-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WJAENYfrRf4uiyEDyy0W6nWWNaQz4BcMs0tELOL/RoW1DCe77wPAgpbqg/gfVJH2 7EaGzOH81METUopuYpby8w== /in/edgar/work/0000912057-00-049894/0000912057-00-049894.txt : 20001115 0000912057-00-049894.hdr.sgml : 20001115 ACCESSION NUMBER: 0000912057-00-049894 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000930 FILED AS OF DATE: 20001114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT GROUP CENTRAL INDEX KEY: 0001086619 STANDARD INDUSTRIAL CLASSIFICATION: [ ] FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04731 FILM NUMBER: 766448 BUSINESS ADDRESS: STREET 1: TWO PORTLAND SQUARE CITY: PORTLAND STATE: ME ZIP: 04101 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE CENTRAL INDEX KEY: 0001105005 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 134064414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-04731-01 FILM NUMBER: 766449 BUSINESS ADDRESS: STREET 1: 787 SEVENTH AVE. STREET 2: 34TH FL CITY: NEW YORK STATE: NY ZIP: 10019 MAIL ADDRESS: STREET 1: 787 SEVENTH AVE. 34TH FL CITY: NEW YORK STATE: NY ZIP: 10019 13F-HR 1 a2030931z13f-hr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2000 ------------------ Check here if Amendment [ ]; Amendment Number: -------------- This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Schroder Investment Management Group Address: 31 Gresham Street London, EC2V 7QA United Kingdom Form 13F File Number: 2804731 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person signing this Report on Behalf of Reporting Manager: Name: Barbara Brooke Manning Title: First Vice President & Chief Compliance Officer Phone (212) 641-3888 Signature, Place, and Date of Signature Barbara Brooke Manning New York, NY 11/13/2000 ------------------------------- ------------ ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDING REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 9 ------------------ Form 13F Information Table Entry Total: 1,750 ------------------ Form 13F Information Table Value Total: $15,760,090 ------------------ (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. (If there are no entries in this list, state "NONE" and omit the column headings and list entries.)
No. Form 13F File Number Name - --- -------------------- ---- 1 28-1732 Schroder Investment Management North - --------- America Inc. 2 Schroder Investment Management North - --------- America Ltd. 3 Schroder Investment Management - --------- International Ltd. 4 Schroder Investment Management (Singapore) - --------- Ltd. 5 Schroder Investment Management (Japan) - --------- Ltd. 6 Schroder Investment Management (Hong Kong) - --------- Ltd. 7 Schroder Cayman Bank and Trust Company - --------- Ltd. 8 J. Henry Schroder Bank AG - --------- 9 Schroder Investment Management (Hermes) - ---------
[Repeat as necessary.]
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- 3COM CORP COM 885535104 $ 514,225.00 26,800 A C NIELSEN CORP COM 4833109 $ 19,969,162.50 838,600 ABBOTT LABS COM 2824100 $ 1,997,625.00 42,000 ABBOTT LABS COM 002824100 $ 5,166,714.38 108,630 ABBOTT LABS COM 002824100 $ 772,890.63 16,250 ABBOTT LABS COM 002824100 $ 2,330,562.50 49,000 ABERCROMBIE & FITCH CO COM 2896207 $ 8,963,187.50 470,200 ACCREDO HEALTH INC COM 437V104 $ 5,796,575.00 118,600 ACE LTD ORD G0070K103 $ 456,477.50 11,630 ACE LTD ORD G0070K103 $ 2,886,837.50 73,550 ACE LTD ORD G0070K103 $ 134,235.00 3,420 ACTEL CORP COM 4934105 $ 12,042,656.25 335,100 ADC TELECOMMUNICATION INC COM 886101 $ 418,149.22 15,550 ADC TELECOMMUNICATIONS COM 000886101 $ 23,125.94 860 ADC TELECOMMUNICATIONS COM 000886101 $ 68,571.09 2,550 ADC TELECOMMUNICATIONS COM 000886101 $ 83,952.53 3,122 ADC TELECOMMUNICATIONS COM 000886101 $ 567,392.19 21,100 ADVANCED ENERGY INDS INC COM 7973100 $ 3,237,300.00 98,100 ADVANCED MICRO DEVICES INC COM 7903107 $ 9,450.00 400 ADVANCED MICRO DEVICES INC COM 007903107 $ 199,200.00 8,300 ADVANCED MICRO DEVICES INC COM 007903107 $ 225,600.00 9,400 AES CORP COM 00130H105 $ 904,457.81 13,200 AFFILIATED COMPUTER SVCS INC COM 8190100 $ 14,370,832.88 288,137 AFFILIATED MANAGERS GROUP IN COM 8252108 $ 13,756,327.75 241,604 AFLAC INC COM 1055102 $ 410,000.00 6,400 AFLAC INC COM 001055102 $ 323,125.00 5,000 AFLAC INC COM 001055102 $ 555,775.00 8,600 AGILENT TECH INC COM 00846U101 $ 1,041,096.38 21,274 AGILENT TECH INC COM 00846U101 $ 138,199.50 2,824 AGILENT TECH INC COM 00846U101 $ 1,517.06 31 AGILENT TECH INC COM 00846U101 $ 691,633.69 14,133 AIRBORNE FGHT CORP COM 009266107 $ 4,961,210.63 486,990 ALBERTSONS INC COM 013104104 $ 25,200.00 1,200 ALBERTSONS INC COM 013104104 $ 50,463.00 2,403 ALBERTSONS INC COM 013104104 $ 283,500.00 13,500 ALCATEL SPON ADR 013904305 $ 101,857.50 1,620 ALCATEL SPON ADR 013904305 $ 762,925.25 12,134 ALCOA INC COM 13817101 $ 49,815.00 1,968 ALCOA INC COM 013817101 $ 191,868.75 7,580 ALCOA INC COM 013817101 $ 1,301,366.25 51,412 ALCOA INC COM 013817101 $ 5,062.50 200 ALCOA INC COM 013817101 $ 704,700.00 27,840 ALLERGAN COM 018490102 $ 1,138,302.69 13,486 ALLERGAN COM 018490102 $ 354,506.25 4,200 ALLERGAN INC COM 18490102 $ 194,206.25 2,300 ALLIANT TECHSYSTEMS INC COM 18804104 $ 9,477,225.00 115,400 ALLIED CAP CORP NEW COM 1903Q108 $ 9,672,301.25 466,135 ALLIED CAP CORP NEW COM 01903Q108 $ 6,576,193.75 316,925 ALLSTATE CORP COM 020002101 $ 74,191.25 2,135 ALLSTATE CORP COM 020002101 $ 10,425.00 300 ALLSTATE CORP COM 020002101 $ 893,075.00 25,700 ALLTEL CORP COM 20039103 $ 6,680.00 128 ALLTEL CORP COM 020039103 $ 2,007,131.25 38,460 ALLTEL CORP COM 020039103 $ 11,481.25 220 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- 3COM CORP 26,800 8 26,800 A C NIELSEN CORP 814,600 24,000 1 727,000 111,600 ABBOTT LABS 42,000 - 1 26,000 16,000 ABBOTT LABS 108,630 3 108,630 ABBOTT LABS 16,250 8 16,250 ABBOTT LABS 49,000 9 49,000 ABERCROMBIE & FITCH CO 470,200 - 1 237,900 232,300 ACCREDO HEALTH INC 118,600 - 1 59,900 58,700 ACE LTD 11,630 1 11,630 ACE LTD 73,550 3 73,550 ACE LTD 3,420 5 3,420 ACTEL CORP 325,200 9,900 1 289,600 45,500 ADC TELECOMMUNICATION INC 13,000 2,550 1 13,000 2,550 ADC TELECOMMUNICATIONS 860 8 860 ADC TELECOMMUNICATIONS 2,550 6 2,550 ADC TELECOMMUNICATIONS 3,122 5 3,122 ADC TELECOMMUNICATIONS 21,100 9 21,100 ADVANCED ENERGY INDS INC 98,100 - 1 49,800 48,300 ADVANCED MICRO DEVICES INC 400 - 1 400 - ADVANCED MICRO DEVICES INC 8,300 8 8,300 ADVANCED MICRO DEVICES INC 9,400 9 9,400 AES CORP 13,200 9 13,200 AFFILIATED COMPUTER SVCS INC 288,137 - 1 140,300 147,837 AFFILIATED MANAGERS GROUP IN 241,604 - 1 123,500 118,104 AFLAC INC 6,400 - 1 6,400 - AFLAC INC 5,000 8 5,000 AFLAC INC 8,600 9 8,600 AGILENT TECH INC 21,274 3 21,274 AGILENT TECH INC 2,824 8 2,824 AGILENT TECH INC 31 6 31 AGILENT TECH INC 14,133 9 14,133 AIRBORNE FGHT CORP 486,990 8 486,990 ALBERTSONS INC 1,200 3 1,200 ALBERTSONS INC 2,403 8 2,403 ALBERTSONS INC 13,500 9 13,500 ALCATEL 1,620 3 1,620 ALCATEL 12,134 8 12,134 ALCOA INC 1,968 - 1 850 1,118 ALCOA INC 7,580 3 7,580 ALCOA INC 51,412 8 51,412 ALCOA INC 200 6 200 ALCOA INC 27,840 9 27,840 ALLERGAN 13,486 3 13,486 ALLERGAN 4,200 9 4,200 ALLERGAN INC 2,300 - 1 2,300 - ALLIANT TECHSYSTEMS INC 115,400 - 1 56,900 58,500 ALLIED CAP CORP NEW 466,135 - 1 243,335 - 222,800 ALLIED CAP CORP NEW 316,925 3 316,925 ALLSTATE CORP 2,135 3 2,135 ALLSTATE CORP 300 8 300 ALLSTATE CORP 25,700 9 25,700 ALLTEL CORP 128 - 1 - 128 ALLTEL CORP 38,460 3 38,460 ALLTEL CORP 220 8 220
Page 1 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- ALLTEL CORP COM 020039103 $ 511,437.50 9,800 ALPHARMA INC COM 20813101 $ 27,970,800.00 457,600 ALTERA CORP COM 21441100 $ 382,000.00 8,000 ALTERA CORP COM 021441100 $ 343,800.00 7,200 ALTERA CORP COM 021441100 $ 592,100.00 12,400 ALZA CORP DEL COM 022615108 $ 1,040,854.50 12,033 ALZA CORP DEL COM 022615108 $ 285,450.00 3,300 AMERICA ONLINE INC COM 2364J104 $ 278,586.75 5,183 AMERICA ONLINE INC DEL COM 02364J104 $ 255,774.75 4,515 AMERICA ONLINE INC DEL COM 02364J104 $ 3,067,427.55 54,147 AMERICA ONLINE INC DEL COM 02364J104 $ 4,044,810.00 71,400 AMERICA ONLINE INC DEL COM 02364J104 $ 21,500.00 400 AMERICAN EAGLE OUTFITTERS COM 02553E106 $ 4,709,250.00 149,500 AMERICAN EAGLE OUTFITTERS COM 2553E106 $ 383,071.50 12,161 AMERICAN ELEC PWR INC COM 025537101 $ 404,754.45 10,340 AMERICAN EXPRESS CO COM 25816109 $ 31,893.75 525 AMERICAN EXPRESS CO COM 025816109 $ 23,987,137.50 394,850 AMERICAN EXPRESS CO COM 025816109 $ 2,129,895.00 35,060 AMERICAN EXPRESS CO COM 025816109 $ 995,085.00 16,380 AMERICAN EXPRESS CO COM 025816109 $ 4,126,140.00 67,920 AMERICAN EXPRESS CO COM 025816109 $ 31,176,900.00 513,200 AMERICAN EXPRESS CO COM 025816109 $ 2,642,625.00 43,500 AMERICAN EXPRESS CO COM 025816109 $ 16,403.00 270 AMERICAN HOME PRODS CORP COM 26609107 $ 2,345,137.81 41,461 AMERICAN HOME PRODS CORP COM 026609107 $ 82,163,179.88 1,455,826 AMERICAN HOME PRODS CORP COM 026609107 $ 1,905,330.00 33,760 AMERICAN HOME PRODS CORP COM 026609107 $ 691,359.38 12,250 AMERICAN HOME PRODS CORP COM 026609107 $ 3,051,011.25 54,060 AMERICAN HOME PRODS CORP COM 026609107 $ 29,672,128.50 525,752 AMERICAN HOME PRODS CORP COM 026609107 $ 2,376,018.75 42,100 AMERICAN INTL GROUP INC COM 26874107 $ 93,155,041.23 973,534 AMERICAN INTL GROUP INC COM 026874107 $ 170,262,127.25 1,779,356 AMERICAN INTL GROUP INC COM 026874107 $ 5,414,477.19 56,585 AMERICAN INTL GROUP INC COM 026874107 $ 4,504,489.06 47,075 AMERICAN INTL GROUP INC COM 026874107 $ 13,131,291.31 137,231 AMERICAN INTL GROUP INC COM 026874107 $ 79,106,482.94 826,717 AMERICAN INTL GROUP INC COM 026874107 $ 194,724.06 2,035 AMERICAN INTL GROUP INC COM 026874107 $ 7,162,209.38 74,850 AMERICREDIT CORP COM 3060R101 $ 8,966,450.00 311,200 AMERISOURCE HEALTH CORP CL A 03071P102 $ 451,200.00 9,600 AMERISOURCE HEALTH CORP COM 3071P102 $ 2,711,900.00 57,700 AMERUS GROUP CO COM 3072M108 $ 5,472,441.50 212,522 AMGEN INC COM 31162100 $ 405,003.13 5,800 AMGEN INC COM 031162100 $ 54,316,784.63 777,864 AMGEN INC COM 031162100 $ 1,795,281.09 25,710 AMGEN INC COM 031162100 $ 734,591.88 10,520 AMGEN INC COM 031162100 $ 3,630,713.36 51,995 AMGEN INC COM 031162100 $ 25,094,133.28 359,370 AMGEN INC COM 031162100 $ 120,802.66 1,730 AMGEN INC COM 031162100 $ 2,290,362.50 32,800 AMGEN INC COM 031162100 $ 9,776.00 140 AMPHENOL CORP NEW COM 32095101 $ 13,505,575.00 237,200 AMSURG CORP COM 03232P108 $ 560,000.00 40,000 ANADARKO PETE CORP COM 32511107 $ 389,163.84 5,856 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- ALLTEL CORP 9,800 9 9,800 ALPHARMA INC 444,100 13,500 1 396,500 61,100 ALTERA CORP 8,000 - 1 8,000 - ALTERA CORP 7,200 8 7,200 ALTERA CORP 12,400 9 12,400 ALZA CORP DEL 12,033 3 12,033 ALZA CORP DEL 3,300 9 3,300 AMERICA ONLINE INC 5,183 - 1 4,720 463 AMERICA ONLINE INC DEL 4,515 3 4,515 AMERICA ONLINE INC DEL 54,147 8 54,147 AMERICA ONLINE INC DEL 71,400 9 71,400 AMERICA ONLINE INC DEL 400 7 400 AMERICAN EAGLE OUTFITTERS 149,500 3 149,500 AMERICAN EAGLE OUTFITTERS 12,161 1 12,161 AMERICAN ELEC PWR INC 10,340 9 10,340 AMERICAN EXPRESS CO 525 - 1 525 - AMERICAN EXPRESS CO 394,850 3 394,850 AMERICAN EXPRESS CO 35,060 2 35,060 AMERICAN EXPRESS CO 16,380 8 16,380 AMERICAN EXPRESS CO 67,920 6 67,920 AMERICAN EXPRESS CO 513,200 5 513,200 AMERICAN EXPRESS CO 43,500 9 43,500 AMERICAN EXPRESS CO 270 7 270 AMERICAN HOME PRODS CORP 39,161 2,300 1 17,650 23,811 AMERICAN HOME PRODS CORP 1,455,826 3 1,455,826 AMERICAN HOME PRODS CORP 33,760 2 33,760 AMERICAN HOME PRODS CORP 12,250 8 12,250 AMERICAN HOME PRODS CORP 54,060 6 54,060 AMERICAN HOME PRODS CORP 525,752 5 525,752 AMERICAN HOME PRODS CORP 42,100 9 42,100 AMERICAN INTL GROUP INC 971,284 2,250 1 971,284 2,250 AMERICAN INTL GROUP INC 1,779,356 3 1,779,356 AMERICAN INTL GROUP INC 56,585 2 56,585 AMERICAN INTL GROUP INC 47,075 8 47,075 AMERICAN INTL GROUP INC 137,231 6 137,231 AMERICAN INTL GROUP INC 826,717 5 826,717 AMERICAN INTL GROUP INC 2,035 4 2,035 AMERICAN INTL GROUP INC 74,850 9 74,850 AMERICREDIT CORP 311,200 - 1 157,100 154,100 AMERISOURCE HEALTH CORP 9,600 3 9,600 AMERISOURCE HEALTH CORP 57,700 - 1 29,400 28,300 AMERUS GROUP CO 212,522 - 1 111,422 101,100 AMGEN INC 3,700 2,100 1 3,700 2,100 AMGEN INC 777,864 3 777,864 AMGEN INC 25,710 2 25,710 AMGEN INC 10,520 8 10,520 AMGEN INC 51,995 6 51,995 AMGEN INC 359,370 5 359,370 AMGEN INC 1,730 4 1,730 AMGEN INC 32,800 9 32,800 AMGEN INC 140 7 140 AMPHENOL CORP NEW 237,200 - 1 121,600 115,600 AMSURG CORP 40,000 - 1 40,000 - ANADARKO PETE CORP 5,856 - 1 - 5,856
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- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP COM 032511107 $ 62,472.40 940 ANADARKO PETE CORP COM 032511107 $ 517,391.10 7,785 ANALOG DEVICES INC COM 32654105 $ 200,957.13 2,434 ANALOG DEVICES INC COM 032654105 $ 45,392,678.00 548,552 ANALOG DEVICES INC COM 032654105 $ 82,750.00 1,000 ANALOG DEVICES INC COM 032654105 $ 192,559.25 2,327 ANALOG DEVICES INC COM 032654105 $ 926,800.00 11,200 ANHEUSER BUSCH COS INC COM 35229103 $ 49,895,284.25 1,179,205 ANHEUSER BUSCH COS INC COM 035229103 $ 70,759,024.50 1,672,296 ANHEUSER BUSCH COS INC COM 035229103 $ 3,448,468.75 81,500 ANHEUSER BUSCH COS INC COM 035229103 $ 540,246.00 12,768 ANHEUSER BUSCH COS INC COM 035229103 $ 9,264,745.00 218,960 ANHEUSER BUSCH COS INC COM 035229103 $ 47,903,927.63 1,132,146 ANHEUSER BUSCH COS INC COM 035229103 $ 1,277,837.50 30,200 ANNTAYLOR STORES CORP COM 36115103 $ 4,600,968.75 119,700 AO TATNEFT SPON ADR REG S 03737P306 $ 1,142,812.50 115,000 AO TATNEFT SPON ADR REG S 03737P306 $ 3,486,075.00 350,800 APAC TELESERVICES INC COM 1.85E+108 $ 225,781.25 42,500 APACHE CORP COM 037411105 $ 411,569.13 6,961 APACHE CORP COM 037411105 $ 6,320,107.75 106,894 APACHE CORP COM 037411105 $ 75,088.75 1,270 APACHE CORP COM 037411105 $ 218,762.50 3,700 APPLE COMPUTER INC COM 37833100 $ 139,050.00 5,400 APPLE COMPUTER INC COM 037833100 $ 2,390,038.75 94,655 APPLE COMPUTER INC COM 037833100 $ 22,725.00 900 APPLE COMPUTER INC COM 037833100 $ 262,600.00 10,400 APPLE COMPUTER INC COM 037833100 $ 7,210.00 280 APPLIED MATLS INC COM 38222105 $ 195,968.50 3,304 APPLIED MATLS INC COM 038222105 $ 3,716,461.94 62,659 APPLIED MATLS INC COM 038222105 $ 942,475.63 15,890 APPLIED MATLS INC COM 038222105 $ 1,435,362.50 24,200 APRIA HEALTHCARE GROUP INC COM 37933108 $ 6,710,557.81 481,475 APTARGROUP INC COM 38336103 $ 22,135,006.25 924,700 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 23,401,156.25 1,412,900 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 7,101,171.88 428,750 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 19,318,500.00 1,166,400 ARACRUZ CELULOSE SA SPON ADR CL B 038496204 $ 321,312.50 19,400 ARCH CHEMICALS INC COM 03937R102 $ 2,868,900.00 157,200 ARCHER DANIELS MIDLAND CO COM 039483102 $ 140,277.00 16,264 ARCHER DANIELS MIDLAND CO COM 039483102 $ 180,219.38 20,895 ARTESYN TECHNOLOGIES INC COM 43127109 $ 3,439,662.50 118,100 ASE TEST LTD ORD Y02516105 $ 2,419,200.00 115,200 ASSOCIATES FIRST CAP CORP CL A 046008108 $ 1,920,900.00 50,550 ASSOCIATES FIRST CAP CORP CL A 046008108 $ 148,200.00 3,900 ASSOCIATES FIRST CAP CORP CL A 046008108 $ 87,400.00 2,300 ASSOCIATES FIRST CAP CORP CL A 046008108 $ 893,000.00 23,500 ASSOCIATES FIRST CAP CORP COM 46008108 $ 5,673,362.00 149,299 ASTORIA FIN'L CORP COM 46265104 $ 5,021,250.00 130,000 AT&T CORP COM 1957109 $ 263,347.63 8,965 AT&T CORP COM 001957109 $ 624,283.00 21,527 AT&T CORP COM 001957109 $ 1,896,136.00 65,384 AT&T CORP COM 001957109 $ 3,524,225.00 121,525 AT&T CORP COM LIB GRP A 001957208 $ 34,516.43 1,910 AT&T CORP COM LIB GRP A 001957208 $ 160,835.71 8,900 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- ANADARKO PETE CORP 940 3 940 ANADARKO PETE CORP 7,785 9 7,785 ANALOG DEVICES INC 1,434 1,000 1 1,340 1,094 ANALOG DEVICES INC 548,552 3 548,552 ANALOG DEVICES INC 1,000 6 1,000 ANALOG DEVICES INC 2,327 5 2,327 ANALOG DEVICES INC 11,200 9 11,200 ANHEUSER BUSCH COS INC 1,176,605 2,600 1 883,678 295,527 ANHEUSER BUSCH COS INC 1,672,296 3 1,672,296 ANHEUSER BUSCH COS INC 81,500 2 81,500 ANHEUSER BUSCH COS INC 12,768 8 12,768 ANHEUSER BUSCH COS INC 218,960 6 218,960 ANHEUSER BUSCH COS INC 1,132,146 5 1,132,146 ANHEUSER BUSCH COS INC 30,200 9 30,200 ANNTAYLOR STORES CORP 119,700 - 1 60,600 59,100 AO TATNEFT 115,000 1 115,000 AO TATNEFT 350,800 3 350,800 APAC TELESERVICES INC 42,500 - 1 42,500 - APACHE CORP 6,961 1 6,961 APACHE CORP 106,894 3 106,894 APACHE CORP 1,270 5 1,270 APACHE CORP 3,700 9 3,700 APPLE COMPUTER INC 5,400 - 1 5,400 - APPLE COMPUTER INC 94,655 3 94,655 APPLE COMPUTER INC 900 8 900 APPLE COMPUTER INC 10,400 9 10,400 APPLE COMPUTER INC 280 7 280 APPLIED MATLS INC 3,304 - 1 3,100 204 APPLIED MATLS INC 62,659 3 62,659 APPLIED MATLS INC 15,890 8 15,890 APPLIED MATLS INC 24,200 9 24,200 APRIA HEALTHCARE GROUP INC 481,475 - 1 242,775 238,700 APTARGROUP INC 897,100 27,600 1 797,700 127,000 ARACRUZ CELULOSE SA 1,412,900 1 1,412,900 ARACRUZ CELULOSE SA 428,750 3 428,750 ARACRUZ CELULOSE SA 1,166,400 2 1,166,400 ARACRUZ CELULOSE SA 19,400 5 19,400 ARCH CHEMICALS INC 152,500 4,700 1 135,800 21,400 ARCHER DANIELS MIDLAND CO 16,264 8 16,264 ARCHER DANIELS MIDLAND CO 20,895 9 20,895 ARTESYN TECHNOLOGIES INC 118,100 - 1 59,400 58,700 ASE TEST LTD 115,200 4 115,200 ASSOCIATES FIRST CAP CORP 50,550 3 50,550 ASSOCIATES FIRST CAP CORP 3,900 8 3,900 ASSOCIATES FIRST CAP CORP 2,300 6 2,300 ASSOCIATES FIRST CAP CORP 23,500 9 23,500 ASSOCIATES FIRST CAP CORP 149,299 - 1 146,300 2,999 ASTORIA FIN'L CORP 130,000 - 1 66,000 64,000 AT&T CORP 8,965 - 1 84 8,881 AT&T CORP 21,527 3 21,527 AT&T CORP 65,384 8 65,384 AT&T CORP 121,525 9 121,525 AT&T CORP 1,910 3 1,910 AT&T CORP 8,900 8 8,900
Page 3 of 33
