stock 074002106 122 30,000 SH SOLE NONE 30,000 -- Conexant Systems Inc Common Stock 207142100 120 100,000 SH SOLE NONE 100,000 -- Standard-Pacific Corp PUT 85375C101 119 250 SH PUT SOLE NONE 250 -- Physicians Formula Holdings Inc Common Stock 719427106 117 10,000 SH SOLE NONE 10,000 -- International Game Technology CALL 459902102 114 3,000 SH CALL SOLE NONE 3,000 -- Watts Water Technologies Inc PUT 942749102 110 250 SH PUT SOLE NONE 250 -- Harbor Acquisition Corp Equity WRT 41145X115 110 477,600 SH SOLE NONE 477,600 -- Apple Inc CALL 037833100 109 100 SH CALL SOLE NONE 100 -- Leadis Technology Inc Common Stock 52171N103 105 30,050 SH SHARED-OTHER 4 -- 30,050 Logitech International SA PUT 002575132 105 700 SH PUT SOLE NONE 700 -- Discover Financial Services CALL 254709108 105 750 SH CALL SOLE NONE 750 -- Martin Marietta Materials Inc PUT 573284106 104 450 SH PUT SOLE NONE 450 -- Arena Pharmaceuticals Inc PUT 040047102 103 460 SH PUT SHARED-OTHER 1 -- 460 Willdan Group Inc Common Stock 96924N100 102 10,000 SH SOLE NONE 10,000 -- Novadel Pharma Inc Common Stock 66986X106 97 182,728 SH SHARED-OTHER 1 -- 182,728 Inhibitex Inc Common Stock 45719T103 97 73,748 SH SHARED-OTHER 1 -- 73,748 Idenix Pharmaceuticals Inc Common Stock 45166R204 95 33,021 SH SHARED-OTHER 1 -- 33,021 Dendreon Corp PUT 24823Q107 94 207 SH PUT SHARED-OTHER 1 -- 207 Qualcomm Inc CALL 747525103 94 500 SH CALL SOLE NONE 500 -- Aldabra 2 Acquisition Corp Equity WRT 01408A111 94 62,500 SH SOLE NONE 62,500 -- Triad Guaranty Inc PUT 895925105 94 160 SH PUT SOLE NONE 160 -- Keryx Biopharmaceuticals Inc PUT 492515101 91 161 SH PUT SHARED-OTHER 1 -- 161 Cypress Bioscience Inc CALL 232674507 87 559 SH CALL SHARED-OTHER 1 -- 559 Media & Entertainment Holdings Inc Equity WRT 58439W116 86 100,000 SH SOLE NONE 100,000 -- King Pharmaceuticals Inc PUT 495582108 85 250 SH PUT SOLE NONE 250 -- Sovereign Bancorp Inc PUT 845905108 85 1,000 SH PUT SOLE NONE 1,000 -- Cortex Pharmaceuticals Inc Common Stock 220524300 83 49,886 SH SHARED-OTHER 1 -- 49,886 Renovis Inc Common Stock 759885106 82 21,322 SH SHARED-OTHER 1 -- 21,322 Alkermes Inc PUT 01642T108 81 630 SH PUT SHARED-OTHER 1 -- 630 Rigel Pharmaceuticals Inc PUT 766559603 80 316 SH PUT SHARED-OTHER 1 -- 316 iShares MSCI Brazil Index Fund PUT 464286400 80 500 SH PUT SOLE NONE 500 -- Brush Engineered Materials Inc CALL 117421107 80 250 SH CALL SOLE NONE 250 -- PrivateBancorp Inc CALL 742962103 78 600 SH CALL SOLE NONE 600 -- Theravance Inc PUT 88338T104 78 165 SH PUT SHARED-OTHER 1 -- 165 Fastenal Co PUT 311900104 75 500 SH PUT SOLE NONE 500 -- Equinix Inc CALL 29444U502 75 150 SH CALL SOLE NONE 150 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------ ------ ---- Thornburg Mortgage Inc PUT 885218107 74 615 SH PUT SOLE NONE 615 -- Gemstar-TV Guide International Inc Common Stock 36866W106 72 10,300 SH SHARED-OTHER 4 -- 10,300 Flamel Technologies CALL 338488109 71 500 SH CALL SOLE NONE 500 -- Flamel Technologies PUT 338488109 66 500 SH PUT SOLE NONE 500 -- RADVision Ltd PUT 