-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OWKQSt1XrT2Su2uKqQsjxae82pEung/z3h9hs+k4b7wNVwr+balrTlCB5CvTNBNf UqLn5Lj3CjJpicucIXMn2g== 0001085146-06-000705.txt : 20061114 0001085146-06-000705.hdr.sgml : 20061114 20061114162315 ACCESSION NUMBER: 0001085146-06-000705 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060930 FILED AS OF DATE: 20061114 DATE AS OF CHANGE: 20061114 EFFECTIVENESS DATE: 20061114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Third Point LLC CENTRAL INDEX KEY: 0001040273 IRS NUMBER: 133922602 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-06970 FILM NUMBER: 061215493 BUSINESS ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2122247400 MAIL ADDRESS: STREET 1: 390 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: THIRD POINT MANAGEMENT CO LLC DATE OF NAME CHANGE: 19970602 13F-HR 1 tpt3q06.txt THIRD POINT LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2006 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Third Point LLC Address: 390 Park Avenue, 18th Floor New York, NY 10022 13F File Number: 28-06970 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Daniel S. Loeb Title: CEO Phone: 212-224-7400 Signature, Place, and Date of Signing: /s/ Daniel S. Loeb New York, NY October 24, 2006 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 64 Form13F Information Table Value Total: $2,166,140 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ACORDA THERAPEUTICS INC COM 00484M106 11438 1250000 SH SOLE 1250000 0 0 AEP INDS INC COM 001031103 47639 1150000 SH SOLE 1150000 0 0 ALLTEL CORP COM 020039103 8325 150000 SH SOLE 150000 0 0 APPLIED MATLS INC COM 038222105 44325 2500000 SH SOLE 2500000 0 0 ATARI INC COM 04651M105 261 450000 SH SOLE 450000 0 0 AVI BIOPHARMA INC COM 002346104 5048 1390500 SH SOLE 1390500 0 0 CABOT OIL & GAS CORP COM 127097103 14379 300000 SH SOLE 300000 0 0 CBS CORP NEW CL B 124857202 16761 595000 SH SOLE 595000 0 0 CENTENNIAL BK HLDGS INC DEL COM 151345303 16072 1660300 PRN SOLE 1660300 0 0 CORE MARK HOLDING CO INC COM 218681104 29773 950000 SH SOLE 950000 0 0 DADE BEHRING HLDGS INC COM 23342J206 133130 3315000 SH SOLE 3315000 0 0 EL PASO CORP COM 28336L109 14022 1028000 SH SOLE 1028000 0 0 EMBARQ CORP COM 29078E105 20557 425000 SH SOLE 425000 0 0 ESCALA GROUP INC COM 29605W107 710 130500 SH SOLE 130500 0 0 EXCO RESOURCES INC COM 269279402 63291 5100000 SH SOLE 5100000 0 0 FIRST DATA CORP COM 319963104 140280 3340000 SH SOLE 3340000 0 0 FLOW INTL CORP COM 343468104 56837 4483000 SH SOLE 4483000 0 0 FREESCALE SEMICONDUCTOR INC CL B 35687M206 47513 1250000 SH SOLE 1250000 0 0 FREESCALE SEMICONDUCTOR INC COM CL A 35687M107 51368 1350000 SH SOLE 1350000 0 0 HUNTSMAN CORP COM 447011107 13650 750000 SH SOLE 750000 0 0 ICO GLOBAL COMM HLDGS LTD DE CL A 44930K108 32175 5500000 SH SOLE 5500000 0 0 IHOP CORP COM 449623107 32445 700000 SH