-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QU2zMPZ/Bpcgblroc7o06VjvFkjlIl0ZdTgZjfumazHOy8u9rsIRPTDiazhV4xhY K2k5XQ4NEXWxEXu5jY89Mg== 0000919458-08-000004.txt : 20081112 0000919458-08-000004.hdr.sgml : 20081111 20081112120009 ACCESSION NUMBER: 0000919458-08-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080930 FILED AS OF DATE: 20081112 DATE AS OF CHANGE: 20081112 EFFECTIVENESS DATE: 20081112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALERUS FINANCIAL NA CENTRAL INDEX KEY: 0000919458 IRS NUMBER: 450140105 STATE OF INCORPORATION: ND FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03439 FILM NUMBER: 081179358 BUSINESS ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 BUSINESS PHONE: 7017953200 MAIL ADDRESS: STREET 1: PO BOX 6001 STREET 2: 401 DEMERS AVE CITY: GRAND FORKS STATE: ND ZIP: 58206-6001 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL BANK NORTH DAKOTA DATE OF NAME CHANGE: 19980309 13F-HR 1 sec13f.txt 13F-HR 09/30/2008 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calender Year or Quarter Ended: September 30, 2008 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.)[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this report: Name: Alerus Financial, N.A. Address: PO Box 6001 401 Demers Ave Grand Forks, ND 58206-6001 13F File Number: 28-03439 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Douglas C. Carpenter Title: Trust Manager Phone: 701-795-3211 Signature, Place, and Date of Signing: Douglas C. Carpenter Grand Forks, North Dakota November 12, 2008 Report Type (Check only one.): [ ] 13F Holdings Report. [ ] 13F Notice. [X ] 13F Combination Report. List of Other Managers Reporting for this Manager: Arbor Capital Management LLC I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers 0 Form 13F Information Table Entry 111 Form 13F Information Table Value $317,669 List of Other Included Managers: No. 13F File Number Name FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/INVSTMT -----VOTING AUTHORITY----- NAME OF ISSUER -TITLE OF CLASS---CUSIP-- (X$1000) PRN AMT PRN CALLDSCRETN-MANAGERS- SOLE SHARED NONE AT&T INC COM 00206R102 3956 141664 SH SOLE 141,664 ABBOTT LABORATORIES COM 002824100 7994 138842 SH SOLE 138,842 ABERCROMBIE & FITCH COM 002896207 1324 33556 SH SOLE 33,556 ADOBE SYSTEMS INC COM 00724F101 3551 89970 SH SOLE 89,970 ALTRIA GROUP INC COM 02209S103 1297 65360 SH SOLE 65,360 AMERICAN EXPRESS CO COM 025816109 3010 84974 SH SOLE 84,974 APACHE INC COM 037411105 6077 58281 SH SOLE 58,281 APPLE COMPYTER COM 037833100 1038 9135 SH SOLE 9,135 BP AMOCO PLC COM 055622104 819 16327 SH SOLE 16,327 BANK OF AMERICA COM 060505104 4855 138712 SH SOLE 138,712 BARD CR INC COM 067383109 3244 34190 SH SOLE 34,190 BAXTER INTERNATIONAL COM 071813109 4231 64360 SH SOLE 64,360 BECTON DICKINSON & COMPANY COM 075887109 3541 44122 SH SOLE 44,122 BEST BUY COMPANY INC COM 086516101 259 