-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EhVe9sWK3gik7crYGInNDgwBIe2tODubYDOfy2c/GVnyttPT0JK7MSn+uo6kI6Vv i73glSmIYV9rtVQfxf8afA== 0000902584-08-000203.txt : 20081114 0000902584-08-000203.hdr.sgml : 20081114 20081114100405 ACCESSION NUMBER: 0000902584-08-000203 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081114 DATE AS OF CHANGE: 20081114 EFFECTIVENESS DATE: 20081114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVISORY RESEARCH INC CENTRAL INDEX KEY: 0000902584 IRS NUMBER: 132831881 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05637 FILM NUMBER: 081187528 BUSINESS ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: STE 5500 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 3125651414 MAIL ADDRESS: STREET 1: 180 N. STETSON STREET STREET 2: SUITE 5780 CITY: CHICAGO STATE: IL ZIP: 60601 13F-HR 1 ari3q08hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Quarter Ended: September 30, 2008 Check here if Amendment: [ ] # ____ This Amendment [ ] is a restatement. [ ] adds new holdings entries Institutional Investment Manager Filing this Report: Name: Advisory Research, Inc. Address: 180 North Stetson, Suite 5500 Chicago, IL 60601 13F File Number: 028-05637 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this report on behalf of the Reporting Manager: Name: Brien M. O'Brien Title: Chairman & CEO Phone: 312-565-1414 Signature, Place and Date of Signing: /s/ Brien M. O'Brien, Chairman & CEO November 14, 2008 - ------------------------------- ----------------------- Signature / Title Date Report Type: [X] 13F HOLDINGS REPORT. Securities with an aggregate market value of $200,000 and above are reported in this report. [ ] 13F NOTICE [ ] 13F COMBINATION REPORT FORM 13F SUMMARY PAGE ADVISORY RESEARCH INC. Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 281 Form 13F Information Table Total Value ('000): 4587054 List of Other Managers: NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 13F FORM 13F HOLDINGS REPORT Report for the Quarter Ended: September 30, 2008 ADVISORY RESEARCH, INC. FORM 13F INFOMRATION TABLE NAME OF ISSUER TITLE CUSIP VALUE SH/P PUT/ INV OTR VOT AUTH OF CL AMT ('000) CALL DSC MGR SOLE SHARE NONE 3M COMPANY COM 88579Y101 594 8693 SOLE 8693 A T & T INC COM 00206R102 17270 618549 SOLE 618549 ADVANCED MICRO COM 007903107 137 26053 SOLE 26053 ALASKA PAC BANC COM 011757101 457 35163 SOLE 35163 ALBANY MOLECULAR COM 012423109 60673 3353953 SOLE 3353953 ALLIED WASTE IND COM 019589308 116 10440 SOLE 10440 AMERCO INC COM 023586100 1247 29751 SOLE 29751 AMERICAN EXPRESS COM 025816109 400 11301 SOLE 11301 AMERICAN INTL COM 026874107 118 35323 SOLE 35323 AMERICAN PHYSIC COM 028882108 3432 162057 SOLE 162057 AMERICAN RAILCAR COM 02916P103 44936 2801490 SOLE 2801490 AMERIGAS PARTNER COM 030975106 542 17800 SOLE 17800 