-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FE8HeVPVdizCSoncVFvvSYR0v7G7Fh6CXsoiI2RR1MOOsROLA7UvTFahMpASEjTM oeG6VuHIbFU5thpjQfmASw== /in/edgar/work/0000884589-00-500004/0000884589-00-500004.txt : 20001115 0000884589-00-500004.hdr.sgml : 20001115 ACCESSION NUMBER: 0000884589-00-500004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KENNEDY CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0000884589 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 431225960 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03133 FILM NUMBER: 767754 BUSINESS ADDRESS: STREET 1: 10829 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3144320897 MAIL ADDRESS: STREET 1: 10829 OLIVE BLVD. CITY: ST LOUIS STATE: MO ZIP: 63141 13F-HR 1 0001.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 Check here if Amendment [ ]; Amendment Number: This Admendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries Institutional Investment Manager Filing this Report Name: Kennedy Capital Management, Inc. Address: 10829 Olive Blvd. St. Louis, MO 63141 13F File Number: 28-3133 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Charles W. Schweizer Title: President Phone: 314-432-0400 Signature, Place, and Date of Signing: Charles Schweizer, St. Louis, November 14, 2000 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None. I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 494 Form 13F Information Table Value Total: 1,538,401 List of Other Included Managers: None. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3-D SYS CORP DEL COM NEW COM 88554D205 1185 63200 SH SOLE 63200 3DO CO COM COM 88553W105 1104 165050 SH SOLE 157200 7850 ADAC LABS COM NEW COM 005313200 1494 71800 SH SOLE 71800 ADR INDEPENDENT ENERGY COM 45384X108 106 26500 SH SOLE 26500 ADVANCED NEUROMOD SYS COM COM 00757T101 628 32200 SH SOLE 32200 AEROFLEX INC COM COM 007768104 2697 55462 SH SOLE 52813 2649 AFTERMARKET TECHNOLOGY CORP CO COM 008318107 2129 354800 SH SOLE 292350 62450 AIMGLOBAL TECHNOLOGIES COM COM 00900N100 784 103700 SH SOLE 103700 AIRBORNE FGHT CORP COM COM 009266107 1457 143050 SH SOLE 143050 AIRTRAN HOLDINGS INC. COM 00949P108 4671 1052700 SH SOLE 1052700 AKORN INC COM COM 009728106 830 75000 SH SOLE 75000 ALDILA INC COM COM 014384101 116 50000 SH SOLE 40450 9550 ALLEGHENY TECHNOLOGIES INC COM COM 01741R102 886 48900 SH SOLE 48900 ALLIANT TECHSYSTEMS COM COM 018804104 26062 317350 SH SOLE 317350 ALPHA INDS INC COM COM 020753109 11494 337450 SH SOLE 273050 64400 AMERICA SVC GROUP INC COM COM 02364L109 6605 254025 SH SOLE 196350 57675 AMERICAN FINL HLDGS COM COM 026075101 2115 120000 SH SOLE 92750 27250 AMERICAN ITALIAN PASTA CL A COM 027070101 3270 170400 SH SOLE 170400 AMERICAN MEDICAL SEC GRP COM 02744P101 1100 170850 SH SOLE 162800 8050 AMERICAN SOFTWARE CL A COM 029683109 2223 652600 SH SOLE 652600 AMERICAN STATES WATER COM 029899101 4873 161100 SH SOLE 124500 36600 AMERIPATH INC COM COM 03071D109 7432 512550 SH SOLE 502650 9900 AMES DEPARTMENT STORES INC COM 030789507 1664 287900 SH SOLE 280500 7400 ANADIGICS INC COM COM 032515108 5414 244700 SH SOLE 198000 46700 ANANGEL-AMERN SHIPHLDG SPONSOR COM 032721201 3988 559650 SH SOLE 533100 26550 ANGELICA CORP COM COM 034663104 1132 116800 SH SOLE 116800 ANICOM INC COM COM 035250109 35 17500 SH SOLE 17500 ANIXTER INTL INC COM COM 035290105 3006 103200 SH SOLE 103200 ANTEC CORP COM COM 03664P105 4935 167300 SH SOLE 135349 31951 APARTMENT INVT & MGMT CL A COM 03748R101 292 6350 SH SOLE 3000 3350 APPLEBEES INTL INC COM COM 037899101 1456 63300 SH SOLE 63300 APPLIED INNOVATION INC COM 037916103 358 23100 SH SOLE 23100 APRIA HEALTHCARE GROUP COM COM 037933108 5463 391950 SH SOLE 385350 6600 ARGUSS COMMUNICATIONS COM COM 040282105 484 23700 SH SOLE 19150 4550 ARMOR HLDGS INC COM COM 042260109 7922 528100 SH SOLE 498000 30100 ARTESYN TECHNOLOGIES INC COM 043127109 2319 79625 SH SOLE 74675 4950 ASM INTL N V COM COM N07045102 7573 432750 SH SOLE 408000 24750 ASPECT COMMUNICATIONS COM COM 04523Q102 1031 50000 SH SOLE 50000 ASSOCIATED ESTATE RLTY COM COM 045604105 792 98200 SH SOLE 98200 ASTEC INDS INC COM COM 046224101 1215 111100 SH SOLE 111100 ASTORIA FINL CORP COM COM 046265104 4090 