-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hk4kgSxpXJqRufuB8tO177HY6R5iCd8WuvLLk6NezsVLdOihOBj9ejF9fUOjyvyS /ITrSeJQ+ryOUWYmBWvgjA== 0001193125-08-030517.txt : 20080214 0001193125-08-030517.hdr.sgml : 20080214 20080214103832 ACCESSION NUMBER: 0001193125-08-030517 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071231 FILED AS OF DATE: 20080214 DATE AS OF CHANGE: 20080214 EFFECTIVENESS DATE: 20080214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: BALYASNY ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001218710 IRS NUMBER: 364472709 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10402 FILM NUMBER: 08609446 BUSINESS ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 BUSINESS PHONE: 3124992999 MAIL ADDRESS: STREET 1: 181 W MADISON STE 3600 CITY: CHICAGO STATE: IL ZIP: 60602 13F-HR 1 d13fhr.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 2007 Check here if Amendment [_]; Amendment Number: ______ This Amendment (Check only one.): [_] is a restatement. [_] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Balyasny Asset Management L.P. Address: 181 W. Madison Suite 3600 Chicago, IL 60602 Form 13F File Number: 28-10402 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Scott Schroeder Title: General Counsel Phone: 312-499-2974 Signature, Place, and Date of Signing: /s/ Scott Schroeder New York, NY 2/13/08 - ------------------------- ------------------------- ------------------------ [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [_] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [_] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: [If there are no entries in this list, omit this section.] Form 13F File Number Name - -------------------- ---- FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 4 Form 13F Information Table Entry Total: 683 Form 13F Information Table Value Total: 1,324,700 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] No. Form 13F File Number Name --- -------------------- ---- 1 Visium Asset Management, 28-12494 LLC 2 28-11212 Luxor Capital Group, LP 3 Hayground Cove Asset 28-11227 Management LLC 4 28-10466 DKR Capital Partners L.P.
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ---------- -------- --------- ------ ---- Walter Industries Inc Common Stock 93317Q105 32,136 894,400 SH SOLE NONE 894,400 0 0 Petroleum Development Corp Common Stock 716578109 30,694 519,098 SH SOLE NONE 519,098 0 0 Bentley Pharmaceuticals Inc Common Stock 082657107 29,421 1,949,700 SH SOLE NONE 1,949,700 0 0 Sunoco Inc Common Stock 86764P109 25,354 350,000 SH SOLE NONE 350,000 0 0 EOG Resources Inc Common Stock 26875P101 21,982 246,300 SH SOLE NONE 246,300 0 0 Whiting Petroleum Corp Common Stock 966387102 15,906 275,860 SH SOLE NONE 275,860 0 0 Tesoro Corp Common Stock 881609101 15,503 325,000 SH SOLE NONE 325,000 0 0 Dril-Quip Inc Common Stock 262037104 13,915 250,000 SH SOLE NONE 250,000 0 0 Copano Energy LLC Unit 217202100 13,268 365,000 SH SOLE NONE 365,000 0 0 Cimarex Energy Co Common Stock 171798101 12,759 300,000 SH SOLE NONE 300,000 0 0 Nymex Holdings Inc Common Stock 62948N104 12,025 90,000 SH SOLE NONE 90,000 0 0 Interactive Brokers Group Inc Common Stock 45841N107 11,806 365,279 SH SOLE NONE 365,279 0 0 Chipotle Mexican Grill Inc Common Stock 169656204 11,690 95,000 SH SOLE NONE 95,000 0 0 Regional Bank HOLDRs Trust ETF 75902E100 11,186 85,000 SH SOLE NONE 85,000 0 0 Overseas Shipholding Group Common Stock 690368105 11,165 150,000 SH SOLE NONE 150,000 0 0 Aventine Renewable Energy Common Stock 05356X403 11,039 865,120 SH SOLE NONE 865,120 0 0 Holdings Inc Invesco Ltd Common Stock G491BT108 10,983 350,000 SH SOLE NONE 350,000 0 0 AMBAC Financial Group Inc Common Stock 023139108 10,566 410,000 SH SOLE NONE 410,000 0 0 TD Ameritrade Holding Corp Common Stock 87236Y108 10,030 500,000 SH SOLE NONE 500,000 0 0 Cameron International Corp Common Stock 13342B105 9,626 200,000 SH SOLE NONE 200,000 0 0 America Movil SA de CV ADR 02364W105 9,454 154,000 SH SOLE NONE 154,000 0 0 eSpeed Inc Common Stock 296643109 9,323 825,000 SH SOLE NONE 825,000 0 0 SPDR Trust Series 1 ETF 78462F103 9,211 63,000 SH SOLE NONE 63,000 0 0 Silgan Holdings Inc Common Stock 827048109 8,482 163,296 SH SOLE NONE 163,296 0 0 i2 Technologies Inc Common Stock 465754208 8,190 650,000 SH SOLE NONE 650,000 0 0 Validus Holdings Ltd Common Stock G9319H102 8,072 310,700 SH SOLE NONE 310,700 0 0 Morgan Stanley Common Stock 617446448 7,967 150,000 SH SOLE NONE 150,000 0 0 Kaiser Aluminum Corp Common Stock 483007704 7,821 98,400 SH SOLE NONE 98,400 0 0 KV Pharmaceutical Co Common Stock 482740206 7,806 273,500 SH SOLE NONE 273,500 0 0 Teekay Tankers Ltd Common Stock Y8565N102 7,799 354,500 SH SOLE NONE 354,500 0 0 Yahoo! Inc Common Stock 984332106 7,792 335,000 SH SOLE NONE 335,000 0 0 Apple Computer Inc Common Stock 037833100 7,676 38,750 SH SOLE NONE 38,750 0 0 Nucor Corp Common Stock 670346105 7,628 128,800 SH SOLE NONE 128,800 0 0 Google Inc Common Stock 38259P508 7,572 10,950 SH SOLE NONE 10,950 0 0 Ternium SA ADR 880890108 7,470 186,250 SH SOLE NONE 186,250 0 0 Enterprise GP Holdings LP Ltd Part 293716106 7,404 200,000 SH SOLE NONE 200,000 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- TIBCO Software Inc Common Stock 88632Q103 7,263 900,000 SH SOLE NONE 900,000 0 0 Western Refining Inc Common Stock 959319104 7,263 300,000 SH SOLE NONE 300,000 0 0 Altria Group Inc Common Stock 02209S103 7,180 95,000 SH SOLE NONE 95,000 0 0 Hanover Insurance Group Inc/ Common Stock 410867105 7,099 155,000 SH SOLE NONE 155,000 0 0 The Energy Transfer Equity LP Ltd Part 29273V100 7,046 200,000 SH SOLE NONE 200,000 0 0 PartnerRe Ltd Common Stock G6852T105 7,015 85,000 SH SOLE NONE 85,000 0 0 Biodel Inc Common Stock 09064M105 6,939 298,700 SH SOLE NONE 298,700 0 0 Nvidia Corp Common Stock 67066G104 6,889 202,500 SH SOLE NONE 202,500 0 0 Herbalife Ltd Common Stock G4412G101 6,876 170,700 SH SOLE NONE 170,700 0 0 Olympic Steel Inc Common Stock 68162K106 6,660 210,040 SH SOLE NONE 210,040 0 0 Energizer Holdings Inc Common Stock 29266R108 6,391 57,000 SH SOLE NONE 57,000 0 0 TRW Automotive Holdings Corp Common Stock 87264S106 6,372 304,894 SH SOLE NONE 304,894 0 0 NII Holdings Inc Common Stock 62913F201 5,910 122,300 SH SOLE NONE 122,300 0 0 WABCO Holdings Inc Common Stock 92927K102 5,844 116,666 SH SOLE NONE 116,666 0 0 FMC Technologies Inc Common Stock 30249U101 5,670 100,000 SH SOLE NONE 100,000 0 0 Chelsea Therapeutics Common Stock 163428105 5,602 762,127 SH SHARED-OTHER 1 0 762,127 0 International Inc Victory Acquisition Corp Unit 92644D209 5,575 500,000 SH SOLE NONE 500,000 0 0 NYSE Euronext Common Stock 629491101 5,464 62,250 SH SOLE NONE 62,250 0 0 Dell Inc Common Stock 24702R101 5,458 222,700 SH SHARED-OTHER 3 0 222,700 0 Knight Capital Group Inc Common Stock 499005106 5,400 375,000 SH SOLE NONE 375,000 0 0 Focus Media Holding Ltd ADR 34415V109 5,371 94,550 SH SOLE NONE 94,550 0 0 Brigham Exploration Co Common Stock 109178103 5,292 703,704 SH SOLE NONE 703,704 0 0 UnumProvident Corp Common Stock 91529Y106 5,234 220,000 SH SOLE NONE 220,000 0 0 FMC Corp Common Stock 302491303 