- ---------------------------------------------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - ---------------------------------------------------------------------------------------------------------------------- AT&T WIRELESS GROUP COM 1957406 $ 22,116,820.88 1,059,478 ATMEL CORP COM 49513104 $ 305,572.50 20,120 ATMEL CORP COM 049513104 $ 4,721,808.94 310,901 ATMEL CORP COM 049513104 $ 30,375.00 2,000 ATMEL CORP COM 049513104 $ 42,221.25 2,780 ATWOOD OCEANICS INC COM 50095108 $ 4,477,237.50 107,400 AUTODESK INC COM 052769106 $ 48,212.50 1,900 AUTOMATIC DATA PROCESSING COM 53015103 $ 548,375.00 8,200 AUTOMATIC DATA PROCESSING INC COM 053015103 $ 25,412.50 380 AUTOMATIC DATA PROCESSING INC COM 053015103 $ 842,625.00 12,600 AUTOMATIC DATA PROCESSING INC COM 053015103 $ 1,330,812.50 19,900 AVANT IMMUNOTHERAPEUTICS INC COM 053491106 $ 35,573.13 3,290 AVAYA INC COM 53499109 $ 229,365.83 10,000 AVOCENT CORPORATION COM 53893103 $ 7,860,825.00 142,600 AVON PRODS INC COM 54303102 $ 2,402,427.88 58,775 AVON PRODS INC COM 054303102 $ 33,676,095.00 823,880 AVON PRODS INC COM 054303102 $ 198,856.88 4,865 AVON PRODS INC COM 054303102 $ 343,350.00 8,400 BAKER HUGHES INC COM 057224107 $ 733,218.75 19,750 BAKER HUGHES INC COM 057224107 $ 393,525.00 10,600 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 10,799,243.00 830,711 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 863,460.00 66,420 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 6,354,270.00 488,790 BANCO DE A EDWARDS SPON ADR REP A 059504100 $ 122,668.00 9,436 BANCO GANADERO SA SP ADR PREF C 059594507 $ 343,750.00 125,000 BANCO GANADERO SA SP ADR PREF C 059594507 $ 219,175.00 79,700 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 7,472,131.88 510,915 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 228,150.00 15,600 BANCO SANTANDER CHILE SPON ADR SER A 05965F108 $ 5,022,225.00 343,400 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 4,300,920.00 220,560 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 1,409,850.00 72,300 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 3,084,900.00 158,200 BANCO SANTIAGO SP ADR REP COM 05965L105 $ 11,700.00 600 BANK OF AMERICA CORP COM 60505104 $ 25,408,004.45 485,112 BANK OF AMERICA CORP COM 060505104 $112,257,065.88 2,143,333 BANK OF AMERICA CORP COM 060505104 $ 2,808,871.25 53,630 BANK OF AMERICA CORP COM 060505104 $ 2,584,758.63 49,351 BANK OF AMERICA CORP COM 060505104 $ 6,098,492.63 116,439 BANK OF AMERICA CORP COM 060505104 $ 39,558,837.50 755,300 BANK OF AMERICA CORP COM 060505104 $ 350,912.50 6,700 BANK OF AMERICA CORP COM 060505104 $ 2,917,287.50 55,700 BANK OF NEW YORK INC COM 064057102 $ 71,755.00 1,270 BANK OF NEW YORK INC COM 064057102 $ 158,200.00 2,800 BANK OF NEW YORK INC COM 064057102 $ 1,339,050.00 23,700 BANK ONE CORP COM 06423A103 $ 571,875.00 15,000 BANK ONE CORP COM 06423A103 $ 49,562.50 1,300 BANK ONE CORP COM 06423A103 $ 1,441,125.00 37,800 BANK UTD CORP COM 65412108 $ 8,300,889.13 163,766 BARR LABS INC COM 68306109 $ 28,584,003.13 431,050 BARRICK GOLD CORP COM 067901108 $ 61,000.00 4,000 BARRICK GOLD CORP COM 067901108 $ 192,150.00 12,600 BAXTER INTL INC COM 71813109 $ 43,896.88 550 BAXTER INTL INC COM 071813109 $ 1,329,037.75 16,652 BAXTER INTL INC COM 071813109 $ 750,237.50 9,400 - -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority --------------------------------------- ----------------------------- ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - -------------------------------------------------------------------------------------------------------------------- AT&T WIRELESS GROUP 1,059,478 - 1 577,528 481,950 ATMEL CORP 20,120 - 1 20,120 ATMEL CORP 310,901 3 310,901 ATMEL CORP 2,000 8 2,000 ATMEL CORP 2,780 5 2,780 ATWOOD OCEANICS INC 107,400 - 1 54,600 52,800 AUTODESK INC 1,900 9 1,900 AUTOMATIC DATA PROCESSING 8,200 - 1 8,200 - AUTOMATIC DATA PROCESSING INC 380 3 380 AUTOMATIC DATA PROCESSING INC 12,600 8 12,600 AUTOMATIC DATA PROCESSING INC 19,900 9 19,900 AVANT IMMUNOTHERAPEUTICS INC 3,290 8 3,290 AVAYA INC 9,725 275 1 8,208 1,792 AVOCENT CORPORATION 142,600 - 1 72,300 70,300 AVON PRODS INC 58,775 - 1 13,965 44,810 AVON PRODS INC 823,880 3 823,880 AVON PRODS INC 4,865 5 4,865 AVON PRODS INC 8,400 9 8,400 BAKER HUGHES INC 19,750 8 19,750 BAKER HUGHES INC 10,600 9 10,600 BANCO DE A EDWARDS 830,711 1 830,711 BANCO DE A EDWARDS 66,420 3 66,420 BANCO DE A EDWARDS 488,790 2 488,790 BANCO DE A EDWARDS 9,436 5 9,436 BANCO GANADERO SA 125,000 1 125,000 BANCO GANADERO SA 79,700 3 79,700 BANCO SANTANDER CHILE 510,915 1 510,915 BANCO SANTANDER CHILE 15,600 3 15,600 BANCO SANTANDER CHILE 343,400 2 343,400 BANCO SANTIAGO 220,560 1 220,560 BANCO SANTIAGO 72,300 3 72,300 BANCO SANTIAGO 158,200 2 158,200 BANCO SANTIAGO 600 5 600 BANK OF AMERICA CORP 482,712 2,400 1 288,999 196,113 BANK OF AMERICA CORP 2,143,333 3 2,143,333 BANK OF AMERICA CORP 53,630 2 53,630 BANK OF AMERICA CORP 49,351 8 49,351 BANK OF AMERICA CORP 116,439 6 116,439 BANK OF AMERICA CORP 755,300 5 755,300 BANK OF AMERICA CORP 6,700 4 6,700 BANK OF AMERICA CORP 55,700 9 55,700 BANK OF NEW YORK INC 1,270 3 1,270 BANK OF NEW YORK INC 2,800 8 2,800 BANK OF NEW YORK INC 23,700 9 23,700 BANK ONE CORP 15,000 8 15,000 BANK ONE CORP 1,300 6 1,300 BANK ONE CORP 37,800 9 37,800 BANK UTD CORP 163,766 - 1 83,600 80,166 BARR LABS INC 418,450 12,600 1 371,950 59,100 BARRICK GOLD CORP 4,000 6 4,000 BARRICK GOLD CORP 12,600 9 12,600 BAXTER INTL INC 550 - 1 550 - BAXTER INTL INC 16,652 3 16,652 BAXTER INTL INC 9,400 9 9,400
Page 4 of 33
- ---------------------------------------------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - ---------------------------------------------------------------------------------------------------------------------- BB&T CORP COM 054937107 $ 310,287.50 10,300 BBV BANCO BHIF SPON ADR 073297103 $ 5,412,881.25 371,700 BBV BANCO BHIF SPON ADR 073297103 $ 23,300.00 1,600 BBV BANCO BHIF SPON ADR 073297103 $ 1,687,793.75 115,900 BEA SYS INC COM 73325102 $ 124,600.00 1,600 BEA SYS INC COM 073325102 $ 50,061,320.75 642,842 BEA SYS INC COM 073325102 $ 62,300.00 800 BEA SYS INC COM 073325102 $ 124,600.00 1,600 BEA SYS INC COM 073325102 $ 167,898.50 2,156 BEA SYS INC COM 073325102 $ 130,830.00 1,680 BEAR STEARNS COS INC COM 73902108 $ 2,570,400.00 40,800 BEAR STEARNS COS INC COM 073902108 $ 76,191.88 1,207 BEAR STEARNS COS INC COM 073902108 $ 251,868.75 3,990 BECKMAN COULTER INC COM 75811109 $ 10,431,464.75 135,254 BELLSOUTH CORP COM 79860102 $ 412,965.00 10,260 BELLSOUTH CORP COM 079860102 $ 2,458,350.00 60,700 BERGEN BRUNSWIG CORP COM 83739102 $ 7,025,356.25 601,100 BERKSHIRE HILLS BANCORP INC COM 84680107 $ 747,500.00 52,000 BEST BUY INC COM 86516101 $ 265,316.25 4,170 BEST BUY INC COM 086516101 $ 419,925.00 6,600 BESTFOODS COM 08658U101 $ 5,348,216.25 73,515 BESTFOODS COM 08658U101 $ 2,603,722.50 35,790 BESTFOODS COM 08658U101 $ 443,775.00 6,100 BESTFOODS COM 08658U101 $ 654,750.00 9,000 BEVERLY ENTERPRISES INC COM 87851309 $ 6,344,218.75 1,068,500 BEVERLY ENTERPRISES INC COM 087851309 $ 771,875.00 130,000 BINDLEY WESTN INDS INC COM 90324104 $ 12,192,000.00 381,000 BIOGEN INC COM 090597105 $ 3,089,345.00 50,645 BIOGEN INC COM 090597105 $ 6,100.00 100 BIOGEN INC COM 090597105 $ 292,190.00 4,790 BJ SVCS CO COM 55482103 $ 28,201,852.51 461,380 BJ SVCS CO COM 055482103 $ 6,508,895.63 106,485 BJ SVCS CO COM 055482103 $ 37,286.25 610 BLACK & DECKER CORP COM 091797100 $ 353,327.81 10,335 BLACK & DECKER CORP COM 091797100 $ 3,616,695.63 105,790 BLACK & DECKER CORP COM 091797100 $ 95,725.00 2,800 BLUE SQUARE - ISRAEL LTD SPON ADR 096055108 $ 9,452,058.75 840,183 BLUE SQUARE - ISRAEL LTD SPON ADR 096055108 $ 2,574,112.50 228,810 BLUE SQUARE - ISRAEL LTD SPON ADR 096055108 $ 11,327,152.50 1,006,858 BOEING CO COM 97023105 $ 119,700.00 1,900 BOEING CO COM 097023105 $ 53,083,629.00 823,002 BOEING CO COM 097023105 $ 1,327,087.50 20,575 BOEING CO COM 097023105 $ 296,700.00 4,600 BOEING CO COM 097023105 $ 302,827.50 4,695 BOEING CO COM 097023105 $ 1,993,050.00 30,900 BOSTON LIFE SCIENCES INC COM 100843408 $ 1,307,031.25 175,000 BOSTON SCIENTIFIC CORP COM 101137107 $ 274,506.25 16,700 BOSTON SCIENTIFIC CORP COM 101137107 $ 218,618.75 13,300 BP AMOCO PLC COM 55622104 $ 1,497,610.40 28,257 BP AMOCO PLC SPON ADR 055622104 $ 42,082.00 794 BP AMOCO PLC SPON ADR 055622104 $ 125,292.00 2,364 BRAUN CONSULTING INC COM 105651103 $ 5,848,352.81 295,185 BRISTOL MYERS SQUIBB CO COM 110122108 $ 68,453,900.00 1,198,315 BRISTOL MYERS SQUIBB CO COM 110122108 $ 75,073,840.00 1,305,632 - -------------------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority --------------------------------- ------------------------------------- ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - -------------------------------------------------------------------------------------------------------------------------------- BB&T CORP 10,300 9 10,300 BBV BANCO BHIF 371,700 1 371,700 BBV BANCO BHIF 1,600 3 1,600 BBV BANCO BHIF 115,900 2 115,900 BEA SYS INC - 1,600 1 - 1,600 BEA SYS INC 642,842 3 642,842 BEA SYS INC 800 8 800 BEA SYS INC 1,600 6 1,600 BEA SYS INC 2,156 5 2,156 BEA SYS INC 1,680 4 1,680 BEAR STEARNS COS INC 40,800 - 1 8,300 32,500 BEAR STEARNS COS INC 1,207 8 1,207 BEAR STEARNS COS INC 3,990 9 3,990 BECKMAN COULTER INC 135,254 - 1 68,500 66,754 BELLSOUTH CORP 10,260 - 1 - 10,260 BELLSOUTH CORP 60,700 9 60,700 BERGEN BRUNSWIG CORP 601,100 - 1 303,200 297,900 BERKSHIRE HILLS BANCORP INC 52,000 - 1 52,000 - BEST BUY INC 4,170 - 1 4,170 - BEST BUY INC 6,600 9 6,600 BESTFOODS 73,515 - 1 73,390 125 BESTFOODS 35,790 3 35,790 BESTFOODS 6,100 8 6,100 BESTFOODS 9,000 9 9,000 BEVERLY ENTERPRISES INC 1,068,500 - 1 538,900 529,600 BEVERLY ENTERPRISES INC 130,000 8 130,000 BINDLEY WESTN INDS INC 381,000 - 1 192,700 188,300 BIOGEN INC 50,645 3 50,645 BIOGEN INC 100 8 100 BIOGEN INC 4,790 9 4,790 BJ SVCS CO 451,380 10,000 1 328,791 - 132,589 BJ SVCS CO 106,485 3 106,485 BJ SVCS CO 610 5 610 BLACK & DECKER CORP 10,335 1 10,335 BLACK & DECKER CORP 105,790 3 105,790 BLACK & DECKER CORP 2,800 9 2,800 BLUE SQUARE - ISRAEL LTD 840,183 1 840,183 BLUE SQUARE - ISRAEL LTD 228,810 3 228,810 BLUE SQUARE - ISRAEL LTD 1,006,858 2 1,006,858 BOEING CO - 1,900 1 - 1,900 BOEING CO 823,002 3 823,002 BOEING CO 20,575 8 20,575 BOEING CO 4,600 6 4,600 BOEING CO 4,695 5 4,695 BOEING CO 30,900 9 30,900 BOSTON LIFE SCIENCES INC 175,000 8 175,000 BOSTON SCIENTIFIC CORP 16,700 8 16,700 BOSTON SCIENTIFIC CORP 13,300 9 13,300 BP AMOCO PLC 28,257 - 1 328 27,929 BP AMOCO PLC 794 3 794 BP AMOCO PLC 2,364 8 2,364 BRAUN CONSULTING INC 295,185 3 295,185 BRISTOL MYERS SQUIBB CO 1,198,315 - 1 670,125 528,190 BRISTOL MYERS SQUIBB CO 1,305,632 3 1,305,632
Page 5 of 33
- ---------------------------------------------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - ---------------------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO COM 110122108 $ 2,555,300.00 44,440 BRISTOL MYERS SQUIBB CO COM 110122108 $ 2,442,945.00 42,486 BRISTOL MYERS SQUIBB CO COM 110122108 $ 5,157,290.00 89,692 BRISTOL MYERS SQUIBB CO COM 110122108 $ 38,987,472.50 678,043 BRISTOL MYERS SQUIBB CO COM 110122108 $ 3,680,000.00 64,000 BROADCOM CORP CL A 111320107 $ 26,081.25 107 BROADCOM CORP CL A 111320107 $ 324,187.50 1,330 BROADCOM CORP CL A 111320107 $ 146,250.00 600 BROADCOM CORP CL A 111320107 $ 1,681,875.00 6,900 BROADCOM CORP CL A 111320107 $ 10,969.00 45 BROADCOM CORP COM 111320107 $ 354,412.50 1,454 BROCADE COMM SYS INC COM 111621108 $ 8,119,580.00 34,405 BROCADE COMM SYS INC COM 111621108 $ 94,400.00 400 BROCADE COMMUNICATIONS SYSTEMS COM 111621108 $ 94,400.00 400 BROWN & BROWN INC COM 115236101 $ 1,145,250.00 36,000 BURLINGTON NORTHN SANTA FE COM 12189T104 $ 323,437.50 15,000 C COR NET CORP COM 125010108 $ 282,469.69 18,447 C COR NET CORP COM 125010108 $ 2,262,467.81 147,753 C&D TECHNOLOGIES INC COM 124661109 $ 10,237,700.00 180,400 CABOT CORP COM 127055101 $ 5,909,718.75 186,500 CABOT MICROELECTRONICS CORP COM 12709P103 $ 2,510,400.00 52,300 CAL DIVE INTL INC COM 127914109 $ 23,115,187.50 404,200 CAMBREX CORP COM 132011107 $ 5,249,116.00 141,868 CAMINUS CORP COM 133766105 $ 496,875.00 12,500 CAMPBELL SOUP CO COM 134429109 $ 38,812.50 1,500 CAMPBELL SOUP CO COM 134429109 $ 362,250.00 14,000 CAMTEK LIMITED COM M20791105 $ 632,812.50 75,000 CAPITAL ONE FINL CORP COM 14040H105 $ 76,389,421.94 1,090,301 CAPITAL ONE FINL CORP COM 14040H105 $ 58,088,608.56 829,097 CAPITAL ONE FINL CORP COM 14040H105 $ 417,222.19 5,955 CAPITAL ONE FINL CORP COM 14040H105 $ 175,156.25 2,500 CAPITAL ONE FINL CORP COM 14040H105 $ 323,688.75 4,620 CAPITAL ONE FINL CORP COM 14040H105 $ 448,400.00 6,400 CARDINAL HEALTH CORP COM 14149Y108 $ 1,254,555.38 14,226 CARDINAL HEALTH CORP COM 14149Y108 $ 776,050.00 8,800 CARDINAL HEALTH INC COM 14149Y108 $ 577,010.81 6,543 CARNIVAL CORP COM 143658102 $ 59,198.50 2,404 CARNIVAL CORP COM 143658102 $ 487,575.00 19,800 CATALINA MARKETING CORP COM 148867104 $ 10,102,312.50 268,500 CATELLUS DEV CORP COM 149111106 $ 385,000.00 22,000 CATELLUS DEV CORP COM 149111106 $ 385,000.00 22,000 CATERPILLAR INC DEL COM 149123101 $ 145,700.00 4,700 CATERPILLAR INC DEL COM 149123101 $ 356,500.00 11,500 CEC ENTMT INC COM 125137109 $ 8,748,800.00 273,400 CEMEX SA SPON ADR 151290889 $ 1,624,741.50 80,984 CEMEX SA SPON ADR 151290889 $ 419,627.25 20,916 CEMEX SA SPON ADR 151290889 $ 18,094,549.31 901,909 CENDANT COM 151313103 $ 10,875.00 1,000 CENDANT COM 151313103 $ 252,300.00 23,200 CERIDIAN CORP COM 15677T106 $ 2,907,275.00 103,600 CERIDIAN CORP COM 15677T106 $ 4,622,567.25 164,724 CERIDIAN CORP COM 15677T106 $ 631,406.25 22,500 CERIDIAN CORP COM 15677T106 $ 131,893.75 4,700 CHARLES RIVER LABS COM 159864107 $ 10,019,800.00 294,700 - -------------------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------ --------------------------------------- ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - -------------------------------------------------------------------------------------------------------------------------------- BRISTOL MYERS SQUIBB CO 44,440 2 44,440 BRISTOL MYERS SQUIBB CO 42,486 8 42,486 BRISTOL MYERS SQUIBB CO 89,692 6 89,692 BRISTOL MYERS SQUIBB CO 678,043 5 678,043 BRISTOL MYERS SQUIBB CO 64,000 9 64,000 BROADCOM CORP 107 3 107 BROADCOM CORP 1,330 8 1,330 BROADCOM CORP 600 6 600 BROADCOM CORP 6,900 9 6,900 BROADCOM CORP 45 7 45 BROADCOM CORP 1,454 - 1 1,400 54 BROCADE COMM SYS INC 34,405 3 34,405 BROCADE COMM SYS INC 400 6 400 BROCADE COMMUNICATIONS SYSTEMS - 400 1 - 400 BROWN & BROWN INC 36,000 - 1 36,000 - BURLINGTON NORTHN SANTA FE 15,000 9 15,000 C COR NET CORP 18,447 1 18,447 C COR NET CORP 147,753 3 147,753 C&D TECHNOLOGIES INC 180,400 - 1 91,200 89,200 CABOT CORP 186,500 - 1 77,700 108,800 CABOT MICROELECTRONICS CORP 52,300 - 1 21,789 30,511 CAL DIVE INTL INC 396,500 7,700 1 298,600 105,600 CAMBREX CORP 141,868 - 1 62,900 78,968 CAMINUS CORP 12,500 - 1 12,500 - CAMPBELL SOUP CO 1,500 3 1,500 CAMPBELL SOUP CO 14,000 9 14,000 CAMTEK LIMITED 75,000 - 1 75,000 - CAPITAL ONE FINL CORP 1,087,801 2,500 1 637,546 452,755 CAPITAL ONE FINL CORP 829,097 3 829,097 CAPITAL ONE FINL CORP 5,955 8 5,955 CAPITAL ONE FINL CORP 2,500 6 2,500 CAPITAL ONE FINL CORP 4,620 5 4,620 CAPITAL ONE FINL CORP 6,400 9 6,400 CARDINAL HEALTH CORP 14,226 3 14,226 CARDINAL HEALTH CORP 8,800 9 8,800 CARDINAL HEALTH INC 6,543 - 1 5,900 643 CARNIVAL CORP 2,404 3 2,404 CARNIVAL CORP 19,800 9 19,800 CATALINA MARKETING CORP 268,500 - 1 136,800 131,700 CATELLUS DEV CORP 22,000 3 22,000 CATELLUS DEV CORP 22,000 4 22,000 CATERPILLAR INC DEL 4,700 8 4,700 CATERPILLAR INC DEL 11,500 9 11,500 CEC ENTMT INC 273,400 - 1 132,750 140,650 CEMEX SA 80,984 1 80,984 CEMEX SA 20,916 3 20,916 CEMEX SA 901,909 2 901,909 CENDANT 1,000 8 1,000 CENDANT 23,200 9 23,200 CERIDIAN CORP 103,600 - 1 20,400 83,200 CERIDIAN CORP 164,724 3 164,724 CERIDIAN CORP 22,500 8 22,500 CERIDIAN CORP 4,700 9 4,700 CHARLES RIVER LABS 294,700 - 1 147,700 147,000
Page 6 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- CHASE MANHATTAN CORP COM 16161A108 $ 92,801,680.13 2,009,238 CHASE MANHATTAN CORP COM 16161A108 $ 3,041,446.88 65,850 CHASE MANHATTAN CORP COM 16161A108 $ 984,948.44 21,325 CHASE MANHATTAN CORP COM 16161A108 $ 5,649,377.88 122,314 CHASE MANHATTAN CORP COM 16161A108 $ 44,202,823.13 957,030 CHASE MANHATTAN CORP COM 16161A108 $ 230,706.56 4,995 CHASE MANHATTAN CORP COM 16161A108 $ 1,856,737.50 40,200 CHASE MANHATTAN CORP NEW COM 16161A108 $ 206,017.66 4,461 CHEMED CORP COM 163596109 $ 1,908,750.00 60,000 CHEVRON CORP COM 166751107 $ 42,141,253.50 494,323 CHEVRON CORP COM 166751107 $ 53,072,131.75 622,547 CHEVRON CORP COM 166751107 $ 1,560,075.00 18,300 CHEVRON CORP COM 166751107 $ 716,100.00 8,400 CHEVRON CORP COM 166751107 $ 3,896,351.25 45,705 CHEVRON CORP COM 166751107 $ 23,527,295.00 275,980 CHEVRON CORP COM 166751107 $ 187,550.00 2,200 CHEVRON CORP COM 166751107 $ 1,798,775.00 21,100 CHILES OFFSHORE INC COM 16888M104 $ 648,750.00 30,000 CHUBB CORP COM 171232101 $ 2,492,437.50 31,500 CHUBB CORP COM 171232101 $ 451,012.50 5,700 CIENA CORP COM 171779101 $ 70,003.13 570 CIENA CORP COM 171779101 $ 245,625.00 2,000 CIGNA CORP COM 125509109 $ 41,760.00 400 CIGNA CORP COM 125509109 $ 668,160.00 6,400 CIRCUIT CITY STORE INC CIRCT CITY GPR 172737108 $ 149,500.00 6,500 CIRCUIT CITY STORES INC COM 172737108 $ 2,012,500.00 87,500 CISCO SYS INC COM 17275R102 $ 68,245,129.00 1,235,199 CISCO SYS INC COM 17275R102 $ 206,442,288.00 3,736,512 CISCO SYS INC COM 17275R102 $ 3,733,795.00 67,580 CISCO SYS INC COM 17275R102 $ 6,361,264.00 115,136 CISCO SYS INC COM 17275R102 $ 9,668,639.50 174,998 CISCO SYS INC COM 17275R102 $ 56,957,501.25 1,030,905 CISCO SYS INC COM 17275R102 $ 442,000.00 8,000 CISCO SYS INC COM 17275R102 $ 12,272,682.50 222,130 CISCO SYS INC COM 17275R102 $ 27,625.00 500 CIT GROUP INC CL A 125577106 $ 147,000.00 8,400 CITIGROUP INC COM 172967101 $ 81,789,150.36 1,512,860 CITIGROUP INC COM 172967101 $ 239,280,733.13 4,426,002 CITIGROUP INC COM 172967101 $ 4,576,498.75 84,652 CITIGROUP INC COM 172967101 $ 6,023,373.44 111,415 CITIGROUP INC COM 172967101 $ 10,553,324.38 195,206 CITIGROUP INC COM 172967101 $ 66,393,867.56 1,228,095 CITIGROUP INC COM 172967101 $ 469,965.31 8,693 CITIGROUP INC COM 172967101 $ 7,842,630.63 145,066 CITIGROUP INC COM 172967101 $ 21,625.00 400 CITRIX SYS INC COM 177376100 $ 327,485.48 16,323 CITRIX SYS INC COM 177376100 $ 19,677,449.33 980,783 CITRIX SYS INC COM 177376100 $ 573,801.80 28,600 CITRIX SYS INC COM 177376100 $ 98,308.70 4,900 CITRIX SYS INC COM 177376100 $ 74,634.36 3,720 CITRIX SYS INC COM 177376100 $ 112,352.80 5,600 CLEAR CHANNEL COMM COM 184502102 $ 2,427,466.00 42,964 CLEAR CHANNEL COMM COM 184502102 $ 84,750.00 1,500 CLEAR CHANNEL COMM COM 184502102 $ 1,033,950.00 18,300 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- CHASE MANHATTAN CORP 2,009,238 3 2,009,238 CHASE MANHATTAN CORP 65,850 2 65,850 CHASE MANHATTAN CORP 21,325 8 21,325 CHASE MANHATTAN CORP 122,314 6 122,314 CHASE MANHATTAN CORP 957,030 5 957,030 CHASE MANHATTAN CORP 4,995 4 4,995 CHASE MANHATTAN CORP 40,200 9 40,200 CHASE MANHATTAN CORP NEW 2,511 1,950 1 1,270 3,191 CHEMED CORP 60,000 - 1 60,000 - CHEVRON CORP 494,323 - 1 285,234 209,089 CHEVRON CORP 622,547 3 622,547 CHEVRON CORP 18,300 2 18,300 CHEVRON CORP 8,400 8 8,400 CHEVRON CORP 45,705 6 45,705 CHEVRON CORP 275,980 5 275,980 CHEVRON CORP 2,200 4 2,200 CHEVRON CORP 21,100 9 21,100 CHILES OFFSHORE INC 30,000 - 1 30,000 - CHUBB CORP 31,500 - 1 6,400 25,100 CHUBB CORP 5,700 9 5,700 CIENA CORP 570 3 570 CIENA CORP 2,000 8 2,000 CIGNA CORP 400 - 1 400 - CIGNA CORP 6,400 9 6,400 CIRCUIT CITY STORE INC 6,500 9 6,500 CIRCUIT CITY STORES INC 87,500 - 1 17,900 69,600 CISCO SYS INC 1,229,799 5,400 1 653,496 581,703 CISCO SYS INC 3,736,512 3 3,736,512 CISCO SYS INC 67,580 2 67,580 CISCO SYS INC 115,136 8 115,136 CISCO SYS INC 174,998 6 174,998 CISCO SYS INC 1,030,905 5 1,030,905 CISCO SYS INC 8,000 4 8,000 CISCO SYS INC 222,130 9 222,130 CISCO SYS INC 500 7 500 CIT GROUP INC 8,400 9 8,400 CITIGROUP INC 1,509,260 3,600 1 854,803 658,057 CITIGROUP INC 4,426,002 3 4,426,002 CITIGROUP INC 84,652 2 84,652 CITIGROUP INC 111,415 8 111,415 CITIGROUP INC 195,206 6 195,206 CITIGROUP INC 1,228,095 5 1,228,095 CITIGROUP INC 8,693 4 8,693 CITIGROUP INC 145,066 9 145,066 CITIGROUP INC 400 7 400 CITRIX SYS INC 16,323 - 1 16,275 48 CITRIX SYS INC 980,783 3 980,783 CITRIX SYS INC 28,600 8 28,600 CITRIX SYS INC 4,900 5 4,900 CITRIX SYS INC 3,720 4 3,720 CITRIX SYS INC 5,600 9 5,600 CLEAR CHANNEL COMM 42,964 3 42,964 CLEAR CHANNEL COMM 1,500 6 1,500 CLEAR CHANNEL COMM 18,300 9 18,300