105899 SH SOLE 102755 3144 ATLANTIC TELE NETWORK COM 049079205 188 17100 SH SOLE 17100 ATWOOD OCEANICS INC COM COM 050095108 5042 120950 SH SOLE 116050 4900 AUDIOVOX CORP CL A COM 050757103 10242 679950 SH SOLE 606000 73950 AVT CORPORATION COM 002420107 3188 573150 SH SOLE 554700 18450 AZZ INC COM 002474104 366 19500 SH SOLE 19500 BALCHEM CORP COM COM 057665200 705 58713 SH SOLE 57600 1113 BANKNORTH GROUP, INC. COM 06646R107 15471 865529 SH SOLE 756133 109396 BANTA CORP COM COM 066821109 5300 217450 SH SOLE 167500 49950 BARR LABS INC COM COM 068306109 716 10800 SH SOLE 10450 350 BASIN EXPL INC COM COM 070107107 4368 224000 SH SOLE 224000 BASSETT FURNITURE INDS COM COM 070203104 4282 301800 SH SOLE 232750 69050 BEI TECHNOLOGIES, INC. COM 05538P104 960 23000 SH SOLE 18100 4900 BEL FUSE INC CLASS B COM 077347300 2995 77800 SH SOLE 77800 BERRY PETROLEUM CO CL A COM 085789105 27550 1525250 SH SOLE 1439750 85500 BEVERLY ENTERPRISE INC COM NEW COM 087851309 4619 778000 SH SOLE 778000 BLACK HILLS CORP COM COM 092113109 3522 125500 SH SOLE 96600 28900 BLAIR CORP COM COM 092828102 533 22700 SH SOLE 22700 BLONDER TONGUE LABS COM COM 093698108 686 114400 SH SOLE 114400 BOK FINL CORP COM NEW COM 05561Q201 1325 71600 SH SOLE 57900 13700 BOLT TECHNOLOGY CORP COM COM 097698104 1516 310950 SH SOLE 295850 15100 BONSO ELECTRS INTL INC COM COM 098529308 1277 128500 SH SOLE 128500 BOSTON COMMUNCTNS GRP COM COM 100582105 3394 176300 SH SOLE 136300 40000 BOSTON PRIVT FINL HLDG COM COM 101119105 1564 94800 SH SOLE 90300 4500 BOYD BROS TRANSN INC COM COM 103255105 175 41900 SH SOLE 41900 BRADLEES INC COM NEW COM 104499207 318 231450 SH SOLE 178450 53000 BRANDY WINE RLTY TR. COM 105368203 1418 70000 SH SOLE 70000 BRIGHTPOINT INC COM COM 109473108 9314 1851190 SH SOLE 1630724 220466 BROOKTROUT TECHNOLOGY COM COM 114580103 10542 320050 SH SOLE 302550 17500 BROWN TOM INC COM NEW COM 115660201 5865 239400 SH SOLE 239400 BTG INC COM COM 05576J101 1323 155700 SH SOLE 155700 BUCA INC COM COM 117769109 845 79500 SH SOLE 64300 15200 BUCKLE INC COM COM 118440106 2405 206900 SH SOLE 187000 19900 BUTLER INTL INC NEW COM COM 123649105 1097 206500 SH SOLE 206500 BUTLER MFG CO DEL COM COM 123655102 1226 53450 SH SOLE 41250 12200 CACI INTL INC CL A COM 127190304 7290 340056 SH SOLE 340056 CAMTEK LTD ORD COM M20791105 737 87300 SH SOLE 87300 CANDELA CORP COM COM 136907102 1770 160900 SH SOLE 160900 CANDIES INC COM COM 137409108 106 100000 SH SOLE 100000 CARBO CERAMICS INC COM COM 140781105 220 8300 SH SOLE 6700 1600 CAREMARK RX INC COM 141705103 953 84700 SH SOLE 84700 CARPENTER TECHNOLOGY COM COM 144285103 1541 52900 SH SOLE 41650 11250 CARRIER ACCESS CORP COM COM 144460102 1482 74800 SH SOLE 60500 14300 CATALYST INTL INC COM COM 14887T105 1398 302300 SH SOLE 265550 36750 CATALYST SEMICONDUCTOR COM 148881105 4227 447850 SH SOLE 361450 86400 CATO CORP NEW CL A COM 149205106 7880 630400 SH SOLE 533300 97100 CBRL GROUP INC COM COM 12489V106 6259 435400 SH SOLE 435400 CCOR.NET CORP COM COM 125010108 8004 522700 SH SOLE 437700 85000 CE FRANKLIN LTD COM 125151100 884 126300 SH SOLE 103600 22700 CELERITEK INC COM COM 150926103 4523 120000 SH SOLE 97050 22950 CELLSTAR CORP COM COM 150925105 1650 522850 SH SOLE 522850 CELLULAR TECHNICAL SVC COM NEW COM 151167301 219 26515 SH SOLE 26515 CENTURY ALUM. CO COM 156431108 1960 156800 SH SOLE 122450 34350 CENTURY BANCORP INC CL A NON V COM 156432106 580 40000 SH SOLE 40000 CENTURY BUSINESS SVCS COM COM 156490104 197 150000 SH SOLE 150000 CERPROBE CORP COM COM 156787103 4880 330850 SH SOLE 315300 15550 CHAMPIONSHIP AUTO RAC COM COM 158711101 614 25175 SH SOLE 25175 CHANNELL COML CORP COM COM 159186105 479 36300 SH SOLE 36300 CHARLES RIVER ASSC COM COM 159852102 250 20600 SH SOLE 20600 CHATTEM INC COM COM 162456107 141 14750 SH SOLE 13950 800 CHESAPEAKE ENERGY CORP COM COM 165167107 3215 447250 SH SOLE 361850 85400 CHIEFTAIN INTL INC COM COM 16867C101 9570 462600 SH SOLE 453450 9150 CHRONIMED INC COM COM 171164106 2390 324000 SH SOLE 308600 15400 CIPRICO INC COM COM 172529109 4317 426379 SH SOLE 426379 COACHMEN INDUSTRIES INC. COM 189873102 399 38250 SH SOLE 38250 COHU INC COM COM 192576106 6080 397050 SH SOLE 324150 72900 