5,182 95,000 SH SOLE NONE 95,000 0 0 Triplecrown Acquisition Corp Unit 89677G208 5,050 500,000 SH SOLE NONE 500,000 0 0 Cypress Semiconductor Corp Common Stock 232806109 5,044 140,000 SH SOLE NONE 140,000 0 0 Ista Pharmaceuticals Inc Common Stock 45031X204 5,029 1,026,300 SH SOLE NONE 1,026,300 0 0 Qualcomm Inc Common Stock 747525103 4,799 121,958 SH SOLE NONE 121,958 0 0 Harris Corp Common Stock 413875105 4,701 75,000 SH SOLE NONE 75,000 0 0 WNS Holdings Ltd ADR 92932M101 4,485 274,300 SH SOLE NONE 274,300 0 0 MBIA Inc Common Stock 55262C100 4,415 237,000 SH SOLE NONE 237,000 0 0 OM Group Inc Common Stock 670872100 4,327 75,200 SH SOLE NONE 75,200 0 0 ABB Ltd ADR 000375204 4,320 150,000 SH SOLE NONE 150,000 0 0 Travelers Cos Inc/The Common Stock 89417E109 4,304 80,000 SH SOLE NONE 80,000 0 0 Intel Corp Common Stock 458140100 4,266 160,000 SH SOLE NONE 160,000 0 0 ITT Educational Services Inc Common Stock 45068B109 4,264 50,000 SH SOLE NONE 50,000 0 0 Perini Corp Common Stock 713839108 4,212 101,700 SH SOLE NONE 101,700 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Lockheed Martin Corp Common Stock 539830109 4,210 40,000 SH SOLE NONE 40,000 0 0 Virgin Mobile USA Inc Common Stock 92769R108 4,187 471,000 SH SOLE NONE 471,000 0 0 Quest Software Inc Common Stock 74834T103 4,149 225,000 SH SOLE NONE 225,000 0 0 Lincoln National Corp Common Stock 534187109 4,075 70,000 SH SOLE NONE 70,000 0 0 Cisco Systems Inc Common Stock 17275R102 4,060 150,000 SH SOLE NONE 150,000 0 0 Hudson City Bancorp Inc Common Stock 443683107 4,055 270,000 SH SOLE NONE 270,000 0 0 First Solar Inc Common Stock 336433107 4,007 15,000 SH SOLE NONE 15,000 0 0 Teekay Shipping Corp Common Stock Y8564W103 3,986 74,912 SH SHARED-OTHER 2 0 74,912 0 Molson Coors Brewing Co Common Stock 60871R209 3,872 75,000 SH SOLE NONE 75,000 0 0 Office Depot Inc Common Stock 676220106 3,829 275,250 SH SHARED-OTHER 3 0 275,250 0 Investment Technology Group Common Stock 46145F105 3,807 80,000 SH SOLE NONE 80,000 0 0 Inc Computer Sciences Corp Common Stock 205363104 3,794 76,700 SH SHARED-OTHER 3 0 76,700 0 General Dynamics Corp Common Stock 369550108 3,782 42,500 SH SOLE NONE 42,500 0 0 Hansen Natural Corp Common Stock 411310105 3,745 84,550 SH SOLE NONE 84,550 0 0 Cleveland- Cliffs Inc Common Stock 185896107 3,709 36,800 SH SOLE NONE 36,800 0 0 CROCS Inc Common Stock 227046109 3,681 100,000 SH SOLE NONE 100,000 0 0 Texas Industries Inc Common Stock 882491103 3,680 52,500 SH SOLE NONE 52,500 0 0 SP Acquisition Holdings Inc Common Stock 78470A104 3,680 400,000 SH SOLE NONE 400,000 0 0 Procter & Gamble Co Common Stock 742718109 3,671 50,000 SH SOLE NONE 50,000 0 0 Pico Holdings Inc Common Stock 693366205 3,665 109,000 SH SOLE NONE 109,000 0 0 RadioShack Corp Common Stock 750438103 3,645 216,200 SH SHARED-OTHER 3 0 216,200 0 Teva Pharmaceutical Pfd Conv 881624209 3,631 3,500,000 PRN SOLE NONE 3,500,000 0 0 Industries Ltd Astoria Financial Corp Common Stock 046265104 3,607 155,000 SH SOLE NONE 155,000 0 0 Lehman Brothers Holdings Inc Common Stock 524908100 3,599 55,000 SH SOLE NONE 55,000 0 0 Rockwell Collins Inc Common Stock 774341101 3,599 50,000 SH SOLE NONE 50,000 0 0 United Online Inc Common Stock 911268100 3,576 302,500 SH SOLE NONE 302,500 0 0 Chubb Corp Common Stock 171232101 3,548 65,000 SH SOLE NONE 65,000 0 0 Valero Energy Corp Common Stock 91913Y100 3,502 50,000 SH SOLE NONE 50,000 0 0 LoopNet Inc Common Stock 543524300 3,498 249,000 SH SOLE NONE 249,000 0 0 TransDigm Group Inc Common Stock 893641100 3,478 77,000 SH SOLE NONE 77,000 0 0 Unisource Energy Corp Common Stock 909205106 3,426 108,600 SH SOLE NONE 108,600 0 0 Quanex Corp Common Stock 747620102 3,374 65,000 SH SOLE NONE 65,000 0 0 Quanta Services Inc Common Stock 74762E102 3,364 128,200 SH SOLE NONE 128,200 0 0 Lexmark International Inc Common Stock 529771107 3,336 95,700 SH SHARED-OTHER 3 0 95,700 0 Motorola Inc Common Stock 620076109 3,325 207,300 SH SHARED-OTHER 3 0 207,300 0 UltraShort Real Estate ETF 74347R552 3,323 30,000 SH SOLE NONE 30,000 0 0 ProShares Lennox International Inc Common Stock 526107107 3,314 80,000 SH SOLE NONE 80,000 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- LIBERTY ACQUISITION HOLDINGS Common Stock 53015Y107 3,285 450,000 SH SOLE NONE 450,000 0 0 First Marblehead Corp/The Common Stock 320771108 3,213 210,000 SH SOLE NONE 210,000 0 0 Caraco Pharmaceutical Common Stock 14075T107 3,186 185,775 SH SOLE NONE 185,775 0 0 Laboratories Ltd Consolidated Water Co Inc Common Stock G23773107 3,161 125,500 SH SOLE NONE 125,500 0 0 Qualcomm Inc Common Stock 747525103 3,160 80,300 SH SHARED-OTHER 3 0 80,300 0 Gap Inc/The Common Stock 364760108 3,135 147,300 SH SHARED-OTHER 3 0 147,300 0 SUPERVALU Inc Common Stock 868536103 3,127 83,350 SH SHARED-OTHER 3 0 83,350 0 Best Buy Co Inc Common Stock 086516101 3,114 59,150 SH SHARED-OTHER 3 0 59,150 0 Greenfield Online Inc Common Stock 395150105 3,055 209,076 SH SOLE NONE 209,076 0 0 UST Inc Common Stock 902911106 3,041 55,500 SH SOLE NONE 55,500 0 0 Wells Fargo & Co Common Stock 949746101 3,019 100,000 SH SOLE NONE 100,000 0 0 Safeway Inc Common Stock 786514208 3,016 88,150 SH SHARED-OTHER 3 0 88,150 0 Dollar Financial Corp Common Stock 256664103 3,008 98,000 SH SOLE NONE 98,000 0 0 PHH Corp Common Stock 693320202 2,997 169,921 SH SHARED-OTHER 2 0 169,921 0 Redwood Trust Inc REIT 758075402 2,982 87,100 SH SOLE NONE 87,100 0 0 Capstead Mortgage Corp REIT 14067E506 2,980 225,963 SH SOLE NONE 225,963 0 0 Celanese Corp Common Stock 150870103 2,962 70,000 SH SOLE NONE 70,000 0 0 Benihana Inc Common Stock 082047200 2,951 231,476 SH SOLE NONE 231,476 0 0 Avista Corp Common Stock 05379B107 2,869 133,200 SH SOLE NONE 133,200 0 0 Javelin Pharmaceuticals Inc Common Stock 471894105 2,860 764,700 SH SOLE NONE 764,700 0 0 Lincoln Educational Services Common Stock 533535100 2,840 192,907 SH SOLE NONE 192,907 0 0 Corp Immersion Corp Common Stock 452521107 2,832 218,700 SH SOLE NONE 218,700 0 0 Inverness Medical Innovations Common Stock 46126P106 2,809 50,000 SH SOLE NONE 50,000 0 0 Inc PNM Resources Inc Common Stock 69349H107 2,792 130,140 SH SOLE NONE 130,140 0 0 Willbros Group Inc Common Stock 969199108 2,749 71,800 SH SOLE NONE 71,800 0 0 Hiland Holdings GP LP Ltd Part 43129M107 2,735 100,000 SH SOLE NONE 100,000 0 0 USEC Inc Common Stock 90333E108 2,700 300,000 SH SOLE NONE 300,000 0 0 NetFlix Inc Common Stock 64110L106 2,662 100,000 SH SOLE NONE 100,000 0 0 Discover Financial Services Common Stock 254709108 2,639 175,000 SH SOLE NONE 175,000 0 0 ChinaEdu Corp ADR 16945L107 2,635 310,000 SH SOLE NONE 310,000 0 0 Powerwave Technologies Inc Common Stock 739363109 2,620 650,000 SH SOLE NONE 650,000 0 0 Pfizer Inc Common Stock 717081103 2,614 115,000 SH SOLE NONE 115,000 0 0 Sherwin- Williams Co/ The Common Stock 824348106 2,612 45,000 SH SOLE NONE 45,000 0 0 Teradata Corp Common Stock 88076W103 2,604 95,000 SH SOLE NONE 95,000 0 0 General Cable Corp Common Stock 369300108 2,565 35,000 SH SOLE NONE 35,000 0 0 Safety Insurance Group Inc Common Stock 78648T100 2,563 70,000 SH SOLE NONE 70,000 0 0 Prologis REIT 743410102 2,535 40,000 SH SOLE