Page 7 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- CLEAR CHANNEL COMMUNICATIONS COM 184502102 $ 93,338.00 1,652 CLOROX CO COM 189054109 $ 2,116,593.75 53,500 CLOROX CO DEL COM 189054109 $ 300,675.00 7,600 CMGI INC COM 125750109 $ 427,527.56 15,303 COASTAL CORP COM 190441105 $ 492,931.25 6,650 COASTAL CORP COM 190441105 $ 518,875.00 7,000 COASTAL CORP COM 190441105 $ 511,462.50 6,900 COCA COLA COM 191216100 $ 72,460,324.13 1,314,473 COCA COLA COM 191216100 $ 1,134,472.50 20,580 COCA COLA COM 191216100 $ 159,862.50 2,900 COCA COLA COM 191216100 $ 294,808.50 5,348 COCA COLA COM 191216100 $ 227,115.00 4,120 COCA COLA COM 191216100 $ 4,387,950.00 79,600 COCA COLA CO COM 191216100 $ 396,900.00 7,200 COCA COLA ENTERPRISES INC COM 191219104 $ 218,343.75 13,700 COCA COLA FEMSA SA DE CV SPON ADR REP L 191241108 $ 22,000.00 1,100 COCA COLA FEMSA SA DE CV SPON ADR REP L 191241108 $ 18,522,000.00 926,100 COFLEXIP SPON ADR 192384105 $ 12,624,300.00 202,800 COFLEXIP SPON ADR 192384105 $ 79,493.25 1,277 COHERENT INC COM 192479103 $ 68,000.00 1,000 COLGATE PALMOLIVE CO COM 194162103 $ 7,032,375.20 148,991 COLGATE PALMOLIVE CO COM 194162103 $ 14,847,751.20 314,571 COLGATE PALMOLIVE CO COM 194162103 $ 1,023,107.20 21,676 COLGATE PALMOLIVE CO COM 194162103 $ 2,380,154.40 50,427 COLGATE PALMOLIVE CO COM 194162103 $ 2,419,236.00 51,255 COLGATE PALMOLIVE CO COM 194162103 $ 15,592,520.00 330,350 COLGATE PALMOLIVE CO COM 194162103 $ 887,360.00 18,800 COMCAST CORP CL A 200300200 $ 5,063,600.31 123,691 COMCAST CORP CL A 200300200 $ 114,625.00 2,800 COMCAST CORP CL A 200300200 $ 236,209.38 5,770 COMCAST CORP CL A 200300200 $ 1,187,187.50 29,000 COMCAST CORP COM 200300200 $ 2,158,225.00 52,720 COMMSCOPE INC COM 203372107 $ 275,723.00 11,254 COMMSCOPE INC COM 203372107 $ 3,089,107.00 126,086 COMMUNITY HEALTH SYSTEMS COM 203668108 $ 5,923,850.00 184,400 COMPANHIA BRASILEIRA DE DIS ADR 20440T201 $ 61,441,187.50 1,652,200 COMPANHIA BRASILEIRA DE DIS ADR 20440T201 $ 12,159,940.63 326,990 COMPANHIA BRASILEIRA DE DIS ADR 20440T201 $ 47,391,378.13 1,274,390 COMPANHIA BRASILEIRA DE DIS ADR 20440T201 $ 55,781.25 1,500 COMPANHIA PARANAENSE ENER SPON ADR FD 20441B407 $ 17,467,775.00 1,968,200 COMPANHIA PARANAENSE ENER SPON ADR FD 20441B407 $ 4,264,437.50 480,500 COMPANHIA PARANAENSE ENER SPON ADR FD 20441B407 $ 17,934,600.00 2,020,800 COMPANHIA PARANAENSE ENER SPON ADR FD 20441B407 $ 205,900.00 23,200 COMPANIA ANONIMA NACIONL SPON ADR 204421101 $ 1,110,684.38 45,450 COMPANIA CERVECERIAS UNIDAS SPON ADR 204429104 $ 19,804,500.00 880,200 COMPANIA CERVECERIAS UNIDAS SPON ADR 204429104 $ 5,085,450.00 226,020 COMPANIA CERVECERIAS UNIDAS SPON ADR 204429104 $ 12,389,400.00 550,640 COMPANIA CERVECERIAS UNIDAS SPON ADR 204429104 $ 235,125.00 10,450 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 4,650,797.50 329,260 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 1,612,552.38 114,163 COMPANIA DE MINAS BUENAVENTURA SPON ADR SER B 204448104 $ 5,196,587.50 367,900 COMPANIA DE TELECOMUNICS CHILE SPON ADR 204449300 $ 52,211,666.50 3,004,988 COMPANIA DE TELECOMUNICS CHILE SPON ADR 204449300 $ 10,739,939.25 618,126 COMPANIA DE TELECOMUNICS CHILE SPON ADR 204449300 $ 40,782,252.50 2,347,180 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- CLEAR CHANNEL COMMUNICATIONS 152 1,500 1 - 1,652 CLOROX CO 53,500 - 1 11,500 42,000 CLOROX CO DEL 7,600 9 7,600 CMGI INC 15,303 8 15,303 COASTAL CORP 6,650 - 1 6,650 - COASTAL CORP 7,000 8 7,000 COASTAL CORP 6,900 9 6,900 COCA COLA 1,314,473 3 1,314,473 COCA COLA 20,580 8 20,580 COCA COLA 2,900 6 2,900 COCA COLA 5,348 5 5,348 COCA COLA 4,120 4 4,120 COCA COLA 79,600 9 79,600 COCA COLA CO 4,300 2,900 1 4,300 2,900 COCA COLA ENTERPRISES INC 13,700 9 13,700 COCA COLA FEMSA SA DE CV 1,100 3 1,100 COCA COLA FEMSA SA DE CV 926,100 2 926,100 COFLEXIP 202,800 1 202,800 COFLEXIP 1,277 3 1,277 COHERENT INC 1,000 8 1,000 COLGATE PALMOLIVE CO 148,991 - 1 139,000 9,991 COLGATE PALMOLIVE CO 314,571 3 314,571 COLGATE PALMOLIVE CO 21,676 2 21,676 COLGATE PALMOLIVE CO 50,427 8 50,427 COLGATE PALMOLIVE CO 51,255 6 51,255 COLGATE PALMOLIVE CO 330,350 5 330,350 COLGATE PALMOLIVE CO 18,800 9 18,800 COMCAST CORP 123,691 3 123,691 COMCAST CORP 2,800 6 2,800 COMCAST CORP 5,770 4 5,770 COMCAST CORP 29,000 9 29,000 COMCAST CORP 49,920 2,800 1 49,504 3,216 COMMSCOPE INC 11,254 1 11,254 COMMSCOPE INC 126,086 3 126,086 COMMUNITY HEALTH SYSTEMS 184,400 - 1 93,299 91,101 COMPANHIA BRASILEIRA DE DIS 1,652,200 1 1,652,200 COMPANHIA BRASILEIRA DE DIS 326,990 3 326,990 COMPANHIA BRASILEIRA DE DIS 1,274,390 2 1,274,390 COMPANHIA BRASILEIRA DE DIS 1,500 5 1,500 COMPANHIA PARANAENSE ENER 1,968,200 1 1,968,200 COMPANHIA PARANAENSE ENER 480,500 3 480,500 COMPANHIA PARANAENSE ENER 2,020,800 2 2,020,800 COMPANHIA PARANAENSE ENER 23,200 5 23,200 COMPANIA ANONIMA NACIONL 45,450 3 45,450 COMPANIA CERVECERIAS UNIDAS 880,200 1 880,200 COMPANIA CERVECERIAS UNIDAS 226,020 3 226,020 COMPANIA CERVECERIAS UNIDAS 550,640 2 550,640 COMPANIA CERVECERIAS UNIDAS 10,450 5 10,450 COMPANIA DE MINAS BUENAVENTURA 329,260 1 329,260 COMPANIA DE MINAS BUENAVENTURA 114,163 3 114,163 COMPANIA DE MINAS BUENAVENTURA 367,900 2 367,900 COMPANIA DE TELECOMUNICS CHILE 3,004,988 1 3,004,988 COMPANIA DE TELECOMUNICS CHILE 618,126 3 618,126 COMPANIA DE TELECOMUNICS CHILE 2,347,180 2 2,347,180
Page 8 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- COMPANIA DE TELECOMUNICS CHILE SPON ADR 204449300 $ 413,125.38 23,777 COMPAQ COMPUTER CORP COM 204493100 $ 44,404.10 1,610 COMPAQ COMPUTER CORP COM 204493100 $ 41,505.40 1,493 COMPAQ COMPUTER CORP COM 204493100 $ 2,761,930.00 99,350 COMPAQ COMPUTER CORP COM 204493100 $ 1,523,440.00 54,800 COMPUTER ASSOC INTL INC COM 204912109 $ 1,178,550.00 46,560 COMPUTER ASSOC INTL INC COM 204912109 $ 437,906.25 17,300 COMPUTER LEARNING CTRS INC COM 205199102 $ 186,484.38 192,500 COMPUTER SCIENCES CORP COM 205363104 $ 289,575.00 3,900 COMPUTER SCIENCES CORP COM 205363104 $ 537,570.00 7,240 COMPUTER SCIENCES CORP COM 205363104 $ 132,833.25 1,789 COMPUTER SCIENCES CORP COM 205363104 $ 74,250.00 1,000 COMPUTER SCIENCES CORP COM 205363104 $ 386,100.00 5,200 COMPUWARE CORP 205638109 $ 615,562.50 73,500 COMPUWARE CORP 205638109 $ 96,312.50 11,500 COMVERSE TECH INC COM 205862402 $ 758,592.00 7,024 COMVERSE TECH INC COM 205862402 $ 10,021,968.00 92,796 COMVERSE TECH INC COM 205862402 $ 102,600.00 950 COMVERSE TECH INC COM 205862402 $ 118,800.00 1,100 COMVERSE TECH INC COM 205862402 $ 521,640.00 4,830 COMVERSE TECHNOLOGY INC COM 205862402 $ 221,400.00 2,050 CONAGRA INC COM 205887102 $ 33,464.25 1,668 CONAGRA INC COM 205887102 $ 314,981.25 15,700 CONCORD EFS INC COM 206197105 $ 589,097.67 16,587 CONCORD EFS INC COM 206197105 $ 8,445,118.41 237,786 CONOCO INC CL A 208251306 $ 58,166,607.13 2,226,473 CONOCO INC CL A 208251306 $ 1,623,930.00 62,160 CONOCO INC CL A 208251306 $ 967,591.63 37,037 CONOCO INC CL A 208251306 $ 3,657,761.25 140,010 CONOCO INC CL A 208251306 $ 25,956,493.75 993,550 CONOCO INC CL A 208251306 $ 119,913.75 4,590 CONOCO INC CL B 208251405 $ 544,137.50 20,200 CONOCO INC CL B 208251405 $ 62,415.44 2,317 CONOCO INC COM 208251306 $ 57,451,632.75 2,199,098 COOPER CAMERON CORP COM 216640102 $ 4,356,036.56 59,115 COOPERS INDS INC COM 216669101 $ 8,107,887.75 230,011 COOPERS INDS INC COM 216669101 $ 119,850.00 3,400 COOPERS INDS INC COM 216669101 $ 105,750.00 3,000 CORINTHIAN COLLEGES INC COM 218868107 $ 1,180,000.00 20,000 CORNING INC COM 219350105 $ 237,600.00 800 CORNING INC COM 219350105 $ 46,592.22 469 CORNING INC COM 219350105 $ 4,017,461.25 40,440 CORNING INC COM 219350105 $ 874,225.00 8,800 CORVEL CORP COM 221006109 $ 556,250.00 20,000 COSTCO COS INC COM 22160K105 $ 35,688,811.69 1,021,500 COSTCO WHSL CORP COM 22160K105 $ 36,332,973.63 1,039,942 COSTCO WHSL CORP COM 22160K105 $ 197,396.88 5,650 COSTCO WHSL CORP COM 22160K105 $ 496,112.50 14,200 COUNTRYWIDE CR INDS INC COM 222372104 $ 2,095,125.00 55,500 COUSINS PPTYS INC COM 222795106 $ 253,655.33 8,836 COUSINS PPTYS INC COM 222795106 $ 4,638,022.80 161,564 COUSINS PPTYS INC COM 222795106 $ 459,312.50 16,000 COVENANT TRANS INC CL A 22284P105 $ 18,625.00 2,000 CREDENCE SYS CORP COM 225302108 $ 1,755,000.00 58,500 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- COMPANIA DE TELECOMUNICS CHILE 23,777 5 23,777 COMPAQ COMPUTER CORP 1,610 - 1 640 970 COMPAQ COMPUTER CORP 1,493 3 1,493 COMPAQ COMPUTER CORP 99,350 8 99,350 COMPAQ COMPUTER CORP 54,800 9 54,800 COMPUTER ASSOC INTL INC 46,560 8 46,560 COMPUTER ASSOC INTL INC 17,300 9 17,300 COMPUTER LEARNING CTRS INC 192,500 8 192,500 COMPUTER SCIENCES CORP 3,900 - 1 3,900 - COMPUTER SCIENCES CORP 7,240 3 7,240 COMPUTER SCIENCES CORP 1,789 8 1,789 COMPUTER SCIENCES CORP 1,000 6 1,000 COMPUTER SCIENCES CORP 5,200 9 5,200 COMPUWARE 73,500 8 73,500 COMPUWARE 11,500 9 11,500 COMVERSE TECH INC 7,024 1 7,024 COMVERSE TECH INC 92,796 3 92,796 COMVERSE TECH INC 950 6 950 COMVERSE TECH INC 1,100 5 1,100 COMVERSE TECH INC 4,830 9 4,830 COMVERSE TECHNOLOGY INC 1,100 950 1 1,100 950 CONAGRA INC 1,668 3 1,668 CONAGRA INC 15,700 9 15,700 CONCORD EFS INC 16,587 1 16,587 CONCORD EFS INC 237,786 3 237,786 CONOCO INC 2,226,473 3 2,226,473 CONOCO INC 62,160 2 62,160 CONOCO INC 37,037 8 37,037 CONOCO INC 140,010 6 140,010 CONOCO INC 993,550 5 993,550 CONOCO INC 4,590 4 4,590 CONOCO INC 20,200 9 20,200 CONOCO INC 2,317 - 1 1,840 477 CONOCO INC 2,199,098 - 1 1,271,402 927,696 COOPER CAMERON CORP 59,115 - 1 29,700 29,415 COOPERS INDS INC 230,011 3 230,011 COOPERS INDS INC 3,400 8 3,400 COOPERS INDS INC 3,000 9 3,000 CORINTHIAN COLLEGES INC 20,000 - 1 20,000 - CORNING INC 800 - 1 800 - CORNING INC 469 3 469 CORNING INC 40,440 8 40,440 CORNING INC 8,800 9 8,800 CORVEL CORP 20,000 - 1 20,000 - COSTCO COS INC 1,021,500 - 1 596,478 425,022 COSTCO WHSL CORP 1,039,942 3 1,039,942 COSTCO WHSL CORP 5,650 5 5,650 COSTCO WHSL CORP 14,200 9 14,200 COUNTRYWIDE CR INDS INC 55,500 - 1 11,500 44,000 COUSINS PPTYS INC 8,836 1 8,836 COUSINS PPTYS INC 161,564 3 161,564 COUSINS PPTYS INC 16,000 4 16,000 COVENANT TRANS INC 2,000 8 2,000 CREDENCE SYS CORP 58,500 - 1 11,900 46,600
Page 9 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- CREDENCE SYS CORP COM 225302108 $ 339,000.00 11,300 CREDICORP COM G2519Y108 $ 11,766,771.75 1,623,003 CREDICORP COM G2519Y108 $ 2,260,550.00 311,800 CREDICORP COM G2519Y108 $ 11,211,632.00 1,546,432 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 205,875.00 13,500 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 535,275.00 35,100 CRISTALERIAS DE CHILE SA SPON ADR 226714103 $ 2,244,800.00 147,200 CRITICAL PATH INC COM 22674V100 $ 3,739,162.50 61,550 CRITICAL PATH INC COM 22674V100 $ 18,225.00 300 CTS CORP COM 126501105 $ 3,545,673.75 70,038 CULLEN FROST BANKERS INC COM 229899109 $ 26,178,750.00 805,500 CUTTER & BUCK INC COM 232217109 $ 727,593.75 58,500 CV THERAPEUTICS INC COM 126667104 $ 267,567.50 3,440 CV THERAPEUTICS INC COM 126667104 $ 4,186,031.31 53,818 CVS CORP COM 126650100 $ 333,450.00 7,200 CVS CORP COM 126650100 $ 138,937.50 3,000 CVS CORP COM 126650100 $ 583,537.50 12,600 CYMER INC COM 232572107 $ 4,400,587.50 143,400 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 362,300.31 8,717 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 12,202,126.56 293,585 CYPRESS SEMICONDUCTOR CORP COM 232806109 $ 41,562.50 1,000 CYTEC INDS INC COM 232820100 $ 4,627,750.00 138,400 DASSAULT SYS SA SPON ADR 237545108 $ 13,294,660.00 162,130 DE RIGO SPA SPON ADR 245334107 $ 306,187.50 35,500 DE RIGO SPA SPON ADR 245334107 $ 8,049,712.50 933,300 DELHAIZE AMER INC CL A 246688105 $ 446,835.94 25,625 DELL COMPUTER CORP COM 247025109 $ 34,574,918.19 1,122,099 DELL COMPUTER CORP COM 247025109 $ 90,360,552.63 2,932,594 DELL COMPUTER CORP COM 247025109 $ 2,492,423.13 80,890 DELL COMPUTER CORP COM 247025109 $ 716,698.75 23,260 DELL COMPUTER CORP COM 247025109 $ 5,626,670.63 182,610 DELL COMPUTER CORP COM 247025109 $ 39,919,904.69 1,295,575 DELL COMPUTER CORP COM 247025109 $ 199,356.88 6,470 DELL COMPUTER CORP COM 247025109 $ 2,523,543.75 81,900 DELPHI AUTOMOTIVE SYS CORP COM 247126105 $ 1,962,741.00 129,768 DELPHI AUTOMOTIVE SYS CORP COM 247126105 $ 275,275.00 18,200 DELPHI AUTOMOTIVE SYSTEM COM 247126105 $ 11,721.88 775 DEVON ENERGY CORP COM 25179M103 $ 2,610,510.00 43,400 DIAL CORP NEW COM 25247D101 $ 25,249,500.00 2,172,000 DIANON SYS INC COM 252826102 $ 1,694,687.50 42,500 DIEBOLD INC COM 253651103 $ 1,891,250.00 71,200 DIGITAL LIGHTWARE INC COM 253855100 $ 289,047.50 3,980 DIGITAL LIGHTWARE INC COM 253855100 $ 4,091,692.50 56,340 DISNEY WALT CO COM 254687106 $ 20,865,625.50 545,501 DISNEY WALT CO COM 254687106 $ 68,923,478.25 1,801,921 DISNEY WALT CO COM 254687106 $ 2,514,555.00 65,740 DISNEY WALT CO COM 254687106 $ 271,192.50 7,090 DISNEY WALT CO COM 254687106 $ 4,941,135.00 129,180 DISNEY WALT CO COM 254687106 $ 38,111,535.00 996,380 DISNEY WALT CO COM 254687106 $ 190,102.50 4,970 DISNEY WALT CO COM 254687106 $ 2,539,800.00 66,400 DISTRIBUCION Y SERVICIO D&S SA SPON ADR 254753106 $ 22,154,218.31 1,358,113 DISTRIBUCION Y SERVICIO D&S SA SPON ADR 254753106 $ 3,539,812.50 217,000 DISTRIBUCION Y SERVICIO D&S SA SPON ADR 254753106 $ 14,547,422.25 891,796 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- CREDENCE SYS CORP 11,300 8 11,300 CREDICORP 1,623,003 1 1,623,003 CREDICORP 311,800 3 311,800 CREDICORP 1,546,432 2 1,546,432 CRISTALERIAS DE CHILE SA 13,500 1 13,500 CRISTALERIAS DE CHILE SA 35,100 3 35,100 CRISTALERIAS DE CHILE SA 147,200 2 147,200 CRITICAL PATH INC 61,550 3 61,550 CRITICAL PATH INC 300 8 300 CTS CORP 70,038 - 1 35,500 34,538 CULLEN FROST BANKERS INC 781,800 23,700 1 696,900 108,600 CUTTER & BUCK INC 58,500 - 1 58,500 - CV THERAPEUTICS INC 3,440 1 3,440 CV THERAPEUTICS INC 53,818 3 53,818 CVS CORP 7,200 - 1 7,200 - CVS CORP 3,000 8 3,000 CVS CORP 12,600 9 12,600 CYMER INC 143,400 - 1 72,700 70,700 CYPRESS SEMICONDUCTOR CORP 8,717 1 8,717 CYPRESS SEMICONDUCTOR CORP 293,585 3 293,585 CYPRESS SEMICONDUCTOR CORP 1,000 6 1,000 CYTEC INDS INC 138,400 - 1 70,800 67,600 DASSAULT SYS SA 162,130 3 162,130 DE RIGO SPA 35,500 1 35,500 DE RIGO SPA 933,300 3 933,300 DELHAIZE AMER INC 25,625 8 25,625 DELL COMPUTER CORP 1,117,099 5,000 1 602,346 519,753 DELL COMPUTER CORP 2,932,594 3 2,932,594 DELL COMPUTER CORP 80,890 2 80,890 DELL COMPUTER CORP 23,260 8 23,260 DELL COMPUTER CORP 182,610 6 182,610 DELL COMPUTER CORP 1,295,575 5 1,295,575 DELL COMPUTER CORP 6,470 4 6,470 DELL COMPUTER CORP 81,900 9 81,900 DELPHI AUTOMOTIVE SYS CORP 129,768 3 129,768 DELPHI AUTOMOTIVE SYS CORP 18,200 9 18,200 DELPHI AUTOMOTIVE SYSTEM 775 - 1 - 775 DEVON ENERGY CORP 43,400 - 1 8,500 34,900 DIAL CORP NEW 2,108,400 63,600 1 1,879,000 293,000 DIANON SYS INC 42,500 - 1 42,500 - DIEBOLD INC 71,200 - 1 15,200 56,000 DIGITAL LIGHTWARE INC 3,980 1 3,980 DIGITAL LIGHTWARE INC 56,340 3 56,340 DISNEY WALT CO 543,001 2,500 1 299,181 246,320 DISNEY WALT CO 1,801,921 3 1,801,921 DISNEY WALT CO 65,740 2 65,740 DISNEY WALT CO 7,090 8 7,090 DISNEY WALT CO 129,180 6 129,180 DISNEY WALT CO 996,380 5 996,380 DISNEY WALT CO 4,970 4 4,970 DISNEY WALT CO 66,400 9 66,400 DISTRIBUCION Y SERVICIO D&S SA 1,358,113 1 1,358,113 DISTRIBUCION Y SERVICIO D&S SA 217,000 3 217,000 DISTRIBUCION Y SERVICIO D&S SA 891,796 2 891,796
Page 10 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- DISTRIBUCION Y SERVICIO D&S SA SPON ADR 254753106 $ 185,962.50 11,400 DOLLAR GEN CORP COM 256669102 $ 39,982.25 2,387 DOLLAR GEN CORP COM 256669102 $ 150,750.00 9,000 DONCASTERS PLC SPON ADR 257692103 $ 405,000.00 20,000 DOT HILL SYS CORP COM 25848T109 $ 390,000.00 60,000 DOVER CORP COM 260003108 $ 583,433.13 12,430 DOW CHEM CO COM 260543103 $ 44,887.50 1,800 DOW CHEM CO COM 260543103 $ 11,221.88 450 DOW CHEM CO COM 260543103 $ 1,047.38 42 DOW CHEM CO COM 260543103 $ 531,168.75 21,300 DU PONT E I DE NEMOUR & CO COM 263534109 $ 69,487.50 1,700 DU PONT E I DE NEMOUR & CO COM 263534109 $ 878,485.50 21,492 DU PONT E I DE NEMOUR & CO COM 263534109 $ 1,373,400.00 33,600 DU PONT E I DE NEMOURS & CO COM 263534109 $ 580,125.00 14,000 DUKE ENERGY CORP COM 264399106 $ 17,150.00 200 DUKE ENERGY CORP COM 264399106 $ 1,012,080.47 11,800 DUPONT PHOTOMASKS INC COM 26613X101 $ 5,675,250.00 96,600 DURA PHARMACEUTICALS INC COM 26632S109 $ 7,304,937.50 206,500 DYCOM INDS INC COM 267475101 $ 4,376,868.75 105,150 E M C CORP MASS COM 268648102 $ 84,030,534.38 847,721 E PIPHANY INC COM 26881V100 $ 401,498.23 5,210 E PIPHANY INC COM 26881V100 $ 5,205,605.65 67,550 E PIPHANY INC COM 26881V100 $ 7,706.30 100 EARTHGRAINS CO COM 270319106 $ 299,941.25 16,268 EARTHGRAINS CO COM 270319106 $ 4,861,083.75 263,652 EARTHGRAINS CO COM 270319106 $ 147.50 8 EASTMAN KODAK CO COM 277461109 $ 416,925.00 10,200 EDEN BIOSCIENCE COM 279445100 $ 1,320,000.00 40,000 EDISON INTL COM 281020107 $ 13,171.13 682 EDISON INTL COM 281020107 $ 36,730.86 1,900 EDISON INTL COM 281020107 $ 216,518.75 11,200 EDWARDS LIFESCIENCES CP - WI COM 2.82E+112 $ 13,855,300.00 635,200 EL PASO ELEC CO COM 283677854 $ 5,381,316.00 390,800 EL PASO ENERGY CORP DEL COM 283905107 $ 119,922.50 1,946 EL PASO ENERGY CORP DEL COM 283905107 $ 58,177,820.75 944,062 EL PASO ENERGY CORP DEL COM 283905107 $ 74,936.00 1,216 EL PASO ENERGY CORP DEL COM 283905107 $ 363,587.50 5,900 EL PASO ENERGY CORP DEL COM 283905107 $ 326,304.38 5,295 EL PASO ENERGY CORP DEL COM 283905107 $ 346,948.75 5,630 ELAN PLC ADR 284131208 $ 154,614,000.00 2,824,000 ELAN PLC ADR 284131208 $ 77,885,981.25 1,422,575 ELAN PLC ADR 284131208 $ 815,775.00 14,900 ELASTIC NETWORKS COM 284159100 $ 1,184,687.50 85,000 ELECTRONIC DATA SYS COM 285661104 $ 68,322,944.00 1,646,336 ELECTRONIC DATA SYS COM 285661104 $ 1,519,730.00 36,620 ELECTRONIC DATA SYS COM 285661104 $ 1,214,290.00 29,260 ELECTRONIC DATA SYS COM 285661104 $ 2,682,145.00 64,630 ELECTRONIC DATA SYS COM 285661104 $ 25,077,620.00 604,280 ELECTRONIC DATA SYS COM 285661104 $ 170,565.00 4,110 ELECTRONIC DATA SYS COM 285661104 $ 659,850.00 15,900 ELECTRONIC DATA SYS CORP NEW COM 285661104 $ 26,863,283.00 647,294 ELECTROSOURCE INC COM 286150206 $ 129,062.50 29,500 EMBOTELLADORA ANDINA SA SPON ADR A 29081P204 $ 1,082,243.75 85,300 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 13,788,915.00 1,345,260 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- DISTRIBUCION Y SERVICIO D&S SA 11,400 5 11,400 DOLLAR GEN CORP 2,387 3 2,387 DOLLAR GEN CORP 9,000 9 9,000 DONCASTERS PLC 20,000 - 1 20,000 - DOT HILL SYS CORP 60,000 8 60,000 DOVER CORP 12,430 - 1 6,830 5,600 DOW CHEM CO 1,800 - 1 - 1,800 DOW CHEM CO 450 3 450 DOW CHEM CO 42 6 42 DOW CHEM CO 21,300 9 21,300 DU PONT E I DE NEMOUR & CO 1,700 3 1,700 DU PONT E I DE NEMOUR & CO 21,492 8 21,492 DU PONT E I DE NEMOUR & CO 33,600 9 33,600 DU PONT E I DE NEMOURS & CO 14,000 - 1 - 14,000 DUKE ENERGY CORP 200 - 1 200 - DUKE ENERGY CORP 11,800 9 11,800 DUPONT PHOTOMASKS INC 96,600 - 1 49,100 47,500 DURA PHARMACEUTICALS INC 206,500 - 1 104,000 102,500 DYCOM INDS INC 105,150 3 105,150 E M C CORP MASS 845,321 2,400 1 468,487 379,234 E PIPHANY INC 5,210 1 5,210 E PIPHANY INC 67,550 3 67,550 E PIPHANY INC 100 8 100 EARTHGRAINS CO 16,268 1 16,268 EARTHGRAINS CO 263,652 3 263,652 EARTHGRAINS CO 8 8 8 EASTMAN KODAK CO 10,200 9 10,200 EDEN BIOSCIENCE 40,000 - 1 40,000 - EDISON INTL 682 - 1 - 682 EDISON INTL 1,900 3 1,900 EDISON INTL 11,200 9 11,200 EDWARDS LIFESCIENCES CP - WI 635,200 - 1 326,900 308,300 EL PASO ELEC CO 390,800 - 1 238,900 151,900 EL PASO ENERGY CORP DEL 46 1,900 1 - 1,946 EL PASO ENERGY CORP DEL 944,062 3 944,062 EL PASO ENERGY CORP DEL 1,216 8 1,216 EL PASO ENERGY CORP DEL 5,900 6 5,900 EL PASO ENERGY CORP DEL 5,295 5 5,295 EL PASO ENERGY CORP DEL 5,630 9 5,630 ELAN PLC 2,824,000 1 2,824,000 ELAN PLC 1,422,575 3 1,422,575 ELAN PLC 14,900 8 14,900 ELASTIC NETWORKS 85,000 - 1 85,000 - ELECTRONIC DATA SYS 1,646,336 3 1,646,336 ELECTRONIC DATA SYS 36,620 2 36,620 ELECTRONIC DATA SYS 29,260 8 29,260 ELECTRONIC DATA SYS 64,630 6 64,630 ELECTRONIC DATA SYS 604,280 5 604,280 ELECTRONIC DATA SYS 4,110 4 4,110 ELECTRONIC DATA SYS 15,900 9 15,900 ELECTRONIC DATA SYS CORP NEW 644,094 3,200 1 352,292 295,002 ELECTROSOURCE INC 29,500 8 29,500 EMBOTELLADORA ANDINA SA 85,300 2 85,300 EMBOTELLADORA ANDINA SA 1,345,260 1 1,345,260
