-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EGZH8+p74OM2Ff7p3TkrfCG1gtYD1jnK0RFn2l5xZDLBJg9a0wz5vQ5p1SIXiBuC 8aNRkDbhkPxK7ZPx2GnHkA== 0000868911-08-000008.txt : 20081112 0000868911-08-000008.hdr.sgml : 20081111 20081112170213 ACCESSION NUMBER: 0000868911-08-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRINCETON CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000868911 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-07092 FILM NUMBER: 081181626 BUSINESS ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 6099246867 MAIL ADDRESS: STREET 1: 47 HULFISH STREET, SUITE 500 CITY: PRINCETON STATE: NJ ZIP: 08542 13F-HR 1 q308t1.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/08 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Princeton Capital Management, Inc. Address: 47 Hulfish Street, Suite 500 Princeton, New Jersey 08540 Form 13F File Number: 28-7092 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Ann W. Elmes Title: Director Phone: (609) 924-6867 Signature, Place, and Date of Signing: Ann W. Elmes Princeton, New Jersey 11/12/08 [Signature] [City, State] [Date] Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting managers(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Manager: Form 13F Information Table Entry Total: 118 Form 13F Information Table Value Total: $ 108,239 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE PRINCETON CAPITAL MANAGEMENT FORM 13F Discretionary Accounts 30-Sep-08 Voting Authority Title -------------------------- of Value Shares/ Sh/ Put/ Invstmt Other Name of Issuer Class CUSIP (x$1000) Prn Amt Prn Call Dscretn Mgrs Sole Shared None - ------------------------------ ---------------- -------- -------- --- ---- ------- -------------- -------- -------- 3M Company COM 88579y101 438 6416SH Sole 320 6096 ATT - New COM 00206r102 3863 138363SH Sole 12885 11142 114336 AXT, Inc. COM 00246w103 1041 553600SH Sole 5100 548500 Abbott Laboratories COM 002824100 2583 44867SH Sole 5638 6249 32980 Ameren Corp COM 023608102 223 5725SH Sole 5725 American Science & Eng COM 029429107 1081 18105SH Sole 18105 AmerisourceBergen COM 03073E105 435 11550SH Sole 11550 Anadarko Petroleum COM 032511107 991 20432SH Sole 2436 5488 12508 Apple Inc. COM 037833100 750 6602SH Sole 491 1350 4761 Archer Daniels Midland COM 039483102 1309 59752SH Sole 5577 10100 44075 Astro-Med COM 04638f108 704 74977SH Sole 700 74277 BP PLC COM 055622104 2104 41940SH Sole 19639 3786 18515 BankAmerica COM 060505104 1307 37354SH Sole 10544 6244 20566 Bio Rad Labs COM 090572207 322 3250SH Sole 3250 BioLase Technology COM 090911108 533 282200SH Sole 750 281450 Boeing COM 097023105 1799 31374SH Sole 1700 3880 25794 Caterpillar COM 149123101 314 5275SH Sole 5275 Cavium Networks COM 14965a101 802 56950SH Sole 150 56550 Cerner COM 156782104 1550 34725SH Sole 900 3500 30325 Chevron COM 166764100 3345 40553SH Sole 16018 2150 22385 Chubb COM 171232101 1935 35250SH Sole 2010 5260 27980 Cigna COM 125509109 320 9410SH Sole 3060 2800 3550 Cisco Systems COM 17275R102 278 12316SH Sole 3366 1000 7950 Citigroup COM 172967101 390 19014SH Sole 2153 3725 13136 Coca Cola COM 191216100 1197 22642SH Sole 2995 3500 16147 Cree COM 225447101 1517 66600SH Sole 200 66400 Crucell COM 228769105 495 31800SH Sole 1500 1500 28800 Cubist Pharmaceuticals COM 229678107 441 19860SH Sole 4300 6260 9300 Curon Medical PIPE (Rev Spl) COM 231292913 2 99998SH Sole 99998 Curon Medical- New COM 231292103 3 157750SH Sole 1250 156500 Cytori Therapeutics COM 23283k105 904 171200SH Sole 600 170600 DRI Corp COM 23330F109 54 24999SH Sole 24999 Daktronics COM 234264109 682 40950SH Sole 40750 Dominion Resources COM 25746U109 274 6400SH Sole 6400 Duke Energy - New COM 26441c105 1449 83159SH Sole 8585 10292 64282 Dyadic International COM 26745T101 10 70700SH Sole 70700 Eastman Chemical COM 277432100 1661 30165SH Sole 1350 3150 25665 Eastman Kodak COM 277461109 2349 152710SH Sole 6785 18275 127650 El Paso COM 28336L109 322 25232SH Sole 5666 1600 17966 Emerson Electric COM 291011104 407 9990SH Sole 2900 7090 Exxon Mobil COM 30231G102 4778 61523SH Sole 20800 7700 33023 FEI Company COM 30241L109 1093 45925SH Sole 45725 General Electric COM 369604103 4827 189275SH Sole 70000 11800 107475 General Mills COM 370334104 643 9350SH Sole 1000 8350 GlaxoSmithKline COM 