6920 SH SOLE 6,920 BHP BILLITON LTD SPONSORED ADR 088606108 2102 40440 SH SOLE 40,440 BURLINGTON NORTHERN SANTA FE COM 12189T104 3900 42192 SH SOLE 42,192 CVS CORP COM 126650100 4138 122926 SH SOLE 122,926 CHEVRON TEXACO COM 166764100 7065 85648 SH SOLE 85,648 CISCO SYSTEMS COM 17275R102 7329 324897 SH SOLE 324,897 COGNIZANT TECH SOLUTIONS COM 192446102 1664 72888 SH SOLE 72,888 COLGATE-PALMOLIVE COMP COM 194162103 2823 37463 SH SOLE 37,463 COSTCO WHSL CORP COM 22160K105 435 6698 SH SOLE 6,698 DANAHER CORP COM 235851102 2994 43135 SH SOLE 43,135 DELL COMPUTER COM 247025109 2543 154281 SH SOLE 154,281 DISNEY COM 254687106 3654 119067 SH SOLE 119,067 EMC INC COM 268648102 2687 224723 SH SOLE 224,723 EBAY INC COM 278642103 2778 124105 SH SOLE 124,105 ECOLAB INC COM 278865100 728 14997 SH SOLE 14,997 EMERSON ELECTRIC COMPANY COM 291011104 3109 76226 SH SOLE 76,226 ENTERGY CORPORATION COM 29364G103 3494 39244 SH SOLE 39,244 EXELON CORPORATION COM 30161N101 2788 44526 SH SOLE 44,526 EXPEDITORS INTL OF WASH INC COM 302130109 2042 58600 SH SOLE 58,600 EXXON MOBIL CORP COM 30231G102 10466 134759 SH SOLE 134,759 F P L GROUP INC COM 302571104 655 13030 SH SOLE 13,030 FEDEX CORP COM 31428X106 1962 24829 SH SOLE 24,829 FIRST ADVANTAGE BANCORP COM 31848L104 1261 125449 SH SOLE 125,449 FRANKLIN RESOURCES COM 354613101 2205 25020 SH SOLE 25,020 GENERAL DYNAMICS COM 369550108 4580 62207 SH SOLE 62,207 GENERAL ELECTRIC COMPANY COM 369604103 1226 48079 SH SOLE 48,079 GENERAL MILLS INC COM 370334104 4709 68532 SH SOLE 68,532 GENZYME CORP COM 372917104 3820 47220 SH SOLE 47,220 GOOGLE INC COM 38259P508 3657 9130 SH SOLE 9,130 GRAINGER WW INC COM 384802104 424 4878 SH SOLE 4,878 HEWLETT PACKARD CO COM 428236103 1862 40276 SH SOLE 40,276 HOME DEPOT INC COM 437076102 692 26696 SH SOLE 26,696 ITT INDS INC IND COM 450911102 2816 50630 SH SOLE 50,630 ILLINOIS TOOL WORKS INC COM 452308109 3305 74357 SH SOLE 74,357 INTEL INC COM 458140100 680 36300 SH SOLE 36,300 INTERNATIONAL BUSINESS MACHS COM 459200101 423 3618 SH SOLE 3,618 ISHARES TR S&P MC 400 GRW 464287606 2856 38089 SH SOLE 38,089 JP MORGAN CHASE & CO COM 46625H100 2357 50479 SH SOLE 50,479 JACOBS ENGR GROUP INC COM 469814107 1731 31865 SH SOLE 31,865 JOHNSON AND JOHNSON COM 478160104 1203 17351 SH SOLE 17,351 JOHNSON CONTROLS INC COM 478366107 1810 59685 SH SOLE 59,685 KIMBERLY CLARK CORP COM 494368103 211 3259 SH SOLE 3,259 KOHLS CORPORATION COM 500255104 2615 56765 SH SOLE 56,765 KRAFT FOODS INC CL A 50075N104 202 6380 SH SOLE 6,380 MAINSOURCE FINL GP COM 56062Y102 492 25098 SH SOLE 25,098 MARRIOTT INTERNATIONAL INC COM 571903202 2277 87274 SH SOLE 87,274 MCDONALDS CORP COM 580135101 319 5178 SH SOLE 5,178 McGRAW HILL INC COM 580645109 1755 55519 SH SOLE 55,519 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3973 88285 SH SOLE 88,285 MEDTRONIC INC COM 585055106 2132 42537 SH SOLE 42,537 MICROSOFT INC COM 