COLONIAL BANCGROUP INC COM COM 195493309 880 84800 SH SOLE 62950 21850 COLUMBIA BANCORP COM COM 197227101 187 14400 SH SOLE 8150 6250 COM21 INC COM COM 205937105 2132 157950 SH SOLE 127600 30350 COMDIAL CORP COM 200332302 448 220426 SH SOLE 179131 41295 COMMERCIAL METALS CO COM COM 201723103 1757 68900 SH SOLE 65450 3450 COMMONWEALTH INDS DEL COM COM 203004106 1390 249900 SH SOLE 249900 COMMUNICATIONS SYS INC COM COM 203900105 1919 143500 SH SOLE 143500 COMPASS BANCHSHARES, INC COM 20449H109 2300 117947 SH SOLE 91166 26781 COMPUTER TASK GROUP COM COM 205477102 342 109360 SH SOLE 109360 COMSHARE INC COM COM 205912108 2497 583140 SH SOLE 583140 CONECTIV INC COM COM 206829103 1702 95200 SH SOLE 95200 CONESTOGA ENTERPRISES COM COM 207015108 4025 209113 SH SOLE 209113 CONN WTR SVC INC COM COM 207797101 2583 80100 SH SOLE 76450 3650 CONNECTICUT BANCSHARES COM COM 207540105 2905 153400 SH SOLE 117800 35600 CONSOLIDATED FREIGHTWAYS CORP COM 209232107 427 85300 SH SOLE 85300 CONSOLIDATED GRAPHICS COM COM 209341106 1283 109200 SH SOLE 109200 COOPER TIRE & RUBBER CO COM 216831107 1517 150800 SH SOLE 150800 COORSTEK INC COM COM 217020106 3821 99900 SH SOLE 92650 7250 COTELLIGENT INC COM COM 221630106 3291 1074600 SH SOLE 1074600 COURIER CORP COM COM 222660102 3512 121099 SH SOLE 91597 29502 COVALENT GROUP INC COM COM 222815102 468 144000 SH SOLE 144000 COVANCE INC COM 222816100 702 85800 SH SOLE 85800 CROMPTON CORP COM 227116100 2013 255600 SH SOLE 200850 54750 CTS CORP COM COM 126501105 5604 110700 SH SOLE 110700 CYSIVE INC COM COM 23281T108 154 23000 SH SOLE 23000 D & K HEALTHCARE RESOURCES INC COM 232861104 1059 87800 SH SOLE 87800 DATUM INC COM COM 238208102 1014 39000 SH SOLE 31550 7450 DAVOX CORP COM COM 239208101 1071 106420 SH SOLE 86420 20000 DEB SHOPS INC COM COM 242728103 1817 153050 SH SOLE 144550 8500 DEL GLOBAL TECH CORP COM COM 245073101 2565 259750 SH SOLE 247450 12300 DELPHI FINL GROUP INC CL A COM 247131105 2535 62600 SH SOLE 62600 DELTA & PINE LD CO COM COM 247357106 3585 139550 SH SOLE 107850 31700 DENTSPLY INTL INC NEW COM COM 249030107 1555 44500 SH SOLE 44500 DIGI INTL INC COM COM 253798102 2944 373800 SH SOLE 373800 DISC GRAPHICS INC COM COM 254590102 80 35509 SH SOLE 28669 6840 DONALDSON INC COM COM 257651109 268 12200 SH SOLE 12200 DONNELLY CORP CL A COM 257870105 172 11300 SH SOLE 11300 DORAL FINL CORP COM COM 25811P100 1012 62500 SH SOLE 50600 11900 DOVER DOWNS ENTMT INC COM COM 260086103 2437 181350 SH SOLE 155650 25700 DR HORTON INC COM COM 23331A109 1154 67144 SH SOLE 50849 16296 DRS TECH., INC. COM 23330X100 925 56900 SH SOLE 56900 DSP GROUP INC COM COM 23332B106 4180 111850 SH SOLE 100350 11500 DU PONT EI DE NEMOURS COM COM 263534109 441 10650 SH SOLE 10650 EAST WEST BANCORP INC COM COM 27579R104 5338 272850 SH SOLE 210900 61950 EASTGROUP PROPERTIES SBI COM 277276101 7007 314900 SH SOLE 314900 EDWARDS LIFESCIENCES COM COM 28176E108 1721 78900 SH SOLE 62550 16350 ELCOR CORPORATION COM 284443108 478 32953 SH SOLE 27550 5403 ELECTROGLAS INC. COM 285324109 1662 97400 SH SOLE 97400 ELECTRONICS FOR IMAGING COM 286082102 17083 676550 SH SOLE 646900 29650 EMCOR GROUP INC COM COM 29084Q100 298 11450 SH SOLE 11450 EMPIRE DIST ELEC CO COM COM 291641108 1019 38800 SH SOLE 38800 EMS TECHNOLOGIES INC COM 26873N108 659 43925 SH SOLE 38625 5300 ENERGEN CORP COM COM 29265N108 3759 126350 SH SOLE 96550 29800 ENGINEERED SUPPORT SYS COM COM 292866100 2340 122350 SH SOLE 113700 8650 ENHANCE FINL SVCS GRP COM COM 293310108 1671 128500 SH SOLE 128500 EPICOR SOFTWARE CORP COM COM 29426L108 850 242900 SH SOLE 242900 ESC MEDICAL SYS LTD ORD COM M40868107 4078 217500 SH SOLE 208500 9000 ESCO ELECTRONICS CORP COM 296315104 7695 442850 SH SOLE 442850 ESKIMO PIE CORP COM COM 296443104 270 26700 SH SOLE 26700 ESS TECHNOLOGY INC COM COM 269151106 9130 637900 SH SOLE 637900 EW BLANCH HLDGS INC COM COM 093210102 3992 192400 SH SOLE 192400 EXPONENT, INC. COM 30214U102 931 108700 SH SOLE 108700 F & M NATL CORP COM COM 302374103 5426 222050 SH SOLE 171650 50400 FACTUAL DATA CORP COM COM 303094106 1577 200250 SH SOLE 188350 11900 FAIRFIELD CMNTYS INC COM COM 304231301 2779 274500 SH SOLE 274500 FIRST UN RL EST EQ&MTG SH BEN COM 337400105 