37733W105 200 4600SH Sole 4600 Great Plains Energy, Inc. COM 391164100 304 13675SH Sole 2475 400 10800 HCP Inc COM 421915109 570 14200SH Sole 700 2000 11500 Hansen Medical COM 411307101 784 58350SH Sole 200 58150 Harris Corp COM 413875105 1764 38171SH Sole 2610 6525 29036 Henry Schein COM 806407102 265 4925SH Sole 4925 Hewlett-Packard COM 428236103 1768 38233SH Sole 3244 11685 23304 Honeywell Intl COM 438516106 544 13100SH Sole 1000 700 11400 IBM Corp COM 459200101 1599 13674SH Sole 530 1950 11194 IMAX COM 45245E109 118 20000SH Sole 20000 ISIS Pharmaceuticals COM 464330109 955 56550SH Sole 150 56400 InFocus Corporation COM 45665B106 37 24900SH Sole 24900 Interpublic Group COM 460690100 78 10000SH Sole 10000 J.P.Morgan Chase COM 46625h100 1034 22138SH Sole 9930 2924 9284 John Wiley Cl A COM 968223206 204 5050SH Sole 5050 Johnson & Johnson COM 478160104 2190 31609SH Sole 11066 50 20493 L-1 Identity Solutions COM 50212a106 999 65350SH Sole 65350 Lilly (Eli) COM 532457108 233 5300SH Sole 1250 4050 Martek COM 572901106 2811 89480SH Sole 2200 5250 82030 McGraw Hill COM 580645109 1285 40660SH Sole 3060 6950 30650 Mckesson HBOC COM 58155Q103 2137 39720SH Sole 1660 2250 35810 Medtronic COM 585055106 788 15732SH Sole 1300 725 13707 Merck COM 589331107 645 20452SH Sole 6630 850 12972 Microsoft COM 594918104 1008 37763SH Sole 2330 150 35283 Microvision COM 594960106 911 469500SH Sole 1100 468400 NetLogic COM 64118b100 708 23400SH Sole 100 23200 Norfolk Southern COM 655844108 1291 19500SH Sole 6260 3500 9740 Novartis ADR COM 66987V109 300 5685SH Sole 5685 Novozymes COM 670108109 673 8100SH Sole 8100 Nuance Communications - New COM 67020y100 1126 92373SH Sole 92373 Orasure COM 68554v108 89 18000SH Sole 18000 Osiris COM 68827r108 193 10025SH Sole 10025 PNC Bank COM 693475105 928 12425SH Sole 4567 500 7358 Pengrowth Energy Trust COM 706902301 158 10600SH Sole 2000 1000 7600 Pepsico COM 713448108 231 3245SH Sole 3245 Pfizer COM 717081103 457 24785SH Sole 500 400 23885 Philip Morris Int'l COM 718172109 417 8660SH Sole 2528 150 5982 Pitney Bowes COM 724479100 1129 33950SH Sole 2100 4700 27150 Pozen COM 73941u102 415 39500SH Sole 8000 14000 17500 Praxair COM 74005P104 247 3438SH Sole 200 3238 Procter & Gamble COM 742718109 1236 17735SH Sole 17735 Progress Energy COM 144141108 246 5700SH Sole 1000 100 4600 RF Micro Devices COM 749941100 320 109650SH Sole 109650 Sangamo BioSciences COM 800677106 92 12000SH Sole 12000 Sara Lee COM 803111103 173 13700SH Sole 13700 Schering Plough COM 806605101 692 37460SH Sole 11830 4500 21130 Seattle Genetics COM 812578102 128 12000SH Sole 12000 Silicon Image COM 82705t102 740 138500SH Sole 1400 137100 SonoSite COM 83568G104 1605 51117SH Sole 1000 1500 48617 Southern Company COM 842587107 809 21457SH Sole 4600 2000 14857 Spectra Energy Corp COM 847560109 1277 53642SH Sole 5004 6915 41723 Stryker Corp COM 863667101 1304 20931SH Sole 800 4700 15431 Susquehanna Bancshares COM 869099101 343 17589SH Sole 1000 16589 Syngenta AG-ADR COM 87160A100 269 6350SH Sole 6350 Tate & Lyle COM 876570607 220 7880SH Sole 7880 Texas Instruments COM 882508104 932 43337SH Sole 3660 6150 33527 Thermogenesis COM 883623209 124 98900SH Sole 98900 Time Warner COM 887315109 952 72639SH Sole 6531 10400 55708 TriQuint Semiconductor COM 89674k103 96 20000SH Sole 20000 Union Pacific COM 907818108 3640 51154SH Sole 10144 7600 33410 United Technologies COM 913017109 646 10752SH Sole 1866 8886 Universal Display COM 91347P105 1370 124955SH Sole 1300 3000 120655 Veeco Instruments COM 922417100 490 33100SH Sole 33100 Verizon Communications COM 92343v104 2050 63873SH Sole 3844 5302 54727 Vical COM 925602104 86 40000SH Sole 40000 Voxware COM 92906l105 69 25098SH Sole 25098 WAWA, Inc COM 693 360SH Sole 10 350 Weingarten Realty Investors COM 948741103 492 13800SH Sole 1800 250 11750 Wells Fargo COM 949746101 452 12050SH Sole 3100 2900 6050 Williams Companies COM 969457100 1014 42883SH Sole 3300 5500 34083 Zoran COM 98975f101 307 37600SH Sole 37600 duPont COM 263534109 2045 50747SH Sole 8565 2200 39982 McMoran Exploration Pfd PFD CV 582411500 203 1300SH Sole 1300 Curon Medical Warrants 0 192307SH Sole 192307 REPORT SUMMARY 118 DATA RECORDS 108239 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
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