NONE 40,000 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Hewlett-Packard Co Common Stock 428236103 2,524 50,000 SH SOLE NONE 50,000 0 0 Conseco Inc Common Stock 208464883 2,512 200,000 SH SOLE NONE 200,000 0 0 Roper Industries Inc Common Stock 776696106 2,502 40,000 SH SOLE NONE 40,000 0 0 People's United Financial Inc Common Stock 712704105 2,492 140,000 SH SOLE NONE 140,000 0 0 Nalco Holding Co Common Stock 62985Q101 2,491 103,000 SH SOLE NONE 103,000 0 0 MMC Energy Inc Common Stock 55312Q208 2,468 705,000 SH SOLE NONE 705,000 0 0 Coca-Cola Co/ The Common Stock 191216100 2,455 40,000 SH SOLE NONE 40,000 0 0 Dell Inc Common Stock 24702R101 2,451 100,000 SH SOLE NONE 100,000 0 0 Aldabra 2 Acquisition Corp Common Stock 01408A103 2,435 250,000 SH SOLE NONE 250,000 0 0 Synovus Financial Corp Common Stock 87161C105 2,408 100,000 SH SOLE NONE 100,000 0 0 Newmont Mining Corp Common Stock 651639106 2,393 49,000 SH SOLE NONE 49,000 0 0 Titan International Inc Common Stock 88830M102 2,379 76,116 SH SHARED-OTHER 2 0 76,116 0 Tetra Tech Inc Common Stock 88162G103 2,349 109,264 SH SOLE NONE 109,264 0 0 Advanced Medical Optics Inc Common Stock 00763M108 2,345 95,600 SH SHARED-OTHER 3 0 95,600 0 Advanced Life Sciences Common Stock 00765H107 2,331 1,371,100 SH SOLE NONE 1,371,100 0 0 Holdings Inc Deckers Outdoor Corp Common Stock 243537107 2,326 15,000 SH SOLE NONE 15,000 0 0 Quintana Maritime Ltd Common Stock Y7169G109 2,298 100,000 SH SOLE NONE 100,000 0 0 PNC Financial Services Group Common Stock 693475105 2,298 35,000 SH SOLE NONE 35,000 0 0 Inc General Mills Inc Common Stock 370334104 2,280 40,000 SH SOLE NONE 40,000 0 0 XL Capital Ltd Common Stock G98255105 2,264 45,000 SH SOLE NONE 45,000 0 0 Advanced Micro Devices Inc Common Stock 007903107 2,250 300,000 SH SOLE NONE 300,000 0 0 Anthracite Capital Inc REIT 037023108 2,240 291,400 SH SOLE NONE 291,400 0 0 BJ's Wholesale Club Inc Common Stock 05548J106 2,240 66,200 SH SHARED-OTHER 3 0 66,200 0 State Bancorp Inc/NY Common Stock 855716106 2,210 170,000 SH SOLE NONE 170,000 0 0 Triumph Group Inc Common Stock 896818101 2,207 26,800 SH SOLE NONE 26,800 0 0 Verizon Communications Inc Common Stock 92343V104 2,185 50,000 SH SOLE NONE 50,000 0 0 Hartford Financial Services Common Stock 416515104 2,180 25,000 SH SOLE NONE 25,000 0 0 Group Inc Downey Financial Corp Common Stock 261018105 2,178 70,000 SH SOLE NONE 70,000 0 0 American Public Education Inc Common Stock 02913V103 2,173 52,000 SH SOLE NONE 52,000 0 0 Itron Inc Common Stock 465741106 2,159 22,496 SH SOLE NONE 22,496 0 0 Goldman Sachs Group Inc Common Stock 38141G104 2,151 10,000 SH SOLE NONE 10,000 0 0 AON Corp Common Stock 037389103 2,146 45,000 SH SOLE NONE 45,000 0 0 Crane Co Common Stock 224399105 2,145 50,000 SH SOLE NONE 50,000 0 0 PowerShares Global Water ETF 73935X575 2,140 100,000 SH SOLE NONE 100,000 0 0 Portfolio International Game Technology Common Stock 459902102 2,133 48,550 SH SHARED-OTHER 3 0 48,550 0 Berkshire Hathaway Inc Common Stock 084670108 2,124 15 SH SOLE NONE 15 0 0 Arch Capital Group Ltd Common Stock G0450A105 2,111 30,000 SH SOLE NONE 30,000 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Simpson Manufacturing Co Inc Common Stock 829073105 2,103 79,100 SH SOLE NONE 79,100 0 0 MGM Mirage Common Stock 552953101 2,101 25,000 SH SOLE NONE 25,000 0 0 Haynes International Inc Common Stock 420877201 2,085 30,000 SH SOLE NONE 30,000 0 0 MFA Mortgage Investments Inc REIT 55272X102 2,081 225,000 SH SOLE NONE 225,000 0 0 Openwave Systems Inc Common Stock 683718308 2,080 800,000 SH SOLE NONE 800,000 0 0 Novell Inc Common Stock 670006105 2,061 300,000 SH SOLE NONE 300,000 0 0 SCANA Corp Common Stock 80589M102 2,057 48,800 SH SOLE NONE 48,800 0 0 Zale Corp Common Stock 988858106 2,056 128,000 SH SHARED-OTHER 3 0 128,000 0 California Water Service Group Common Stock 130788102 2,036 55,000 SH SOLE NONE 55,000 0 0 Idacorp Inc Common Stock 451107106 2,026 57,530 SH SOLE NONE 57,530 0 0 American Electric Power Co Inc Common Stock 025537101 2,011 43,200 SH SOLE NONE 43,200 0 0 Prudential Financial Inc Pfd Conv 744320102 1,994 2,000,000 PRN SOLE NONE 2,000,000 0 0 Pantry Inc/The Common Stock 698657103 1,957 74,900 SH SHARED-OTHER 3 0 74,900 0 Ivanhoe Mines Ltd/CA Common Stock 46579N103 1,952 181,900 SH SOLE NONE 181,900 0 0 Lear Corp Common Stock 521865105 1,920 69,400 SH SOLE NONE 69,400 0 0 Jabil Circuit Inc Common Stock 466313103 1,909 125,000 SH SOLE NONE 125,000 0 0 Seanergy Maritime Corp Common Stock Y73760103 1,890 200,000 SH SOLE NONE 200,000 0 0 Cia de Saneamento Basico do Common Stock 20441A102 1,880 40,000 SH SOLE NONE 40,000 0 0 Estado de Sao Paulo SL Green Realty Corp REIT 78440X101 1,869 20,000 SH SOLE NONE 20,000 0 0 Columbus Acquisition Corp Common Stock 198851107 1,855 250,000 SH SOLE NONE 250,000 0 0 NorthStar Realty Finance Corp REIT 66704R100 1,838 100,000 SH SOLE NONE 100,000 0 0 Global Sources Ltd Common Stock G39300101 1,834 65,000 SH SOLE NONE 65,000 0 0 NVR Inc Common Stock 62944T105 1,834 3,500 SH SOLE NONE 3,500 0 0 Alternative Asset Management Common Stock 02149U101 1,830 200,000 SH SOLE NONE 200,000 0 0 Acquisition Corp Allstate Corp/ The Common Stock 020002101 1,828 35,000 SH SOLE NONE 35,000 0 0 FirstFed Financial Corp Common Stock 337907109 1,791 50,000 SH SOLE NONE 50,000 0 0 BluePhoenix Solutions Ltd Common Stock M20157109 1,787 98,600 SH SOLE NONE 98,600 0 0 Asbury Automotive Group Inc Common Stock 043436104 1,782 118,400 SH SOLE NONE 118,400 0 0 ON Semiconductor Corp Common Stock 682189105 1,776 200,000 SH SOLE NONE 200,000 0 0 CapitalSource Inc REIT 14055X102 1,759 100,000 SH SOLE NONE 100,000 0 0 VistaPrint Ltd Common Stock G93762204 1,757 41,000 SH SOLE NONE 41,000 0 0 Jarden Corp Common Stock 471109108 1,752 74,200 SH SOLE NONE 74,200 0 0 Host Hotels & Resorts Inc REIT 44107P104 1,704 100,000 SH SOLE NONE 100,000 0 0 Natus Medical Inc Common Stock 639050103 1,703 88,000 SH SOLE NONE 88,000 0 0 Stanley Works/The Common Stock 854616109 1,697 35,000 SH SOLE NONE 35,000 0 0 Gulfport Energy Corp Common Stock 402635304 1,689 92,518 SH SHARED-OTHER 2 0 92,518 0 Blue Coat Systems Inc Common Stock 09534T508 1,667 50,700 SH SOLE NONE 50,700 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- --------- ---- CKE Restaurants Inc Common Stock 12561E105 1,664 126,050 SH SHARED-OTHER 3 0 126,050 0 Cree Inc Common Stock 225447101 1,663 56,400 SH SOLE NONE 56,400 0 0 Iconix Brand Group Inc Common Stock 451055107 1,654 84,127 SH SHARED-OTHER 2 0 84,127 0 ITT Corp Common Stock 450911102 1,651 25,000 SH SOLE NONE 25,000 0 0 SJW Corp Common Stock 784305104 1,647 47,500 SH SOLE NONE 47,500 0 0 Asia Automotive Acquisition Common Stock 04519K101 1,644 200,500 SH SOLE NONE 200,500 0 0 Corp Chiquita Brands International Common Stock 170032809 1,642 89,300 SH SOLE NONE 89,300 0 0 Inc Hilltop Holdings Inc Common Stock 432748101 1,638 150,000 SH SOLE NONE 150,000 0 0 State Street Corp Common Stock 857477103 1,624 20,000 SH SOLE NONE 20,000 0 0 Semiconductor HOLDRs Trust ETF 816636203 1,623 50,000 SH SOLE NONE 50,000 0 0 Williams- Sonoma Inc Common Stock 969904101 1,621 62,600 