Page 11 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 3,438,311.25 335,445 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 10,738,925.00 1,047,700 EMBOTELLADORA ANDINA SA SPON ADR B 29081P303 $ 176,300.00 17,200 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 105,244,650.00 5,688,900 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 15,040,629.50 813,007 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 55,634,791.00 3,007,286 EMBRATEL PARTICIPACOES SA SPON ADR PFD 29081N100 $ 657,675.00 35,550 EMC CORP MASS COM 268648102 $ 108,562,627.50 1,093,830 EMC CORP MASS COM 268648102 $ 972,848.50 9,802 EMC CORP MASS COM 268648102 $ 238,200.00 2,400 EMC CORP MASS COM 268648102 $ 469,948.75 4,735 EMC CORP MASS COM 268648102 $ 489,302.50 4,930 EMC CORP MASS COM 268648102 $ 6,877,032.50 69,290 EMC CORP MASS COM 268648102 $ 45,598.00 460 EMERSON ELEC CO COM 291011104 $ 64,757,778.00 966,534 EMERSON ELEC CO COM 291011104 $ 104,009,594.00 1,552,382 EMERSON ELEC CO COM 291011104 $ 1,427,770.00 21,310 EMERSON ELEC CO COM 291011104 $ 20,100.00 300 EMERSON ELEC CO COM 291011104 $ 3,195,565.00 47,695 EMERSON ELEC CO COM 291011104 $ 22,869,110.00 341,330 EMERSON ELEC CO COM 291011104 $ 369,170.00 5,510 EMERSON ELEC CO COM 291011104 $ 938,000.00 14,000 EMPRESA NACIONAL DE ELCTCIDAD SPON ADR 29244T101 $ 477,400.00 43,400 EMPRESA NACIONAL DE ELCTCIDAD SPON ADR 29244T101 $ 396,000.00 36,000 EMPRESA NACIONAL DE ELCTCIDAD SPON ADR 29244T101 $ 113,300.00 10,300 ENERSIS SA SPON ADR 29274F104 $ 29,510,610.00 1,656,736 ENERSIS SA SPON ADR 29274F104 $ 3,546,344.06 199,093 ENERSIS SA SPON ADR 29274F104 $ 19,176,688.13 1,076,586 ENERSIS SA SPON ADR 29274F104 $ 144,281.25 8,100 ENRON CORP COM 293561106 $ 394,312.50 4,500 ENRON CORP COM 293561106 $ 248,647.54 2,837 ENRON CORP COM 293561106 $ 262,933.59 3,000 ENRON CORP COM 293561106 $ 2,015,824.22 23,000 ENTEGRIS INC COM 29362U104 $ 143,437.50 15,000 EOG RES INC COM 26875P101 $ 5,549,600.63 142,755 EOG RES INC COM 26875P101 $ 155,500.00 4,000 EOG RES INC COM 26875P101 $ 92,911.25 2,390 ERICSSON L L TEL CO ADR CL B 294821400 $ 284,103.75 19,180 EXACTECH INC COM 3.01E+113 $ 608,125.00 35,000 EXELON CORPORATION COM 30161N101 $ 43,300,915.69 714,979 EXPRESS SCRIPTS INC CL A 302182100 $ 540,430.00 7,480 EXPRESS SCRIPTS INC CL A 302182100 $ 4,685,412.50 64,850 EXPRESS SCRIPTS INC CL A 302182100 $ 26,732.50 370 EXXON MOBIL CORP COM 30231G102 $ 208,281,360.04 2,337,470 EXXON MOBIL CORP COM 30231G102 $ 3,082,871.01 34,598 EXXON MOBIL CORP COM 30231G102 $ 3,507,369.46 39,362 EXXON MOBIL CORP COM 30231G102 $ 9,162,893.56 102,832 EXXON MOBIL CORP COM 30231G102 $ 46,231,303.20 518,838 EXXON MOBIL CORP COM 30231G102 $ 413,271.16 4,638 EXXON MOBIL CORP COM 30231G102 $ 9,755,890.46 109,487 EXXON MOBIL CORPORATION COM 30231G102 $ 86,707,112.31 972,868 FAIRCHILD SEMICON INTL CL A 303726103 $ 4,730,625.00 168,200 FAMILY DLR STORES INC COM 307000109 $ 169,400.00 8,800 FAMILY DLR STORES INC COM 307000109 $ 38,500.00 2,000 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- EMBOTELLADORA ANDINA SA 335,445 3 335,445 EMBOTELLADORA ANDINA SA 1,047,700 2 1,047,700 EMBOTELLADORA ANDINA SA 17,200 5 17,200 EMBRATEL PARTICIPACOES SA 5,688,900 1 5,688,900 EMBRATEL PARTICIPACOES SA 813,007 3 813,007 EMBRATEL PARTICIPACOES SA 3,007,286 2 3,007,286 EMBRATEL PARTICIPACOES SA 35,550 5 35,550 EMC CORP MASS 1,093,830 3 1,093,830 EMC CORP MASS 9,802 8 9,802 EMC CORP MASS 2,400 6 2,400 EMC CORP MASS 4,735 5 4,735 EMC CORP MASS 4,930 4 4,930 EMC CORP MASS 69,290 9 69,290 EMC CORP MASS 460 7 460 EMERSON ELEC CO 965,134 1,400 1 517,778 448,756 EMERSON ELEC CO 1,552,382 3 1,552,382 EMERSON ELEC CO 21,310 2 21,310 EMERSON ELEC CO 300 8 300 EMERSON ELEC CO 47,695 6 47,695 EMERSON ELEC CO 341,330 5 341,330 EMERSON ELEC CO 5,510 4 5,510 EMERSON ELEC CO 14,000 9 14,000 EMPRESA NACIONAL DE ELCTCIDAD 43,400 3 43,400 EMPRESA NACIONAL DE ELCTCIDAD 36,000 2 36,000 EMPRESA NACIONAL DE ELCTCIDAD 10,300 5 10,300 ENERSIS SA 1,656,736 1 1,656,736 ENERSIS SA 199,093 3 199,093 ENERSIS SA 1,076,586 2 1,076,586 ENERSIS SA 8,100 5 8,100 ENRON CORP 4,500 - 1 4,500 - ENRON CORP 2,837 3 2,837 ENRON CORP 3,000 6 3,000 ENRON CORP 23,000 9 23,000 ENTEGRIS INC 15,000 - 1 7,600 7,400 EOG RES INC 142,755 3 142,755 EOG RES INC 4,000 6 4,000 EOG RES INC 2,390 5 2,390 ERICSSON L L TEL CO 19,180 8 19,180 EXACTECH INC 35,000 - 1 35,000 - EXELON CORPORATION 713,179 1,800 1 321,534 393,445 EXPRESS SCRIPTS INC 7,480 1 7,480 EXPRESS SCRIPTS INC 64,850 3 64,850 EXPRESS SCRIPTS INC 370 5 370 EXXON MOBIL CORP 2,337,470 3 2,337,470 EXXON MOBIL CORP 34,598 2 34,598 EXXON MOBIL CORP 39,362 8 39,362 EXXON MOBIL CORP 102,832 6 102,832 EXXON MOBIL CORP 518,838 5 518,838 EXXON MOBIL CORP 4,638 4 4,638 EXXON MOBIL CORP 109,487 9 109,487 EXXON MOBIL CORPORATION 968,968 3,900 1 524,913 447,955 FAIRCHILD SEMICON INTL 168,200 - 1 75,100 93,100 FAMILY DLR STORES INC 8,800 8 8,800 FAMILY DLR STORES INC 2,000 5 2,000
Page 12 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- FEDERAL HOME LN MTG CORP COM 313400301 $ 66,762,993.39 1,234,911 FEDERAL HOME LN MTG CORP COM 313400301 $ 917,016.61 16,962 FEDERAL HOME LN MTG CORP COM 313400301 $ 140,563.80 2,600 FEDERAL HOME LN MTG CORP COM 313400301 $ 348,057.59 6,438 FEDERAL HOME LN MTG CORP COM 313400301 $ 1,211,011.20 22,400 FEDERAL NATL MTG ASSN COM 313586109 $ 73,839,731.50 1,032,714 FEDERAL NATL MTG ASSN COM 313586109 $ 132,275.00 1,850 FEDERAL NATL MTG ASSN COM 313586109 $ 2,359,500.00 33,000 FEDERATED INVESTORS INC CL B 314211103 $ 5,305,162.50 214,350 FIDELITY NATIONAL FINL INC COM 316326107 $ 34,714,350.00 1,402,600 FIFTH THIRD BANCORP COM 316773100 $ 703,068.75 13,050 FINISTAR COM 31787A101 $ 338,625.00 7,000 FINISTAR COM 31787A101 $ 3,806,145.00 78,680 FIRST DATA CORP COM 319963104 $ 27,343.75 700 FIRST DATA CORP COM 319963104 $ 539,069.40 13,800 FIRST HEALTH GROUP CORP COM 320960107 $ 4,814,925.00 149,300 FIRST UN CORP COM 337358105 $ 52,594.38 1,634 FIRST UN CORP COM 337358105 $ 238,380.63 7,406 FIRST UN CORP COM 337358105 $ 991,375.00 30,800 FIRSTENERGY CORP COM 337932107 $ 67,392.58 2,500 FIRSTENERGY CORP COM 337932107 $ 202,177.73 7,500 FIRSTFED FINANCIAL CORP COM 337907109 $ 1,840,000.00 80,000 FIRSTSTAR CORP NEW WTS COM 33763V109 $ 49,337,434.38 2,205,025 FIRSTSTAR CORP NEW WTS COM 33763V109 $ 76,075.00 3,400 FIRSTSTAR CORP NEW WTS COM 33763V109 $ 251,204.13 11,227 FIRSTSTAR CORP NEW WTS COM 33763V109 $ 709,287.50 31,700 FLEET BOSTON FIN CORP COM 339030108 $ 64,264,161.00 1,647,799 FLEETBOSTON FINL CORP COM 339030108 $ 92,973,231.00 2,383,929 FLEETBOSTON FINL CORP COM 339030108 $ 1,317,030.00 33,770 FLEETBOSTON FINL CORP COM 339030108 $ 404,625.00 10,375 FLEETBOSTON FINL CORP COM 339030108 $ 3,517,020.00 90,180 FLEETBOSTON FINL CORP COM 339030108 $ 18,588,570.00 476,630 FLEETBOSTON FINL CORP COM 339030108 $ 294,840.00 7,560 FLEETBOSTON FINL CORP COM 339030108 $ 1,158,300.00 29,700 FLORSHEIM GROUP INC COM 343302105 $ 41,687.50 29,000 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 $ 425,100.00 10,900 FOMENTO ECONOMICO MEXICANO SA SPON ADR UNITS 344419106 $ 1,964,820.00 50,380 FOREST OIL CORP COM 346091606 $ 23,007,293.75 1,421,300 FORT JAMES CORP COM 347471104 $ 342,483.38 11,206 FORT JAMES CORP COM 347471104 $ 4,923,924.38 161,110 FRANKLIN RES INC COM 354613101 $ 2,816,862.00 63,400 FREDDIE MAC COM 313400301 $ 1,025,457.50 18,968 FREDS INC COM 356108100 $ 785,312.50 35,000 FUEL TECH NV COM 359523107 $ 1,333,162.18 646,225 FURNITURE BRANDS INTL INC COM 360921100 $ 8,312,500.00 500,000 FURNITURE BRANDS INTL INC COM 360921100 $ 397,500.00 60,000 FUTUREMEDIA PLC SPON ADR 360912109 $ 211,960.25 398,984 GADZOOKS INC COM 362553109 $ 1,161,875.00 65,000 GAP INC COM 364760108 $ 2,386,804.88 118,599 GAP INC DEL COM 364760108 $ 25,585,461.13 1,275,256 GAP INC DEL COM 364760108 $ 244,989.29 12,211 GAP INC DEL COM 364760108 $ 66,207.90 3,300 GAP INC DEL COM 364760108 $ 135,525.57 6,755 GAP INC DEL COM 364760108 $ 103,123.82 5,140 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- FEDERAL HOME LN MTG CORP 1,234,911 3 1,234,911 FEDERAL HOME LN MTG CORP 16,962 8 16,962 FEDERAL HOME LN MTG CORP 2,600 6 2,600 FEDERAL HOME LN MTG CORP 6,438 5 6,438 FEDERAL HOME LN MTG CORP 22,400 9 22,400 FEDERAL NATL MTG ASSN 1,032,714 - 1 585,184 447,530 FEDERAL NATL MTG ASSN 1,850 3 1,850 FEDERAL NATL MTG ASSN 33,000 9 33,000 FEDERATED INVESTORS INC 214,350 - 1 107,850 106,500 FIDELITY NATIONAL FINL INC 1,361,500 41,100 1 1,213,300 189,300 FIFTH THIRD BANCORP 13,050 9 13,050 FINISTAR 7,000 1 7,000 FINISTAR 78,680 3 78,680 FIRST DATA CORP 700 - 1 700 - FIRST DATA CORP 13,800 9 13,800 FIRST HEALTH GROUP CORP 149,300 - 1 75,500 73,800 FIRST UN CORP 1,634 3 1,634 FIRST UN CORP 7,406 8 7,406 FIRST UN CORP 30,800 9 30,800 FIRSTENERGY CORP 2,500 3 2,500 FIRSTENERGY CORP 7,500 9 7,500 FIRSTFED FINANCIAL CORP 80,000 - 1 80,000 - FIRSTSTAR CORP NEW WTS 2,205,025 3 2,205,025 FIRSTSTAR CORP NEW WTS 3,400 6 3,400 FIRSTSTAR CORP NEW WTS 11,227 5 11,227 FIRSTSTAR CORP NEW WTS 31,700 9 31,700 FLEET BOSTON FIN CORP 1,641,699 6,100 1 897,272 750,527 FLEETBOSTON FINL CORP 2,383,929 3 2,383,929 FLEETBOSTON FINL CORP 33,770 2 33,770 FLEETBOSTON FINL CORP 10,375 8 10,375 FLEETBOSTON FINL CORP 90,180 6 90,180 FLEETBOSTON FINL CORP 476,630 5 476,630 FLEETBOSTON FINL CORP 7,560 4 7,560 FLEETBOSTON FINL CORP 29,700 9 29,700 FLORSHEIM GROUP INC 29,000 8 29,000 FOMENTO ECONOMICO MEXICANO SA 10,900 3 10,900 FOMENTO ECONOMICO MEXICANO SA 50,380 2 50,380 FOREST OIL CORP 1,378,900 42,400 1 1,236,100 185,200 FORT JAMES CORP 11,206 1 11,206 FORT JAMES CORP 161,110 3 161,110 FRANKLIN RES INC 63,400 - 1 12,700 50,700 FREDDIE MAC 16,368 2,600 1 15,000 3,968 FREDS INC 35,000 - 1 35,000 - FUEL TECH NV 646,225 3 646,225 FURNITURE BRANDS INTL INC 500,000 - 1 246,700 253,300 FURNITURE BRANDS INTL INC 60,000 8 60,000 FUTUREMEDIA PLC 398,984 8 398,984 GADZOOKS INC 65,000 - 1 65,000 - GAP INC 115,299 3,300 1 114,957 3,642 GAP INC DEL 1,275,256 3 1,275,256 GAP INC DEL 12,211 8 12,211 GAP INC DEL 3,300 6 3,300 GAP INC DEL 6,755 5 6,755 GAP INC DEL 5,140 4 5,140
Page 13 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- GAP INC DEL COM 364760108 $ 553,738.80 27,600 GATEWAY INC COM 367626108 $ 26,824,122.50 573,770 GATEWAY INC COM 367626108 $ 45,787,464.75 948,963 GATEWAY INC COM 367626108 $ 96,500.00 2,000 GATEWAY INC COM 367626108 $ 86,850.00 1,800 GATEWAY INC COM 367626108 $ 224,073.00 4,644 GATEWAY INC COM 367626108 $ 92,640.00 1,920 GATEWAY INC COM 367626108 $ 487,325.00 10,100 GENENTECH INC COM 368710406 $ 1,368,331.19 7,369 GENENTECH INC COM 368710406 $ 92,843.75 500 GENER SA SPON ADR 368731105 $ 2,515,933.80 192,600 GENER SA SPON ADR 368731105 $ 1,890,216.10 144,700 GENER SA SPON ADR 368731105 $ 3,543,991.90 271,300 GENER SA SPON ADR 368731105 $ 40,495.30 3,100 GENERAL ELEC CO COM 369604103 $ 114,562,476.38 1,985,911 GENERAL ELEC CO COM 369604103 $ 271,895,406.20 4,703,015 GENERAL ELEC CO COM 369604103 $ 6,653,004.41 115,078 GENERAL ELEC CO COM 369604103 $ 9,522,668.30 164,715 GENERAL ELEC CO COM 369604103 $ 18,244,684.35 315,581 GENERAL ELEC CO COM 369604103 $ 108,277,100.51 1,872,885 GENERAL ELEC CO COM 369604103 $ 473,488.47 8,190 GENERAL ELEC CO COM 369604103 $ 17,985,624.30 311,100 GENERAL ELEC CO COM 369604103 $ 10,961.00 190 GENERAL MLS INC COM 370334104 $ 3,550.00 100 GENERAL MLS INC COM 370334104 $ 41,109.00 1,158 GENERAL MLS INC COM 370334104 $ 347,900.00 9,800 GENERAL MTRS CORP COM 370442105 $ 54,600.00 840 GENERAL MTRS CORP COM 370442105 $ 318,500.00 4,900 GENERAL MTRS CORP COM 370442105 $ 1,110,850.00 17,090 GENESCO INC COM 371532102 $ 931,562.50 55,000 GENTA INC COM 37245M207 $ 143,437.50 15,000 GENTEK COM 37245X104 $ 762,500.00 50,000 GENTIA SOFTWARE PLC COM 37245A104 $ 968,035.50 336,708 GENZYME CORP COM 372917104 $ 2,679,768.75 39,300 GENZYME CORP COM GENL 372917104 $ 256,248.63 3,758 GENZYME CORP COM GENL 372917104 $ 6,818.75 100 GERDAU SA SPON ADR 373737105 $ 3,992,714.00 329,296 GERDAU SA SPON ADR 373737105 $ 31,525.00 2,600 GERDAU SA SPON ADR 373737105 $ 178,237.50 14,700 GETTY IMAGES INC COM 374276103 $ 4,659,981.25 153,100 GETTY IMAGES INC COM 374276103 $ 41,090.63 1,350 GILLETTE CO COM 375766102 $ 592,800.00 19,200 GILLETTE CO COM 375766102 $ 10,720,510.13 347,223 GILLETTE CO COM 375766102 $ 126,278.75 4,090 GILLETTE CO COM 375766102 $ 1,080,625.00 35,000 GLAXO WELLCOME PLC COM 37733W105 $ 241,750.00 4,000 GLAXO WELLCOME PLC SPON ADR 37733W105 $ 1,329,625.00 22,000 GLOBAL CROSSING LTD COM G3921A100 $ 195,300.00 6,300 GLOBAL CROSSING LTD COM G3921A100 $ 724,160.00 23,360 GLOBAL CROSSING LTD COM G3921A100 $ 768,800.00 24,800 GLOBAL TELESYSTEMS GROUP COM 37936U104 $ 790,893.00 175,754 GLOBAL TELESYSTEMS GROUP COM 37936U104 $ 225,000.00 50,000 GOLDEN TELECOM INC COM 38122G107 $ 260,625.00 15,000 GOLDEN TELECOM INC COM 38122G107 $ 2,466,728.75 141,970 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- GAP INC DEL 27,600 9 27,600 GATEWAY INC 571,970 1,800 1 302,888 270,882 GATEWAY INC 948,963 3 948,963 GATEWAY INC 2,000 8 2,000 GATEWAY INC 1,800 6 1,800 GATEWAY INC 4,644 5 4,644 GATEWAY INC 1,920 4 1,920 GATEWAY INC 10,100 9 10,100 GENENTECH INC 7,369 3 7,369 GENENTECH INC 500 8 500 GENER SA 192,600 1 192,600 GENER SA 144,700 3 144,700 GENER SA 271,300 2 271,300 GENER SA 3,100 5 3,100 GENERAL ELEC CO 1,981,411 4,500 1 1,017,313 968,598 GENERAL ELEC CO 4,703,015 3 4,703,015 GENERAL ELEC CO 115,078 2 115,078 GENERAL ELEC CO 164,715 8 164,715 GENERAL ELEC CO 315,581 6 315,581 GENERAL ELEC CO 1,872,885 5 1,872,885 GENERAL ELEC CO 8,190 4 8,190 GENERAL ELEC CO 311,100 9 311,100 GENERAL ELEC CO 190 7 190 GENERAL MLS INC 100 - 1 - 100 GENERAL MLS INC 1,158 3 1,158 GENERAL MLS INC 9,800 9 9,800 GENERAL MTRS CORP 840 3 840 GENERAL MTRS CORP 4,900 8 4,900 GENERAL MTRS CORP 17,090 9 17,090 GENESCO INC 55,000 - 1 55,000 - GENTA INC 15,000 8 15,000 GENTEK 50,000 - 1 50,000 - GENTIA SOFTWARE PLC 336,708 8 336,708 GENZYME CORP 39,300 - 1 7,300 32,000 GENZYME CORP 3,758 3 3,758 GENZYME CORP 100 8 100 GERDAU SA 329,296 1 329,296 GERDAU SA 2,600 3 2,600 GERDAU SA 14,700 2 14,700 GETTY IMAGES INC 153,100 - 1 61,200 91,900 GETTY IMAGES INC 1,350 3 1,350 GILLETTE CO 19,200 - 1 19,200 - GILLETTE CO 347,223 3 347,223 GILLETTE CO 4,090 8 4,090 GILLETTE CO 35,000 9 35,000 GLAXO WELLCOME PLC 4,000 - 1 - 4,000 GLAXO WELLCOME PLC 22,000 8 22,000 GLOBAL CROSSING LTD 6,300 - 1 6,300 - GLOBAL CROSSING LTD 23,360 8 23,360 GLOBAL CROSSING LTD 24,800 9 24,800 GLOBAL TELESYSTEMS GROUP 175,754 3 175,754 GLOBAL TELESYSTEMS GROUP 50,000 8 50,000 GOLDEN TELECOM INC 15,000 1 15,000 GOLDEN TELECOM INC 141,970 3 141,970
Page 14 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- GOODRICH B F CO COM 382388106 $ 2,766,637.50 70,600 GOODRICH B F CO COM 382388106 $ 137,156.25 3,500 GOODYEAR TIRE & RUBR CO COM 382550101 $ 147,600.00 8,200 GOODYEAR TIRE & RUBR CO COM 382550101 $ 90,000.00 5,000 GRAINGER W W INC COM 384802104 $ 284,175.00 10,800 GRAINGER W W INC COM 384802104 $ 15,787.50 600 GRAINGER W W INC COM 384802104 $ 78,937.50 3,000 GRANT PRIDECO INC COM 38821G101 $ 1,452,262.50 66,200 GREY WOLF INC COM 397888108 $ 5,919,050.00 1,029,400 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 155,652,874.00 2,698,208 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 14,212,469.38 246,370 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 73,185,823.75 1,268,660 GRUPO TELEVISA SA DE CV SP ADR REP ORD 40049J206 $ 937,421.88 16,250 GUCCI GROUP NV COM 401566104 $ 25,258,091.25 250,390 GUCCI GROUP NV COM 401566104 $ 10,087.50 100 GUESS INC COM 401617105 $ 337,500.00 30,000 GUIDANT CORP COM 401698105 $ 400,586.06 5,667 GUIDANT CORP COM 401698105 $ 11,365,913.81 160,791 GUIDANT CORP COM 401698105 $ 685,668.75 9,700 HALLIBURTON CO COM 406216101 $ 97,875.00 2,000 HALLIBURTON CO COM 406216101 $ 694,912.50 14,200 HANOVER COMPRESSOR CO COM 410768105 $ 10,461,542.88 317,618 HARLEY DAVIDSON INC COM 412822108 $ 234,587.50 4,900 HARLEY DAVIDSON INC COM 412822108 $ 461,515.00 9,640 HARMONIC INC COM 413160102 $ 23,808.00 992 HARMONIC LIGHTWAVES INC COM 413160102 $ 3,379,200.00 140,800 HARRIS CORP DEL COM 413875105 $ 25,588,062.50 899,800 HARTMARX CORP COM 417119104 $ 104,400.00 34,800 HAVEN BANCORP COM 419352109 $ 2,056,250.00 70,000 HCA-THE HEALTHCARE COMPANY COM 404119109 $ 504,900.00 13,600 HCR MANOR CARE INC COM 404134108 $ 373,350.60 23,800 HEALTH MGMT ASS INC CL A 421933102 $ 4,707,371.25 226,180 HEARST-ARGYLE TELEVISION INC COM 422317107 $ 1,704,000.00 85,200 HELLER FINL INC COM 423328103 $ 10,006,329.19 350,331 HENIZ H J CO COM 423074103 $ 92,657.50 2,500 HENIZ H J CO COM 423074103 $ 426,224.50 11,500 HENRY SCHEIN INC COM 806407102 $ 5,432,968.75 272,500 HERCULES INC COM 427056106 $ 98,875.00 7,000 HERCULES INC COM 427056106 $ 48,025.00 3,400 HERSHEY FOODS CORP COM 427866108 $ 2,166,353.13 40,025 HERSHEY FOODS CORP COM 427866108 $ 243,562.50 4,500 HEWLETT PACKARD CO COM 428236103 $ 140,650.00 1,450 HEWLETT PACKARD CO COM 428236103 $ 56,479,414.00 582,262 HEWLETT PACKARD CO COM 428236103 $ 2,134,000.00 22,000 HEWLETT PACKARD CO COM 428236103 $ 285,568.00 2,944 HEWLETT PACKARD CO COM 428236103 $ 4,125,895.00 42,535 HEWLETT PACKARD CO COM 428236103 $ 33,156,540.00 341,820 HEWLETT PACKARD CO COM 428236103 $ 3,162,200.00 32,600 HILB, ROGAL & HAMILTON CO COM 431294107 $ 6,911,787.50 165,800 HILTON HOTELS CORP COM 432848109 $ 242,156.25 20,500 HILTON HOTELS CORP COM 432848109 $ 96,862.50 8,200 HOLLYWOOD ENTMT CORP COM 436141105 $ 2,630,680.94 353,705 HOME DEPOT INC COM 437076102 $ 455,223.19 8,579 HOME DEPOT INC COM 437076102 $ 315,613.38 5,962 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- GOODRICH B F CO 70,600 - 1 13,600 57,000 GOODRICH B F CO 3,500 9 3,500 GOODYEAR TIRE & RUBR CO 8,200 8 8,200 GOODYEAR TIRE & RUBR CO 5,000 9 5,000 GRAINGER W W INC 10,800 - 1 - 10,800 GRAINGER W W INC 600 8 600 GRAINGER W W INC 3,000 9 3,000 GRANT PRIDECO INC 66,200 - 1 13,300 52,900 GREY WOLF INC 1,029,400 - 1 521,200 508,200 GRUPO TELEVISA SA DE CV 2,698,208 1 2,698,208 GRUPO TELEVISA SA DE CV 246,370 3 246,370 GRUPO TELEVISA SA DE CV 1,268,660 2 1,268,660 GRUPO TELEVISA SA DE CV 16,250 5 16,250 GUCCI GROUP NV 250,390 3 250,390 GUCCI GROUP NV 100 8 100 GUESS INC 30,000 - 1 30,000 - GUIDANT CORP 5,667 - 1 5,500 167 GUIDANT CORP 160,791 3 160,791 GUIDANT CORP 9,700 9 9,700 HALLIBURTON CO 2,000 6 2,000 HALLIBURTON CO 14,200 9 14,200 HANOVER COMPRESSOR CO 317,618 - 1 162,200 155,418 HARLEY DAVIDSON INC 4,900 - 1 4,900 - HARLEY DAVIDSON INC 9,640 9 9,640 HARMONIC INC 992 8 992 HARMONIC LIGHTWAVES INC 140,800 - 1 71,600 69,200 HARRIS CORP DEL 873,500 26,300 1 778,600 121,200 HARTMARX CORP 34,800 8 34,800 HAVEN BANCORP 70,000 - 1 70,000 - HCA-THE HEALTHCARE COMPANY 11,000 2,600 1 11,000 2,600 HCR MANOR CARE INC 23,800 3 23,800 HEALTH MGMT ASS INC 226,180 3 226,180 HEARST-ARGYLE TELEVISION INC 85,200 - 1 17,800 67,400 HELLER FINL INC 350,331 - 1 176,800 173,531 HENIZ H J CO 2,500 8 2,500 HENIZ H J CO 11,500 9 11,500 HENRY SCHEIN INC 272,500 - 1 138,300 134,200 HERCULES INC 7,000 8 7,000 HERCULES INC 3,400 9 3,400 HERSHEY FOODS CORP 40,025 3 40,025 HERSHEY FOODS CORP 4,500 9 4,500 HEWLETT PACKARD CO 350 1,100 1 350 1,100 HEWLETT PACKARD CO 582,262 3 582,262 HEWLETT PACKARD CO 22,000 2 22,000 HEWLETT PACKARD CO 2,944 8 2,944 HEWLETT PACKARD CO 42,535 6 42,535 HEWLETT PACKARD CO 341,820 5 341,820 HEWLETT PACKARD CO 32,600 9 32,600 HILB, ROGAL & HAMILTON CO 165,800 - 1 79,400 86,400 HILTON HOTELS CORP 20,500 8 20,500 HILTON HOTELS CORP 8,200 9 8,200 HOLLYWOOD ENTMT CORP 353,705 - 1 261,100 92,605 HOME DEPOT INC 8,579 - 1 7,850 729 HOME DEPOT INC 5,962 3 5,962