AMERIPRISE FINAN COM 03076C106 69241 1812591 SOLE 1812591 AMERIPRISE FINAN COM 03076C106 513 13420 OTHER 13420 ANALOGIC CORP COM 032657207 35740 718245 SOLE 718245 ANDERSONS INC COM 034164103 88980 2526412 SOLE 2526412 ANDERSONS INC COM 034164103 324 9205 OTHER 9205 APACHE CORP COM 037411105 479 4597 SOLE 4597 APARTMENT INVT COM 03748R101 572 16334 SOLE 16334 APPLE INC COM 037833100 464 4085 SOLE 4085 ASCENT MEDIA COM 043632108 1386 56793 SOLE 56793 ASSISTED LIVING COM 04544X102 54548 8563328 SOLE 8563328 ASSISTED LIVING COM 04544X102 494 77525 OTHER 77525 ATLANTIC AMERN COM 048209100 267 233938 SOLE 233938 ATLAS ENERGY RES COM 049303100 645 25000 SOLE 25000 AVALON HLDGS COM 05343P109 1221 375703 SOLE 375703 AVATAR HOLDINGS COM 053494100 25718 779330 SOLE 779330 BARNWELL INDS COM 068221100 4056 428745 SOLE 428745 BERKSHIRE HATHAW COM 084670108 653 5 SOLE 5 BERKSHIRE HATHAW COM 084670207 20547 4675 SOLE 4675 BEXIL CORP COM 088577101 2205 88200 SOLE 88200 BOB EVANS FARMS COM 096761101 66179 2425020 SOLE 2425020 BOSS HLDGS INC COM 10011B101 890 138150 SOLE 138150 BOSWELL J G CO COM 101205102 1247 1781 SOLE 1781 BP AMOCO PLC COM 055622104 251 5000 SOLE 5000 BURLINGTON NORTH COM 12189T104 16849 182287 SOLE 182287 CAGLES INC CL A COM 127703106 1219 316649 SOLE 316649 CAPITAL LEASE FD COM 140288101 1484 187200 SOLE 187200 CAPITAL TRUST COM 14052H506 289 18643 SOLE 18643 CAPITOL FEDERAL COM 14057C106 123385 2783333 SOLE 2783333 CAPITOL FEDERAL COM 14057C106 690 15560 OTHER 15560 CARRIZO OIL & GA COM 144577103 2284 62980 SOLE 62980 CATERPILLAR INC COM 149123101 14201 238272 SOLE 238272 CATHAY GENERAL COM 149150104 15315 643500 SOLE 643500 CATHAY GENERAL COM 149150104 398 16705 OTHER 16705 CBS CORP CL B COM 124857202 7725 529806 SOLE 529806 CENTERPOINT ENGY COM 15189T107 148534 10194541 SOLE 10194541 CENTERPOINT ENGY COM 15189T107 635 43610 OTHER 43610 CF INDUSTRIES COM 125269100 210 2294 SOLE 2294 CHEVIOT FINL COM 166774109 1714 227005 SOLE 227005 CHEVRON CORP COM 166764100 24313 294776 SOLE 294776 CHICAGO RIVET COM 168088102 1369 69300 SOLE 69300 CIENA CORP COM 171779309 116 11538 SOLE 11538 CIT GROUP INC COM 125581108 124 17761 SOLE 17761 CITIZENS FIRST COM 17461R106 216 39772 SOLE 39772 CNX GAS CORP COM 12618H309 82466 3683167 SOLE 3683167 CNX GAS CORP COM 12618H309 350 15630 OTHER 15630 COACHMEN INDS COM 189873102 1520 921093 SOLE 921093 COAST DISTRIBUT COM 190345108 643 229580 SOLE 229580 COMCAST CORP COM 20030N101 14586 743033 SOLE 743033 COMMUNICATIONS COM 203900105 3478 316729 SOLE 316729 COMPUWARE CORP COM 205638109 115 11908 SOLE 11908 COMSTOCK RESOURC COM 205768203 44671 892521 SOLE 892521 COMSTOCK RESOURC COM 205768203 355 7095 OTHER 7095 CONOCOPHILLIPS COM 20825C104 22611 308686 SOLE 308686 CONSOLIDATED COM COM 209034107 1565 103800 SOLE 103800 CONTANGO OIL