001084383 63 250 SH PUT SOLE NONE 250 -- Colonial BancGroup Inc/The PUT 195493309 63 500 SH PUT SOLE NONE 500 -- Sun Microsystems Inc PUT 866810104 62 1,500 SH PUT SOLE NONE 1,500 -- Wintrust Financial Corp PUT 97650W108 62 226 SH PUT SOLE NONE 226 -- Eagle Materials Inc PUT 26969P108 62 650 SH PUT SOLE NONE 650 -- IPC Holdings Ltd CALL G4933P101 61 150 SH CALL SOLE NONE 150 -- USG Corp PUT 903293405 60 500 SH PUT SOLE NONE 500 -- F5 Networks Inc CALL 315616102 60 350 SH CALL SOLE NONE 350 -- MGI Pharma Inc CALL 552880106 57 155 SH CALL SHARED-OTHER 1 -- 155 Genelabs Technologies Inc Common Stock 368706206 57 29,773 SH SHARED-OTHER 1 -- 29,773 Penwest Pharmaceuticals Co PUT 709754105 56 444 SH PUT SHARED-OTHER 1 -- 444 Advanced Micro Devices Inc PUT 007903107 55 500 SH PUT SOLE NONE 500 -- MGI Pharma Inc CALL 552880106 55 1,000 SH CALL SOLE NONE 1,000 -- Bankrate Inc CALL 06646V108 54 200 SH CALL SOLE NONE 200 -- Digital River Inc PUT 25388B104 53 300 SH PUT SOLE NONE 300 -- Northstar Neuroscience Inc PUT 66704V101 50 104 SH PUT SHARED-OTHER 1 -- 104 Powerwave Technologies Inc CALL 739363109 50 5,000 SH CALL SOLE NONE 5,000 -- Helix Energy Solutions Group Inc CALL 42330P107 49 122 SH CALL SOLE NONE 122 -- Vical Inc Common Stock 925602104 49 10,000 SH SOLE NONE 10,000 -- American Commercial Lines Inc PUT 025195207 48 250 SH PUT SOLE NONE 250 -- Medicis Pharmaceutical Corp CALL 584690309 47 846 SH CALL SHARED-OTHER 1 -- 846 NPS Pharmaceuticals Inc CALL 62936P103 47 202 SH CALL SHARED-OTHER 1 -- 202 FirstEnergy Corp PUT 337932107 46 150 SH PUT SOLE NONE 150 -- TIBCO Software Inc CALL 88632Q103 45 6,000 SH CALL SOLE NONE 6,000 -- Human Genome Sciences Inc CALL 444903108 45 105 SH CALL SHARED-OTHER 1 -- 105 FreightCar America Inc PUT 357023100 44 200 SH PUT SOLE NONE 200 -- Electronic Arts Inc PUT 285512109 42 100 SH PUT SOLE NONE 100 -- Jarden Corp PUT 471109108 41 750 SH PUT SOLE NONE 750 -- Vulcan Materials Co CALL 929160109 41 150 SH CALL SOLE NONE 150 -- Wet Seal Inc/The Common Stock 961840105 39 10,000 SH SHARED-OTHER 4 -- 10,000 Alvarion Ltd PUT 001084458 39 350 SH PUT SOLE NONE 350 -- IntercontinentalExchange Inc PUT 45865V100 38 200 SH PUT SOLE NONE 200 -- NetFlix Inc CALL 64110L106 38 300 SH CALL SOLE NONE 300 -- Zymogenetics Inc CALL 98985T109 36 987 SH CALL SHARED-OTHER 1 -- 987 IAC/InterActiveCorp CALL 44919P300 36 500 SH CALL SOLE NONE 500 -- Powershares QQQ PUT 73935A104 36 500 SH PUT SOLE NONE 500 -- Palm Inc CALL 696643105 35 1,000 SH CALL SOLE NONE 1,000 -- Fairchild Semiconductor International Inc CALL 303726103 35 1,000 SH CALL SOLE NONE 1,000 -- Oceanaut Inc Unit 675227201 34 23,600 SH SOLE NONE 23,600 -- North American Insurance Leaders Inc Equity WRT 65687M112 33 55,000 SH SOLE NONE 55,000 -- Sepracor Inc CALL 817315104 32 1,354 SH CALL SOLE NONE 1,354 -- Network Appliance Inc PUT 64120L104 32 300 SH PUT SOLE NONE 300 -- BioMarin Pharmaceuticals Inc PUT 09061G101 31 380 SH PUT SHARED-OTHER 1 -- 380 Millennium India Acquisition Co Inc Equity WRT 60039Q119 30 