594918104 10188 381728 SH SOLE 381,728 MONSANTO COMPANY COM 61166W101 2420 24445 SH SOLE 24,445 NATIONAL OILWELL VARCO COM 637071101 1701 33868 SH SOLE 33,868 NIKE INC COM 654106103 2360 35272 SH SOLE 35,272 NOKIA CORP ADR COM 654902204 1644 88139 SH SOLE 88,139 NOBLE ENERGY INC COM 655044105 348 6268 SH SOLE 6,268 NOVARTIS A G SPONSORED ADR 66987V109 2650 50148 SH SOLE 50,148 NUCOR INC COM 670346105 1029 26035 SH SOLE 26,035 ORACLE SYSTEMS INC COM 68389X105 4726 232683 SH SOLE 232,683 PATTERSON COMPANIES INC COM 703395103 679 22330 SH SOLE 22,330 PEABODY ENERGY CORP COM 704549104 1545 34335 SH SOLE 34,335 PEPSICO INC COM 713448108 5915 82986 SH SOLE 82,986 PHILIP MORRIS COM 718172109 3660 76100 SH SOLE 76,100 POTASH CORPORATION SASK COM 73755L107 421 3186 SH SOLE 3,186 PRAXAIR INC COM 74005P104 3692 51464 SH SOLE 51,464 PRECISION CASTPARTS CORP COM 740189105 1538 19525 SH SOLE 19,525 PRINCIPAL FINANCIAL GROUP COM 71251V102 3233 74339 SH SOLE 74,339 PROCTER AND GAMBLE COMPANY COM 742718109 9191 131871 SH SOLE 131,871 PRUDENTIAL FINL INC COM 744320102 1845 25627 SH SOLE 25,627 ROCKWELL COLLINS INC COM 774341101 1343 27935 SH SOLE 27,935 SPDR TR UNIT SER 1 78462F103 314 2705 SH SOLE 2,705 SPDR INDEX SHS FDS DJWS INTL REAL 78463X863 4737 124137 SH SOLE 124,137 SAP AKTIENGESELLSCHAFT ADR 803054204 635 11893 SH SOLE 11,893 SCHLUMBERGER LIMITED COM 806857108 3353 42937 SH SOLE 42,937 SCHWAB CHARLES CORP COM 808513105 2912 111993 SH SOLE 111,993 SIFCO INDS INC COM 826546103 306 38077 SH SOLE 38,077 STAPLES INC COM 855030102 2519 111936 SH SOLE 111,936 STARBUCKS CORP COM 855244109 1591 106964 SH SOLE 106,964 STATE STREET CORP COM 857477103 2556 44945 SH SOLE 44,945 SYSCO INC COM 871829107 251 8126 SH SOLE 8,126 TALISMAN ENERGY INC COM 87425E103 2257 158713 SH SOLE 158,713 TARGET CORP COM 87612E106 2143 43680 SH SOLE 43,680 TEVA PHARMACEUTICAL IND ADR 881624209 3950 86278 SH SOLE 86,278 U. S. BANCORP COM 902973106 645 17901 SH SOLE 17,901 UNITED TECHNOLOGIES INC COM 913017109 3152 52483 SH SOLE 52,483 VANGUARD INDEX FUNDS MCAP VL IDXVIP 922908512 19310 435775 SH SOLE 435,775 VANGUARD INDEX FUNDS MCAP GR IDXVIP 922908538 11886 251705 SH SOLE 251,705 VANGUARD INDEX FUNDS REIT ETF 922908553 482 7935 SH SOLE 7,935 VERIZON COMMUNICATION COM 92343V104 3253 101379 SH SOLE 101,379 VODAFONE GROUP ADR COM 92857W100 222 10061 SH SOLE 10,061 WATERS CORP COM 941848103 3249 55850 SH SOLE 55,850 WELLS FARGO & CO NEW COM STK COM 949746101 7479 199275 SH SOLE 199,275 WESTERN UNION COMPANY COM 959802109 248 10059 SH SOLE 10,059 WRIGLEY WM JR CO COM 982526105 303 3826 SH SOLE 3,826 ZIMMER HOLDINGS INC COM 98956P102 425 6580 SH SOLE 6,580 ACCENTURE LTD BERMUDA CLA G1150G111 2907 76495 SH SOLE 76,495 NOBLE CORPORATION COM G65422100 2155 49095 SH SOLE 49,095 TRANSOCEAN SEDCO FOREX INC COM G90078109 4156 37842 SH SOLE 37,842
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