COM 21075N204 14737 273008 SOLE 273008 COWEN GROUP COM 223621103 2448 293179 SOLE 293179 DELTIC TIMBER COM 247850100 88213 1386126 SOLE 1386126 DENBURY RESOURCE COM 247916208 13262 696549 SOLE 696549 DEVON ENERGY COM 25179M103 251 2750 SOLE 2750 DISCOVERY COMMUN COM 25470F104 17744 1245186 SOLE 1245186 DISCOVERY COMMUN COM 25470F104 152 10651 OTHER 10651 DISCOVERY COMMUN COM 25470F302 16991 1199921 SOLE 1199921 DISCOVERY COMMUN COM 25470F302 151 10651 OTHER 10651 DOUBLE EAGLE PET COM 258570209 1554 108807 SOLE 108807 DYNEGY INC CL A COM 26817G102 116 32438 SOLE 32438 E TRADE FINL COM 269246104 110 39168 SOLE 39168 EAST WEST BANC COM 27579R104 40439 2951771 SOLE 2951771 EASTERN INS HLDG COM 276534104 2437 180483 SOLE 180483 EATON CORP COM 278058102 14960 266295 SOLE 266295 EDISON INTL COM 281020107 1773 44433 SOLE 44433 EL PASO ELECRIC COM 283677854 41504 1976378 SOLE 1976378 ELBIT MEDICAL COM M37605108 1346 70865 SOLE 70865 EMBARQ CORP COM 29078E105 76763 1893045 SOLE 1893045 EMBARQ CORP COM 29078E105 532 13120 OTHER 13120 EMERSON ELECTRIC COM 291011104 258 6336 SOLE 6336 ENCORE ACQUISIT COM 29255W100 418 10000 SOLE 10000 ENCORE WIRE COM 292562105 79426 4385728 SOLE 4385728 ENCORE WIRE COM 292562105 414 22885 OTHER 22885 EQUITY RESIDENT COM 29476L107 629 14171 SOLE 14171 ESPEY MFG & ELTR COM 296650104 5007 272840 SOLE 272840 EXELON CORP COM 30161N101 17437 278462 SOLE 278462 EXXON MOBIL CORP COM 30231G102 895 11527 SOLE 11527 FAIRPOINT COMMUN COM 305560104 45206 5214034 SOLE 5214034 FIRST FED NORTHN COM 32021X105 360 71835 SOLE 71835 FIRST HORIZON COM 320517105 108 11538 SOLE 11538 FIRSTCITY FINAN COM 33761X107 642 120397 SOLE 120397 FORD MOTOR CO COM 345370860 131 25253 SOLE 25253 FORTUNE BRANDS COM 349631101 19456 339198 SOLE 339198 FPL GROUP INC COM 302571104 339 6739 SOLE 6739 FRONTIER COMMUN COM 35906A108 1661 144448 SOLE 144448 FROZEN FOOD EXP COM 359360104 567 107062 SOLE 107062 GENERAL ELECTRIC COM 369604103 20743 813468 SOLE 813468 GENERAL MLS INC COM 370334104 356 5182 SOLE 5182 GENERAL MOTORS COM 370442105 114 12056 SOLE 12056 GENWORTH FINL COM 37247D106 115 13337 SOLE 13337 GRANITE CONSTRUC COM 387328107 82824 2312225 SOLE 2312225 GRANITE CONSTRUC COM 387328107 340 9505 OTHER 9505 GREAT PLAINS EN COM 391164100 66549 2994998 SOLE 2994998 GREAT PLAINS EN COM 391164100 286 12874 OTHER 12874 GREENE CNTY BANC COM 394357107 581 47626 SOLE 47626 HALLWOOD GROUP COM 406364406 14807 227804 SOLE 227804 HARDINGE BROS COM 412324303 1074 84539 SOLE 84539 HEALTHCARE SVC COM 421906108 48774 2666678 SOLE 2666678 HEWLETT PACKARD COM 428236103 18576 401727 SOLE 401727 HF FINL CORP COM 404172108 1245 95608 SOLE 95608 HOME FEDERAL BAN COM 43710G105 14267 1118947 SOLE 1118947 HUDSON CITY BANC COM 443683107 77748 4213991 SOLE 4213991 HUDSON CITY BANC COM 443683107 728 39485 