80,000 SH SOLE NONE 80,000 -- SuperGen Inc PUT 868059106 30 233 SH PUT SHARED-OTHER 1 -- 233 Genaera Corp Common Stock 36867G209 30 10,629 SH SHARED-OTHER 1 -- 10,629 Cooper Cos Inc/The CALL 216648402 30 600 SH CALL SOLE NONE 600 -- Community Bankers Acquisition Corp Equity WRT 20361R119 29 50,000 SH SOLE NONE 50,000 -- CSX Corp PUT 126408103 28 500 SH PUT SOLE NONE 500 -- Tellabs Inc CALL 879664100 27 2,000 SH CALL SOLE NONE 2,000 -- Matrixx Initiatives Inc PUT 57685L105 26 250 SH PUT SOLE NONE 250 -- Ciena Corp PUT 171779309 26 100 SH PUT SOLE NONE 100 --
TITLE OF VALUE SHS OR SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------ ------ ---- Monogram Biosciences Inc Common Stock 60975U108 25 17,543 SH SHARED-OTHER 1 -- 17,543 Acxiom Corp CALL 005125109 25 500 SH CALL SOLE NONE 500 -- Baker Hughes Inc PUT 057224107 25 204 SH PUT SOLE NONE 204 -- Questar Corp CALL 748356102 23 159 SH CALL SOLE NONE 159 -- Pharmaceutical Product Development Inc PUT 717124101 23 250 SH PUT SOLE NONE 250 -- IndyMac Bancorp Inc PUT 456607100 23 131 SH PUT SHARED-OTHER 2 -- 131 SuperGen Inc CALL 868059106 23 293 SH CALL SHARED-OTHER 1 -- 293 Martin Marietta Materials Inc CALL 573284106 22 100 SH CALL SOLE NONE 100 -- MGI Pharma Inc PUT 552880106 20 1,133 SH PUT SOLE NONE 1,133 -- Pfizer Inc PUT 717081103 20 2,000 SH PUT SOLE NONE 2,000 -- NRG Energy Inc CALL 629377508 19 403 SH CALL SOLE NONE 403 -- JK Acquisition Corp Equity WRT 47759H114 19 50,000 SH SOLE NONE 50,000 -- Spectrum Pharmaceuticals Inc CALL 84763A108 18 334 SH CALL SHARED-OTHER 1 -- 334 Interactive Brokers Group Inc CALL 45841N107 18 100 SH CALL SOLE NONE 100 -- SanDisk Corp PUT 80004C101 17 200 SH PUT SOLE NONE 200 -- Pilgrim's Pride Corp PUT 721467108 17 150 SH PUT SOLE NONE 150 -- PDL BioPharma Inc CALL 69329Y104 15 250 SH CALL SOLE NONE 250 -- Eli Lilly & Co PUT 532457108 15 2,000 SH PUT SOLE NONE 2,000 -- Alcoa Inc CALL 013817101 13 100 SH CALL SOLE NONE 100 -- Smith International Inc PUT 832110100 12 169 SH PUT SOLE NONE 169 -- Tyco International Ltd CALL G9143X208 11 281 SH CALL SHARED-OTHER 2 -- 281 DreamWorks Animation SKG Inc CALL 26153C103 11 250 SH CALL SOLE NONE 250 -- Openwave Systems Inc CALL 683718308 10 1,000 SH CALL SOLE NONE 1,000 -- Owens Corning Inc CALL 690742101 9 100 SH CALL SOLE NONE 100 -- First Horizon National Corp CALL 320517105 8 500 SH CALL SOLE NONE 500 -- Idearc Inc PUT 451663108 6 150 SH PUT SOLE NONE 150 -- Caterpillar Inc PUT 149123101 5 200 SH PUT SOLE NONE 200 -- Mylan Laboratories Inc PUT 628530107 3 141 SH PUT SHARED-OTHER 1 -- 141 Sonus Pharmaceuticals Inc CALL 835692104 3 554 SH CALL SHARED-OTHER 1 -- 554 Charter Communications Inc CALL 16117M107 2 750 SH CALL SOLE NONE 750 -- Sonus Pharmaceuticals Inc CALL 835692104 1 550 SH CALL SOLE NONE 550 -- Cyberonics Inc CALL 23251P102 1 533 SH CALL SHARED-OTHER 1 -- 533 Grant Prideco Inc CALL 38821G101 1 100 SH CALL SOLE NONE 100 -- Amazon.Com Inc PUT 023135106 0 150 SH PUT SOLE NONE 150 --
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