2692 979000 SH SOLE 915250 63750 FIRSTFED FINL CORP COM COM 337907109 2841 123500 SH SOLE 95650 27850 FISCHER IMAGING CORP COM COM 337719108 507 156000 SH SOLE 156000 FLORIDA ROCK INDS INC COM COM 341140101 2005 50850 SH SOLE 48450 2400 FLUSHING FINL CORP COM COM 343873105 2038 128400 SH SOLE 99750 28650 FOREST OIL CORP COM NEW COM 346091606 11299 698000 SH SOLE 687850 10150 FOSSIL INC COM COM 349882100 3145 236250 SH SOLE 201600 34650 FOUNDATION HEALTH SYS COM COM 350404109 2199 132300 SH SOLE 132300 FRIEDMANS INC CL A COM 358438109 2072 414400 SH SOLE 414400 FRONTLINE LTD COM 35921R102 825 52200 SH SOLE 52200 FSI INTL INC COM COM 302633102 597 41900 SH SOLE 41900 GADZOOKS INC COM COM 362553109 1958 109550 SH SOLE 88650 20900 GAINSCO INC COM COM 363127101 3041 726200 SH SOLE 626150 100050 GALILEO TECHNOLOGY LTD ORD COM M47298100 6379 200900 SH SOLE 174250 26650 GENERAL CHEM GROUP INC COM COM 369332101 66 70250 SH SOLE 70250 GENERAL SEMICONDUCTOR COM COM 370787103 7826 642150 SH SOLE 542100 100050 GENESCO INC COM COM 371532102 8902 525600 SH SOLE 515900 9700 GENRAD INC COM COM 372447102 2786 253300 SH SOLE 253300 GENTEK, INC. COM 37245X104 8281 543000 SH SOLE 502850 40150 GENUS INC COM COM 372461103 521 136600 SH SOLE 136600 GIGA TRONICS INC COM COM 375175106 848 125000 SH SOLE 125000 GLENBOROUGH RLTY TR COM COM 37803P105 2059 114400 SH SOLE 114400 GRANITE CONSTRUCTION INC COM COM 387328107 1695 69900 SH SOLE 69900 GRANT PRIDECO INC COM COM 38821G101 222 10100 SH SOLE 10100 GTS DURATEK INC COM COM 36237J107 398 51400 SH SOLE 51400 GUESS INC COM COM 401617105 5892 523750 SH SOLE 447150 76600 GUMTECH INTL INC COM COM 402803100 372 21800 SH SOLE 21800 GYMBOREE CORP COM COM 403777105 299 55000 SH SOLE 44500 10500 HAEMONETICS CORP COM COM 405024100 7029 275650 SH SOLE 261950 13700 HALLWOOD ENERGY CP DEL COM COM 40636X105 1428 143700 SH SOLE 116300 27400 HANDLEMAN CO COMM COM 410252100 2100 169700 SH SOLE 169700 HANGER ORTHOPEDIC GRP COM NEW COM 41043F208 291 77700 SH SOLE 62100 15600 HAROLDS STORES INC COM COM 413353103 34 15300 SH SOLE 15300 HARRIS CORP DEL COM COM 413875105 21051 740254 SH SOLE 684450 55804 HELIX TECHNOLOGY CORP COM COM 423319102 6523 218350 SH SOLE 187550 30800 HELLO DIRECT CO COM 423402106 1690 164850 SH SOLE 145200 19650 HELMERICH & PAYNE INC COM COM 423452101 7548 208950 SH SOLE 189650 19300 HENRY SCHEIN INC COM COM 806407102 6378 319900 SH SOLE 319900 HERBALIFE INTL INC CL B COM 426908307 1084 126583 SH SOLE 102183 24400 HERLEY INDS INC DEL COM COM 427398102 9169 404129 SH SOLE 376000 28129 HI-TECH PHARMACAL INC COM COM 42840B101 287 67500 SH SOLE 67500 HIGHWOODS PPTYS INC COM COM 431284108 513 21700 SH SOLE 21700 HOLLINGER INTL INC CL A COM 435569108 39368 2350330 SH SOLE 2233880 116450 HOMESEEKERS INC COM 437605108 331 135600 SH SOLE 135600 HOOPER HOLMES INC COM COM 439104100 2201 231400 SH SOLE 178900 52500 HORACE MANN EDUCTR CP COM COM 440327104 9824 599950 SH SOLE 599950 HORIZON OFFSHORE INC COM 44043J105 3948 224000 SH SOLE 224000 HOUSTON EXPL CO COM COM 442120101 924 36600 SH SOLE 36600 HUDSON UNITED BANCORP COM 444165104 18673 675954 SH SOLE 606921 69033 HUGHES SUPPLY INC COM COM 444482103 3470 176850 SH SOLE 174750 2100 HYPERION SOLUTIONS CORP COM 44914M104 3698 142900 SH SOLE 142900 ICN PHARMACEUTICAL NEW COM COM 448924100 2627 79000 SH SOLE 75200 3800 IDT CORP COM COM 448947101 32268 830040 SH SOLE 782340 47700 IFR SYSTEMS INC COM COM 449507102 582 116300 SH SOLE 116300 IKON OFFICE SOLUTIONS COM COM 451713101 949 241000 SH SOLE 241000 IKOS SYS INC COM NEW COM 451716203 2549 245700 SH SOLE 224500 21200 IMCO RECYCLING INC COM COM 449681105 886 147650 SH SOLE 140550 7100 INDEPENDENCE CMNTY BK COM COM 453414104 9730 695000 SH SOLE 695000 INDUS INTL INC COM COM 45578L100 1300 266700 SH SOLE 266700 INGLES MKTS INC CL A COM 457030104 1696 154203 SH SOLE 117753 36450 INNKEEPERS USA TR COM COM 4576J0104 2352 229500 SH SOLE 229500 INNOVEDA INC COM COM 45769F102 311 85800 SH SOLE 69550 16250 INNOVEX INC COM COM 457647105 11707 859250 SH SOLE 807700 51550 INPRISE CORP COM COM 45766C102 3162 591800 SH SOLE 591800 INTEGRAL SYS INC MD COM COM 45810H107 8176 491800 SH SOLE 400800 91000 INTELIDATA