OTHER 39485 HUGOTON RTY TR COM 444717102 674 25100 SOLE 25100 HUNTINGTON BANC COM 446150104 112 14026 SOLE 14026 I B M COM 459200101 410 3505 SOLE 3505 IL TOOL WORKS COM 452308109 19405 436562 SOLE 436562 INTERPUBLIC GRP COM 460690100 116 14916 SOLE 14916 INVESTORS BANC COM 46146P102 141198 9381951 SOLE 9381951 INVESTORS BANC COM 46146P102 618 41080 OTHER 41080 IOWA TELECOMMUN COM 462594201 1580 84600 SOLE 84600 ISHARES TR RUSSL COM 464287630 5224 77689 SOLE 77689 J ALEXANDER CORP COM 466096104 3124 538673 SOLE 538673 J.P. MORGAN CHAS COM 46625H100 33078 708308 SOLE 708308 JABIL CIRCUIT COM 466313103 118 12382 SOLE 12382 JDS UNIPHASE COM 46612J507 117 13841 SOLE 13841 JEFFERIES GROUP COM 472319102 159351 7113880 SOLE 7113880 JEFFERIES GROUP COM 472319102 697 31125 OTHER 31125 JOHNSON & JOHNSO COM 478160104 27349 394765 SOLE 394765 KEARNY FINL CORP COM 487169104 1976 161449 SOLE 161449 KEYCORP COM 493267108 123 10289 SOLE 10289 KING PHARMACEUT COM 495582108 117 12186 SOLE 12186 LAUDER ESTEE COS COM 518439104 615 12326 SOLE 12326 LEUCADIA NATL COM 527288104 220681 4856535 SOLE 4856535 LEUCADIA NATL COM 527288104 946 20820 OTHER 20820 LIBERTY MEDIA COM 53071M500 23082 924378 SOLE 924378 LIMONEIRA CO COM 532746104 2521 10505 SOLE 10505 LINCOLN BANCORP COM 532879103 1455 106986 SOLE 106986 LONGS DRUG STORE COM 543162101 249990 3304993 SOLE 3304993 LONGS DRUG STORE COM 543162101 1034 13665 OTHER 13665 LOUISIANA PACIFI COM 546347105 37101 3989407 SOLE 3989407 LOUISIANA PACIFI COM 546347105 287 30865 OTHER 30865 LOWES COMPANIES COM 548661107 9800 413665 SOLE 413665 LSB CORP COM 50215P100 522 49000 SOLE 49000 LSI LOGIC CORP COM 502161102 117 21851 SOLE 21851 MAGNA INTL INC COM 559222401 21733 424550 SOLE 424550 MARCUS CORP COM 566330106 39189 2437143 SOLE 2437143 MARQUETTE NATL COM 571599109 330 500 SOLE 500 MAUI LD & PINEAP COM 577345101 8203 298414 SOLE 298414 MCRAE INDS INC COM 582757209 2271 130161 SOLE 130161 MENS WEARHOUSE COM 587118100 67285 3167860 SOLE 3167860 MERCK & CO INC COM 589331107 22042 698403 SOLE 698403 METLIFE INC COM 59156R108 17964 320790 SOLE 320790 MGIC INVESTMENT COM 552848103 119 16860 SOLE 16860 MICRON TECHNOL COM 595112103 115 28363 SOLE 28363 MICROSOFT CORP COM 594918104 18892 707821 SOLE 707821 MODINE MANUFACTU COM 607828100 30283 2091399 SOLE 2091399 MORGANS HOTEL COM 61748W108 31717 2907189 SOLE 2907189 MOTORCAR PARTS COM 620071100 2691 445473 SOLE 445473 MOTOROLA INC COM 620076109 117 16380 SOLE 16380 MYLAN LABS INC COM 628530107 116 10137 SOLE 10137 NATIONAL CITY COM 635405103 107 60928 SOLE 60928 NATIONAL PATENT COM 637132101 339 157896 SOLE 157896 NEW ULM TELECOM COM 649060100 1436 143640 SOLE 143640 NORTHERN TRUST COM 665859104 931 12895 SOLE 12895 NOVELL INC COM 670006105 116 22624 SOLE 22624 NVIDIA CORP COM 67066G104 116 10864 SOLE 