Page 15 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- HOME DEPOT INC COM 437076102 $ 1,920,307.81 36,275 HOME DEPOT INC COM 437076102 $ 3,795,618.75 71,700 HOME DEPOT INC COM 437076102 $ 13,903.00 262 HOMESTAKE MNG CO COM 437614100 $ 4,798.44 925 HOMESTAKE MNG CO COM 437614100 $ 52,912.50 10,200 HOMESTAKE MNG CO COM 437614100 $ 43,575.00 8,400 HONEYWELL INTERNATIONAL INC COM 438516106 $ 2,774,653.13 77,885 HONEYWELL INTL INC COM 438516106 $ 1,716,412.50 48,180 HONEYWELL INTL INC COM 438516106 $ 2,234,435.63 62,721 HONEYWELL INTL INC COM 438516106 $ 7,125.00 200 HONEYWELL INTL INC COM 438516106 $ 904,411.88 25,387 HORIZON OFFSHORE INC COM 44043J105 $ 793,125.00 45,000 HOUGHTON MIFFLIN CO COM 441560109 $ 6,696,050.00 170,600 HOUSEHOLD INTL INC COM 441815107 $ 872,025.00 15,400 HSB GROUP INC COM 40428N109 $ 24,737,062.50 616,500 HUANENG PWR INTL INC NT CONV 443304AA8 $ 48,955,500.00 430,000 HUANENG PWR INTL INC NT CONV 443304AA8 $ 303,979,500.00 2,670,000 HUANENG PWR INTL INC SPON ADR 443304100 $ 3,827,200.00 239,200 HUANENG PWR INTL INC SPON ADR 443304100 $ 560,000.00 35,000 HUANENG PWR INTL INC SPON ADR 443304100 $ 2,436,800.00 152,300 HUDSON UNITED BANCORP COM 444165104 $ 20,855,670.99 754,956 I2 TECH INC COM 465754109 $ 37,929,455.07 202,763 I2 TECH INC COM 465754109 $ 282,465.13 1,510 I2 TECH INC COM 465754109 $ 16,461.54 88 I2 TECH INC COM 465754109 $ 80,437.09 430 ICICI LTD SPON ADR 44926P103 $ 298,125.00 15,000 ICICI LTD SPON ADR 44926P202 $ 602,800.00 54,800 ICICI LTD SPON ADR 44926P202 $ 1,738,000.00 158,000 ICICI LTD SPON ADR 44926P202 $ 659,450.00 59,950 ICICI LTD SPON ADR 44926P202 $ 264,000.00 24,000 ICN PHARM INC COM 448924100 $ 1,635,375.00 49,000 ILOG SA SPON ADR 452360100 $ 4,725,091.25 74,705 IMS HEALTH INC COM 449934108 $ 2,411,150.00 116,200 IMS HEALTH INC COM 449934108 $ 67,852.50 3,270 IMS HEALTH INC COM 449934108 $ 20,750.00 1,000 IMS HEALTH INC COM 449934108 $ 209,575.00 10,100 IN FOCUS CORP COM 45665B106 $ 13,504,400.00 254,800 INDUSTRIE NATUZZI SA ADR 456478106 $ 6,330,924.00 527,577 INDUSTRIE NATUZZI SA ADR 456478106 $ 8,399,340.00 699,945 INDUSTRIE NATUZZI SA ADR 456478106 $ 261,756.00 21,813 INDYMAC BANCORP COM 456607100 $ 3,421,600.00 166,400 INFINITY BROADCASTING CORP CL A 45662S102 $ 4,312,308.00 130,676 INFINITY BROADCASTING CP CL A 45662S102 $ 19,230,585.00 582,745 INFINITY BROADCASTING CP CL A 45662S102 $ 1,215,720.00 36,840 INFINITY BROADCASTING CP CL A 45662S102 $ 16,500.00 500 INFINITY BROADCASTING CP CL A 45662S102 $ 2,360,820.00 71,540 INFINITY BROADCASTING CP CL A 45662S102 $ 18,865,110.00 571,670 INFORMATICA CORP COM 45666Q102 $ 432,680.00 4,640 INFORMATICA CORP COM 45666Q102 $ 12,842,390.00 137,720 INFOSYS TECH LTD SPON ADR 456788108 $ 382,800.00 2,900 INFOSYS TECH LTD SPON ADR 456788108 $ 6,263,400.00 47,450 INFOSYS TECH LTD SPON ADR 456788108 $ 17,292,000.00 131,000 INFOSYS TECH LTD SPON ADR 456788108 $ 1,354,980.00 10,265 INFOSYS TECH LTD SPON ADR 456788108 $ 1,188,000.00 9,000 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- HOME DEPOT INC 36,275 8 36,275 HOME DEPOT INC 71,700 9 71,700 HOME DEPOT INC 262 7 262 HOMESTAKE MNG CO 925 8 925 HOMESTAKE MNG CO 10,200 6 10,200 HOMESTAKE MNG CO 8,400 9 8,400 HONEYWELL INTERNATIONAL INC 77,885 - 1 76,800 1,085 HONEYWELL INTL INC 48,180 3 48,180 HONEYWELL INTL INC 62,721 8 62,721 HONEYWELL INTL INC 200 6 200 HONEYWELL INTL INC 25,387 9 25,387 HORIZON OFFSHORE INC 45,000 - 1 45,000 - HOUGHTON MIFFLIN CO 165,500 5,100 1 148,000 22,600 HOUSEHOLD INTL INC 15,400 9 15,400 HSB GROUP INC 596,900 19,600 1 525,900 90,600 HUANENG PWR INTL INC 430,000 3 430,000 HUANENG PWR INTL INC 2,670,000 4 2,670,000 HUANENG PWR INTL INC 239,200 1 239,200 HUANENG PWR INTL INC 35,000 3 35,000 HUANENG PWR INTL INC 152,300 2 152,300 HUDSON UNITED BANCORP 732,956 22,000 1 653,556 101,400 I2 TECH INC 202,763 3 202,763 I2 TECH INC 1,510 8 1,510 I2 TECH INC 88 5 88 I2 TECH INC 430 4 430 ICICI LTD 15,000 1 15,000 ICICI LTD 54,800 1 54,800 ICICI LTD 158,000 3 158,000 ICICI LTD 59,950 2 59,950 ICICI LTD 24,000 6 24,000 ICN PHARM INC 49,000 8 49,000 ILOG SA 74,705 3 74,705 IMS HEALTH INC 116,200 - 1 22,200 94,000 IMS HEALTH INC 3,270 3 3,270 IMS HEALTH INC 1,000 8 1,000 IMS HEALTH INC 10,100 9 10,100 IN FOCUS CORP 254,800 - 1 130,400 124,400 INDUSTRIE NATUZZI SA 527,577 1 527,577 INDUSTRIE NATUZZI SA 699,945 3 699,945 INDUSTRIE NATUZZI SA 21,813 2 21,813 INDYMAC BANCORP 166,400 - 1 84,700 81,700 INFINITY BROADCASTING CORP 130,676 - 1 130,300 376 INFINITY BROADCASTING CP 582,745 3 582,745 INFINITY BROADCASTING CP 36,840 2 36,840 INFINITY BROADCASTING CP 500 8 500 INFINITY BROADCASTING CP 71,540 6 71,540 INFINITY BROADCASTING CP 571,670 5 571,670 INFORMATICA CORP 4,640 1 4,640 INFORMATICA CORP 137,720 3 137,720 INFOSYS TECH LTD 2,900 1 2,900 INFOSYS TECH LTD 47,450 3 47,450 INFOSYS TECH LTD 131,000 2 131,000 INFOSYS TECH LTD 10,265 6 10,265 INFOSYS TECH LTD 9,000 5 9,000
Page 16 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- INRANGE TECHNOLOGIES CORP COM 45769V206 $ 2,756,000.00 52,000 INTEGRATED SILICON SOLUTION COM 45812P107 $ 567,500.00 40,000 INTEL CORP COM 458140100 $ 57,116,628.31 1,374,233 INTEL CORP COM 458140100 $ 155,879,449.69 3,750,483 INTEL CORP COM 458140100 $ 4,083,100.00 98,240 INTEL CORP COM 458140100 $ 13,618,285.63 327,658 INTEL CORP COM 458140100 $ 10,658,952.50 256,456 INTEL CORP COM 458140100 $ 62,195,787.50 1,496,440 INTEL CORP COM 458140100 $ 289,275.00 6,960 INTEL CORP COM 458140100 $ 8,861,125.00 213,200 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 125,909,681.88 1,117,955 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 4,263,982.50 37,860 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 5,529,437.00 49,096 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 9,567,381.13 84,949 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 61,685,275.63 547,705 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 227,502.50 2,020 INTERNATIONAL BUSINESS MACHS COM 459200101 $ 6,425,256.25 57,050 INTERNATIONAL PAPER CO COM 460146103 $ 33,147,241.94 1,155,458 INTERPUBLIC GROUP COS INC COM 460690100 $ 33,639,510.25 987,580 INTERPUBLIC GROUP COS INC COM 460690100 $ 309,973.30 9,100 INTERTAN INC COM 461120107 $ 30,844,275.00 2,136,400 INTERWOVEN INC COM 46114T102 $ 407,026.80 3,600 INTERWOVEN INC COM 46114T102 $ 5,915,456.16 52,320 INTL BUSINESS MACHINES CORP COM 459200101 $ 2,687,287.50 23,887 INTL PAPER CO COM 460146103 $ 921,442.50 32,120 INTL PAPER CO COM 460146103 $ 914,299.31 31,871 INTL PAPER CO COM 460146103 $ 20,941.88 730 INTL PAPER CO COM 460146103 $ 444,426.75 15,492 INVACARE CORP COM 461203101 $ 11,651,962.38 362,707 IONA TECH PLC SPON ADR 46206P109 $ 3,216,390.50 46,279 ISPAT INTL NV NY REG SH CL A 464899103 $ 307,500.00 61,500 ITC DELTACOM INC COM 45031T104 $ 4,949,600.00 430,400 JABIL CIRCUIT INC COM 466313103 $ 113,500.00 2,000 JABIL CIRCUIT INC COM 466313103 $ 4,314,702.50 76,030 JABIL CIRCUIT INC COM 466313103 $ 113,500.00 2,000 JACK IN THE BOX COM 466367109 $ 9,641,858.63 449,766 JACOBS ENGR GROUP INC COM 469814107 $ 25,251,750.00 626,400 JDS UNIPHASE CORP COM 46612J101 $ 250,921.88 2,650 JDS UNIPHASE CORP COM 46612J101 $ 6,634,469.06 70,067 JDS UNIPHASE CORP COM 46612J101 $ 544,453.13 5,750 JDS UNIPHASE CORP COM 46612J101 $ 94,687.50 1,000 JDS UNIPHASE CORP COM 46612J101 $ 2,759,193.75 29,140 JOHNSON & JOHNSON COM 478160104 $ 3,205,805.06 34,127 JOHNSON & JOHNSON COM 478160104 $ 6,960,768.75 74,100 JOHNSON & JOHNSON COM 478160104 $ 3,294,857.81 35,075 JOHNSON & JOHNSON COM 478160104 $ 84,543.75 900 JOHNSON & JOHNSON COM 478160104 $ 4,067,493.75 43,300 K MART CORP COM 482584109 $ 27,174.37 4,482 K MART CORP COM 482584109 $ 129,141.90 21,300 K MART CORP COM 482584109 $ 96,401.70 15,900 KELLOGG CO COM 487836108 $ 316,856.25 13,100 KEMET CORP COM 488360108 $ 567,003.13 20,525 KENSEY NASH CORP COM 490057106 $ 325,000.00 25,000 KEY ENERGY SVCS INC COM 492914106 $ 490,625.00 50,000 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- INRANGE TECHNOLOGIES CORP 52,000 - 1 26,200 25,800 INTEGRATED SILICON SOLUTION 40,000 - 1 40,000 - INTEL CORP 1,370,483 3,750 1 925,165 449,068 INTEL CORP 3,750,483 3 3,750,483 INTEL CORP 98,240 2 98,240 INTEL CORP 327,658 8 327,658 INTEL CORP 256,456 6 256,456 INTEL CORP 1,496,440 5 1,496,440 INTEL CORP 6,960 4 6,960 INTEL CORP 213,200 9 213,200 INTERNATIONAL BUSINESS MACHS 1,117,955 3 1,117,955 INTERNATIONAL BUSINESS MACHS 37,860 2 37,860 INTERNATIONAL BUSINESS MACHS 49,096 8 49,096 INTERNATIONAL BUSINESS MACHS 84,949 6 84,949 INTERNATIONAL BUSINESS MACHS 547,705 5 547,705 INTERNATIONAL BUSINESS MACHS 2,020 4 2,020 INTERNATIONAL BUSINESS MACHS 57,050 9 57,050 INTERNATIONAL PAPER CO 1,155,458 - 1 645,119 510,339 INTERPUBLIC GROUP COS INC 987,580 - 1 539,405 448,175 INTERPUBLIC GROUP COS INC 9,100 9 9,100 INTERTAN INC 2,073,200 63,200 1 1,846,800 289,600 INTERWOVEN INC 3,600 1 3,600 INTERWOVEN INC 52,320 3 52,320 INTL BUSINESS MACHINES CORP 22,087 1,800 1 - 23,887 INTL PAPER CO 32,120 3 32,120 INTL PAPER CO 31,871 8 31,871 INTL PAPER CO 730 6 730 INTL PAPER CO 15,492 9 15,492 INVACARE CORP 362,707 - 1 174,900 187,807 IONA TECH PLC 46,279 3 46,279 ISPAT INTL NV 61,500 8 61,500 ITC DELTACOM INC 430,400 - 1 218,000 212,400 JABIL CIRCUIT INC - 2,000 1 - 2,000 JABIL CIRCUIT INC 76,030 3 76,030 JABIL CIRCUIT INC 2,000 6 2,000 JACK IN THE BOX 449,766 - 1 232,600 217,166 JACOBS ENGR GROUP INC 608,100 18,300 1 542,100 84,300 JDS UNIPHASE CORP 1,650 1,000 1 1,650 1,000 JDS UNIPHASE CORP 70,067 3 70,067 JDS UNIPHASE CORP 5,750 8 5,750 JDS UNIPHASE CORP 1,000 6 1,000 JDS UNIPHASE CORP 29,140 9 29,140 JOHNSON & JOHNSON 34,127 - 1 10,170 23,957 JOHNSON & JOHNSON 74,100 3 74,100 JOHNSON & JOHNSON 35,075 8 35,075 JOHNSON & JOHNSON 900 6 900 JOHNSON & JOHNSON 43,300 9 43,300 K MART CORP 4,482 3 4,482 K MART CORP 21,300 8 21,300 K MART CORP 15,900 9 15,900 KELLOGG CO 13,100 9 13,100 KEMET CORP 20,525 8 20,525 KENSEY NASH CORP 25,000 8 25,000 KEY ENERGY SVCS INC 50,000 - 1 50,000 -
Page 17 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- KEYCORP COM 493267108 $ 81,759.38 3,230 KEYCORP COM 493267108 $ 367,031.25 14,500 KEYCORP NEW COM 493267108 $ 20,250.00 800 KIMBERLY CLARK CORP COM 494368103 $ 243,399.25 4,361 KIMBERLY CLARK CORP COM 494368103 $ 33,487.50 600 KIMBERLY CLARK CORP COM 494368103 $ 959,975.00 17,200 KINDER MORGAN INC KANS COM 49455P101 $ 5,806,615.94 141,841 KINDER MORGAN INC COM 49455P101 $ 10,966,337.50 267,880 KLA-TENCOR CORP COM 482480100 $ 172,987.50 4,200 KLA-TENCORP CORP COM 482480100 $ 32,950.00 800 KLA-TENCORP CORP COM 482480100 $ 230,650.00 5,600 KNIGHTSBRIGDE TANKERS LTD COM G5299G106 $ 2,187,500.00 100,000 KOHLS CORP COM 500255104 $ 464,384.38 8,050 KOHLS CORP COM 500255104 $ 599,950.00 10,400 KOREA ELECTRIC PWR SPON ADR 500631106 $ 1,447,511.03 110,810 KOREA ELECTRIC PWR SPON ADR 500631106 $ 5,304,623.04 406,080 KOREA ELECTRIC PWR SPON ADR 500631106 $ 1,393,691.47 106,690 KOREA ELECTRIC PWR SPON ADR 500631106 $ 2,245,007.18 171,860 KOREA ELECTRIC PWR SPON ADR 500631106 $ 473,533.75 36,250 KOREA TELECOM SPON ADR 50063P103 $ 39,891,691.25 1,186,370 KOREA TELECOM SPON ADR 50063P103 $ 13,406,960.00 398,720 KOREA TELECOM SPON ADR 50063P103 $ 27,758,110.00 825,520 KOREA TELECOM SPON ADR 50063P103 $ 2,212,726.75 65,806 KOREA TELECOM SPON ADR 50063P103 $ 830,537.50 24,700 KOREA TELECOM SPON ADR 50063P103 $ 703,435.00 20,920 KROGER CO COM 501044101 $ 1,031,106.25 45,700 KROGER CO COM 501044101 $ 602,418.75 26,700 LABORATORY CORP AMER HLDGS NEW COM 50540R409 $ 11,327,152.50 94,590 LADISH INC COM 505754200 $ 853,125.00 65,000 LAM RESEARCH CORP COM 512807108 $ 121,521.25 5,804 LAM RESEARCH CORP COM 512807108 $ 2,118,163.13 101,166 LAM RESEARCH CORP COM 512807108 $ 16,750.00 800 LAMAR ADVERTISING CO CL A 512815101 $ 1,847,921.25 48,790 LAMAR ADVERTISING CO CL A 512815101 $ 22,346.25 590 LATTICE SEMICONDUCTOR CORP COM 518415104 $ 4,590,250.00 85,400 LAUDER ESTEE COS INC CL A 518439104 $ 2,250,606.25 61,450 LAUDER ESTEE COS INC CL A 518439104 $ 32,962.50 900 LAUDER ESTEE COS INC CL A 518439104 $ 73,250.00 2,000 LAUDER ESTEE COS INC COM 518439104 $ 77,168.88 2,107 LCC INTL INC COM 501810105 $ 507,500.00 35,000 LEAR CORP COM 521865105 $ 8,804,862.50 428,200 LIFEPOINT HOSPITALS INC COM 53219L109 $ 355,000.00 10,000 LILLY ELI & CO COM 532457108 $ 697,675.00 8,600 LILLY ELI & CO COM 532457108 $ 1,255,166.00 15,472 LILLY ELI & CO COM 532457108 $ 1,312,683.63 16,181 LILLY ELI & CO COM 532457108 $ 2,855,600.00 35,200 LIMITED INC COM 532716107 $ 304,469.40 13,800 LINCOLN NATL CORP IND COM 534187109 $ 2,252,250.00 46,800 LINCOLN NATL CORP IND COM 534187109 $ 308,000.00 6,400 LINEAR TECH CORP COM 535678106 $ 62,160.00 960 LINEAR TECH CORP COM 535678106 $ 634,550.00 9,800 LINEAR TECHNOLOGY CORP COM 535678106 $ 99,655.00 1,539 LINENS N THINGS INC COM 535679104 $ 253,342.50 9,935 LINENS N THINGS INC COM 535679104 $ 2,740,485.00 107,470 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- KEYCORP 3,230 3 3,230 KEYCORP 14,500 9 14,500 KEYCORP NEW 800 - 1 - 800 KIMBERLY CLARK CORP 4,361 - 1 115 4,246 KIMBERLY CLARK CORP 600 8 600 KIMBERLY CLARK CORP 17,200 9 17,200 KINDER MORGAN INC KANS 141,841 3 141,841 KINDER MORGAN INC 267,880 - 1 141,187 126,693 KLA-TENCOR CORP 4,200 - 1 4,200 - KLA-TENCORP CORP 800 8 800 KLA-TENCORP CORP 5,600 9 5,600 KNIGHTSBRIGDE TANKERS LTD 100,000 - 1 100,000 - KOHLS CORP 8,050 - 1 8,050 - KOHLS CORP 10,400 9 10,400 KOREA ELECTRIC PWR 110,810 1 110,810 KOREA ELECTRIC PWR 406,080 3 406,080 KOREA ELECTRIC PWR 106,690 2 106,690 KOREA ELECTRIC PWR 171,860 6 171,860 KOREA ELECTRIC PWR 36,250 5 36,250 KOREA TELECOM 1,186,370 1 1,186,370 KOREA TELECOM 398,720 3 398,720 KOREA TELECOM 825,520 2 825,520 KOREA TELECOM 65,806 6 65,806 KOREA TELECOM 24,700 5 24,700 KOREA TELECOM 20,920 4 20,920 KROGER CO 45,700 8 45,700 KROGER CO 26,700 9 26,700 LABORATORY CORP AMER HLDGS NEW 94,590 - 1 47,580 47,010 LADISH INC 65,000 - 1 65,000 - LAM RESEARCH CORP 5,804 1 5,804 LAM RESEARCH CORP 101,166 3 101,166 LAM RESEARCH CORP 800 8 800 LAMAR ADVERTISING CO 48,790 3 48,790 LAMAR ADVERTISING CO 590 5 590 LATTICE SEMICONDUCTOR CORP 85,400 - 1 41,500 43,900 LAUDER ESTEE COS INC 61,450 3 61,450 LAUDER ESTEE COS INC 900 8 900 LAUDER ESTEE COS INC 2,000 6 2,000 LAUDER ESTEE COS INC 107 2,000 1 - 2,107 LCC INTL INC 35,000 - 1 35,000 - LEAR CORP 415,600 12,600 1 370,300 57,900 LIFEPOINT HOSPITALS INC 10,000 - 1 10,000 - LILLY ELI & CO 8,600 - 1 8,600 - LILLY ELI & CO 15,472 3 15,472 LILLY ELI & CO 16,181 8 16,181 LILLY ELI & CO 35,200 9 35,200 LIMITED INC 13,800 9 13,800 LINCOLN NATL CORP IND 46,800 - 1 9,300 37,500 LINCOLN NATL CORP IND 6,400 9 6,400 LINEAR TECH CORP 960 3 960 LINEAR TECH CORP 9,800 9 9,800 LINEAR TECHNOLOGY CORP 1,539 - 1 655 884 LINENS N THINGS INC 9,935 1 9,935 LINENS N THINGS INC 107,470 3 107,470
Page 18 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORP COM 539830109 $ 418,211.00 12,700 LOWES COS INC COM 548661107 $ 37,793,064.63 842,181 LOWES COS INC COM 548661107 $ 23,803,225.75 530,434 LOWES COS INC COM 548661107 $ 119,816.25 2,670 LOWES COS INC COM 548661107 $ 107,251.25 2,390 LOWES COS INC COM 548661107 $ 551,962.50 12,300 LSI LOGIC CORP COM 502161102 $ 146,250.00 5,000 LSI LOGIC CORP COM 502161102 $ 417,425.00 14,150 LSI LOGIC CORP COM 502161102 $ 277,300.00 9,400 LTV CORP NEW COM 501921100 $ 251,212.50 191,400 LUCENT TECH INC COM 549463107 $ 25,102,032.19 870,748 LUCENT TECH INC COM 549463107 $ 3,796,779.38 131,704 LUCENT TECH INC COM 549463107 $ 142,410.94 4,940 LUCENT TECH INC COM 549463107 $ 407,053.13 14,120 LUCENT TECH INC COM 549463107 $ 64,575.00 2,240 LUCENT TECH INC COM 549463107 $ 2,997,548.44 103,980 LUCENT TECHNOLOGIES INC COM 549463107 $ 3,668,417.00 120,030 LUXOTTICA GROUP SPA SPON ADR 55068R202 $ 46,606,152.00 2,890,304 LUXOTTICA GROUP SPA SPON ADR 55068R202 $ 81,912,903.75 5,079,870 LUXOTTICA GROUP SPA SPON ADR 55068R202 $ 967,758.00 60,016 LYCOS INC COM 550818108 $ 787,366.41 11,450 MACRONIX INTL LTD SPON ADR 556103109 $ 184,500.00 12,000 MACRONIX INTL LTD SPON ADR 556103109 $ 682,650.00 44,400 MACRONIX INTL LTD SPON ADR 556103109 $ 7,933.50 516 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 31,831,806.50 1,350,952 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 29,177,561.56 1,238,305 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 19,582,322.50 831,080 MAGYAR TAVKOZLESI RT SPON ADR 559776109 $ 351,081.25 14,900 MANPOWER INC WIS COM 56418H100 $ 1,887,506.25 59,100 MARSH & MCLENNAN COS INC COM 571748102 $ 424,800.00 3,200 MARSH & MCLENNAN COS INC COM 571748102 $ 39,825.00 300 MARSH & MCLENNAN COS INC COM 571748102 $ 1,128,375.00 8,500 MARTHA STEWART LIVING OMNIMED CL A 573083102 $ 268,537.50 10,230 MARTHA STEWART LIVING OMNIMED CL A 573083102 $ 3,994,987.50 152,190 MASCO CORP COM 574599106 $ 11,175.00 600 MASCO CORP COM 574599106 $ 266,337.50 14,300 MATTEL INC COM 577081102 $ 155,250.00 13,500 MATTSON TECHNOLOGY INC COM 577223100 $ 892,500.00 60,000 MAXIM INTEGRATED PRODS INC COM 57772K101 $ 110,521.13 1,374 MAXIM INTERGRATED PRODS INC COM 57772K101 $ 707,850.00 8,800 MAXIM PHARM INC COM 57772M107 $ 200,475.00 3,300 MAXIM PHARM INC COM 57772M107 $ 8,649,888.75 142,385 MAXIM PHARM INC COM 57772M107 $ 325,012.50 5,350 MAXIM PHARM INC COM 57772M107 $ 91,125.00 1,500 MAXTOR CORP COM 577729205 $ 10,500.00 1,000 MAY DEPT STORES CO COM 577778103 $ 12,300.00 600 MAY DEPT STORES CO COM 577778103 $ 221,400.00 10,800 MAYTAG CORP COM 578592107 $ 1,016,550.00 32,400 MAYTAG CORP COM 578592107 $ 87,850.00 2,800 MCDONALDS CORP COM 580135101 $ 40,496,659.44 1,341,506 MCDONALDS CORP COM 580135101 $ 61,719,339.94 2,044,533 MCDONALDS CORP COM 580135101 $ 956,340.00 31,680 MCDONALDS CORP COM 580135101 $ 2,290,325.63 75,870 MCDONALDS CORP COM 580135101 $ 2,065,277.81 68,415 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- LOCKHEED MARTIN CORP 12,700 9 12,700 LOWES COS INC 842,181 - 1 492,168 350,013 LOWES COS INC 530,434 3 530,434 LOWES COS INC 2,670 5 2,670 LOWES COS INC 2,390 4 2,390 LOWES COS INC 12,300 9 12,300 LSI LOGIC CORP 5,000 - 1 5,000 - LSI LOGIC CORP 14,150 8 14,150 LSI LOGIC CORP 9,400 9 9,400 LTV CORP NEW 191,400 8 191,400 LUCENT TECH INC 870,748 3 870,748 LUCENT TECH INC 131,704 8 131,704 LUCENT TECH INC 4,940 6 4,940 LUCENT TECH INC 14,120 5 14,120 LUCENT TECH INC 2,240 4 2,240 LUCENT TECH INC 103,980 9 103,980 LUCENT TECHNOLOGIES INC 116,730 3,300 1 98,530 21,500 LUXOTTICA GROUP SPA 2,890,304 1 2,890,304 LUXOTTICA GROUP SPA 5,079,870 3 5,079,870 LUXOTTICA GROUP SPA 60,016 2 60,016 LYCOS INC 11,450 8 11,450 MACRONIX INTL LTD 12,000 3 12,000 MACRONIX INTL LTD 44,400 2 44,400 MACRONIX INTL LTD 516 6 516 MAGYAR TAVKOZLESI RT 1,350,952 1 1,350,952 MAGYAR TAVKOZLESI RT 1,238,305 3 1,238,305 MAGYAR TAVKOZLESI RT 831,080 2 831,080 MAGYAR TAVKOZLESI RT 14,900 5 14,900 MANPOWER INC WIS 59,100 - 1 12,100 47,000 MARSH & MCLENNAN COS INC 3,200 - 1 3,200 - MARSH & MCLENNAN COS INC 300 3 300 MARSH & MCLENNAN COS INC 8,500 9 8,500 MARTHA STEWART LIVING OMNIMED 10,230 1 10,230 MARTHA STEWART LIVING OMNIMED 152,190 3 152,190 MASCO CORP 600 3 600 MASCO CORP 14,300 9 14,300 MATTEL INC 13,500 9 13,500 MATTSON TECHNOLOGY INC 60,000 - 1 60,000 - MAXIM INTEGRATED PRODS INC 1,374 - 1 1,300 74 MAXIM INTERGRATED PRODS INC 8,800 9 8,800 MAXIM PHARM INC 3,300 1 3,300 MAXIM PHARM INC 142,385 3 142,385 MAXIM PHARM INC 5,350 2 5,350 MAXIM PHARM INC 1,500 8 1,500 MAXTOR CORP 1,000 8 1,000 MAY DEPT STORES CO 600 3 600 MAY DEPT STORES CO 10,800 9 10,800 MAYTAG CORP 32,400 8 32,400 MAYTAG CORP 2,800 9 2,800 MCDONALDS CORP 1,338,906 2,600 1 721,814 619,692 MCDONALDS CORP 2,044,533 3 2,044,533 MCDONALDS CORP 31,680 2 31,680 MCDONALDS CORP 75,870 8 75,870 MCDONALDS CORP 68,415 6 68,415