SH SHARED-OTHER 3 0 62,600 0 Zila Inc Common Stock 989513205 1,614 1,663,470 SH SOLE NONE 1,663,470 0 0 FPL Group Inc Common Stock 302571104 1,600 23,600 SH SOLE NONE 23,600 0 0 Medarex Inc Put 583916101 1,583 3,341 SH PUT SHARED-OTHER 1 0 3,341 0 Archer-Daniels- Midland Co Common Stock 039483102 1,579 34,000 SH SOLE NONE 34,000 0 0 MEMC Electronic Materials Inc Common Stock 552715104 1,575 17,800 SH SOLE NONE 17,800 0 0 Victory Acquisition Corp Common Stock 92644D100 1,570 162,000 SH SOLE NONE 162,000 0 0 Capital Trust Inc/NY REIT 14052H506 1,533 50,000 SH SOLE NONE 50,000 0 0 Sears Holdings Corp Common Stock 812350106 1,531 15,000 SH SOLE NONE 15,000 0 0 T Rowe Price Group Inc Common Stock 74144T108 1,522 25,000 SH SOLE NONE 25,000 0 0 Stoneleigh Partners Common Stock 861923100 1,494 200,000 SH SOLE NONE 200,000 0 0 Acquisition Corp Aqua America Inc Common Stock 03836W103 1,484 70,000 SH SOLE NONE 70,000 0 0 Layne Christensen Co Common Stock 521050104 1,476 30,000 SH SOLE NONE 30,000 0 0 iPath MSCI India Index ETN ETF 06739F291 1,467 15,000 SH SOLE NONE 15,000 0 0 IPC Holdings Ltd Common Stock G4933P101 1,444 50,000 SH SOLE NONE 50,000 0 0 Portland General Electric Co Common Stock 736508847 1,441 51,870 SH SOLE NONE 51,870 0 0 2020 ChinaCap Acquirco Inc Common Stock 90212G109 1,440 200,000 SH SOLE NONE 200,000 0 0 Integrys Energy Group Inc Common Stock 45822P105 1,437 27,800 SH SOLE NONE 27,800 0 0 Kaiser Aluminum Corp Common Stock 483007704 1,435 18,050 SH SHARED-OTHER 3 0 18,050 0 James River Coal Co Common Stock 470355207 1,398 125,000 SH SOLE NONE 125,000 0 0 American Apparel Inc Equity WRT 023850118 1,397 155,200 SH SOLE NONE 155,200 0 0 Insite Vision Inc Common Stock 457660108 1,392 1,855,887 SH SHARED-OTHER 1 0 1,855,887 0 Office Depot Inc Common Stock 676220106 1,391 100,000 SH SOLE NONE 100,000 0 0 Rio Tinto PLC ADR 767204100 1,386 3,300 SH SOLE NONE 3,300 0 0 Arch Chemicals Inc Common Stock 03937R102 1,378 37,500 SH SOLE NONE 37,500 0 0 Ryland Group Inc Common Stock 783764103 1,378 50,000 SH SOLE NONE 50,000 0 0 Cardiodynamics International Common Stock 141597104 1,369 3,414,572 SH SOLE NONE 3,414,572 0 0 Corp
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- Coach Inc Common Stock 189754104 1,368 44,750 SH SOLE NONE 44,750 0 0 Hi-Tech Pharmacal Co Inc Common Stock 42840B101 1,368 140,886 SH SOLE NONE 140,886 0 0 First American Corp Common Stock 318522307 1,365 40,000 SH SOLE NONE 40,000 0 0 McCormick & Schmick's Seafood Common Stock 579793100 1,365 114,392 SH SOLE NONE 114,392 0 0 Restaurants Inc Urban Outfitters Inc Common Stock 917047102 1,363 50,000 SH SOLE NONE 50,000 0 0 DiamondRock Hospitality Co REIT 252784301 1,348 90,000 SH SOLE NONE 90,000 0 0 Prosperity Bancshares Inc Common Stock 743606105 1,323 45,000 SH SOLE NONE 45,000 0 0 Aircastle Ltd Common Stock G0129K104 1,317 50,000 SH SOLE NONE 50,000 0 0 Terex Corp Common Stock 880779103 1,311 20,000 SH SOLE NONE 20,000 0 0 Chemtura Corp Common Stock 163893100 1,310 168,000 SH SOLE NONE 168,000 0 0 Entergy Corp Common Stock 29364G103 1,310 10,960 SH SOLE NONE 10,960 0 0 Raymond James Financial Inc Common Stock 754730109 1,306 40,000 SH SOLE NONE 40,000 0 0 Comerica Inc Common Stock 200340107 1,306 30,000 SH SOLE NONE 30,000 0 0 Aurizon Mines Ltd Common Stock 05155P106 1,304 336,509 SH SOLE NONE 336,509 0 0 Golden Star Resources Ltd Common Stock 38119T104 1,293 409,141 SH SOLE NONE 409,141 0 0 Teekay Offshore Partners LP Ltd Part Y8565J101 1,283 51,018 SH SHARED-OTHER 2 0 51,018 0 Liberty Media Holding Corp-- Tracking Stk 53071M302 1,281 11,000 SH SOLE NONE 11,000 0 0 Capital Cadiz Inc Common Stock 127537207 1,281 61,000 SH SOLE NONE 61,000 0 0 Claude Resources Inc Common Stock 182873109 1,272 914,964 SH SOLE NONE 914,964 0 0 RTI International Metals Inc Common Stock 74973W107 1,271 18,441 SH SHARED-OTHER 2 0 18,441 0 Optimer Pharmaceuticals Inc Common Stock 68401H104 1,266 180,817 SH SOLE NONE 180,817 0 0 Centex Corp Common Stock 152312104 1,263 50,000 SH SOLE NONE 50,000 0 0 Target Corp Common Stock 87612E106 1,250 25,000 SH SOLE NONE 25,000 0 0 Platinum Underwriters Common Stock G7127P100 1,245 35,000 SH SOLE NONE 35,000 0 0 Holdings Ltd Bally Technologies Inc Common Stock 05874B107 1,243 25,000 SH SOLE NONE 25,000 0 0 Suntech Power Holdings Co Ltd ADR 86800C104 1,235 15,000 SH SOLE NONE 15,000 0 0 News Corp Common Stock 65248E104 1,229 60,000 SH SOLE NONE 60,000 0 0 Pioneer Natural Resources Co Common Stock 723787107 1,221 25,000 SH SOLE NONE 25,000 0 0 Allete Inc Common Stock 018522300 1,219 30,802 SH SOLE NONE 30,802 0 0 China Holdings Acquisition Unit 16942N205 1,219 125,000 SH SOLE NONE 125,000 0 0 Corp Edison International Common Stock 281020107 1,217 22,800 SH SOLE NONE 22,800 0 0 Pall Corp Common Stock 696429307 1,210 30,000 SH SOLE NONE 30,000 0 0 Pacific Rim Mining Corp Common Stock 694915208 1,208 1,118,695 SH SOLE NONE 1,118,695 0 0 Viacom Inc Common Stock 92553P201 1,208 27,500 SH SOLE NONE 27,500 0 0 Ameron International Corp Common Stock 030710107 1,205 13,080 SH SOLE NONE 13,080 0 0 DTE Energy Co Common Stock 233331107 1,196 27,200 SH SOLE NONE 27,200 0 0 SAVVIS Inc Common Stock 805423308 1,183 42,400 SH SOLE NONE 42,400 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ---------- -------- ------- ------ ---- Gold Fields Ltd Call 38059T106 1,172 4,253 SH CALL SOLE NONE 4,253 0 0 Digital Realty Trust Inc REIT 253868103 1,151 30,000 SH SOLE NONE 30,000 0 0 Boston Properties Inc REIT 101121101 1,148 12,500 SH SOLE NONE 12,500 0 0 Douglas Emmett Inc REIT 25960P109 1,131 50,000 SH SOLE NONE 50,000 0 0 MGIC Investment Corp Common Stock 552848103 1,122 50,000 SH SOLE NONE 50,000 0 0 Monsanto Co Common Stock 61166W101 1,117 10,000 SH SOLE NONE 10,000 0 0 Continental Airlines Inc Common Stock 210795308 1,113 50,000 SH SOLE NONE 50,000 0 0 Check Point Software Common Stock M22465104 1,098 50,000 SH SOLE NONE 50,000 0 0 Technologies Sunstone Hotel Investors Inc REIT 867892101 1,097 60,000 SH SOLE NONE 60,000 0 0 Sterling Construction Co Inc Common Stock 859241101 1,091 50,000 SH SOLE NONE 50,000 0 0 Sterlite Industries India Ltd ADR 859737207 1,066 40,900 SH SOLE NONE 40,900 0 0 Encore Energy Partners LP Ltd Part 29257A106 1,064 59,100 SH SOLE NONE 59,100 0 0 Saks Inc Common Stock 79377W108 1,038 50,000 SH SOLE NONE 50,000 0 0 Principal Financial Group Inc Common Stock 74251V102 1,033 15,000 SH SOLE NONE 15,000 0 0 Countrywide Financial Corp Put 222372104 1,033 5,250 SH PUT SOLE NONE 5,250 0 0 Las Vegas Sands Corp Common Stock 517834107 1,031 10,000 SH SOLE NONE 10,000 0 0 SPX Corp Common Stock 784635104 1,029 10,000 SH SOLE NONE 10,000 0 0 Bell Microproducts Inc Common Stock 078137106 1,022 170,000 SH SOLE NONE 170,000 0 0 First Midwest Bancorp Inc/IL Common Stock 320867104 1,017 33,240 SH SOLE NONE 33,240 0 0 DryShips Inc Common Stock Y2109Q101 1,017 13,140 SH SOLE NONE 13,140 0 0 NRDC Acquisition Corp Common Stock 62941R102 1,001 200,000 SH SOLE NONE 200,000 0 0 Mueller Water Products Inc Common Stock 624758108 1,000 105,000 SH SOLE NONE 105,000 0 0 Fannie Mae Common Stock 313586109 1,000 25,000 SH SOLE NONE 25,000 