10864 OFFICE DEPOT INC COM 676220106 115 19786 SOLE 19786 OLD REPUBLIC INT COM 680223104 8976 704022 SOLE 704022 OLD REPUBLIC INT COM 680223104 2 180 OTHER 180 ONEBEACON INS COM G67742109 71274 3369949 SOLE 3369949 ONEOK INC COM 682680103 44869 1304330 SOLE 1304330 ONEOK INC COM 682680103 439 12765 OTHER 12765 ORACLE SYS CORP COM 68389X105 325 15990 SOLE 15990 ORAMED PHARM COM 68403P104 6 10000 SOLE 10000 OVERSEAS SHIPHOL COM 690368105 105991 1817714 SOLE 1817714 OVERSEAS SHIPHOL COM 690368105 486 8335 OTHER 8335 PACIFIC PREMIER COM 69478X105 320 62778 SOLE 62778 PANHANDLE OIL COM 698477106 4506 157392 SOLE 157392 PARK BANCORP COM 700164106 650 36098 SOLE 36098 PEABODY ENERGY COM 704549104 220 4897 SOLE 4897 PEP BOYS MANNY COM 713278109 31269 5059785 SOLE 5059785 PINNACLE GAS RES COM 723464301 630 499800 SOLE 499800 PIONEER NATURAL COM 723787107 14236 272305 SOLE 272305 PIONEER NATURAL COM 723787107 349 6680 OTHER 6680 PIPER JAFFRAY COM 724078100 54675 1264162 SOLE 1264162 PLAINS ALL AMERN COM 726503105 49325 1244952 SOLE 1244952 PLAINS EXPLORAT COM 726505100 460 13080 SOLE 13080 PLUM CREEK TIMB COM 729251108 93581 1876877 SOLE 1876877 PLUM CREEK TIMB COM 729251108 863 17315 OTHER 17315 PNM RES INC COM 69349H107 1152 112500 SOLE 112500 PRICESMART INC COM 741511109 6365 380201 SOLE 380201 PROCTER & GAMBLE COM 742718109 605 8676 SOLE 8676 QUEST ENERGY COM 74836B209 134 20000 SOLE 20000 QUEST RESOURCE COM 748349305 7789 2928015 SOLE 2928015 QUICKSILVER RES COM 74837R104 52004 2649203 SOLE 2649203 QUICKSILVER RES COM 74837R104 339 17280 OTHER 17280 QWEST COMMUNICAT COM 749121109 111 34247 SOLE 34247 REGENCY AFFILIAT COM 758847305 463 114215 SOLE 114215 REGIONS FINANCIA COM 7591EP100 108 11284 SOLE 11284 ROCK OF AGES COM 772632105 435 226354 SOLE 226354 ROME BANCORP COM 77587P103 1742 165870 SOLE 165870 S & K FAMOUS COM 783774102 176 117004 SOLE 117004 SAN JUAN BASIN COM 798241105 700 18400 SOLE 18400 SANFILIPPO JOHN COM 800422107 4439 521286 SOLE 521286 SARA LEE CORP COM 803111103 15471 1224913 SOLE 1224913 SCHEID VINEYARDS COM 806403200 2019 66210 SOLE 66210 SCHERING PLOUGH COM 806605101 1864 100935 SOLE 100935 SCHLUMBERGER COM 806857108 233 2980 SOLE 2980 SHENANDOAH TELEC COM 82312B106 12953 586891 SOLE 586891 SHERWIN WILLIAMS COM 824348106 269 4708 SOLE 4708 SHOE CARNIVAL COM 824889109 8528 520640 SOLE 520640 SL GREEN REALTY COM 78440X101 42187 651035 SOLE 651035 SL GREEN REALTY COM 78440X101 350 5394 OTHER 5394 SLM CORPORATION COM 78442P106 15914 1289629 SOLE 1289629 SOVEREIGN BANCOR COM 845905108 102 25877 SOLE 25877 SPDR TR UNIT SER COM 78462F103 446 3849 SOLE 3849 SPECTRA ENERGY COM 847560109 2023 84994 SOLE 84994 SPRINT NEXTEL COM 852061100 112 18366 SOLE 18366 STATE STR CORP COM 857477103 409 7184 SOLE 7184 STEWART INFO SVC COM 860372101 36307 1220413 SOLE 