Page 19 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP COM 580135101 $ 12,760,558.13 422,710 MCDONALDS CORP COM 580135101 $ 164,220.00 5,440 MCDONALDS CORP COM 580135101 $ 1,316,175.00 43,600 MCGRAW HILL COS INC COM 580645109 $ 2,409,018.75 37,900 MCGRAW HILL COS INC COM 580645109 $ 1,079,926.88 16,990 MCGRAW HILL COS INC COM 580645109 $ 400,443.75 6,300 MCGRAW HILL INC COM 580645109 $ 5,835,037.50 91,800 MCKESSON HBOC INC COM 58155Q103 $ 61,155.56 2,001 MCKESSON HBOC INC COM 58155Q103 $ 278,118.75 9,100 MEDICIS PHARM CORP CL A 584690309 $ 5,352,406.50 87,031 MEDICIS PHARM CORP CL A 584690309 $ 30,750.00 500 MEDICIS PHARMACEUTICAL CORP COM 584690309 $ 10,285,014.00 167,236 MEDIMMUNE INC COM 584699102 $ 456,856.50 5,914 MEDIMMUNE INC COM 584699102 $ 2,323,293.75 30,075 MEDIMMUNE INC COM 584699102 $ 509,850.00 6,600 MEDQUIST INC COM 584949101 $ 11,260,587.50 557,800 MEDTRONIC INC COM 585055106 $ 49,919,985.88 963,468 MEDTRONIC INC COM 585055106 $ 77,635,331.88 1,498,390 MEDTRONIC INC COM 585055106 $ 925,371.25 17,860 MEDTRONIC INC COM 585055106 $ 551,803.13 10,650 MEDTRONIC INC COM 585055106 $ 2,124,053.44 40,995 MEDTRONIC INC COM 585055106 $ 14,161,807.00 273,328 MEDTRONIC INC COM 585055106 $ 166,318.13 3,210 MEDTRONIC INC COM 585055106 $ 1,958,512.50 37,800 MELLON BK CORP COM 58551A108 $ 769,825.00 16,600 MENTOR CORP MINN COM 587188103 $ 7,044,975.00 447,300 MERCK & CO INC COM 589331107 $ 2,146,778.00 28,840 MERCK & CO INC COM 589331107 $ 102,635,094.94 1,378,809 MERCK & CO INC COM 589331107 $ 2,061,174.38 27,690 MERCK & CO INC COM 589331107 $ 1,380,815.63 18,550 MERCK & CO INC COM 589331107 $ 5,143,780.13 69,102 MERCK & CO INC COM 589331107 $ 24,323,346.38 326,762 MERCK & CO INC COM 589331107 $ 310,404.38 4,170 MERCK & CO INC COM 589331107 $ 5,627,475.00 75,600 MERCURY INTERACTIVE CORP COM 589405109 $ 203,775.00 1,300 MERCURY INTERACTIVE CORP COM 589405109 $ 7,356,277.50 46,930 MERCURY INTERACTIVE CORP COM 589405109 $ 94,050.00 600 MERCURY INTERACTIVE CORP COM 589405109 $ 391,875.00 2,500 MERIDIAN MED TECH INC COM 589658103 $ 517,500.00 30,000 MERRIL LYNCH & CO INC COM 590188108 $ 63,228,330.00 958,005 MERRIL LYNCH & CO INC COM 590188108 $ 699,600.00 10,600 MERRIL LYNCH & CO INC COM 590188108 $ 211,200.00 3,200 MERRIL LYNCH & CO INC COM 590188108 $ 351,846.00 5,331 MERRIL LYNCH & CO INC COM 590188108 $ 245,520.00 3,720 MERRIL LYNCH & CO INC COM 590188108 $ 1,570,800.00 23,800 MERRILL LYNCH & CO INC COM 590188108 $ 45,931,182.00 695,927 METHANEX CORP COM 59151K108 $ 7,488,956.25 1,479,300 METLIFE INC COM 59156R108 $ 3,247,250.00 124,000 METRIS COS INC COM 591598107 $ 632,632.00 16,016 METRIS COS INC COM 591598107 $ 10,662,037.50 269,925 METRIS COS INC COM 591598107 $ 102,700.00 2,600 METROMEDIA FIBER NETWORK INC CL A 591689104 $ 544,512.82 16,000 METTLER TOLEDO INTL COM 592688105 $ 495,440.00 11,260 METTLER-TOLEDO INTL INC COM 592688105 $ 9,864,800.00 224,200 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- MCDONALDS CORP 422,710 5 422,710 MCDONALDS CORP 5,440 4 5,440 MCDONALDS CORP 43,600 9 43,600 MCGRAW HILL COS INC 37,900 3 37,900 MCGRAW HILL COS INC 16,990 8 16,990 MCGRAW HILL COS INC 6,300 9 6,300 MCGRAW HILL INC 91,800 - 1 85,400 6,400 MCKESSON HBOC INC 2,001 8 2,001 MCKESSON HBOC INC 9,100 9 9,100 MEDICIS PHARM CORP 87,031 3 87,031 MEDICIS PHARM CORP 500 6 500 MEDICIS PHARMACEUTICAL CORP 167,236 - 1 88,436 78,800 MEDIMMUNE INC 5,914 3 5,914 MEDIMMUNE INC 30,075 8 30,075 MEDIMMUNE INC 6,600 9 6,600 MEDQUIST INC 541,500 16,300 1 482,500 75,300 MEDTRONIC INC 960,568 2,900 1 594,275 369,193 MEDTRONIC INC 1,498,390 3 1,498,390 MEDTRONIC INC 17,860 2 17,860 MEDTRONIC INC 10,650 8 10,650 MEDTRONIC INC 40,995 6 40,995 MEDTRONIC INC 273,328 5 273,328 MEDTRONIC INC 3,210 4 3,210 MEDTRONIC INC 37,800 9 37,800 MELLON BK CORP 16,600 9 16,600 MENTOR CORP MINN 447,300 - 1 226,400 220,900 MERCK & CO INC 28,840 - 1 40 28,800 MERCK & CO INC 1,378,809 3 1,378,809 MERCK & CO INC 27,690 2 27,690 MERCK & CO INC 18,550 8 18,550 MERCK & CO INC 69,102 6 69,102 MERCK & CO INC 326,762 5 326,762 MERCK & CO INC 4,170 4 4,170 MERCK & CO INC 75,600 9 75,600 MERCURY INTERACTIVE CORP 700 600 1 700 600 MERCURY INTERACTIVE CORP 46,930 3 46,930 MERCURY INTERACTIVE CORP 600 6 600 MERCURY INTERACTIVE CORP 2,500 9 2,500 MERIDIAN MED TECH INC 30,000 8 30,000 MERRIL LYNCH & CO INC 958,005 3 958,005 MERRIL LYNCH & CO INC 10,600 8 10,600 MERRIL LYNCH & CO INC 3,200 6 3,200 MERRIL LYNCH & CO INC 5,331 5 5,331 MERRIL LYNCH & CO INC 3,720 4 3,720 MERRIL LYNCH & CO INC 23,800 9 23,800 MERRILL LYNCH & CO INC 694,327 1,600 1 368,409 327,518 METHANEX CORP 1,479,300 - 1 745,900 733,400 METLIFE INC 124,000 - 1 24,000 100,000 METRIS COS INC 13,416 2,600 1 13,416 2,600 METRIS COS INC 269,925 3 269,925 METRIS COS INC 2,600 6 2,600 METROMEDIA FIBER NETWORK INC 16,000 8 16,000 METTLER TOLEDO INTL 11,260 8 11,260 METTLER-TOLEDO INTL INC 224,200 - 1 114,600 109,600
Page 20 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- MGIC INVT CORP WTS COM 552848103 $ 42,909.75 702 MGIC INVT CORP WTS COM 552848103 $ 213,937.50 3,500 MICRON TECH INC COM 595112103 $ 11,490,570.00 249,795 MICRON TECH INC COM 595112103 $ 759,000.00 16,500 MICRON TECH INC COM 595112103 $ 13,800.00 300 MICRON TECH INC COM 595112103 $ 1,314,910.00 28,585 MICRON TECH INC COM 595112103 $ 10,314,580.00 224,230 MICRON TECH INC COM 595112103 $ 745,200.00 16,200 MICROSOFT CORP COM 594918104 $ 66,313,552.56 1,099,497 MICROSOFT CORP COM 594918104 $ 191,967,510.31 3,182,881 MICROSOFT CORP COM 594918104 $ 5,041,521.88 83,590 MICROSOFT CORP COM 594918104 $ 5,419,741.56 89,861 MICROSOFT CORP COM 594918104 $ 10,314,040.63 171,010 MICROSOFT CORP COM 594918104 $ 77,522,008.44 1,285,339 MICROSOFT CORP COM 594918104 $ 377,556.25 6,260 MICROSOFT CORP COM 594918104 $ 10,134,912.50 168,040 MILLENNIUM PHARM INC COM 599902103 $ 202,734.75 2,776 MILLENNIUM PHARM INC COM 599902103 $ 2,638,034.81 36,122 MILLENNIUM PHARM INC COM 599902103 $ 25,560.94 350 MILLIPORE CORP COM 601073109 $ 228,625.00 4,720 MILLIPORE CORP COM 601073109 $ 3,229,812.50 66,680 MILLIPORE CORP COM 601073109 $ 72,656.25 1,500 MINERALS TECHNOLOGIES INC COM 603158106 $ 20,083,600.00 436,600 MINIMED INC COM 60365K108 $ 504,790.00 5,648 MINIMED INC COM 60365K108 $ 7,042,392.50 78,796 MINIMED INC COM 60365K108 $ 94,737.50 1,060 MINNESOTA MNG & MFG CO COM 604059105 $ 623,751.00 6,845 MINNESOTA MNG & MFG CO COM 604059105 $ 18,893,401.88 207,335 MINNESOTA MNG & MFG CO COM 604059105 $ 1,365,052.50 14,980 MINNESOTA MNG & MFG CO COM 604059105 $ 328,050.00 3,600 MINNESOTA MNG & MFG CO COM 604059105 $ 2,448,984.38 26,875 MINNESOTA MNG & MFG CO COM 604059105 $ 22,075,942.50 242,260 MINNESOTA MNG & MFG CO COM 604059105 $ 1,184,625.00 13,000 MIPS TECH INC CL A 604567107 $ 3,473,920.00 75,520 MNBA CORP COM 55262L100 $ 215,600.00 5,600 MNBA CORP COM 55262L100 $ 993,300.00 25,800 MOLEX INC COM 608554101 $ 310,293.75 5,700 MOLEX INC COM 608554101 $ 336,804.81 6,187 MORGAN J P & CO INC COM 616880100 $ 1,029,262.50 6,300 MORGAN J P & CO INC COM 616880100 $ 32,888.63 201 MORGAN J P & CO INC COM 616880100 $ 826,306.25 5,050 MORGAN J P & CO INC COM 616880100 $ 932,662.50 5,700 MORGAN STANLEY DEAN WITTER COM 617446448 $ 164,587.50 1,800 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 33,104,672.56 362,047 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 2,497,158.13 27,310 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 4,668,798.75 51,060 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 38,086,461.88 416,530 MORGAN STANLEY DEAN WITTER & CO COM 617446448 $ 3,364,900.00 36,800 MOTOROLA INC COM 620076109 $ 1,342,101.00 47,508 MOTOROLA INC COM 620076109 $ 31,252.50 1,080 MOTOROLA INC COM 620076109 $ 3,068,069.50 106,024 MOTOROLA INC COM 620076109 $ 149,896.25 5,180 MOTOROLA INC COM 620076109 $ 1,981,061.25 68,460 MRV COMM INC COM 553477100 $ 897,187.50 19,800 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- MGIC INVT CORP WTS 702 3 702 MGIC INVT CORP WTS 3,500 9 3,500 MICRON TECH INC 249,795 3 249,795 MICRON TECH INC 16,500 2 16,500 MICRON TECH INC 300 8 300 MICRON TECH INC 28,585 6 28,585 MICRON TECH INC 224,230 5 224,230 MICRON TECH INC 16,200 9 16,200 MICROSOFT CORP 1,099,497 - 1 631,809 467,688 MICROSOFT CORP 3,182,881 3 3,182,881 MICROSOFT CORP 83,590 2 83,590 MICROSOFT CORP 89,861 8 89,861 MICROSOFT CORP 171,010 6 171,010 MICROSOFT CORP 1,285,339 5 1,285,339 MICROSOFT CORP 6,260 4 6,260 MICROSOFT CORP 168,040 9 168,040 MILLENNIUM PHARM INC 2,776 1 2,776 MILLENNIUM PHARM INC 36,122 3 36,122 MILLENNIUM PHARM INC 350 8 350 MILLIPORE CORP 4,720 1 4,720 MILLIPORE CORP 66,680 3 66,680 MILLIPORE CORP 1,500 9 1,500 MINERALS TECHNOLOGIES INC 423,800 12,800 1 377,100 59,500 MINIMED INC 5,648 1 5,648 MINIMED INC 78,796 3 78,796 MINIMED INC 1,060 5 1,060 MINNESOTA MNG & MFG CO 6,845 - 1 270 6,575 MINNESOTA MNG & MFG CO 207,335 3 207,335 MINNESOTA MNG & MFG CO 14,980 2 14,980 MINNESOTA MNG & MFG CO 3,600 8 3,600 MINNESOTA MNG & MFG CO 26,875 6 26,875 MINNESOTA MNG & MFG CO 242,260 5 242,260 MINNESOTA MNG & MFG CO 13,000 9 13,000 MIPS TECH INC 75,520 3 75,520 MNBA CORP 5,600 8 5,600 MNBA CORP 25,800 9 25,800 MOLEX INC 5,700 - 1 5,700 - MOLEX INC 6,187 9 6,187 MORGAN J P & CO INC 6,300 - 1 6,300 - MORGAN J P & CO INC 201 3 201 MORGAN J P & CO INC 5,050 8 5,050 MORGAN J P & CO INC 5,700 9 5,700 MORGAN STANLEY DEAN WITTER 600 1,200 1 600 1,200 MORGAN STANLEY DEAN WITTER & CO 362,047 3 362,047 MORGAN STANLEY DEAN WITTER & CO 27,310 2 27,310 MORGAN STANLEY DEAN WITTER & CO 51,060 6 51,060 MORGAN STANLEY DEAN WITTER & CO 416,530 5 416,530 MORGAN STANLEY DEAN WITTER & CO 36,800 9 36,800 MOTOROLA INC 47,508 - 1 7,800 39,708 MOTOROLA INC 1,080 3 1,080 MOTOROLA INC 106,024 8 106,024 MOTOROLA INC 5,180 6 5,180 MOTOROLA INC 68,460 9 68,460 MRV COMM INC 19,800 8 19,800
Page 21 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion --------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other Name of Issue Class Title Cusip Market Value Shares A B C - ------------------------------------------------------------------------------------------------------------------------------------ MUELLER INDS INC COM 624756102 $ 560,937.50 25,000 25,000 MYLAN LABS INC COM 628530107 $ 1,104,437.50 41,000 41,000 NABISCO GROUP HLDG CORP COM 62952P102 $ 299,250.00 10,500 10,500 NATIONAL BK GREECE SA SPON ADR 633643408 $ 319,038.75 37,812 37,812 NATIONAL CITY CORP COM 635405103 $ 514,406.25 23,250 - 23,250 NATIONAL CITY CORP COM 635405103 $ 68,640.00 3,120 3,120 NATIONAL CITY CORP COM 635405103 $ 437,800.00 19,900 19,900 NATIONAL COMM BANCORP COM 635449101 $ 504,757.69 25,317 25,317 NATIONAL COMM BANCORP COM 635449101 $ 6,159,890.00 308,960 308,960 NATIONAL DATA CORP COM 635621105 $ 40,339,687.50 1,229,400 1,201,600 27,800 NATIONAL SEMICONDUCTOR CORP COM 637640103 $ 619,850.00 15,400 15,400 - NATIONAL SEMICONDUCTOR CORP COM 637640103 $ 61,125.00 1,500 1,500 NATIONAL SEMICONDUCTOR CORP COM 637640103 $ 220,050.00 5,400 5,400 NATIONWIDE FINL SVCS INC COM 638612101 $ 2,197,650.00 58,800 58,800 - NATURAL MICROSYSTEMS CORP COM 638882100 $ 195,820.63 3,640 3,640 NATURAL MICROSYSTEMS CORP COM 638882100 $ 3,129,902.19 58,180 58,180 NDS GROUP PLC SPON ADR 628891103 $ 12,543,300.00 162,900 162,900 NDS GROUP PLC SPON ADR 628891103 $ 11,948,090.00 155,170 155,170 NETEGRITY INC COM 64110P107 $ 293,300.00 4,190 4,190 NETEGRITY INC COM 64110P107 $ 4,128,600.00 58,980 58,980 NETIA HLDGS SA SPON ADR 64114B104 $ 206,762.50 13,900 13,900 NETIA HLDGS SA SPON ADR 64114B104 $ 74,375.00 5,000 5,000 NETRO CORP COM 64114R109 $ 286,177.50 4,830 4,830 NETRO CORP COM 64114R109 $ 3,094,035.00 52,220 52,220 NETWORK APPLIANCE INC COM 64120L104 $ 239,465.00 1,880 980 900 NETWORK APPLIANCE INC COM 64120L104 $ 39,455,297.88 309,757 309,757 NETWORK APPLIANCE INC COM 64120L104 $ 114,637.50 900 900 NETWORK APPLIANCE INC COM 64120L104 $ 183,420.00 1,440 1,440 NETWORK APPLIANCE INC COM 64120L104 $ 1,222,800.00 9,600 9,600 NETWORKS ASSOCS INC COM 640938106 $ 554,312.50 24,500 24,500 NEUBERGER BERMAN COM 641234109 $ 26,199,000.00 426,000 413,500 12,500 NEUROGEN CORP COM 64124E106 $ 552,437.63 17,749 17,749 NEUROGEN CORP COM 64124E106 $ 8,497.13 273 273 NEWMONT MINING CORP COM 651639106 $ 64,209.00 3,777 3,777 NEWMONT MINING CORP COM 651639106 $ 35,275.00 2,075 2,075 NEWMONT MINING CORP COM 651639106 $ 42,500.00 2,500 2,500 NEWMONT MINING CORP COM 651639106 $ 91,800.00 5,400 5,400 NEXTEL COMMUNICATIONS INC CL A 65332V103 $ 38,335.00 820 820 NEXTEL COMMUNICATIONS INC CL A 65332V103 $ 1,000,450.00 21,400 21,400 NEXTEL COMMUNICATIONS INC COM 65332V103 $ 84,150.00 1,800 1,800 - NICE SYS LTD SPON ADR 653656108 $ 11,234,520.00 156,035 156,035 NICE SYS LTD SPON ADR 653656108 $ 3,526,200.00 48,975 48,975 NICE SYS LTD SPON ADR 653656108 $ 12,935,880.00 179,665 179,665 NICE SYS LTD SPON ADR 653656108 $ 93,600.00 1,300 1,300 NIKE INC CL B 654106103 $ 364,573.30 9,100 9,100 NIKE INC COM 654106103 $ 1,774,768.75 44,300 44,300 - NOKIA CORP SPON ADR 654902204 $ 808,098.75 19,770 19,770 NORFOLK SOUTHERN CORP COM 655844108 $ 178,350.00 12,300 12,300 NORFOLK SOUTHN CORP COM 655844108 $ 36,562.50 2,500 2,500 - NORTEL INVERSORA SA SPON ADR PFD B 656567401 $ 6,451,506.25 431,900 431,900 NORTEL INVERSORA SA SPON ADR PFD B 656567401 $ 407,793.75 27,300 27,300 NORTEL INVERSORA SA SPON ADR PFD B 656567401 $ 4,039,100.00 270,400 270,400 NORTEL INVERSORA SA SPON ADR PFD B 656567401 $ 64,231.25 4,300 4,300 NORTEL NETWORK CORP COM 656569100 $ 8,041.00 135 135 - ---------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 ITEM 7 Sole Shared None Name of Issue Managers A B C - ---------------------------------------------------------------------------------- MUELLER INDS INC 8 25,000 MYLAN LABS INC 8 41,000 NABISCO GROUP HLDG CORP 9 10,500 NATIONAL BK GREECE SA 3 37,812 NATIONAL CITY CORP 1 - 23,250 NATIONAL CITY CORP 3 3,120 NATIONAL CITY CORP 9 19,900 NATIONAL COMM BANCORP 1 25,317 NATIONAL COMM BANCORP 3 308,960 NATIONAL DATA CORP 1 960,700 268,700 NATIONAL SEMICONDUCTOR CORP 1 5,400 10,000 NATIONAL SEMICONDUCTOR CORP 8 1,500 NATIONAL SEMICONDUCTOR CORP 9 5,400 NATIONWIDE FINL SVCS INC 1 11,800 47,000 NATURAL MICROSYSTEMS CORP 1 3,640 NATURAL MICROSYSTEMS CORP 3 58,180 NDS GROUP PLC 1 162,900 NDS GROUP PLC 3 155,170 NETEGRITY INC 1 4,190 NETEGRITY INC 3 58,980 NETIA HLDGS SA 3 13,900 NETIA HLDGS SA 5 5,000 NETRO CORP 1 4,830 NETRO CORP 3 52,220 NETWORK APPLIANCE INC 1 900 980 NETWORK APPLIANCE INC 3 309,757 NETWORK APPLIANCE INC 6 900 NETWORK APPLIANCE INC 5 1,440 NETWORK APPLIANCE INC 9 9,600 NETWORKS ASSOCS INC 8 24,500 NEUBERGER BERMAN 1 368,300 57,700 NEUROGEN CORP 3 17,749 NEUROGEN CORP 8 273 NEWMONT MINING CORP 3 3,777 NEWMONT MINING CORP 8 2,075 NEWMONT MINING CORP 6 2,500 NEWMONT MINING CORP 9 5,400 NEXTEL COMMUNICATIONS INC 8 820 NEXTEL COMMUNICATIONS INC 9 21,400 NEXTEL COMMUNICATIONS INC 1 1,800 - NICE SYS LTD 1 156,035 NICE SYS LTD 3 48,975 NICE SYS LTD 2 179,665 NICE SYS LTD 5 1,300 NIKE INC 9 9,100 NIKE INC 1 9,300 35,000 NOKIA CORP 8 19,770 NORFOLK SOUTHERN CORP 9 12,300 NORFOLK SOUTHN CORP 1 - 2,500 NORTEL INVERSORA SA 1 431,900 NORTEL INVERSORA SA 3 27,300 NORTEL INVERSORA SA 2 270,400 NORTEL INVERSORA SA 5 4,300 NORTEL NETWORK CORP 7 135
Page 22 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion --------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other Name of Issue Class Title Cusip Market Value Shares A B C - ------------------------------------------------------------------------------------------------------------------------------------ NORTEL NETWORKS CORP COM 656568102 $ 13,106,430.44 220,045 217,845 2,200 NORTH FORK BANCORPORATION NY COM 659424105 $ 517,270.00 23,920 23,920 NORTH FORK BANCORPORATION NY COM 659424105 $ 4,844,432.50 224,020 224,020 NORTHERN TR CORP COM 665859104 $ 435,487.50 4,900 4,900 - NORTHERN TR CORP COM 665859104 $ 639,900.00 7,200 7,200 NOVELL INC COM 670006105 $ 31,800.00 3,200 3,200 - NOVELL INC COM 670006105 $ 26,831.25 2,700 2,700 NOVELL INC COM 670006105 $ 107,325.00 10,800 10,800 NOVELLUS SYS INC COM 670008101 $ 1,681,837.50 36,120 36,120 NOVELLUS SYS INC COM 670008101 $ 193,234.38 4,150 4,150 NTL INC COM 629407107 $ 337,201.31 7,281 7,281 NTL INC COM 629407107 $ 1,466,948.44 31,675 31,675 O CHARLEYS INC COM 670823103 $ 923,437.50 75,000 75,000 - OCCIDENTAL PETE CORP DEL COM 674599105 $ 244,300.00 11,200 11,200 OGDEN CORP COM 676346109 $ 5,566,050.00 410,400 410,400 - OLD KENT FINL CORP COM 679833103 $ 110,473.74 3,818 3,818 - OLD KENT FINL CORP COM 679833103 $ 91,153.13 3,150 3,150 OM GROUP INC COM 670872100 $ 20,407,775.00 467,800 454,000 13,800 OMI CORP COM Y6476W104 $ 418,750.00 50,000 50,000 - OMNICOM GROUP INC COM 681919106 $ 373,512.94 5,121 5,121 - OMNICOM GROUP INC COM 681919106 $ 415,743.75 5,700 5,700 ONYX SOFTWARE CORP COM 683402101 $ 3,520,068.75 170,670 170,670 OPTIBASE LTD COM M7524R108 $ 702,500.00 40,000 40,000 - ORACLE CORP COM 68389X105 $ 81,861,825.50 1,039,510 1,037,410 2,100 ORACLE CORP COM 68389X105 $ 59,901,030.00 1,521,296 1,521,296 ORACLE CORP COM 68389X105 $ 1,300,162.50 33,020 33,020 ORACLE CORP COM 68389X105 $ 4,162,134.38 105,705 105,705 ORACLE CORP COM 68389X105 $ 3,602,418.75 91,490 91,490 ORACLE CORP COM 68389X105 $ 20,860,914.38 529,801 529,801 ORACLE CORP COM 68389X105 $ 98,043.75 2,490 2,490 ORACLE CORP COM 68389X105 $ 3,514,218.75 89,250 89,250 ORACLE CORP COM 68389X105 $ 23,625.00 300 300 ORIENT EXPRESS COM G67743107 $ 962,500.00 50,000 50,000 - ORTHOFIX INTL COM N6748L102 $ 1,856,250.00 75,000 75,000 - OSCA INC COM 687836106 $ 1,163,750.00 70,000 70,000 - OWENS & MINOR INC NEW COM 690732102 $ 384,300.00 24,400 24,400 - PAC-WEST TELECOMM INC COM 69371Y101 $ 2,763,050.00 302,800 302,800 - PARAMETRIC TECH CORP COM 699173100 $ 328,125.00 30,000 30,000 PARAMETRIC TECH CORP COM 699173100 $ 95,156.25 8,700 8,700 PARAMETRIC TECHNOLOGY CORP COM 699173100 $ 2,163,437.50 197,800 197,800 - PARKER DRILLING CO COM 701081101 $ 700,000.00 100,000 100,000 PARKER HANNIFIN CORP COM 701094104 $ 229,162.50 6,790 6,790 PARKER HANNIFIN CORP COM 701094104 $ 118,125.00 3,500 3,500 PARTNER COMMUNICATIONS CO LTD ADR 70211M109 $ 890,596.88 115,850 115,850 PARTNER COMMUNICATIONS CO LTD ADR 70211M109 $ 172,200.00 22,400 22,400 PARTNER COMMUNICATIONS CO LTD ADR 70211M109 $ 595,012.50 77,400 77,400 PARTNER COMMUNICATIONS CO LTD ADR 70211M109 $ 72,262.50 9,400 9,400 PATINA OIL & GAS CORP WAR 703224113 $ 403,125.00 50,000 50,000 - PAYCHEX INC COM 704326107 $ 81,375.00 1,550 1,550 - PAYCHEX INC COM 704326107 $ 63,525.00 1,210 1,210 PAYCHEX INC COM 704326107 $ 622,125.00 11,850 11,850 PE CORP CELERA GEN GRP 69332S201 $ 15,940.00 160 160 PE CORP CELERA GEN GRP 69332S201 $ 209,212.50 2,100 2,100 PE CORP COM 69332S102 $ 302,900.00 2,600 1,600 1,000 - ---------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 ITEM 7 Sole Shared None Name of Issue Managers A B C - ---------------------------------------------------------------------------------- NORTEL NETWORKS CORP 1 92,565 127,480 NORTH FORK BANCORPORATION NY 1 23,920 NORTH FORK BANCORPORATION NY 3 224,020 NORTHERN TR CORP 1 4,900 - NORTHERN TR CORP 9 7,200 NOVELL INC 1 - 3,200 NOVELL INC 8 2,700 NOVELL INC 9 10,800 NOVELLUS SYS INC 3 36,120 NOVELLUS SYS INC 9 4,150 NTL INC 3 7,281 NTL INC 9 31,675 O CHARLEYS INC 1 75,000 - OCCIDENTAL PETE CORP DEL 9 11,200 OGDEN CORP 1 207,600 202,800 OLD KENT FINL CORP 1 1,007 2,811 OLD KENT FINL CORP 9 3,150 OM GROUP INC 1 403,800 64,000 OMI CORP 1 50,000 - OMNICOM GROUP INC 1 5,050 71 OMNICOM GROUP INC 9 5,700 ONYX SOFTWARE CORP 3 170,670 OPTIBASE LTD 1 40,000 - ORACLE CORP 1 589,535 449,975 ORACLE CORP 3 1,521,296 ORACLE CORP 2 33,020 ORACLE CORP 8 105,705 ORACLE CORP 6 91,490 ORACLE CORP 5 529,801 ORACLE CORP 4 2,490 ORACLE CORP 9 89,250 ORACLE CORP 7 300 ORIENT EXPRESS 1 25,200 24,800 ORTHOFIX INTL 1 75,000 - OSCA INC 1 70,000 - OWENS & MINOR INC NEW 1 24,400 - PAC-WEST TELECOMM INC 1 154,200 148,600 PARAMETRIC TECH CORP 8 30,000 PARAMETRIC TECH CORP 9 8,700 PARAMETRIC TECHNOLOGY CORP 1 40,900 156,900 PARKER DRILLING CO 8 100,000 PARKER HANNIFIN CORP 8 6,790 PARKER HANNIFIN CORP 9 3,500 PARTNER COMMUNICATIONS CO LTD 1 115,850 PARTNER COMMUNICATIONS CO LTD 3 22,400 PARTNER COMMUNICATIONS CO LTD 2 77,400 PARTNER COMMUNICATIONS CO LTD 5 9,400 PATINA OIL & GAS CORP 1 50,000 - PAYCHEX INC 1 1,550 - PAYCHEX INC 3 1,210 PAYCHEX INC 9 11,850 PE CORP 3 160 PE CORP 8 2,100 PE CORP 1 1,600 1,000