0 0 American States Water Co Common Stock 029899101 995 26,400 SH SOLE NONE 26,400 0 0 E*Trade Financial Corp Common Stock 269246104 994 280,000 SH SOLE NONE 280,000 0 0 Portfolio Recovery Associates Common Stock 73640Q105 992 25,000 SH SOLE NONE 25,000 0 0 Inc Precision Castparts Corp Common Stock 740189105 985 7,100 SH SOLE NONE 7,100 0 0 El Paso Corp Common Stock 28336L109 981 56,900 SH SOLE NONE 56,900 0 0 DuPont Fabros Technology Inc REIT 26613Q106 980 50,000 SH SOLE NONE 50,000 0 0 Wyndham Worldwide Corp Common Stock 98310W108 966 40,000 SH SOLE NONE 40,000 0 0 Gannett Co Inc Common Stock 364730101 960 24,625 SH SOLE NONE 24,625 0 0 Jackson Hewitt Tax Service Inc Common Stock 468202106 953 30,000 SH SOLE NONE 30,000 0 0 Sotheby's Common Stock 835898107 953 25,000 SH SOLE NONE 25,000 0 0 Newmont Mining Corp Call 651639106 949 2,792 SH CALL SOLE NONE 2,792 0 0 Rockwood Holdings Inc Common Stock 774415103 940 28,300 SH SOLE NONE 28,300 0 0 BB&T Corp Common Stock 054937107 920 30,000 SH SOLE NONE 30,000 0 0 ChinaCast Education Corp Common Stock 16946T109 910 133,110 SH SOLE NONE 133,110 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- ------- --------- ---- Medarex Inc Common Stock 583916101 909 87,240 SH SHARED-OTHER 2 0 87,240 0 KHD Humboldt Wedag Common Stock 482462108 899 30,000 SH SOLE NONE 30,000 0 0 International Ltd Great Wolf Resorts Inc Common Stock 391523107 899 91,650 SH SHARED-OTHER 3 0 91,650 0 Ruth's Chris Steak House Common Stock 783332109 894 100,000 SH SOLE NONE 100,000 0 0 UAL Corp Common Stock 902549807 892 25,000 SH SOLE NONE 25,000 0 0 ICF International Inc Common Stock 44925C103 884 35,000 SH SOLE NONE 35,000 0 0 WW Grainger Inc Common Stock 384802104 875 10,000 SH SOLE NONE 10,000 0 0 Cia Vale do Rio Doce ADR 204412209 849 26,000 SH SOLE NONE 26,000 0 0 Interface Inc Common Stock 458665106 849 52,000 SH SOLE NONE 52,000 0 0 Comverse Technology Inc Common Stock 205862402 848 49,175 SH SOLE NONE 49,175 0 0 PDL BioPharma Inc Common Stock 69329Y104 846 48,265 SH SHARED-OTHER 1 0 48,265 0 Public Service Enterprise Common Stock 744573106 845 8,600 SH SOLE NONE 8,600 0 0 Group Inc Oscient Pharmaceuticals Corp Pfd Conv 68812R303 843 1,377,650 PRN SHARED-OTHER 1 0 1,377,650 0 Perfect World Co Ltd ADR 71372U104 836 30,000 SH SOLE NONE 30,000 0 0 Regency Energy Partners LP Ltd Part 75885Y107 834 25,000 SH SOLE NONE 25,000 0 0 AT&T Inc Common Stock 00206R102 831 20,000 SH SOLE NONE 20,000 0 0 Cemex SAB de CV ADR 151290889 827 32,000 SH SOLE NONE 32,000 0 0 Acorda Therapeutics Inc Common Stock 00484M106 824 37,500 SH SOLE NONE 37,500 0 0 Synaptics Inc Common Stock 87157D109 823 20,000 SH SOLE NONE 20,000 0 0 Loews Corp-- Carolina Group Tracking Stk 540424207 819 9,600 SH SOLE NONE 9,600 0 0 M&T Bank Corp Common Stock 55261F104 816 10,000 SH SOLE NONE 10,000 0 0 Xenoport Inc Common Stock 98411C100 812 14,529 SH SHARED-OTHER 2 0 14,529 0 Pharmacopeia Drug Discovery Common Stock 7171EP101 811 170,000 SH SOLE NONE 170,000 0 0 Inc DIRECTV Group Inc/ The Common Stock 25459L106 809 35,000 SH SOLE NONE 35,000 0 0 Mechel OAO ADR 583840103 805 8,283 SH SHARED-OTHER 2 0 8,283 0 Deerfield Triarc Capital Corp REIT 244331104 800 100,000 SH SOLE NONE 100,000 0 0 Asta Funding Inc Common Stock 046220109 793 30,000 SH SOLE NONE 30,000 0 0 Sunpower Corp Common Stock 867652109 782 6,000 SH SOLE NONE 6,000 0 0 Sterling Bancshares Inc/TX Common Stock 858907108 781 70,000 SH SOLE NONE 70,000 0 0 PFF Bancorp Inc Common Stock 69331W104 780 64,752 SH SHARED-OTHER 2 0 64,752 0 Force Protection Inc Common Stock 345203202 772 165,000 SH SOLE NONE 165,000 0 0 Brightpoint Inc Common Stock 109473405 768 50,000 SH SOLE NONE 50,000 0 0 Tyson Foods Inc Common Stock 902494103 767 50,000 SH SOLE NONE 50,000 0 0 American Axle & Manufacturing Common Stock 024061103 760 40,826 SH SOLE NONE 40,826 0 0 Holdings Inc Granite Construction Inc Common Stock 387328107 760 21,000 SH SOLE NONE 21,000 0 0 Rackable Systems Inc Common Stock 750077109 750 75,000 SH SOLE NONE 75,000 0 0 Babcock & Brown Air Ltd ADR 05614P101 749 41,140 SH SOLE NONE 41,140 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- Schlumberger Ltd Common Stock 806857108 748 7,600 SH SOLE NONE 7,600 0 0 Nuance Communications Inc Common Stock 67020Y100 747 40,000 SH SOLE NONE 40,000 0 0 MannKind Corp Pfd Conv 56400P201 747 868,282 PRN SHARED-OTHER 1 0 868,282 0 Brink's Co/The Common Stock 109696104 747 12,500 SH SOLE NONE 12,500 0 0 Morton's Restaurant Group Inc Common Stock 619430101 746 80,000 SH SOLE NONE 80,000 0 0 Delta Air Lines Inc Common Stock 247361702 745 50,000 SH SOLE NONE 50,000 0 0 Brush Engineered Materials Inc Common Stock 117421107 740 20,000 SH SOLE NONE 20,000 0 0 VMware Inc Common Stock 928563402 740 8,707 SH SHARED-OTHER 2 0 8,707 0 BladeLogic Inc Common Stock 09265M102 739 25,000 SH SOLE NONE 25,000 0 0 Media & Entertainment Common Stock 58439W108 739 100,000 SH SOLE NONE 100,000 0 0 Holdings Inc Ameren Corp Common Stock 023608102 737 13,600 SH SOLE NONE 13,600 0 0 Sohu.com Inc Common Stock 83408W103 736 13,500 SH SOLE NONE 13,500 0 0 Waste Management Inc Common Stock 94106L109 732 22,400 SH SOLE NONE 22,400 0 0 Gammon Gold Inc Common Stock 36467T106 727 90,780 SH SOLE NONE 90,780 0 0 East West Bancorp Inc Common Stock 27579R104 727 30,000 SH SOLE NONE 30,000 0 0 Global Services Partners Common Stock 37946Y401 727 140,000 SH SOLE NONE 140,000 0 0 Acquisition Corp Northwest Airlines Corp Common Stock 667280408 726 50,000 SH SOLE NONE 50,000 0 0 IDEX Corp Common Stock 45167R104 723 20,000 SH SOLE NONE 20,000 0 0 NET Servicos de Comunicacao SA ADR 64109T201 719 60,000 SH SOLE NONE 60,000 0 0 Interwoven Inc Common Stock 46114T508 711 50,000 SH SOLE NONE 50,000 0 0 eLong Inc ADR 290138205 704 85,000 SH SOLE NONE 85,000 0 0 AMR Corp Common Stock 001765106 702 50,000 SH SOLE NONE 50,000 0 0 Lakes Entertainment Inc Common Stock 51206P109 700 101,000 SH SOLE NONE 101,000 0 0 Marvell Technology Group Ltd Common Stock G5876H105 699 50,000 SH SOLE NONE 50,000 0 0 JA Solar Holdings Co Ltd ADR 466090107 698 10,000 SH SOLE NONE 10,000 0 0 Carmax Inc Common Stock 143130102 691 35,000 SH SOLE NONE 35,000 0 0 Limelight Networks Inc Common Stock 53261M104 689 100,000 SH SOLE NONE 100,000 0 0 KBL Healthcare Acquisition Common Stock 48241N107 686 95,000 SH SOLE NONE 95,000 0 0 Corp III Ford Motor Co Common Stock 345370860 673 100,000 SH SOLE NONE 100,000 0 0 IAC/ InterActiveCorp Common Stock 44919P300 673 25,000 SH SOLE NONE 25,000 0 0 Lundin Mining Corp Common Stock 550372106 671 70,000 SH SOLE NONE 70,000 0 0 Pactiv Corp Common Stock 695257105 666 25,000 SH SOLE NONE 25,000 0 0 Martin Marietta Materials Inc Common Stock 573284106 663 5,000 SH SOLE NONE 5,000 0 0 Autozone Inc Common Stock 053332102 660 5,500 SH SHARED-OTHER 3 0 5,500 0 General Communication Inc Common Stock 369385109 656 75,000 SH SOLE NONE 75,000 0 0 Broadcom Corp Common Stock 111320107 654 25,000 SH SOLE NONE 25,000 0 0 Shanghai Century Acquisition Equity WRT G80637112 645 322,500 SH SOLE NONE 322,500 0 0 Corp