TECH CORP COM 45814T107 445 84950 SH SOLE 84950 INTER TEL INC COM COM 458372109 2073 182250 SH SOLE 140900 41350 INTERGRAPH CORP COM COM 458683109 2141 297900 SH SOLE 245500 52400 INTERPORE INTL COM COM 46062W107 1894 252550 SH SOLE 242000 10550 INTEST CORP COM COM 461147100 904 93000 SH SOLE 75900 17100 INVIVO CORP COM COM 461858102 137 12900 SH SOLE 12900 JACK HENRY & ASSOC INC COM COM 426281101 1067 24602 SH SOLE 24602 KAMAN CORP CL A COM 483548103 2044 161902 SH SOLE 127702 34200 KANSAS CITY PWR< CO COM COM 485134100 1927 72200 SH SOLE 72200 KEY PRODUCTION COMPANY COM 493138101 1350 61200 SH SOLE 61200 KEY TECHNOLOGY INC COM COM 493143101 2198 249369 SH SOLE 237269 12100 KIMBALL INTL INC CL B COM 494274103 9110 509650 SH SOLE 509650 KNIGHTSBRIDGE TANKERS ORD COM G5299G106 7702 352100 SH SOLE 342350 9750 KOGER EQUITY INC COM COM 500228101 14463 850750 SH SOLE 765600 85150 LA Z BOY INC COM COM 505336107 779 53500 SH SOLE 53500 LADISH COMPANY COM 505754200 1479 112700 SH SOLE 112700 LANCASTER COLONY CORP COM COM 513847103 1943 79100 SH SOLE 79100 LANCE INC COM COM 514606102 4667 480200 SH SOLE 480200 LANDAUER INC COM COM 51476K103 1061 56300 SH SOLE 45800 10500 LANIER WORLDWIDE, INC. COM 51589L105 1833 1833450 SH SOLE 1711100 122350 LASER VISION CTRS INC COM COM 51807H100 558 128500 SH SOLE 122400 6100 LIBERTY FINL COS INC COM COM 530512102 253 10787 SH SOLE 10787 LIGHTBRIDGE INC COM COM 532226107 181 15600 SH SOLE 13800 1800 LOCAL FINL CORP COM COM 539553107 2565 270000 SH SOLE 208900 61100 LONDON PACIFIC GROUP LTD COM 542073101 5179 260600 SH SOLE 243200 17400 LOUISIANA PAC CORP COM COM 546347105 3491 380000 SH SOLE 380000 LSI INDS INC COM COM 50216C108 5268 237450 SH SOLE 237450 LUBRIZOL CORP COM COM 549271104 451 22900 SH SOLE 22900 MACK CALI REALTY CORP COM COM 554489104 15420 547050 SH SOLE 495750 51300 MANITOWOC INC COM COM 563571108 2524 131100 SH SOLE 101350 29750 MASTEC INC COM COM 576323109 566 18100 SH SOLE 18100 MATRIA HEALTHCARE INC COM COM 576817100 465 132850 SH SOLE 102250 30600 MATTHEWS INTL CORP CL A COM 577128101 2750 93600 SH SOLE 73350 20250 MAXWELL TECHNOLOGIES INC COM 577767106 1451 80050 SH SOLE 76250 3800 MEADE INSTRUMENTS COM COM 583062104 910 45100 SH SOLE 45100 MECHANICAL DYNAMICS COM COM 583521109 276 46000 SH SOLE 46000 MEDQUIST INC COM COM 584949101 1028 50900 SH SOLE 50900 MENS WEARHOUSE INC COM COM 587118100 5317 187800 SH SOLE 187800 MERCER INTERNATIONAL INC. COM 588056101 440 58200 SH SOLE 58200 MERIDIAN DIAGNOSTICS COM COM 589602101 2832 359600 SH SOLE 281800 77800 METRO ONE TELECOMM COM COM 59163F105 751 59500 SH SOLE 48150 11350 MICRO COMPONENT TECH COM COM 59479Q100 1405 175600 SH SOLE 175600 MICRO LINEAR CORP COM COM 594850109 1148 251650 SH SOLE 245250 6400 MICRON ELECTRONICS INC COM COM 595100108 654 72650 SH SOLE 58850 13800 MID-AMER APT CMNTYS COM COM 59522J103 12069 504200 SH SOLE 474400 29800 MIDCOAST ENERGY RESOURCES COM COM 59563W104 6711 326395 SH SOLE 316095 10300 MINNTECH CORP COM COM 604258103 127 18400 SH SOLE 18400 MISSION WEST PPTYS COM COM 605203108 3213 231550 SH SOLE 178500 53050 MKS INSTRUMENTS INC COM COM 55306N104 597 21800 SH SOLE 17650 4150 MONTEREY PASTA CO COM COM 612570101 1403 277189 SH SOLE 224350 52839 MSC SOFTWARE CORP COM COM 553531104 861 81250 SH SOLE 65750 15500 MTS SYS CORP COM COM 553777103 1443 206200 SH SOLE 188200 18000 MULTI-LINK TELECOM COM COM 62541M107 1991 248828 SH SOLE 236878 11950 NAM TAI ELECTRS INC COM COM 629865205 2577 124928 SH SOLE 124928 NATCO GROUP INC CL A COM 63227W203 1347 155000 SH SOLE 119800 35200 NATIONAL DATA CORP COM COM 635621105 7278 221800 SH SOLE 221800 NATIONAL OILWELL INC COM COM 637071101 4544 145415 SH SOLE 138437 6978 NAVIGANT INTL INC COM COM 63935R108 689 65625 SH SOLE 48950 16675 NCO GROUP INC COM COM 628858102 281 23650 SH SOLE 16450 7200 NEOPHARM INC COM COM 640919106 804 20350 SH SOLE 20350 NETOPIA INC COM COM 64114K104 1348 122500 SH SOLE 99100 23400 NETWORK EQUIP TECHNOLO COM COM 641208103 1454 136050 SH SOLE 115650 20400 NEW JERSEY RES COM COM 646025106 5783 142350 SH SOLE 109400 32950 NEWPORT NEWS SHIPBLDG COM COM 652228107 2169 50000 SH SOLE 50000 NL INDS INC COM NEW COM 629156407 2081 98200 