1220413 STIFEL FINANCIAL COM 860630102 929 18608 SOLE 18608 SUN MICROSYSTEMS COM 866810203 121 15927 SOLE 15927 SUPERIOR UNIFORM COM 868358102 4221 410176 SOLE 410176 SUPREME INDS COM 868607102 1068 355839 SOLE 355839 TANDY BRANDS ACC COM 875378101 3344 703998 SOLE 703998 TECHE HLDG CO COM 878330109 519 16358 SOLE 16358 TELLABS INC COM 879664100 115 28224 SOLE 28224 TENET HLTHCARE COM 88033G100 116 20861 SOLE 20861 TERADYNE INC COM 880770102 116 14897 SOLE 14897 TESSCO TECHNOLOG COM 872386107 1893 147891 SOLE 147891 TFS FINANCIAL COM 87240R107 31437 2510960 SOLE 2510960 TFS FINANCIAL COM 87240R107 439 35060 OTHER 35060 THIRD CENTY BANC COM 884120106 747 103088 SOLE 103088 TITANIUM METALS COM 888339207 117 10300 SOLE 10300 TRINITY INDS INC COM 896522109 43509 1690980 SOLE 1690980 TRINITY INDS INC COM 896522109 370 14395 OTHER 14395 TUESDAY MORNING COM 899035505 2997 725682 SOLE 725682 UCBH HOLDINGS COM 90262T308 64273 10027016 SOLE 10027016 UCBH HOLDINGS COM 90262T308 195 30495 OTHER 30495 UMB FINANCIAL COM 902788108 146127 2782313 SOLE 2782313 UMB FINANCIAL COM 902788108 781 14865 OTHER 14865 UNISYS CORP COM 909214108 115 41838 SOLE 41838 UNITED FINANCIAL COM 91030T109 5959 401297 SOLE 401297 UNITED FIRE COM 910331107 49267 1723221 SOLE 1723221 US LIME & MINERA COM 911922102 5302 137690 SOLE 137690 UNITED TECHNOLOG COM 913017109 17367 289164 SOLE 289164 UNIVERSAL SECUR COM 913821302 691 138258 SOLE 138258 VAIL RESORTS COM 91879Q109 98817 2827384 SOLE 2827384 VAIL RESORTS COM 91879Q109 422 12085 OTHER 12085 VARIAN MED SYS COM 92220P105 686 12005 SOLE 12005 VIACOM INC COM 92553P201 215 8672 SOLE 8672 VULCAN INTL COM 929136109 3462 60738 SOLE 60738 WACHOVIA GROUP COM 929903102 115 32807 SOLE 32807 WALGREEN CO COM 931422109 15975 515985 SOLE 515985 WARWICK VALLEY COM 936750108 3047 271771 SOLE 271771 WELLS FARGO & CO COM 949746101 568 15126 SOLE 15126 WENDYS/ARBYS GR COM 950587105 46820 8901072 SOLE 8901072 WENDYS/ARBYS GR COM 950587105 179 34010 OTHER 34010 WESTFIELD FINL COM 96008P104 9455 917980 SOLE 917980 WEYERHAEUSER COM 962166104 24360 402114 SOLE 402114 WHITE MOUNTAINS COM G9618E107 88835 189111 SOLE 189111 WHITE MOUNTAINS COM G9618E107 653 1390 OTHER 1390 WILLIAMS COAL COM 969450105 951 104480 SOLE 104480 WINDSTREAM CORP COM 97381W104 1430 130726 SOLE 130726 WINN DIXIE ST COM 974280307 98638 7096231 SOLE 7096231 WINN DIXIE ST COM 974280307 281 20180 OTHER 20180 XEROX CORP COM 984121103 117 10128 SOLE 10128 HARVEST ENRGY COM 41752X101 457 25530 SOLE 25530 PENGROWTH ENERGY COM 706902509 524 32800 SOLE 32800 PENN WEST ENERGY COM 707885109 792 31300 SOLE 31300 ADVANTAGE ENERGY COM 00762L101 496 50273 SOLE 50273 EQUITY RESIDENT PFDCN 29476L883 428 8725 SOLE 8725 ROBERTS REALTY COM 769900101 692 172900 SOLE 172900 4587054 281 -----END PRIVACY-ENHANCED MESSAGE-----