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------- ---- EBIX INC Common Stock 278715206 645 8,807 SH SHARED-OTHER 2 0 8,807 0 Alliance Imaging Inc Common Stock 018606202 641 66,609 SH SHARED-OTHER 4 0 66,609 0 Alsius Corp Common Stock 021211107 641 150,000 SH SHARED-OTHER 1 0 150,000 0 Millennium India Acquisition Common Stock 60039Q101 631 80,000 SH SOLE NONE 80,000 0 0 Co Inc Genco Shipping & Trading Ltd Common Stock Y2685T107 624 11,400 SH SOLE NONE 11,400 0 0 Aradigm Corp Common Stock 038505301 623 409,800 SH SOLE NONE 409,800 0 0 GameStop Corp Common Stock 36467W109 621 10,000 SH SOLE NONE 10,000 0 0 Unisys Corp Common Stock 909214108 621 131,200 SH SHARED-OTHER 3 0 131,200 0 Weatherford International Ltd Common Stock G95089101 620 9,040 SH SOLE NONE 9,040 0 0 Agrium Inc Common Stock 008916108 614 8,500 SH SOLE NONE 8,500 0 0 Owens Corning Inc Common Stock 690742101 607 30,000 SH SOLE NONE 30,000 0 0 Gulfport Energy Corp Common Stock 402635304 603 33,000 SH SOLE NONE 33,000 0 0 Reynolds American Inc Common Stock 761713106 600 9,100 SH SOLE NONE 9,100 0 0 AC Moore Arts & Crafts Inc Common Stock 00086T103 598 43,500 SH SHARED-OTHER 3 0 43,500 0 Mines Management Inc Common Stock 603432105 593 174,550 SH SOLE NONE 174,550 0 0 Affiliated Managers Group Inc Common Stock 008252108 587 5,000 SH SOLE NONE 5,000 0 0 Vignette Corp Common Stock 926734401 584 40,000 SH SOLE NONE 40,000 0 0 Riverbed Technolgoy Inc Common Stock 768573107 580 21,700 SH SOLE NONE 21,700 0 0 Staples Inc Common Stock 855030102 577 25,000 SH SOLE NONE 25,000 0 0 Potash Corp of Saskatchewan Common Stock 73755L107 576 4,000 SH SOLE NONE 4,000 0 0 NeuStar Inc Common Stock 64126X201 574 20,000 SH SOLE NONE 20,000 0 0 Research In Motion Ltd Common Stock 760975102 573 5,050 SH SOLE NONE 5,050 0 0 OfficeMax Inc Common Stock 67622P101 571 27,650 SH SHARED-OTHER 3 0 27,650 0 Sovereign Bancorp Inc Common Stock 845905108 570 50,000 SH SOLE NONE 50,000 0 0 St Joe Co/The Common Stock 790148100 566 15,949 SH SHARED-OTHER 2 0 15,949 0 Zoran Corp Common Stock 98975F101 563 25,000 SH SOLE NONE 25,000 0 0 ID Systems Inc Common Stock 449489103 561 45,000 SH SOLE NONE 45,000 0 0 Overstock.com Inc Common Stock 690370101 544 35,000 SH SOLE NONE 35,000 0 0 Cash America International Inc Put 14754D100 539 1,800 SH PUT SOLE NONE 1,800 0 0 India Globalization Capital Common Stock 45408X100 531 90,000 SH SOLE NONE 90,000 0 0 Inc Eldorado Gold Corp Common Stock 284902103 529 91,154 SH SOLE NONE 91,154 0 0 Perrigo Co Common Stock 714290103 525 15,000 SH SOLE NONE 15,000 0 0 Human Genome Sciences Inc Pfd Conv 444903108 519 554,921 PRN SHARED-OTHER 1 0 554,921 0 Newcastle Investment Corp REIT 65105M108 518 40,000 SH SOLE NONE 40,000 0 0 OfficeMax Inc Common Stock 67622P101 517 25,000 SH SOLE NONE 25,000 0 0 CMS Energy Corp Common Stock 125896100 514 29,600 SH SOLE NONE 29,600 0 0 Goldcorp Inc Call 380956409 514 1,658 SH CALL SOLE NONE 1,658 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------- ---- Thornburg Mortgage Inc REIT 885218107 508 55,000 SH SOLE NONE 55,000 0 0 International Game Technology Pfd Conv 459902102 505 500,000 PRN SOLE NONE 500,000 0 0 Washington Mutual Inc Put 939322103 504 2,650 SH PUT SOLE NONE 2,650 0 0 Everest Re Group Ltd Common Stock G3223R108 502 5,000 SH SOLE NONE 5,000 0 0 SanDisk Corp Common Stock 80004C101 498 15,000 SH SOLE NONE 15,000 0 0 DOLBY LABORATORIES Common Stock 25659T107 497 10,000 SH SOLE NONE 10,000 0 0 Thorium Power Ltd Common Stock 885183103 492 1,296,000 SH SOLE NONE 1,296,000 0 0 Trident Microsystems Inc Common Stock 895919108 492 75,000 SH SOLE NONE 75,000 0 0 Franklin Electric Co Inc Common Stock 353514102 487 12,728 SH SOLE NONE 12,728 0 0 Garmin Ltd Common Stock G37260109 485 5,000 SH SOLE NONE 5,000 0 0 Diamond Offshore Drilling Inc Common Stock 25271C102 474 3,340 SH SOLE NONE 3,340 0 0 Simon Property Group Inc REIT 828806109 469 5,401 SH SHARED-OTHER 2 0 5,401 0 Collagenex Pharmaceuticals Inc Call 19419B100 469 499 SH CALL SHARED-OTHER 1 0 499 0 Charter Communications Inc Common Stock 16117M107 468 400,000 SH SOLE NONE 400,000 0 0 Discovery Holding Co Common Stock 25468Y107 465 18,500 SH SOLE NONE 18,500 0 0 Medarex Inc Common Stock 583916101 465 44,600 SH SHARED-OTHER 1 0 44,600 0 Amazon.Com Inc Common Stock 023135106 463 5,000 SH SOLE NONE 5,000 0 0 Bare Escentuals Inc Common Stock 067511105 461 19,001 SH SOLE NONE 19,001 0 0 Harsco Corp Common Stock 415864107 448 7,000 SH SOLE NONE 7,000 0 0 IndyMac Bancorp Inc Common Stock 456607100 446 75,000 SH SOLE NONE 75,000 0 0 PAETEC Corp Common Stock 695459107 439 45,000 SH SOLE NONE 45,000 0 0 China Finance Online Co Ltd ADR 169379104 438 20,000 SH SOLE NONE 20,000 0 0 Cell Genesys Inc Pfd Conv 150921104 430 583,148 PRN SHARED-OTHER 1 0 583,148 0 Genitope Corp Put 37229P507 423 971 SH PUT SHARED-OTHER 1 0 971 0 AerCap Holdings NV Common Stock N00985106 417 20,000 SH SOLE NONE 20,000 0 0 National City Corp Common Stock 635405103 412 25,000 SH SOLE NONE 25,000 0 0 Revlon Inc Common Stock 761525500 411 348,010 SH SHARED-OTHER 4 0 348,010 0 Nortel Inversora SA ADR 656567401 406 20,000 SH SOLE NONE 20,000 0 0 Centerpoint Energy Inc Common Stock 15189T107 404 23,600 SH SOLE NONE 23,600 0 0 Western Goldfields Inc Common Stock 95828P203 402 104,460 SH SOLE NONE 104,460 0 0 China Fire & Security Group Common Stock 16938R103 401 31,100 SH SOLE NONE 31,100 0 0 Inc Phoenix India Acquisition Corp Common Stock 71907X102 399 50,000 SH SOLE NONE 50,000 0 0 Knot Inc/The Common Stock 499184109 399 25,000 SH SOLE NONE 25,000 0 0 United Community Banks Inc/GA Common Stock 90984P105 395 25,000 SH SOLE NONE 25,000 0 0 Continental Resources Inc/ OK Common Stock 212015101 394 15,060 SH SOLE NONE 15,060 0 0 iShares Russell 2000 Index Put 464287655 391 2,000 SH PUT SOLE NONE 2,000 0 0 Fund First American Corp Put 318522307 388 8,500 SH PUT SOLE NONE 8,500 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- --------- --- ---- ------------ -------- --------- ------ ---- WP Stewart & Co Ltd Put 012244711 379 1,500 SH PUT SOLE NONE 1,500 0 0 Scientific Games Corp Common Stock 80874P109 371 11,150 SH SHARED-OTHER 3 0 11,150 0 Community Bankers Acquisition Common Stock 20361R101 371 50,000 SH SOLE NONE 50,000 0 0 Corp SP Acquisition Holdings Inc Unit 78470A203 368 400,000 SH SOLE NONE 400,000 0 0 TVI Corp Common Stock 872916101 367 1,310,439 SH SOLE NONE 1,310,439 0 0 Micron Technology Inc Common Stock 595112103 363 50,000 SH SOLE NONE 50,000 0 0 Informatica Corp Common Stock 45666Q102 360 20,000 SH SOLE NONE 20,000 0 0 Cardiome Pharma Corp Common Stock 14159U202 357 40,000 SH SOLE NONE 40,000 0 0 FuelCell Energy Inc Common Stock 35952H106 356 35,851 SH SOLE NONE 35,851 0 0 Deere & Co Common Stock 244199105 354 3,800 SH SOLE NONE 3,800 0 0 Eddie Bauer Holdings Inc Common Stock 071625107 349 55,000 SH SHARED-OTHER 3 0 55,000 0 Comerica Inc Call 200340107 340 800 SH CALL SOLE NONE 800 0 0 JPMorgan Chase & Co Common Stock 46625H100 337 7,714 SH SOLE NONE 7,714 0 0 BP PLC ADR 055622104 337 4,600 SH SOLE NONE 4,600 0 0 Dean Foods Co Common Stock 242370104 334 12,920 SH SOLE NONE 12,920 0 0 Sovereign Bancorp Inc Call 845905108 330 3,000 SH CALL SOLE NONE 