SH SOLE 98200 NORDIC AMERICAN TANKER COM COM G65773106 3585 165800 SH SOLE 165800 NORTHWESTERN CORP COM COM 668074107 8125 416650 SH SOLE 378950 37700 NOVADIGM INC COM COM 669937104 293 18900 SH SOLE 16400 2500 NOVAMETRIX MED SYS INC COM COM 669870107 370 61600 SH SOLE 61600 NS GROUP INC COM COM 628916108 1916 96500 SH SOLE 78050 18450 NU HORIZONS ELECTRS CP COM COM 669908105 784 28200 SH SOLE 28200 O CHARLEYS INC COM COM 670823103 2286 185650 SH SOLE 143550 42100 OCULAR SCIENCES INC COM COM 675744106 9506 792150 SH SOLE 731100 61050 OFFSHORE LOGISTICS INC COM COM 676255102 4111 230000 SH SOLE 230000 OGDEN CORP COM COM 676346109 3407 251200 SH SOLE 251200 OLIN CORP COM COM 680665205 3043 188000 SH SOLE 188000 OMNICARE INC COM COM 681904108 1463 90700 SH SOLE 90700 OPTI INC COM COM 683960108 1262 229500 SH SOLE 217750 11750 ORTHOLOGIC CORP COM COM 68750J107 1897 632200 SH SOLE 602050 30150 OSTEOTECH INC COM COM 688582105 999 104450 SH SOLE 92000 12450 OVERLAND DATA INC COM COM 690213103 5347 602500 SH SOLE 542900 59600 OWENS & MINOR INC NEW COM COM 690732102 2405 152700 SH SOLE 118100 34600 OXFORD INDS INC COM COM 691497309 1761 98500 SH SOLE 98500 PACIFIC CREST CAP INC COM COM 694166109 1937 137760 SH SOLE 129960 7800 PARAGON TECHNOLOGIES, INC COM 69912T108 296 41850 SH SOLE 41850 PARK ELECTROCHEMICAL COM COM 700416209 278 5000 SH SOLE 5000 PARLEX CORP COM COM 701630105 1491 90050 SH SOLE 85700 4350 PARTSBASE.COM INC COM COM 70214P109 613 175000 SH SOLE 175000 PAXAR CORP COM COM 704227107 502 56200 SH SOLE 56200 PC-TEL INC COM 69325Q105 3092 133000 SH SOLE 107600 25400 PEAK INTERNATIONAL LTD COM G69586108 845 105600 SH SOLE 105600 PENN AMER GROUP INC COM COM 707247102 2783 371000 SH SOLE 352750 18250 PENN TREATY AMERN CORP COM COM 707874103 4394 241600 SH SOLE 233750 7850 PENNACO ENERGY INC COM COM 708046107 2767 159250 SH SOLE 129300 29950 PENTAIR INC COM COM 709631105 754 28200 SH SOLE 28200 PENTASTAR COMMUNICATIONS INC C COM 709632103 2467 102250 SH SOLE 98850 3400 PEOPLES BANK BRIDGEPORT CONNE COM 710198102 446 21182 SH SOLE 17432 3750 PETROLEUM DEV CORP COM COM 716578109 289 40600 SH SOLE 40600 PHARMACEUTICAL PROD COM COM 717124101 6444 242600 SH SOLE 242600 PHILADELPHIA CONS HLDG COM COM 717528103 3362 161050 SH SOLE 153400 7650 PHILADELPHIA SUBN CORP COM COM 718009608 12736 549270 SH SOLE 504570 44700 PHILLIPS VAN HEUSEN CP COM COM 718592108 218 21100 SH SOLE 21100 PHOENIX TECHNOLOGY LTD COM COM 719153108 2977 186800 SH SOLE 186800 PHOTRONICS INC COM COM 719405102 8048 368958 SH SOLE 351541 17417 PIEDMONT NAT GAS INC COM COM 720186105 9225 301234 SH SOLE 301234 PIONEER STD ELECTRS COM COM 723877106 2622 193300 SH SOLE 149000 44300 PITT DESMOINES INC COM COM 724508106 3473 114325 SH SOLE 95225 19100 PITTSTON BRINKS GRP CO COM COM 725701106 1235 79700 SH SOLE 79700 POLYMEDICA INDS INC COM COM 731738100 2041 47600 SH SOLE 41900 5700 POMEROY COMPUTER RES COM COM 731822102 1527 80650 SH SOLE 72550 8100 POWER INTEGRATIONS INC COM 739276103 264 18975 SH SOLE 18975 PRENTISS PPTYS TR SH BEN INT COM 740706106 10279 393446 SH SOLE 365896 27550 PRIMEX TECHNOLOGIES COM COM 741597108 9242 318000 SH SOLE 318000 PRINTRONIX INC COM COM 742578107 317 33300 SH SOLE 33300 PROFESSIONAL BANCORP COM COM 743112104 147 19700 SH SOLE 18500 1200 PROVIDENT BANKSHARES COM COM 743859100 7977 476230 SH SOLE 476230 PROVIDENT FINL GROUP COM COM 743866105 7074 240800 SH SOLE 240800 PURE RESOURCES INC COM 74622E102 1957 92365 SH SOLE 71420 20945 QUEENS CNTY BANCORP COM COM 748242104 2637 91317 SH SOLE 70932 20385 QUIKSILVER INC COM COM 74838C106 3911 203150 SH SOLE 164350 38800 QUIXOTE CORP COM COM 749056107 4287 255950 SH SOLE 205250 50700 RADCOM LTD ORD COM M81865103 1602 256350 SH SOLE 244150 12200 RCM TECHNOLOGIES INC COM NEW COM 749360400 162 40550 SH SOLE 32850 7700 RECKSON ASSOC REALTY CORP COM 75621K106 3060 120000 SH SOLE 120000 REDWOOD EMPIRE BANCORP COM COM 757897103 5450 258000 SH SOLE 258000 REINSURANCE GROUP AMER COM COM 759351109 18742 547200 SH SOLE 498950 48250 RELIANCE STEEL & ALUM COM COM 759509102 6848 325148 SH SOLE 289449 35699 REPUBLIC BANCORP INC COM COM 760282103 1274 134100 SH SOLE 134100 REPUBLIC SEC FINL CORP COM