Page 23 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion --------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other Name of Issue Class Title Cusip Market Value Shares A B C - ------------------------------------------------------------------------------------------------------------------------------------ PE CORP COM PE BIO GRP 69332S102 $ 397,914.20 3,415 3,415 PE CORP COM PE BIO GRP 69332S102 $ 116,519.53 1,000 1,000 PE CORP COM PE BIO GRP 69332S102 $ 769,028.91 6,600 6,600 PECO ENERGY CO COM 693304107 $ 17,404,703.00 287,385 287,385 PECO ENERGY CO COM 693304107 $ 48,434,182.93 799,481 799,481 PECO ENERGY CO COM 693304107 $ 109,047.66 1,800 1,800 PECO ENERGY CO COM 693304107 $ 233,846.64 3,860 3,860 PECO ENERGY CO COM 693304107 $ 394,389.02 6,510 6,510 PECO ENERGY CO COM 693304107 $ 363,492.19 6,000 6,000 PENN NATL GAMING INC COM 707569109 $ 487,000.00 32,000 32,000 - PEOPLESOFT INC COM 712713106 $ 301,725.00 10,800 10,800 PEOPLESOFT INC COM 712713106 $ 217,912.50 7,800 7,800 PEPSICO INC COM 713448108 $ 678,868.00 14,758 14,758 - PEPSICO INC COM 713448108 $ 90,340,044.00 1,963,914 1,963,914 PEPSICO INC COM 713448108 $ 2,893,400.00 62,900 62,900 PEPSICO INC COM 713448108 $ 301,300.00 6,550 6,550 PEPSICO INC COM 713448108 $ 6,085,340.00 132,290 132,290 PEPSICO INC COM 713448108 $ 44,054,292.00 957,702 957,702 PEPSICO INC COM 713448108 $ 2,166,600.00 47,100 47,100 PEPSI-GEMEX SA DE CV GDR REP ORD 713435105 $ 5,111,625.00 951,000 951,000 PERICOM SEMICONDUCTOR CORP COM 713831105 $ 6,603,487.50 175,800 175,800 - PERKINELMER INC COM 714046109 $ 22,156,620.63 212,279 212,279 - PERKINELMER INC COM 714046109 $ 8,608,850.00 82,480 82,480 PERKINELMER INC COM 714046109 $ 120,031.25 1,150 1,150 PERKINELMER INC COM 714046109 $ 156,562.50 1,500 1,500 PETSMART INC COM 716768106 $ 468.75 100 100 PFIZER INC COM 717081103 $ 96,862,077.11 2,155,482 2,150,257 5,225 PFIZER INC COM 717081103 $187,853,503.34 4,182,146 4,182,146 PFIZER INC COM 717081103 $ 3,828,403.39 85,231 85,231 PFIZER INC COM 717081103 $ 8,414,797.51 187,337 187,337 PFIZER INC COM 717081103 $ 8,391,619.84 186,821 186,821 PFIZER INC COM 717081103 $ 60,782,680.89 1,353,193 1,353,193 PFIZER INC COM 717081103 $ 334,189.69 7,440 7,440 PFIZER INC COM 717081103 $ 9,002,683.89 200,425 200,425 PG&E CORP COM 69331C108 $ 300,167.19 12,400 12,400 PHARMACIA CORPORATION COM 71713U102 $ 47,490,226.31 789,036 785,936 3,100 PHAR-MOR INC COM NEW 717113203 $ 251,250.00 201,000 201,000 PHILADELPHIA SUBN CORP COM 718009608 $ 16,658,665.19 718,433 697,833 20,600 PHILIP MORRIS COS INC COM 718154107 $ 310,565.63 10,550 10,550 PHILIP MORRIS COS INC COM 718154107 $ 2,556,646.88 86,850 86,850 PHILIP MORRIS COS INC COM 718154107 $ 2,266,687.50 77,000 77,000 PHILIPPINE LONG DISTANCE TEL SPON ADR 718252604 $ 54,800.00 3,200 3,200 PHILIPPINE LONG DISTANCE TEL SPON ADR 718252604 $ 918,311.00 53,624 53,624 PHILLIPS PETE CO COM 718507106 $ 376,500.00 6,000 6,000 PHILLIPS PETE CO COM 718507106 $ 514,550.00 8,200 8,200 PHOTRONICS INC COM 719405102 $ 490,781.25 22,500 22,500 - PHOTRONICS INC COM 719405102 $ 3,599,062.50 165,000 165,000 PINNACLE HOLDINGS INC. COM 72346N101 $ 1,119,208.50 42,036 42,036 - PLAINS RES INC COM 726540503 $ 17,748,162.50 940,300 910,900 29,400 PNC BK CORP COM 693475105 $ 47,710.00 734 734 - PNC BK CORP COM 693475105 $ 50,050.00 770 770 PNC BK CORP COM 693475105 $ 637,000.00 9,800 9,800 POHANG IRON & STL LTD SPON ADR 730450103 $ 7,818,868.13 419,805 419,805 POHANG IRON & STL LTD SPON ADR 730450103 $ 4,986,657.50 267,740 267,740 - ---------------------------------------------------------------------------------- FORM 13F - ---------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ---------------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 ITEM 7 Sole Shared None Name of Issue Managers A B C - ---------------------------------------------------------------------------------- PE CORP 3 3,415 PE CORP 6 1,000 PE CORP 9 6,600 PECO ENERGY CO 1 227,193 60,192 PECO ENERGY CO 3 799,481 PECO ENERGY CO 6 1,800 PECO ENERGY CO 5 3,860 PECO ENERGY CO 4 6,510 PECO ENERGY CO 9 6,000 PENN NATL GAMING INC 1 32,000 - PEOPLESOFT INC 8 10,800 PEOPLESOFT INC 9 7,800 PEPSICO INC 1 12,905 1,853 PEPSICO INC 3 1,963,914 PEPSICO INC 2 62,900 PEPSICO INC 8 6,550 PEPSICO INC 6 132,290 PEPSICO INC 5 957,702 PEPSICO INC 9 47,100 PEPSI-GEMEX SA DE CV 2 951,000 PERICOM SEMICONDUCTOR CORP 1 89,600 86,200 PERKINELMER INC 1 108,232 104,047 PERKINELMER INC 3 82,480 PERKINELMER INC 5 1,150 PERKINELMER INC 9 1,500 PETSMART INC 8 100 PFIZER INC 1 1,099,838 1,055,644 PFIZER INC 3 4,182,146 PFIZER INC 2 85,231 PFIZER INC 8 187,337 PFIZER INC 6 186,821 PFIZER INC 5 1,353,193 PFIZER INC 4 7,440 PFIZER INC 9 200,425 PG&E CORP 9 12,400 PHARMACIA CORPORATION 1 428,528 360,508 PHAR-MOR INC 8 201,000 PHILADELPHIA SUBN CORP 1 623,233 95,200 PHILIP MORRIS COS INC 3 10,550 PHILIP MORRIS COS INC 8 86,850 PHILIP MORRIS COS INC 9 77,000 PHILIPPINE LONG DISTANCE TEL 3 3,200 PHILIPPINE LONG DISTANCE TEL 2 53,624 PHILLIPS PETE CO 8 6,000 PHILLIPS PETE CO 9 8,200 PHOTRONICS INC 1 22,500 - PHOTRONICS INC 3 165,000 PINNACLE HOLDINGS INC. 1 21,600 20,436 PLAINS RES INC 1 814,300 126,000 PNC BK CORP 1 - 734 PNC BK CORP 3 770 PNC BK CORP 9 9,800 POHANG IRON & STL LTD 3 419,805 POHANG IRON & STL LTD 6 267,740
Page 24 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion ------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other ITEM 7 Name of Issue Class Title Cusip Market Value Shares A B C Managers - ------------------------------------------------------------------------------------------------------------------------------------ POHANG IRON & STL LTD SPON ADR 730450103 $ 1,408,050.00 75,600 75,600 5 POMEROY COMPUTER RES INC COM 731822102 $ 520,781.25 27,500 27,500 - 1 POST PPTYS INC COM 737464107 $ 365,794.31 8,397 8,397 1 POST PPTYS INC COM 737464107 $ 5,770,419.44 132,463 132,463 3 POWERWAVE TECH INC COM 739363109 $ 208,068.75 5,480 5,480 1 POWERWAVE TECH INC COM 739363109 $ 3,016,617.19 79,450 79,450 3 PRECISION CASTPARTS CORP COM 740189105 $ 34,460,750.00 898,000 871,400 26,600 1 PRIDE INTL INC COM 741932107 $ 10,880,900.00 410,600 410,600 - 1 PRIMEX TECHNOLOGIES INC COM 741597108 $ 290,625.00 10,000 10,000 - 1 PRIORITY HEALTHCARE CORP CL B 74264T102 $ 549,381.25 7,205 7,205 1 PRIORITY HEALTHCARE CORP CL B 74264T102 $ 8,200,687.50 107,550 107,550 3 PROCTER & GAMBLE CO COM 742718109 $ 4,997,463.00 74,589 74,589 - 1 PROCTER & GAMBLE CO COM 742718109 $ 23,943,522.00 357,366 357,366 3 PROCTER & GAMBLE CO COM 742718109 $ 1,622,740.00 24,220 24,220 2 PROCTER & GAMBLE CO COM 742718109 $ 961,584.00 14,352 14,352 8 PROCTER & GAMBLE CO COM 742718109 $ 6,734,505.00 100,515 100,515 6 PROCTER & GAMBLE CO COM 742718109 $ 27,819,070.00 415,210 415,210 5 PROCTER & GAMBLE CO COM 742718109 $ 2,867,600.00 42,800 42,800 9 PROFESSIONAL STAFF PLC SPON ADR 74315R105 $ 611,600.00 111,200 111,200 8 PROFIT RECOVERY GROUP INTL INC COM 743168106 $ 1,970,655.00 199,560 199,560 3 PROGRESS SOFTWARE CORP COM 743312100 $ 5,801,606.75 425,806 425,806 - 1 PROTECTIVE LIFE CORP COM 743674103 $ 27,679,187.50 926,500 899,400 27,100 1 PROTECTIVE LIFE CORP COM 743674103 $ 29,875.00 1,000 1,000 5 PROTEIN DESIGN LABS INC COM 74369L103 $ 537,671.00 4,462 4,462 1 PROTEIN DESIGN LABS INC COM 74369L103 $ 6,659,794.00 55,268 55,268 3 PROTEIN DESIGN LABS INC COM 74369L103 $ 1,084,500.00 9,000 9,000 8 PROTEIN DESIGN LABS INC COM 74369L103 $ 40,970.00 340 340 5 PROTON ENERGY SYSTEMS COM 74371K101 $ 572,500.00 20,000 20,000 - 1 PROVIDIAN FINL CORP COM 74406A102 $ 315,595.00 2,485 1,535 950 1 PROVIDIAN FINL CORP COM 74406A102 $ 32,984,059.00 259,717 259,717 3 PROVIDIAN FINL CORP COM 74406A102 $ 120,650.00 950 950 6 PROVIDIAN FINL CORP COM 74406A102 $ 160,020.00 1,260 1,260 5 PROVIDIAN FINL CORP COM 74406A102 $ 124,460.00 980 980 4 PROVIDIAN FINL CORP COM 74406A102 $ 584,200.00 4,600 4,600 9 PT TELEKOMUNIKASI INDONESIA SPON ADR 715684106 $ 713,112.50 114,098 114,098 3 PT TELEKOMUNIKASI INDONESIA SPON ADR 715684106 $ 94,300.00 15,088 15,088 2 PURE RESOURCES INC COM 7.46E+106 $ 18,365,842.79 866,824 842,380 24,444 1 QUAKER CITY BANCORP INC COM 74731K106 $ 424,043.75 22,100 22,100 - 1 QUALCOMM INC COM 747525103 $ 726,108.75 10,191 10,191 - 1 QUALCOMM INC COM 747525103 $ 32,062.50 450 450 3 QUALCOMM INC COM 747525103 $ 240,825.00 3,380 3,380 8 QUALCOMM INC COM 747525103 $ 42,750.00 600 600 6 QUALCOMM INC COM 747525103 $ 1,592,437.50 22,350 22,350 9 QUEENS COUNTY BANK CORP COM 748242104 $ 577,500.00 20,000 20,000 - 1 QUEST DIAGNOSTICS INC COM 74834L100 $ 7,379,113.50 64,306 64,306 - 1 QUILMES INDL QUINSA SOCIETE SP ADR NV PFD 74838Y108 $ 12,360,600.00 1,177,200 1,177,200 1 QUILMES INDL QUINSA SOCIETE SP ADR NV PFD 74838Y108 $ 2,775,412.50 264,325 264,325 3 QUILMES INDL QUINSA SOCIETE SP ADR NV PFD 74838Y108 $ 6,013,875.00 572,750 572,750 2 QUILMES INDL QUINSA SOCIETE SP ADR NV PFD 74838Y108 $ 177,450.00 16,900 16,900 5 QUINENCO SA SPON ADR 748718103 $ 5,891,862.50 678,200 678,200 1 QUINENCO SA SPON ADR 748718103 $ 192,862.50 22,200 22,200 3 QUINENCO SA SPON ADR 748718103 $ 3,430,693.75 394,900 394,900 2 QUINENCO SA SPON ADR 748718103 $ 56,468.75 6,500 6,500 5 QWEST COMMUNICATIONS INTL COM 749121109 $ 24,686,473.15 513,625 510,210 3,415 1 - ------------------------------------------------------------------------- FORM 13F - ------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 Sole Shared None Name of Issue A B C - ------------------------------------------------------------------------- POHANG IRON & STL LTD 75,600 POMEROY COMPUTER RES INC 27,500 - POST PPTYS INC 8,397 POST PPTYS INC 132,463 POWERWAVE TECH INC 5,480 POWERWAVE TECH INC 79,450 PRECISION CASTPARTS CORP 775,800 122,200 PRIDE INTL INC 195,100 215,500 PRIMEX TECHNOLOGIES INC 10,000 - PRIORITY HEALTHCARE CORP 7,205 PRIORITY HEALTHCARE CORP 107,550 PROCTER & GAMBLE CO 54,000 20,589 PROCTER & GAMBLE CO 357,366 PROCTER & GAMBLE CO 24,220 PROCTER & GAMBLE CO 14,352 PROCTER & GAMBLE CO 100,515 PROCTER & GAMBLE CO 415,210 PROCTER & GAMBLE CO 42,800 PROFESSIONAL STAFF PLC 111,200 PROFIT RECOVERY GROUP INTL INC 199,560 PROGRESS SOFTWARE CORP 213,800 212,006 PROTECTIVE LIFE CORP 800,800 125,700 PROTECTIVE LIFE CORP 1,000 PROTEIN DESIGN LABS INC 4,462 PROTEIN DESIGN LABS INC 55,268 PROTEIN DESIGN LABS INC 9,000 PROTEIN DESIGN LABS INC 340 PROTON ENERGY SYSTEMS 20,000 - PROVIDIAN FINL CORP 1,150 1,335 PROVIDIAN FINL CORP 259,717 PROVIDIAN FINL CORP 950 PROVIDIAN FINL CORP 1,260 PROVIDIAN FINL CORP 980 PROVIDIAN FINL CORP 4,600 PT TELEKOMUNIKASI INDONESIA 114,098 PT TELEKOMUNIKASI INDONESIA 15,088 PURE RESOURCES INC 759,310 107,514 QUAKER CITY BANCORP INC 22,100 - QUALCOMM INC 10,000 191 QUALCOMM INC 450 QUALCOMM INC 3,380 QUALCOMM INC 600 QUALCOMM INC 22,350 QUEENS COUNTY BANK CORP 20,000 - QUEST DIAGNOSTICS INC 32,700 31,606 QUILMES INDL QUINSA SOCIETE 1,177,200 QUILMES INDL QUINSA SOCIETE 264,325 QUILMES INDL QUINSA SOCIETE 572,750 QUILMES INDL QUINSA SOCIETE 16,900 QUINENCO SA 678,200 QUINENCO SA 22,200 QUINENCO SA 394,900 QUINENCO SA 6,500 QWEST COMMUNICATIONS INTL 276,926 236,699
Page 25 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion ------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other ITEM 7 Name of Issue Class Title Cusip Market Value Shares A B C Managers - ------------------------------------------------------------------------------------------------------------------------------------ R & B FALCON CORP COM 74912E101 $ 278,125.00 10,000 10,000 8 R & B FALCON CORP COM 74912E101 $ 139,062.50 5,000 5,000 6 RADIAN GROUP INC COM 750236101 $ 521,505.00 7,726 7,726 1 RADIAN GROUP INC COM 750236101 $ 6,621,750.00 98,100 98,100 3 RADIAN GROUP INC COM 750236101 $ 57,375.00 850 850 5 RADISYS CORP COM 750459109 $ 6,148,400.00 121,600 121,600 - 1 RADISYS CORP COM 750459109 $ 224,750.31 4,445 4,445 1 RADISYS CORP COM 750459109 $ 2,941,473.44 58,175 58,175 3 RADWARE LTD ORD M81873107 $ 369,750.00 12,325 12,325 3 RALSTON PURINA CO COM 751277302 $ 246,350.00 10,400 10,400 9 RAMTRON INTL CORP COM 751907304 $ 293,750.00 25,000 25,000 8 RATIONAL SOFTWARE CORP COM NEW 75409P202 $ 6,032,850.00 86,960 86,960 3 RATIONAL SOFTWARE CORP COM NEW 75409P202 $ 97,125.00 1,400 1,400 6 RAYTHEON CO CL B 755111408 $ 357,459.38 12,570 12,570 1 RAYTHEON CO CL B 755111408 $ 3,853,281.25 135,500 135,500 3 RAYTHEON CO CL B 755111408 $ 309,968.75 10,900 10,900 9 RAYTHEON CO COM 755111408 $ 2,389,887.50 84,040 84,040 - 1 READERS DIGEST ASSN INC CL A NON VTG 755267101 $ 2,647,660.63 74,978 74,978 3 RELIANT ENERGY INC COM 75952J108 $ 100,440.00 2,160 2,160 3 RELIANT ENERGY INC COM 75952J108 $ 441,750.00 9,500 9,500 9 REMEC INC COM 759543101 $ 206,356.88 7,010 7,010 1 REMEC INC COM 759543101 $ 6,918,106.88 235,010 235,010 3 RENAL CARE GROUP INC COM 759930100 $ 7,450,000.00 400,000 400,000 - 1 RENT A CTR INC NEW COM 76009N100 $ 13,967,095.31 402,655 402,655 - 1 RENT WAY INC COM 76009U104 $ 11,325,531.38 372,857 372,857 - 1 RICHARDSON ELECTRS LTD COM 763165107 $ 552,750.00 33,000 33,000 - 1 RIO TINTO PLC ORD 10P G75754104 $ 725,205.00 50,000 50,000 - 1 RITE AID CORP COM 767754104 $ 422,000.00 105,500 105,500 8 ROCKWELL INTL CORP NEW COM 773903109 $ 2,273,437.50 75,000 75,000 3 ROCKWELL INTL CORP NEW COM 773903109 $ 187,937.50 6,200 6,200 9 ROPER INDS INC NEW COM 776696106 $ 25,053,243.75 754,900 732,800 22,100 1 ROUSE CO COM 779273101 $ 299,250.00 12,000 12,000 3 ROUSE CO COM 779273101 $ 299,250.00 12,000 12,000 4 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 $ 233,756.25 3,900 3,900 8 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 $ 323,662.50 5,400 5,400 6 ROYAL DUTCH PETE CO NY REG GLD1.25 780257804 $ 4,141,681.25 69,100 69,100 9 RUBY TUESDAY INC COM 781182100 $ 5,879,767.50 522,646 522,646 - 1 SAFEWAY INC COM 786514208 $ 345,487.50 7,400 7,400 - 1 SAFEWAY INC COM NEW 786514208 $ 375,274.13 8,038 8,038 8 SAFEWAY INC COM NEW 786514208 $ 765,675.00 16,400 16,400 9 SANDISK CORP COM 80004C101 $ 421,659.75 6,317 6,317 1 SANDISK CORP COM 80004C101 $ 5,095,695.00 76,340 76,340 3 SARA LEE CORP COM 803111103 $ 24,375.00 1,200 1,200 3 SARA LEE CORP COM 803111103 $ 735,312.50 36,200 36,200 8 SARA LEE CORP COM 803111103 $ 10,968.75 540 540 6 SARA LEE CORP COM 803111103 $ 591,093.75 29,100 29,100 9 SATYAM INFOWAY LTD SPON ADR 804099109 $ 5,425.00 400 400 8 SATYAM INFOWAY LTD SPON ADR 804099109 $ 321,105.75 23,676 23,676 6 SBC COMM INC COM 78387G103 $ 25,835,449.50 518,004 518,004 3 SBC COMM INC COM 78387G103 $ 1,737,146.25 34,830 34,830 2 SBC COMM INC COM 78387G103 $ 143,490.38 2,877 2,877 8 SBC COMM INC COM 78387G103 $ 3,361,575.00 67,400 67,400 6 SBC COMM INC COM 78387G103 $ 23,727,333.00 475,736 475,736 5 SBC COMM INC COM 78387G103 $ 5,486,250.00 110,000 110,000 9 - ------------------------------------------------------------------------- FORM 13F - ------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 Sole Shared None Name of Issue A B C - ------------------------------------------------------------------------- R & B FALCON CORP 10,000 R & B FALCON CORP 5,000 RADIAN GROUP INC 7,726 RADIAN GROUP INC 98,100 RADIAN GROUP INC 850 RADISYS CORP 61,600 60,000 RADISYS CORP 4,445 RADISYS CORP 58,175 RADWARE LTD 12,325 RALSTON PURINA CO 10,400 RAMTRON INTL CORP 25,000 RATIONAL SOFTWARE CORP 86,960 RATIONAL SOFTWARE CORP 1,400 RAYTHEON CO 12,570 RAYTHEON CO 135,500 RAYTHEON CO 10,900 RAYTHEON CO 14,000 70,040 READERS DIGEST ASSN INC 74,978 RELIANT ENERGY INC 2,160 RELIANT ENERGY INC 9,500 REMEC INC 7,010 REMEC INC 235,010 RENAL CARE GROUP INC 202,200 197,800 RENT A CTR INC NEW 203,600 199,055 RENT WAY INC 188,200 184,657 RICHARDSON ELECTRS LTD 33,000 - RIO TINTO PLC 50,000 - RITE AID CORP 105,500 ROCKWELL INTL CORP NEW 75,000 ROCKWELL INTL CORP NEW 6,200 ROPER INDS INC NEW 652,900 102,000 ROUSE CO 12,000 ROUSE CO 12,000 ROYAL DUTCH PETE CO 3,900 ROYAL DUTCH PETE CO 5,400 ROYAL DUTCH PETE CO 69,100 RUBY TUESDAY INC 266,900 255,746 SAFEWAY INC 7,400 - SAFEWAY INC 8,038 SAFEWAY INC 16,400 SANDISK CORP 6,317 SANDISK CORP 76,340 SARA LEE CORP 1,200 SARA LEE CORP 36,200 SARA LEE CORP 540 SARA LEE CORP 29,100 SATYAM INFOWAY LTD 400 SATYAM INFOWAY LTD 23,676 SBC COMM INC 518,004 SBC COMM INC 34,830 SBC COMM INC 2,877 SBC COMM INC 67,400 SBC COMM INC 475,736 SBC COMM INC 110,000
Page 26 of 33