3,000 0 0 Everest Re Group Ltd Call G3223R108 329 750 SH CALL SOLE NONE 750 0 0 Victory Acquisition Corp Equity WRT 92644D118 326 195,000 SH SOLE NONE 195,000 0 0 Patni Computer Systems Ltd ADR 703248203 325 20,000 SH SOLE NONE 20,000 0 0 Ternium SA ADR 880890108 323 8,058 SH SHARED-OTHER 2 0 8,058 0 Questar Corp Common Stock 748356102 318 5,880 SH SOLE NONE 5,880 0 0 UNIVERSAL DISPLAY CORP Common Stock 91347P105 310 15,000 SH SOLE NONE 15,000 0 0 INVENTIV HEALTH INC Common Stock 46122E105 310 10,000 SH SOLE NONE 10,000 0 0 PDL BioPharma Inc Put 69329Y104 307 438 SH PUT SHARED-OTHER 1 0 438 0 Fidelity National Financial Common Stock 31620R105 303 20,767 SH SHARED-OTHER 2 0 20,767 0 Inc AbitibiBowater Inc Put 003687100 300 1,000 SH PUT SOLE NONE 1,000 0 0 Sigma Designs Inc Common Stock 826565103 276 5,000 SH SOLE NONE 5,000 0 0 Louisiana- Pacific Corp Common Stock 546347105 274 20,000 SH SHARED-OTHER 4 0 20,000 0 Kaydon Corp Common Stock 486587108 273 5,000 SH SOLE NONE 5,000 0 0 Dendreon Corp Call 24823Q107 271 1,320 SH CALL SHARED-OTHER 1 0 1,320 0 EnerNOC Inc Common Stock 292764107 270 5,500 SH SOLE NONE 5,500 0 0 LandAmerica Financial Group Put 514936103 270 1,000 SH PUT SOLE NONE 1,000 0 0 Inc Nutri/System Inc Common Stock 67069D108 270 10,000 SH SOLE NONE 10,000 0 0 EnergySolutions Inc Common Stock 292756202 270 9,996 SH SOLE NONE 9,996 0 0 Hess Corp Common Stock 42809H107 265 2,630 SH SOLE NONE 2,630 0 0 Marsh & McLennan Cos Inc Common Stock 571748102 264 10,000 SH SOLE NONE 10,000 0 0 XTO Energy Inc Common Stock 98385X106 264 5,135 SH SOLE NONE 5,135 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Pulte Homes Inc Common Stock 745867101 264 25,000 SH SOLE NONE 25,000 0 0 Exterran Holdings Inc Common Stock 30225X103 263 3,210 SH SOLE NONE 3,210 0 0 iShares MSCI Australia Index ETF 464286103 262 9,100 SH SOLE NONE 9,100 0 0 Fund Alternative Asset Management Equity WRT 02149U119 260 200,000 SH SOLE NONE 200,000 0 0 Acquisition Corp Interactive Brokers Group Inc Call 45841N107 260 1,000 SH CALL SOLE NONE 1,000 0 0 Consol Energy Inc Common Stock 20854P109 257 3,600 SH SOLE NONE 3,600 0 0 DTS Inc/DE Common Stock 23335C101 256 10,000 SH SOLE NONE 10,000 0 0 Trina Solar Ltd ADR 89628E104 256 4,750 SH SOLE NONE 4,750 0 0 Merrill Lynch & Co Inc Common Stock 590188108 255 4,750 SH SOLE NONE 4,750 0 0 Apache Corp Common Stock 037411105 254 2,360 SH SOLE NONE 2,360 0 0 CF Industries Holdings Inc Common Stock 125269100 253 2,300 SH SOLE NONE 2,300 0 0 TIBCO Software Inc Call 88632Q103 253 8,000 SH CALL SOLE NONE 8,000 0 0 Standard- Pacific Corp Common Stock 85375C101 251 75,000 SH SOLE NONE 75,000 0 0 UnitedHealth Group Inc Common Stock 91324P102 250 4,300 SH SOLE NONE 4,300 0 0 Rite Aid Corp Common Stock 767754104 250 89,600 SH SOLE NONE 89,600 0 0 Arthrocare Corp Common Stock 043136100 250 5,200 SH SOLE NONE 5,200 0 0 Anadarko Petroleum Corp Common Stock 032511107 250 3,800 SH SOLE NONE 3,800 0 0 Security Bank Corp/GA Common Stock 814047106 249 25,000 SH SOLE NONE 25,000 0 0 ISTA Pharmaceuticals Inc Call 45031X204 249 499 SH CALL SHARED-OTHER 1 0 499 0 Juniper Networks Inc Common Stock 48203R104 249 7,500 SH SOLE NONE 7,500 0 0 IHS Inc Common Stock 451734107 248 4,100 SH SOLE NONE 4,100 0 0 Maguire Properties Inc Put 559775101 247 1,250 SH PUT SOLE NONE 1,250 0 0 Navisite Inc Common Stock 63935M208 245 48,514 SH SOLE NONE 48,514 0 0 Nike Inc Common Stock 654106103 244 3,800 SH SOLE NONE 3,800 0 0 Merck & Co Inc Common Stock 589331107 244 4,200 SH SOLE NONE 4,200 0 0 Hecla Mining Co Common Stock 422704106 241 2,500 SH SOLE NONE 2,500 0 0 United Rentals Inc Common Stock 911363109 239 13,034 SH SHARED-OTHER 4 0 13,034 0 Autodesk Inc Common Stock 052769106 236 4,750 SH SOLE NONE 4,750 0 0 Pinnacle Entertainment Inc Common Stock 723456109 236 10,000 SH SOLE NONE 10,000 0 0 PharmaNet Development Group Common Stock 717148100 235 6,000 SH SOLE NONE 6,000 0 0 Inc Green Mountain Coffee Common Stock 393122106 232 5,700 SH SOLE NONE 5,700 0 0 Roasters Inc Pilgrim's Pride Corp Call 721467108 231 1,250 SH CALL SOLE NONE 1,250 0 0 Central Sun Mining Inc Common Stock 155432107 230 194,663 SH SOLE NONE 194,663 0 0 First Horizon National Corp Put 320517105 225 1,000 SH PUT SOLE NONE 1,000 0 0 AirMedia Group Inc ADR 009411109 224 10,000 SH SOLE NONE 10,000 0 0 Countrywide Financial Corp Common Stock 222372104 224 25,000 SH SOLE NONE 25,000 0 0 Bear Stearns Cos Inc/The Common Stock 073902108 220 2,489 SH SOLE NONE 2,489 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- VistaPrint Ltd Call G93762204 215 900 SH CALL SOLE NONE 900 0 0 Rodman & Renshaw Capital Common Stock 77487R100 213 69,107 SH SHARED-OTHER 1 0 69,107 0 Group Inc Popular Inc Common Stock 733174106 212 20,000 SH SOLE NONE 20,000 0 0 JK Acquisition Corp Common Stock 47759H106 210 37,500 SH SOLE NONE 37,500 0 0 SPDR Trust Series 1 Put 78462F103 203 1,000 SH PUT SOLE NONE 1,000 0 0 BlackRock Inc/ New York Put 09247X101 198 200 SH PUT SOLE NONE 200 0 0 ACTUATE CORP Common Stock 00508B102 194 25,000 SH SOLE NONE 25,000 0 0 Enzon Pharmaceuticals Inc Common Stock 293904108 191 20,000 SH SOLE NONE 20,000 0 0 IndyMac Bancorp Inc Put 456607100 190 1,150 SH PUT SOLE NONE 1,150 0 0 2020 ChinaCap Acquirco Inc Equity WRT 90212G117 180 200,000 SH SOLE NONE 200,000 0 0 Wind River Systems Inc Common Stock 973149107 179 20,000 SH SOLE NONE 20,000 0 0 CYBERSOURCE CORP Common Stock 23251J106 178 10,000 SH SOLE NONE 10,000 0 0 Harris & Harris Group Inc Common Stock 413833104 176 20,000 SH SOLE NONE 20,000 0 0 Globalstar Inc Put 378973408 174 800 SH PUT SOLE NONE 800 0 0 Apogee Enterprises Inc Common Stock 037598109 171 10,000 SH SOLE NONE 10,000 0 0 Wells Fargo & Co Call 949746101 170 3,000 SH CALL SOLE NONE 3,000 0 0 Thornburg Mortgage Inc Put 885218107 170 1,615 SH PUT SOLE NONE 1,615 0 0 Dynegy Inc Common Stock 26817G102 169 23,600 SH SOLE NONE 23,600 0 0 KSW Inc Common Stock 48268R106 168 24,150 SH SOLE NONE 24,150 0 0 iShares FTSE/ Xinhua China 25 Put 464287184 164 200 SH PUT SOLE NONE 200 0 0 Index Fund Coach Inc Call 189754104 163 1,000 SH CALL SOLE NONE 1,000 0 0 HDP/WS Equity WRT 40415K118 162 200,000 SH SOLE NONE 200,000 0 0 Globalstar Inc Common Stock 378973408 160 20,000 SH SOLE NONE 20,000 0 0 RADWARE Ltd Common Stock M81873107 154 10,000 SH SOLE NONE 10,000 0 0 Millennium India Acquisition Equity WRT 60039Q119 152 80,000 SH SOLE NONE 80,000 0 0 Co Inc MoneyGram International Inc Call 60935Y109 150 1,000 SH CALL SOLE NONE 1,000 0 0 Taiwan Semiconductor ADR 874039100 149 15,000 SH SOLE NONE 15,000 0 0 Manufacturing Co Ltd Bristol-Myers Squibb Co Put 110122108 145 3,954 SH PUT SHARED-OTHER 1 0 3,954 0 Flanders Corp Common Stock 338494107 142 25,338 SH SOLE NONE 25,338 0 0 Aixtron AG ADR 009606104 140 10,000 SH SOLE NONE 10,000 0 0 Jarden Corp Put 471109108 139 750 SH PUT SOLE NONE 750 0 0 Harbor Acquisition Corp Equity WRT 41145X115 139 477,600 SH SOLE NONE 477,600 0 0 Legg Mason Inc Put 524901105 138 400 SH PUT SOLE NONE 400 0 0 Columbus Acquisition Corp Unit 198851206 138 250,000 SH SOLE NONE 250,000 0 0 MGM Mirage Call 552953101 135 250 SH CALL SOLE NONE 250 0 0 