COM 760758102 1547 313400 SH SOLE 313400 RESPIRONICS INC COM COM 761230101 416 24950 SH SOLE 24950 RGS ENERGY GROUP INC COM COM 74956K104 361 12800 SH SOLE 12800 RICHMOND CNTY FINL CP COM COM 764556106 6359 262900 SH SOLE 235950 26950 RIGHTCHOICE MNGD CARE CL A COM 76657K101 2393 98700 SH SOLE 98700 RIMAGE CORP COM COM 766721104 2986 159250 SH SOLE 147250 12000 RMH TELESERVICES INC COM COM 749938106 467 29100 SH SOLE 29100 ROBOTIC VISION SYS INC COM COM 771074101 2970 497600 SH SOLE 497600 RYDER SYS INC COM COM 783549108 625 33900 SH SOLE 33900 S3 INC COM COM 784849101 12265 1189372 SH SOLE 1123058 66314 SAMES CORP COM 79587E104 3172 232,774 SH SOLE 204974 27800 SAUCONY INC CL B COM 804120202 2656 294050 SH SOLE 243850 50200 SAUER-DANFOSS INC COM COM 804137107 982 89300 SH SOLE 69050 20250 SBE INC COM NEW COM 783873201 398 37450 SH SOLE 29250 8200 SCANSOFT, INC. COM 80603P107 360 225753 SH SOLE 225753 SEA CONTAINERS LTD CL A COM 811371707 4874 209075 SH SOLE 209075 SEACOAST FINL SVCS COM COM 81170Q106 825 75000 SH SOLE 60700 14300 SECURE COMPUTING CORP COM COM 813705100 663 25450 SH SOLE 25450 SELAS CORP AMERICA COM COM 816119101 2777 467750 SH SOLE 467750 SELECTIVE INS GROUP COM COM 816300107 3303 184800 SH SOLE 176050 8750 SEMX CORP. COM 816854103 523 97300 SH SOLE 97300 SERACARE INC COM COM 817473101 174 45000 SH SOLE 45000 SHAW GROUP INC COM COM 820280105 1280 18150 SH SOLE 17450 700 SHOP AT HOME INC COM NEW COM 825066301 35 14500 SH SOLE 11700 2800 SHOPKO STORES INC COM COM 824911101 3997 385300 SH SOLE 385300 SHOWCASE CORP COM COM 82539P102 1354 195200 SH SOLE 184000 11200 SHUFFLE MASTER INC COM COM 825549108 2406 123800 SH SOLE 123800 SIERRA HEALTH SVCS INC COM COM 826322109 1509 322000 SH SOLE 322000 SIERRA PAC RES COM COM 826428104 1565 86963 SH SOLE 86963 SIGMATRON INTL INC COM COM 82661L101 165 55000 SH SOLE 55000 SIGNAL TECHNOLOGY CORP COM COM 826675100 6001 381000 SH SOLE 304100 76900 SILICON STORAGE TECH COM COM 827057100 4002 147200 SH SOLE 119100 28100 SITEL CORP COM COM 82980K107 1401 477050 SH SOLE 445500 31550 SIZELER PPTY INVS INC COM COM 830137105 265 34700 SH SOLE 34700 SKECHERS U S A INC CL A COM 830566105 3703 244850 SH SOLE 244850 SL GREEN RLTY CORP COM COM 78440X101 3238 115400 SH SOLE 89200 26200 SMITH A O COM COM 831865209 2114 168300 SH SOLE 168300 SOLA INTERNATIONAL INC COM 834092108 3154 489900 SH SOLE 387700 102200 SOURCE INFO MGMT CO COM COM 836151209 1142 167677 SH SOLE 149600 18077 SOUTHDOWN INC COM COM 841297104 4289 60200 SH SOLE 60200 SPAR GROUP, INC. COM 784933103 72 37000 SH SOLE 37000 SPECTRUM CTL INC COM COM 847615101 2892 180050 SH SOLE 171450 8600 SPORT HALEY INC COM COM 848925103 1064 250400 SH SOLE 250400 SPORTS AUTH INC COM COM 849176102 783 368650 SH SOLE 316600 52050 ST MARY LAND & EXPL CO COM COM 792228108 3196 138600 SH SOLE 132750 5850 STANDARD PAC CORP NEW COM COM 85375C101 3534 196350 SH SOLE 147750 48600 STATEN ISLAND BANCORP INC COM COM 857550107 9382 469100 SH SOLE 450600 18500 STERIS CORP COM COM 859152100 5077 423100 SH SOLE 423100 STEVEN MADDEN LTD COM COM 556269108 5846 677800 SH SOLE 643200 34600 STRATASYS INC COM COM 862685104 75 14000 SH SOLE 14000 STRATEGIC DIAGNOSTICS COM COM 862700101 561 242800 SH SOLE 186550 56250 SUMMA INDS COM COM 86562T105 1293 101400 SH SOLE 82150 19250 SUNGLASS HUT INTL INC COM COM 86736F106 1318 201800 SH SOLE 201800 SUNQUEST INFO SYS INC COM COM 867654105 726 53300 SH SOLE 53300 SUPERIOR UNIFORM GROUP INC COM 868358102 1803 238350 SH SOLE 226150 12200 SUPERTEX INC COM COM 868532102 5434 107875 SH SOLE 100725 7150 SYMANTEC CORP COM COM 871503108 1808 41100 SH SOLE 39250 1850 SYMIX SYS INC COM COM 871535100 948 171400 SH SOLE 163250 8150 T*HQ INC COM NEW COM 872443403 233 10000 SH SOLE 9550 450 TACO CABANA INC COM COM 873425102 237 55000 SH SOLE 55000 TAKE TWO INTERACTIVE SOFTWARE COM 874054109 2386 189900 SH SOLE 189900 TANDY BRANDS ACCESSORS COM COM 875378101 145 21545 SH SOLE 21545 TARO PHARMACEUTICAL INDS COM M8737E108 931 52100 SH SOLE 52100 TASTY BAKING CO COM COM 876553306 1701 160100 SH SOLE 123700 36400 TEEKAY SHIPPING CORP COM COM Y8564W103 3903 83150 SH SOLE 79100 4050 TEGAL CORP COM COM 879008100 1093 323900 SH SOLE 