SOLE 700000 0 0 INTEGRATED ELECTRICAL SVC COM 45811E301 15652 990000 SH SOLE 990000 0 0 ISHARES TR RUSSELL 2000 464287655 1475 1000000 SH PUT SOLE 1000000 0 0 KONINKLIJKE PHILIPS ELECTRS NY REG SH NEW 500472303 19256 550000 SH SOLE 550000 0 0 KOS PHARMACEUTICALS INC COM 500648100 24710 500000 SH SOLE 500000 0 0 LEAP WIRELESS INTL INC COM NEW 521863308 36368 750000 SH SOLE 750000 0 0 LIBERTY MEDIA HLDG CORP INT COM SER A 53071M104 20380 1000000 SH SOLE 1000000 0 0 LIGAND PHARMACEUTICALS INC CL B 53220K207 74045 7375000 SH SOLE 7375000 0 0 LORAL SPACE & COMMUNICATNS L COM 543881106 8239 313027 SH SOLE 313027 0 0 MASSEY ENERGY CORP COM 576206106 100512 4800000 SH SOLE 4800000 0 0 MASTERCARD INC COM 57636Q104 14070 200000 SH SOLE 200000 0 0 MCDONALDS CORP COM 580135101 920 200000 SH CALL SOLE 0 0 0 MCDONALDS CORP COM 580135101 107580 2750000 SH SOLE 2750000 0 0 MEDICINES CO COM 584688105 4512 200000 SH SOLE 200000 0 0 MEDIMMUNE INC COM 584699102 29210 1000000 SH SOLE 1000000 0 0 MGI PHARMA INC COM 552880106 6798 395000 SH SOLE 395000 0 0 MICROSOFT CORP COM 594918104 54660 2000000 SH SOLE 2000000 0 0 MOLEX INC CL A 608554200 32910 1000000 SH SOLE 1000000 0 0 NABI BIOPHARMACEUTICALS COM 629519109 33235 5750000 SH SOLE 5750000 0 0 NEWFIELD EXPL CO COM 651290108 15416 400000 SH SOLE 400000 0 0 NEXEN INC COM 65334H102 74994 1402800 SH SOLE 1402800 0 0 NTL INC DEL COM 62941W101 41451 1630000 SH SOLE 1630000 0 0 NUVELO INC COM NEW 67072M301 12768 700000 SH SOLE 700000 0 0 NYSE GROUP INC COM 62949W103 42981 575000 SH SOLE 575000 0 0 OPTIMAL GROUP INC CL A NEW 68388R208 4704 400000 SH SOLE 400000 0 0 PAIN THERAPEUTICS INC COM 69562K100 1896 220000 SH SOLE 220000 0 0 PARLUX FRAGRANCES INC COM 701645103 2494 490000 SH SOLE 490000 0 0 PDL BIOPHARMA INC COM 69329Y104 44160 2300000 SH SOLE 2300000 0 0 PHELPS DODGE CORP COM 717265102 12705 150000 SH SOLE 150000 0 0 PHOENIX COS INC NEW COM 71902E109 10500 750000 SH SOLE 750000 0 0 PLAINS EXPL& PRODTN CO COM 726505100 236005 5500000 SH SOLE 5500000 0 0 QUEST RESOURCE CORP COM NEW 748349305 17843 2009312 SH SOLE 2009312 0 0 REGIS CORP MINN COM 758932107 14340 400000 SH SOLE 400000 0 0 RESPIRONICS INC COM 761230101 10039 260000 SH SOLE 260000 0 0 RUDDICK CORP COM 781258108 44121 1695000 SH SOLE 1695000 0 0 SALTON INC COM 795757103 909 395218 SH SOLE 395218 0 0 SEA CONTAINERS LTD CL A 811371707 1393 1190300 SH SOLE 1190300 0 0 SEARS HLDGS CORP COM 812350106 126472 800000 SH SOLE 800000 0 0 SEARS HLDGS CORP COM 812350106 1730 100000 SH CALL SOLE 0 0 0 STAR GAS PARTNERS L P UNIT LTD PARTNR 85512C105 1928 774300 SH SOLE 774300 0 0 UNITED THERAPEUTICS CORP DEL COM 91307C102 23643 450000 SH SOLE 450000 0 0 WEYERHAEUSER CO COM 962166104 14767 240000 SH SOLE 240000 0 0 WILLIAMS COS INC DEL COM 969457100 24350 1020100 SH SOLE 1020100 0 0
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