NEXTWAVE WIRELES Common Stock 65337Y102 135 25,000 SH SOLE NONE 25,000 0 0 Seanergy Maritime Corp Equity WRT Y73760111 134 100,000 SH SOLE NONE 100,000 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- BB&T Corp Call 054937107 130 1,000 SH CALL SOLE NONE 1,000 0 0 HSBC Holdings PLC Call 404280406 130 1,000 SH CALL SOLE NONE 1,000 0 0 Amtech Systems Inc Common Stock 032332504 130 10,000 SH SOLE NONE 10,000 0 0 Apple Inc Call 037833100 129 200 SH CALL SOLE NONE 200 0 0 AXT Inc Common Stock 00246W103 124 20,000 SH SOLE NONE 20,000 0 0 Nvidia Corp Call 67066G104 115 1,000 SH CALL SOLE NONE 1,000 0 0 CROCS Inc Call 227046109 110 1,000 SH CALL SOLE NONE 1,000 0 0 Sierra Wireless Inc Put 826516106 108 200 SH PUT SOLE NONE 200 0 0 Salix Pharmaceuticals Ltd Put 795435106 108 500 SH PUT SOLE NONE 500 0 0 Sonic Solutions Inc Common Stock 835460106 104 10,000 SH SOLE NONE 10,000 0 0 Deep Well Oil & Gas Inc Common Stock 243798105 101 205,540 SH SOLE NONE 205,540 0 0 Caterpillar Inc Put 149123101 100 1,350 SH PUT SOLE NONE 1,350 0 0 NPS Pharmaceuticals Inc Common Stock 62936P103 99 25,900 SH SHARED-OTHER 1 0 25,900 0 Yahoo! Inc Call 984332106 99 2,000 SH CALL SOLE NONE 2,000 0 0 Discovery Laboratories Inc Common Stock 254668106 97 45,000 SH SOLE NONE 45,000 0 0 Gammon Gold Inc Call 36467T106 93 422 SH CALL SOLE NONE 422 0 0 IndyMac Bancorp Inc Put 456607100 91 131 SH PUT SHARED-OTHER 2 0 131 0 Bentley Pharmaceuticals Inc Call 082657107 87 572 SH CALL SOLE NONE 572 0 0 America Movil SAB de CV Call 02364W105 86 125 SH CALL SOLE NONE 125 0 0 NII Holdings Inc Call 62913F201 85 500 SH CALL SOLE NONE 500 0 0 Altria Group Inc Call 02209S103 84 500 SH CALL SOLE NONE 500 0 0 Arch Capital Group Ltd Call G0450A105 80 400 SH CALL SOLE NONE 400 0 0 Nymex Holdings Inc Put 62948N104 80 1,000 SH PUT SOLE NONE 1,000 0 0 Ascend Acquisition Corp Equity WRT 04350H118 78 195,000 SH SOLE NONE 195,000 0 0 Arrowhead Research Corp Common Stock 042797100 76 20,000 SH SOLE NONE 20,000 0 0 Optimer Pharmaceuticals Inc Common Stock 68401H104 71 10,167 SH SHARED-OTHER 1 0 10,167 0 Unum Group Put 91529Y106 70 2,000 SH PUT SOLE NONE 2,000 0 0 DIAMONDS Trust Series I Put 252787106 68 500 SH PUT SOLE NONE 500 0 0 RadioShack Corp Call 750438103 65 1,000 SH CALL SOLE NONE 1,000 0 0 Marriott International Inc/DE Put 571903202 64 400 SH PUT SOLE NONE 400 0 0 Oilsands Quest Inc Common Stock 678046103 64 15,650 SH SOLE NONE 15,650 0 0 Vical Inc Common Stock 925602104 64 15,000 SH SOLE NONE 15,000 0 0 DayStar Technologies Inc Common Stock 23962Q100 63 10,000 SH SOLE NONE 10,000 0 0 Interactive Brokers Group Inc Put 45841N107 60 2,400 SH PUT SOLE NONE 2,400 0 0 MRV Communications Inc Common Stock 553477100 58 25,000 SH SOLE NONE 25,000 0 0 Dr Reddys Laboratories Ltd Put 256135203 57 1,400 SH PUT SOLE NONE 1,400 0 0 Jefferies Group Inc Put 472319102 49 700 SH PUT SOLE NONE 700 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- ------------ --------- -------- ------- --- ---- ------------ -------- ------- ------ ---- Endeavour International Corp Common Stock 29259G101 49 36,422 SH SHARED-OTHER 2 0 36,422 0 Eaton Vance Corp Put 278265103 46 400 SH PUT SOLE NONE 400 0 0 Perrigo Co Call 714290103 44 350 SH CALL SOLE NONE 350 0 0 Royal Bank of Canada Put 780087102 44 500 SH PUT SOLE NONE 500 0 0 Hovnanian Enterprises Inc Put 442487203 43 500 SH PUT SOLE NONE 500 0 0 Natus Medical Inc Call 639050103 40 500 SH CALL SOLE NONE 500 0 0 Sealy Corp Put 812139301 39 400 SH PUT SOLE NONE 400 0 0 Countrywide Financial Corp Call 222372104 38 2,500 SH CALL SOLE NONE 2,500 0 0 American Axle & Manufacturing Call 024061103 32 2,300 SH CALL SOLE NONE 2,300 0 0 Holdings Inc Liberty Media Corp-- Capital Call 53071M302 31 100 SH CALL SOLE NONE 100 0 0 Idexx Laboratories Inc Put 45168D104 31 750 SH PUT SOLE NONE 750 0 0 Vulcan Materials Co Put 929160109 30 100 SH PUT SOLE NONE 100 0 0 Viropharma Inc Put 928241108 24 750 SH PUT SOLE NONE 750 0 0 North American Insurance Equity WRT 65687M112 24 55,000 SH SOLE NONE 55,000 0 0 Leaders Inc United Therapeutics Corp Put 91307C102 23 1,142 SH PUT SHARED-OTHER 1 0 1,142 0 Community Bankers Acquisition Equity WRT 20361R119 20 50,000 SH SOLE NONE 50,000 0 0 Corp Triangle Petroleum Corp Common Stock 89600B102 18 13,164 SH SHARED-OTHER 2 0 13,164 0 Aduddell Industries Inc Common Stock 007391105 18 225,500 SH SOLE NONE 225,500 0 0 Urban Outfitters Inc Put 917047102 17 250 SH PUT SOLE NONE 250 0 0 Overstock.com Inc Call 690370101 17 100 SH CALL SOLE NONE 100 0 0 Bristol-Myers Squibb Co Call 110122108 15 18,371 SH CALL SHARED-OTHER 1 0 18,371 0 Merrill Lynch & Co Inc Put 590188108 15 150 SH PUT SOLE NONE 150 0 0 Citigroup Inc Put 172967101 15 100 SH PUT SOLE NONE 100 0 0 Sotheby's Put 835898107 14 400 SH PUT SOLE NONE 400 0 0 Gentex Corp Put 371901109 14 300 SH PUT SOLE NONE 300 0 0 BorgWarner Inc Put 099724106 13 400 SH PUT SOLE NONE 400 0 0 Endurance Specialty Holdings Put 016404934 12 205 SH PUT SOLE NONE 205 0 0 Ltd Fastenal Co Put 311900104 11 100 SH PUT SOLE NONE 100 0 0 Granite Construction Inc Call 387328107 10 350 SH CALL SOLE NONE 350 0 0 Aeropostale Inc Put 007865108 10 150 SH PUT SOLE NONE 150 0 0 PartnerRe Ltd Put G6852T105 9 125 SH PUT SOLE NONE 125 0 0 J Crew Group Inc Put 46612H402 8 200 SH PUT SOLE NONE 200 0 0 Tyco International Ltd Call G9143X208 8 281 SH CALL SHARED-OTHER 2 0 281 0 Grant Prideco Inc Put 38821G101 8 1,000 SH PUT SOLE NONE 1,000 0 0 Dillard's Inc Put 254067101 7 250 SH PUT SOLE NONE 250 0 0 Dollar Financial Corp Put 256664103 7 300 SH PUT SOLE NONE 300 0 0 Fuel Tech Inc Call 359523107 6 100 SH CALL SOLE NONE 100 0 0
SHS OR TITLE OF VALUE PRN SH/ PUT/ INVESTMENT OTHER NAME OF ISSUER CLASS CUSIP (x$1000) AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------- --------- -------- ------ --- ---- ------------ -------- ----- ------ ---- Endeavour International Corp Pfd Conv 29259G101 5 6,000 PRN SHARED-OTHER 2 0 6,000 0 Moody's Corp Put 615369105 5 200 SH PUT SOLE NONE 200 0 0 Myriad Genetics Inc Put 62855J104 4 432 SH PUT SHARED-OTHER 1 0 432 0 Lehman Brothers Holdings Inc Put 524908100 4 200 SH PUT SOLE NONE 200 0 0 Southwestern Energy Co Put 845467109 4 120 SH PUT SOLE NONE 120 0 0 Genitope Corp Call 37229P507 3 1,318 SH CALL SHARED-OTHER 1 0 1,318 0 Cognos Inc Put 19244C109 3 250 SH PUT SOLE NONE 250 0 0 EMC Corp/ Massachusetts Call 268648102 3 1,000 SH CALL SOLE NONE 1,000 0 0 Openwave Systems Inc Call 683718308 3 1,000 SH CALL SOLE NONE 1,000 0 0 Leap Wireless International Call 521863308 2 482 SH CALL SOLE NONE 482 0 0 Inc Fred's Inc Call 356108100 2 200 SH CALL SOLE NONE 200 0 0 Monster Worldwide Inc Call 611742107 2 300 SH CALL SOLE NONE 300 0 0 St Joe Co/The Put 790148100 2 100 SH PUT SOLE NONE 100 0 0 Aluminum Corp of China Ltd Call 022276109 1 100 SH CALL SOLE NONE 100 0 0 i2 Technologies Inc Call 465754208 1 200 SH CALL SOLE NONE 200 0 0 Qualcomm Inc Call 747525103 1 250 SH CALL SOLE NONE 250 0 0 Medicis Pharmaceutical Corp Call 584690309 1 2,015 SH CALL SHARED-OTHER 1 0 2,015 0 Best Buy Co Inc Put 086516101 0 100 SH PUT SOLE NONE 100 0 0
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