300000 23900 TELCOM SEMICONDUCTOR COM COM 87921P107 2286 153650 SH SOLE 146350 7300 TELESPECTRUM WORLDWIDE COM COM 87951U109 87 138600 SH SOLE 138600 TENNECO AUTOMOTIVE INC NEW COM COM 880349105 710 136800 SH SOLE 136800 TESCO CORP COM COM 88157K101 172 16700 SH SOLE 16700 TESORO PETE CORP COM COM 881609101 775 78000 SH SOLE 78000 TEXAS INDS INC COM COM 882491103 2193 68800 SH SOLE 65800 3000 THOR INDS INC COM COM 885160101 1266 54737 SH SOLE 40650 14087 TIDEL TECHNOLGIES INC COM 886368109 807 116300 SH SOLE 94100 22200 TIER TECHNOLOGIES INC CL B COM 88650Q100 2867 390400 SH SOLE 390400 TITAN CORPORATION COM 888266103 8188 496250 SH SOLE 404400 91850 TOPPS INC COM COM 890786106 1206 131250 SH SOLE 106100 25150 TORO CO COM COM 891092108 8105 257300 SH SOLE 230300 27000 TOWER AUTOMOTIVE INC COM COM 891707101 98 10500 SH SOLE 10500 TRAMMELL CROW CO COM COM 89288R106 1152 76800 SH SOLE 76800 TRANSMEDIA NETWORK INC COM NEW COM 893767301 1222 325900 SH SOLE 251950 73950 TRICO MARINE SVCS INC COM COM 896106101 3647 229750 SH SOLE 219550 10200 TRIDENT MICROSYSTEMS COM COM 895919108 1101 119000 SH SOLE 119000 TUCKER ANTHONY SUTRO COM 898647102 7174 282700 SH SOLE 249100 33600 UCAR INTL INC COM COM 90262K109 533 42000 SH SOLE 42000 UCBH HOLDINGS INC COM COM 90262T308 3309 92400 SH SOLE 71800 20600 UNIROYAL TECHNOLOGY CP COM COM 909163107 4167 277800 SH SOLE 269400 8400 UNIT CORP COM COM 909218109 4835 327800 SH SOLE 269850 57950 UNITED CMNTY FINL OHIO COM COM 909839102 3479 530171 SH SOLE 530171 UNITED INDL CORP COM COM 910671106 10477 963400 SH SOLE 918350 45050 UNITED NAT FOOD INC COM COM 911163103 4011 324150 SH SOLE 286050 38100 UNITED STATIONERS INC COM COM 913004107 2016 75000 SH SOLE 75000 UNIVERSAL FOODS CORP COM COM 913538104 1092 53600 SH SOLE 53600 UROCOR INC COM COM 91727P105 3388 423550 SH SOLE 403400 20150 US AGGREGATES INC COM 90334D109 2680 161800 SH SOLE 154250 7550 USBANCORP INC PA COM COM 917292104 225 57700 SH SOLE 57700 USEC INC COM COM 90333E108 12559 2955100 SH SOLE 2955100 UTAH MED PRODS INC COM COM 917488108 702 95200 SH SOLE 95200 VALUE CITY DEPT STORES COM COM 920387107 1157 140200 SH SOLE 127100 13100 VANS INC COM COM 921930103 1748 113700 SH SOLE 95000 18700 VECTREN COM 92240G101 4040 198884 SH SOLE 153312 45572 VELCRO INDUSTRIES COM 922571104 1746 162450 SH SOLE 122700 39750 VENATOR GROUP COM 922944103 1061 85700 SH SOLE 85700 VERTEL CORP COM COM 924907108 479 51748 SH SOLE 51748 VITAL SIGNS INC COM COM 928469105 663 25000 SH SOLE 20200 4800 VOLT INFORMATION SCIEN COM COM 928703107 3300 153500 SH SOLE 153500 WABTEC COM 929740108 475 46918 SH SOLE 46918 WALLACE COMPUTER SVCS COM COM 932270101 174 11400 SH SOLE 11400 WARREN BANCORP INC COM COM 934710104 194 24300 SH SOLE 24300 WASHINGTON FEDERAL S&L COM 938824109 1854 81500 SH SOLE 81500 WESLEY JESSEN VISIONCR COM COM 951018100 12888 335300 SH SOLE 335300 WESTELL TECHNOLOGIES CL A COM 957541105 879 68250 SH SOLE 55100 13150 WESTERN GAS RES INC COM COM 958259103 7178 286400 SH SOLE 286400 WOODHEAD INDS INC COM COM 979438108 2845 136700 SH SOLE 106450 30250 WOODWARD GOVERNOR CO COM COM 980745103 2213 49650 SH SOLE 45300 4350 WORLD FUEL SVCS CORP COM COM 981475106 993 122200 SH SOLE 122200 XETEL CORP COM COM 983942103 400 50000 SH SOLE 50000 XICOR INC COM COM 984903104 2203 267000 SH SOLE 267000 XIRCOM INC COM COM 983922105 3385 134050 SH SOLE 109400 24650 YORK INTL CORP NEW COM COM 986670107 5890 236800 SH SOLE 183100 53700 ZANY BRAINY, INC COM 98906Q101 377 188279 SH SOLE 188279 CHIEFTAIN INTL FDG CP PFD CV PFD CV 168672202 4195 152550 SH SOLE 116175 36375 HOMESEEKERS COM 437605108 206 84674 SH SOLE 84674 GLOBALNET FINANCIAL.COM COM 37937R209 987 223300.00SH SOLE 205600.00 17700.00 US ENERGY CORP. COM 911805109 131 64378.00 SH SOLE 64378.00 ACTIVISION INC. NEW 6.750 DUE CONV 004930AC7 3804 4085000 PRN SOLE 3498000 587000 DURA PHARMACEUTICALS INC CONV 26632SAA7 15513 15789000 PRN SOLE 14901000 888000 GENESCO INC- SUB NT CV 144A05- CONV 371532AK8 1491 1559000 PRN SOLE 1559000 GENESCO INC- SUB NT CV 5.5%05- CONV 371532AL6 526 550000 PRN SOLE 550000 HMT TECHNOLOGY CORP CONV 403917AD9 2158 5138000 PRN SOLE 5138000
-----END PRIVACY-ENHANCED MESSAGE-----