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 13F - ------------------------------------------------------------------------------------------------------------------------------------ US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------------------------------------------------------------------ ITEM 6 - Investment Discretion ------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Sole Shared Other ITEM 7 Name of Issue Class Title Cusip Market Value Shares A B C Managers - ------------------------------------------------------------------------------------------------------------------------------------ SBC COMMUNICATIONS INC COM 78387G103 $ 6,624,890.00 132,498 132,498 - 1 SCHERING PLOUGH CORP COM 806605101 $ 53,157,903.00 1,143,166 1,139,566 3,600 1 SCHERING PLOUGH CORP COM 806605101 $ 78,359,751.88 1,682,894 1,682,894 3 SCHERING PLOUGH CORP COM 806605101 $ 1,405,721.88 30,190 30,190 2 SCHERING PLOUGH CORP COM 806605101 $ 5,036,386.25 108,164 108,164 8 SCHERING PLOUGH CORP COM 806605101 $ 3,874,232.81 83,205 83,205 6 SCHERING PLOUGH CORP COM 806605101 $ 20,040,034.38 430,390 430,390 5 SCHERING PLOUGH CORP COM 806605101 $ 315,693.75 6,780 6,780 4 SCHERING PLOUGH CORP COM 806605101 $ 2,202,406.25 47,300 47,300 9 SCHLUMBERGER LTD COM 806857108 $ 1,436,600.38 17,453 17,453 - 1 SCHWAB CHARLES CORP NEW COM 808513105 $ 378,075.00 10,650 10,650 - 1 SCHWAB CHARLES CORP NEW COM 808513105 $ 23,409.38 660 660 3 SCHWAB CHARLES CORP NEW COM 808513105 $ 1,399,242.19 39,450 39,450 9 SCI SYS INC COM 783890106 $ 2,373,900.00 57,900 57,900 - 1 SCIENTIFIC ATLANTA INC COM 808655104 $ 391,993.63 6,161 6,161 1 SCIENTIFIC ATLANTA INC COM 808655104 $ 4,339,225.00 68,200 68,200 3 SCIENTIFIC ATLANTA INC COM 808655104 $ 318,125.00 5,000 5,000 9 SCOTTS CO COM 810186106 $ 16,716,500.00 499,000 483,500 15,500 1 SEAGATE TECHNOLOGY COM 811804103 $ 23,109,066.00 334,914 334,914 3 SEAGATE TECHNOLOGY COM 811804103 $ 1,331,700.00 19,300 19,300 2 SEAGATE TECHNOLOGY COM 811804103 $ 1,528,695.00 22,155 22,155 6 SEAGATE TECHNOLOGY COM 811804103 $ 20,008,620.00 289,980 289,980 5 SEAGATE TECHNOLOGY COM 811804103 $ 496,800.00 7,200 7,200 9 SEAGRAM LTD COM 811850106 $ 798,381.25 13,900 13,900 9 SEARS ROEBUCK & CO COM 812387108 $ 278,812.00 8,600 8,600 - 1 SEARS ROEBUCK & CO COM 812387108 $ 42,146.00 1,300 1,300 3 SEARS ROEBUCK & CO COM 812387108 $ 298,264.00 9,200 9,200 8 SEARS ROEBUCK & CO COM 812387108 $ 398,766.00 12,300 12,300 9 SENSORMATIC ELECTRS CORP COM 817265101 $ 32,530,500.00 2,168,700 2,118,300 50,400 1 SEROLOGICALS CORP COM 817523103 $ 1,803,750.00 260,000 260,000 - 1 SHOPKO STORES INC COM 824911101 $ 1,663,735.00 160,360 160,360 - 1 SHUFFLE MASTER INC COM 825549108 $ 971,875.00 50,000 50,000 - 1 SIEBEL SYS INC COM 826170102 $ 234,201.50 2,104 904 1,200 1 SIEBEL SYS INC COM 826170102 $ 47,674,921.13 428,298 428,298 3 SIEBEL SYS INC COM 826170102 $ 178,100.00 1,600 1,600 8 SIEBEL SYS INC COM 826170102 $ 148,045.63 1,330 1,330 6 SIEBEL SYS INC COM 826170102 $ 252,679.38 2,270 2,270 5 SIEBEL SYS INC COM 826170102 $ 1,380,275.00 12,400 12,400 9 SINCLAIR BROADCAST GROUP INC COM 829226109 $ 20,935,468.75 1,914,100 1,858,100 56,000 1 SK TELECOM LTD SPON ADR 78440P108 $ 20,429,659.38 797,255 797,255 1 SK TELECOM LTD SPON ADR 78440P108 $ 14,002,294.38 546,431 546,431 3 SK TELECOM LTD SPON ADR 78440P108 $ 1,494,116.88 58,307 58,307 2 SK TELECOM LTD SPON ADR 78440P108 $ 76,875.00 3,000 3,000 8 SK TELECOM LTD SPON ADR 78440P108 $ 6,709,137.50 261,820 261,820 6 SK TELECOM LTD SPON ADR 78440P108 $ 2,344,431.25 91,490 91,490 5 SK TELECOM LTD SPON ADR 78440P108 $ 12,246,751.25 477,922 477,922 4 SOLECTRON CORP COM 834182107 $ 328,640.63 7,125 7,125 - 1 SOLECTRON CORP COM 834182107 $ 802,575.00 17,400 17,400 9 SOUTHERN CO COM 842587107 $ 79,844.30 2,460 2,460 3 SOUTHERN CO COM 842587107 $ 714,054.69 22,000 22,000 9 SOUTHERN ENERGY COM 842816100 $ 156,875.00 5,000 5,000 - 1 SOUTHERN UN CO NEW COM 844030106 $ 17,156,872.16 865,962 841,071 24,891 1 SOUTHWEST AIRLS CO COM 844741108 $ 392,850.00 16,200 16,200 9 SOVEREIGN BANCORP INC COM 845905108 $ 11,377,500.00 1,230,000 1,230,000 - 1 - ------------------------------------------------------------------------- FORM 13F - ------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - ------------------------------------------------------------------------- ITEM 8 - Voting Authority ------------------------------------- ITEM 1 Sole Shared None Name of Issue A B C - ------------------------------------------------------------------------- SBC COMMUNICATIONS INC 112,456 20,042 SCHERING PLOUGH CORP 626,690 516,476 SCHERING PLOUGH CORP 1,682,894 SCHERING PLOUGH CORP 30,190 SCHERING PLOUGH CORP 108,164 SCHERING PLOUGH CORP 83,205 SCHERING PLOUGH CORP 430,390 SCHERING PLOUGH CORP 6,780 SCHERING PLOUGH CORP 47,300 SCHLUMBERGER LTD 15 17,438 SCHWAB CHARLES CORP NEW 10,650 - SCHWAB CHARLES CORP NEW 660 SCHWAB CHARLES CORP NEW 39,450 SCI SYS INC 11,900 46,000 SCIENTIFIC ATLANTA INC 6,161 SCIENTIFIC ATLANTA INC 68,200 SCIENTIFIC ATLANTA INC 5,000 SCOTTS CO 427,400 71,600 SEAGATE TECHNOLOGY 334,914 SEAGATE TECHNOLOGY 19,300 SEAGATE TECHNOLOGY 22,155 SEAGATE TECHNOLOGY 289,980 SEAGATE TECHNOLOGY 7,200 SEAGRAM LTD 13,900 SEARS ROEBUCK & CO 8,600 - SEARS ROEBUCK & CO 1,300 SEARS ROEBUCK & CO 9,200 SEARS ROEBUCK & CO 12,300 - SENSORMATIC ELECTRS CORP 1,714,300 454,400 SEROLOGICALS CORP 260,000 - SHOPKO STORES INC 81,800 78,560 SHUFFLE MASTER INC 50,000 - SIEBEL SYS INC 800 1,304 SIEBEL SYS INC 428,298 SIEBEL SYS INC 1,600 SIEBEL SYS INC 1,330 SIEBEL SYS INC 2,270 SIEBEL SYS INC 12,400 SINCLAIR BROADCAST GROUP INC 1,699,100 215,000 SK TELECOM LTD 797,255 SK TELECOM LTD 546,431 SK TELECOM LTD 58,307 SK TELECOM LTD 3,000 SK TELECOM LTD 261,820 SK TELECOM LTD 91,490 SK TELECOM LTD 477,922 SOLECTRON CORP 7,125 - SOLECTRON CORP 17,400 SOUTHERN CO 2,460 SOUTHERN CO 22,000 SOUTHERN ENERGY 2,500 2,500 SOUTHERN UN CO NEW 752,384 113,578 SOUTHWEST AIRLS CO 16,200 SOVEREIGN BANCORP INC 610,200 619,800
Page 27 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- SPECTRUM CTL INC COM 847615101 $ 514,000.00 32,000 SPRINT CORP COM 852061100 $ 45,580.94 1,555 SPRINT CORP COM FON GROUP 852061100 $ 127,509.38 4,350 SPRINT CORP COM FON GROUP 852061100 $ 820,750.00 28,000 SPRINT CORP PCS COM SER 1 852061506 $ 997,550.00 28,400 SPX CORP COM 784635104 $ 11,641,571.81 82,019 SPX CORP COM 784635104 $ 53,936.25 380 ST JOE CO COM 790148100 $ 115,759.70 6,179 ST JOE CO COM 790148100 $ 1,909,800.92 101,941 ST JUDE MED INC COM 790849103 $ 8,119,200.00 159,200 ST JUDE MED INC COM 790849103 $ 443,700.00 8,700 ST JUDE MED INC COM 790849103 $ 2,550.00 50 ST JUDE MED INC COM 790849103 $ 137,700.00 2,700 STAPLES INC COM 855030102 $ 1,926,662.50 135,800 STAPLES INC COM 855030102 $ 21,281.25 1,500 STAPLES INC COM 855030102 $ 212,812.50 15,000 STET HELLAS COMM SA ADR 859823106 $ 5,875,476.25 394,990 STET HELLAS COMM SA ADR 859823106 $ 3,037,028.75 204,170 STET HELLAS COMM SA ADR 859823106 $ 6,122,847.50 411,620 STORAGE TECHNOLOGY CORP COM 862111200 $ 26,164,775.00 1,929,200 SUIZA FOODS CORP COM 865077101 $ 247,553.42 4,848 SUIZA FOODS CORP COM 865077101 $ 5,427,077.77 106,282 SUN MICROSYSTEMS INC COM 866810104 $ 82,170,952.75 703,816 SUN MICROSYSTEMS INC COM 866810104 $ 134,212,647.75 1,149,573 SUN MICROSYSTEMS INC COM 866810104 $ 1,701,047.50 14,570 SUN MICROSYSTEMS INC COM 866810104 $ 3,027,911.25 25,935 SUN MICROSYSTEMS INC COM 866810104 $ 7,219,236.25 61,835 SUN MICROSYSTEMS INC COM 866810104 $ 28,506,263.75 244,165 SUN MICROSYSTEMS INC COM 866810104 $ 365,427.50 3,130 SUN MICROSYSTEMS INC COM 866810104 $ 5,814,150.00 49,800 SUN MICROSYSTEMS INC COM 866810104 $ 18,680.00 160 SUNRISE MED INC COM 867910101 $ 1,576,800.00 262,800 SUNTRUST BKS INC COM 867914103 $ 518,700.00 10,400 SUPERIOR ENERGY SVCS INC COM 868157108 $ 11,165,700.00 1,063,400 SYBASE INC COM 871130100 $ 11,194,767.00 486,729 SYBRON INTL COM 87114F106 $ 4,726,632.00 196,943 SYMANTEC CORP COM 871503108 $ 10,029,316.00 227,939 SYMBOL TECH INC COM 871508107 $ 330,409.38 9,194 SYMBOL TECH INC COM 871508107 $ 9,663,845.31 268,907 SYMBOL TECH INC COM 871508107 $ 72,593.75 2,020 SYNCOR INTL CORP NEW COM 87157J106 $ 1,973,150.00 53,600 SYNOVUS FINL CORP COM 87161C105 $ 39,429.94 1,861 SYNOVUS FINL CORP COM 87161C105 $ 184,331.25 8,700 SYSCO CORP COM 871829107 $ 15,760,051.50 340,298 SYSCO CORP COM 871829107 $ 152,831.25 3,300 SYSCO CORP COM 871829107 $ 495,543.75 10,700 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 $ 314,062.50 25,000 TANNING TECH CORP COM 87588P101 $ 4,480,918.75 325,885 TECHNITROL INC COM 878555101 $ 2,787,600.00 27,600 TEEKAY SHIPPING CORP COM Y8564W103 $ 9,410,968.75 200,500 TEKELEC COM 879101103 $ 174,237.50 5,300 TEKTRONIC INC COM 879131100 $ 115,218.75 1,500 TEKTRONIX INC COM 879131100 $ 10,507,950.00 136,800 TELCOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 17,598,425.00 813,800 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- SPECTRUM CTL INC 32,000 - 1 32,000 - SPRINT CORP 1,555 - 1 1,000 555 SPRINT CORP 4,350 8 4,350 SPRINT CORP 28,000 9 28,000 SPRINT CORP 28,400 9 28,400 SPX CORP 82,019 - 1 41,000 41,019 SPX CORP 380 3 380 ST JOE CO 6,179 1 6,179 ST JOE CO 101,941 3 101,941 ST JUDE MED INC 159,200 - 1 81,500 77,700 ST JUDE MED INC 8,700 3 8,700 ST JUDE MED INC 50 8 50 ST JUDE MED INC 2,700 9 2,700 STAPLES INC 135,800 - 1 27,800 108,000 STAPLES INC 1,500 8 1,500 STAPLES INC 15,000 9 15,000 STET HELLAS COMM SA 394,990 1 394,990 STET HELLAS COMM SA 204,170 3 204,170 STET HELLAS COMM SA 411,620 2 411,620 STORAGE TECHNOLOGY CORP 1,872,300 56,900 1 1,668,000 261,200 SUIZA FOODS CORP 4,848 1 4,848 SUIZA FOODS CORP 106,282 3 106,282 SUN MICROSYSTEMS INC 701,016 2,800 1 466,991 236,825 SUN MICROSYSTEMS INC 1,149,573 3 1,149,573 SUN MICROSYSTEMS INC 14,570 2 14,570 SUN MICROSYSTEMS INC 25,935 8 25,935 SUN MICROSYSTEMS INC 61,835 6 61,835 SUN MICROSYSTEMS INC 244,165 5 244,165 SUN MICROSYSTEMS INC 3,130 4 3,130 SUN MICROSYSTEMS INC 49,800 9 49,800 SUN MICROSYSTEMS INC 160 7 160 SUNRISE MED INC 262,800 - 1 262,800 - SUNTRUST BKS INC 10,400 9 10,400 SUPERIOR ENERGY SVCS INC 1,032,500 30,900 1 921,800 141,600 SYBASE INC 486,729 - 1 222,900 263,829 SYBRON INTL 196,943 - 1 100,000 96,943 SYMANTEC CORP 227,939 - 1 115,000 112,939 SYMBOL TECH INC 9,194 1 9,194 SYMBOL TECH INC 268,907 3 268,907 SYMBOL TECH INC 2,020 5 2,020 SYNCOR INTL CORP NEW 53,600 - 1 53,600 - SYNOVUS FINL CORP 1,861 3 1,861 SYNOVUS FINL CORP 8,700 9 8,700 SYSCO CORP 340,298 - 1 4,150 336,148 SYSCO CORP 3,300 8 3,300 SYSCO CORP 10,700 9 10,700 TAKE-TWO INTERACTIVE SOFTWAR 25,000 - 1 25,000 - TANNING TECH CORP 325,885 3 325,885 TECHNITROL INC 27,600 - 1 14,200 13,400 TEEKAY SHIPPING CORP 200,500 - 1 101,400 99,100 TEKELEC 5,300 8 5,300 TEKTRONIC INC 1,500 9 1,500 TEKTRONIX INC 136,800 - 1 69,100 67,700 TELCOMM ARGENTINA STET-FRANCE 813,800 1 813,800
Page 28 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- TELCOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 5,306,472.25 245,386 TELCOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 10,672,586.25 493,530 TELCOMM ARGENTINA STET-FRANCE SPON ADR REP B 879273209 $ 166,512.50 7,700 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 5,301,000.00 176,700 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 94,500.00 3,150 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 8,322,300.00 277,410 TELE CELULAR SUL PART SA SPON ADR PFD 879238103 $ 427,500.00 14,250 TELE CENTRO SUL PART SA SPON ADR PFD 879239101 $ 146,874.00 2,000 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 97,878,810.63 4,290,578 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 16,266,498.75 713,052 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 67,818,323.13 2,972,858 TELE NORTE LESTE PART SA SPON ADR PFD 879246106 $ 744,691.25 32,644 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287100 $ 2,777,287.50 35,100 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287100 $ 3,298,325.63 41,685 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287100 $ 9,530,606.25 120,450 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287100 $ 633,000.00 8,000 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287308 $ 8,290,163.63 104,773 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287308 $ 3,216,826.88 40,655 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287308 $ 2,645,465.25 33,434 TELECOMUNICACOES BRASILEIRAS SPON ADR 879287308 $ 63,300.00 800 TELEFONICA SA SPON ADR 879382208 $ 50,724,319.13 853,406 TELEFONICA SA SPON ADR 879382208 $ 34,473.75 580 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 362,255,550.00 6,818,928 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 44,305,878.13 833,993 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 211,223,193.75 3,975,966 TELEFONOS DE MEXICO SA SPON ADR ORD L 879403780 $ 2,317,312.50 43,620 TELEMIG CELULAR PART SA SPON ADR PFD 87944E105 $ 1,206,975.00 22,800 TELEMIG CELULAR PART SA SPON ADR PFD 87944E105 $ 1,196,387.50 22,600 TELEMIG CELULAR PART SA SPON ADR PFD 87944E105 $ 1,397,550.00 26,400 TELEPHONE & DATA SYS INC COM 879433100 $ 224,167.50 2,025 TELEPHONE & DATA SYS INC COM 879433100 $ 2,905,321.50 26,245 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 58,842,843.75 1,786,500 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 8,659,268.75 262,900 TELESP CELULAR PART SA SPON ADR PFD 87952L108 $ 18,918,970.63 574,390 TELLABS INC COM 879664100 $ 29,469,761.50 617,159 TELLABS INC COM 879664100 $ 3,944,866.25 82,615 TELLABS INC COM 879664100 $ 99,988.50 2,094 TELLABS INC COM 879664100 $ 601,650.00 12,600 TENET HEALTHCARE CORP COM 88033G100 $ 364,375.00 10,000 TETRA TECH INC NEW COM 88162G103 $ 571,250.00 20,000 TEVA PHARM INDS LTD ADR 881624209 $ 55,017,971.25 751,740 TEVA PHARM INDS LTD ADR 881624209 $ 11,191,832.50 152,920 TEVA PHARM INDS LTD ADR 881624209 $ 53,844,409.69 735,705 TEVA PHARM INDS LTD ADR 881624209 $ 21,956.25 300 TEVA PHARM INDS LTD ADR 881624209 $ 841,656.25 11,500 TEXACO INC COM 881694103 $ 877,590.00 16,716 TEXACO INC COM 881694103 $ 909,825.00 17,330 TEXACO INC COM 881694103 $ 534,975.00 10,190 TEXACO INC COM 881694103 $ 934,500.00 17,800 TEXAS INSTRS INC COM 882508104 $ 36,669,192.63 777,093 TEXAS INSTRS INC COM 882508104 $ 29,671,730.00 624,668 TEXAS INSTRS INC COM 882508104 $ 4,370,285.00 92,006 TEXAS INSTRS INC COM 882508104 $ 92,150.00 1,940 TEXAS INSTRS INC COM 882508104 $ 106,400.00 2,240 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- TELCOMM ARGENTINA STET-FRANCE 245,386 3 245,386 TELCOMM ARGENTINA STET-FRANCE 493,530 2 493,530 TELCOMM ARGENTINA STET-FRANCE 7,700 5 7,700 TELE CELULAR SUL PART SA 176,700 1 176,700 TELE CELULAR SUL PART SA 3,150 3 3,150 TELE CELULAR SUL PART SA 277,410 2 277,410 TELE CELULAR SUL PART SA 14,250 5 14,250 TELE CENTRO SUL PART SA 2,000 5 2,000 TELE NORTE LESTE PART SA 4,290,578 1 4,290,578 TELE NORTE LESTE PART SA 713,052 3 713,052 TELE NORTE LESTE PART SA 2,972,858 2 2,972,858 TELE NORTE LESTE PART SA 32,644 5 32,644 TELECOMUNICACOES BRASILEIRAS 35,100 1 35,100 TELECOMUNICACOES BRASILEIRAS 41,685 3 41,685 TELECOMUNICACOES BRASILEIRAS 120,450 2 120,450 TELECOMUNICACOES BRASILEIRAS 8,000 6 8,000 TELECOMUNICACOES BRASILEIRAS 104,773 1 104,773 TELECOMUNICACOES BRASILEIRAS 40,655 3 40,655 TELECOMUNICACOES BRASILEIRAS 33,434 2 33,434 TELECOMUNICACOES BRASILEIRAS 800 5 800 TELEFONICA SA 853,406 1 853,406 TELEFONICA SA 580 8 580 TELEFONOS DE MEXICO SA 6,818,928 1 6,818,928 TELEFONOS DE MEXICO SA 833,993 3 833,993 TELEFONOS DE MEXICO SA 3,975,966 2 3,975,966 TELEFONOS DE MEXICO SA 43,620 5 43,620 TELEMIG CELULAR PART SA 22,800 1 22,800 TELEMIG CELULAR PART SA 22,600 3 22,600 TELEMIG CELULAR PART SA 26,400 2 26,400 TELEPHONE & DATA SYS INC 2,025 1 2,025 TELEPHONE & DATA SYS INC 26,245 3 26,245 TELESP CELULAR PART SA 1,786,500 1 1,786,500 TELESP CELULAR PART SA 262,900 3 262,900 TELESP CELULAR PART SA 574,390 2 574,390 TELLABS INC 617,159 - 1 330,956 286,203 TELLABS INC 82,615 3 82,615 TELLABS INC 2,094 8 2,094 TELLABS INC 12,600 9 12,600 TENET HEALTHCARE CORP 10,000 9 10,000 TETRA TECH INC NEW 20,000 - 1 10,100 9,900 TEVA PHARM INDS LTD 751,740 1 751,740 TEVA PHARM INDS LTD 152,920 3 152,920 TEVA PHARM INDS LTD 735,705 2 735,705 TEVA PHARM INDS LTD 300 8 300 TEVA PHARM INDS LTD 11,500 5 11,500 TEXACO INC 16,716 - 1 - 16,716 TEXACO INC 17,330 8 17,330 TEXACO INC 10,190 6 10,190 TEXACO INC 17,800 9 17,800 TEXAS INSTRS INC 775,393 1,700 1 503,087 274,006 TEXAS INSTRS INC 624,668 3 624,668 TEXAS INSTRS INC 92,006 8 92,006 TEXAS INSTRS INC 1,940 6 1,940 TEXAS INSTRS INC 2,240 5 2,240
Page 29 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC COM 882508104 $ 2,560,250.00 53,900 TEXTRON INC COM 883203101 $ 2,670,360.75 57,894 TEXTRON INC COM 883203101 $ 1,391,629.38 30,130 TEXTRON INC COM 883203101 $ 87,756.25 1,900 TEXTRON INC COM 883203101 $ 221,700.00 4,800 THERMO ELECTRON CORP COM 883556102 $ 2,433,600.00 93,600 THERMO ELECTRON CORP COM 883556102 $ 547,430.00 21,055 THERMO ELECTRON CORP COM 883556102 $ 132,600.00 5,100 THERMO FIBERGEN INC COM 88355U109 $ 292,500.00 24,000 THERMO FIBERGEN INC RT 88355U117 $ 6,000.00 24,000 THERMO FIBERTEK INC COM 88355W105 $ 83,331.25 19,900 THORNBURG MORTGAGE INC COM 885218107 $ 309,375.00 33,000 TIFFANY & CO NEW COM 886547108 $ 19,281.25 500 TIFFANY & CO NEW COM 886547108 $ 177,387.50 4,600 TIME WARNER INC COM 887315109 $ 71,275,378.75 910,865 TIME WARNER INC COM 887315109 $ 158,845,641.99 2,027,903 TIME WARNER INC COM 887315109 $ 2,877,060.90 36,730 TIME WARNER INC COM 887315109 $ 818,000.19 10,443 TIME WARNER INC COM 887315109 $ 7,102,181.10 90,670 TIME WARNER INC COM 887315109 $ 44,622,251.10 569,670 TIME WARNER INC COM 887315109 $ 337,602.30 4,310 TIME WARNER INC COM 887315109 $ 3,266,361.00 41,700 TITANIUM METALS CORP COM 888339108 $ 13,915,475.00 1,699,600 TJX COS INC NEW COM 872540109 $ 2,790.00 124 TJX COS INC NEW COM 872540109 $ 40,950.00 1,820 TJX COS INC NEW COM 872540109 $ 229,500.00 10,200 TMP WORLDWIDE INC COM 872941109 $ 398,314.00 4,948 TMP WORLDWIDE INC COM 872941109 $ 3,723,125.00 46,250 TOMMY HILFIGER CORP COM G8915Z102 $ 6,696,112.50 695,700 TRADE GROUP INC COM 269246104 $ 277,276.00 16,152 TRADE GROUP INC COM 269246104 $ 3,933,638.67 229,144 TRADE GROUP INC COM 269246104 $ 108,562.00 6,324 TRANSWITCH CORP COM 894065101 $ 13,182,225.00 206,780 TRIBUNE CO NEW COM 896047107 $ 81,578.75 1,870 TRIBUNE CO NEW COM 896047107 $ 467,005.63 10,705 TRIKON TECHNOLOGIES INC COM 896187408 $ 670,937.50 47,500 TRIMBLE NAV LTD COM 896239100 $ 872,625.00 39,000 TRIMBLE NAVIGATION LTD COM 896239100 $ 2,013.75 90 TRIQUINT SEMICONDUCTOR INC COM 89674K103 $ 494,821.25 13,580 TRITON PCS HLDGS INC CL A 89677M106 $ 1,730,575.00 62,930 TRUE NORTH COMMUNICATIONS RTS ATT COM 897844106 $ 3,196,979.50 89,426 TRUMP HOTELS & CASINO RESORTS COM 898168109 $ 632,500.00 253,000 TUBOS DE ACERO DE MEXICO SA ADR NEW 898592506 $ 819,075.00 48,900 TUBOS DE ACERO DE MEXICO SA ADR NEW 898592506 $ 3,016,675.00 180,100 TUBOS DE ACERO DE MEXICO SA ADR NEW 898592506 $ 8,465,450.00 505,400 TUESDAY MORNING CORP COM 899035505 $ 1,093,750.00 140,000 TUT SYSTEMS COM 901103101 $ 301,230.63 3,490 TUT SYSTEMS COM 901103101 $ 3,381,723.75 39,180 TYCO INTL LTD NEW COM 902124106 $ 352,750.00 6,800 TYCO INTL LTD NEW COM 902124106 $ 1,340,968.75 25,850 TYCO INTL LTD NEW COM 902124106 $ 1,615,491.25 31,142 TYCO INTL LTD NEW COM 902124106 $ 2,801,250.00 54,000 TYCO INTL LTD NEW COM 902124106 $ 10,375.00 200 ULTRAPAR PARTICIPACOES SA SP ADR REP PFD 90400P101 $ 12,339,500.00 1,073,000 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- TEXAS INSTRS INC 53,900 9 53,900 TEXTRON INC 57,894 - 1 56,910 984 TEXTRON INC 30,130 3 30,130 TEXTRON INC 1,900 8 1,900 TEXTRON INC 4,800 9 4,800 THERMO ELECTRON CORP 93,600 - 1 19,400 74,200 THERMO ELECTRON CORP 21,055 8 21,055 THERMO ELECTRON CORP 5,100 9 5,100 THERMO FIBERGEN INC 24,000 8 24,000 THERMO FIBERGEN INC 24,000 8 24,000 THERMO FIBERTEK INC 19,900 8 19,900 THORNBURG MORTGAGE INC 33,000 - 1 33,000 - TIFFANY & CO NEW 500 - 1 500 - TIFFANY & CO NEW 4,600 9 4,600 TIME WARNER INC 907,715 3,150 1 483,089 427,776 TIME WARNER INC 2,027,903 3 2,027,903 TIME WARNER INC 36,730 2 36,730 TIME WARNER INC 10,443 8 10,443 TIME WARNER INC 90,670 6 90,670 TIME WARNER INC 569,670 5 569,670 TIME WARNER INC 4,310 4 4,310 TIME WARNER INC 41,700 9 41,700 TITANIUM METALS CORP 1,651,200 48,400 1 1,483,000 216,600 TJX COS INC NEW 124 - 1 - 124 TJX COS INC NEW 1,820 3 1,820 TJX COS INC NEW 10,200 9 10,200 TMP WORLDWIDE INC 4,948 1 4,948 TMP WORLDWIDE INC 46,250 3 46,250 TOMMY HILFIGER CORP 695,700 - 1 350,300 345,400 TRADE GROUP INC 16,152 1 16,152 TRADE GROUP INC 229,144 3 229,144 TRADE GROUP INC 6,324 8 6,324 TRANSWITCH CORP 206,780 3 206,780 TRIBUNE CO NEW 1,870 3 1,870 TRIBUNE CO NEW 10,705 9 10,705 TRIKON TECHNOLOGIES INC 47,500 - 1 47,500 - TRIMBLE NAV LTD 39,000 - 1 39,000 - TRIMBLE NAVIGATION LTD 90 8 90 TRIQUINT SEMICONDUCTOR INC 13,580 8 13,580 TRITON PCS HLDGS INC 62,930 3 62,930 TRUE NORTH COMMUNICATIONS RTS ATT 89,426 - 1 43,600 45,826 TRUMP HOTELS & CASINO RESORTS 253,000 8 253,000 TUBOS DE ACERO DE MEXICO SA 48,900 1 48,900 TUBOS DE ACERO DE MEXICO SA 180,100 3 180,100 TUBOS DE ACERO DE MEXICO SA 505,400 2 505,400 TUESDAY MORNING CORP 140,000 - 1 140,000 - TUT SYSTEMS 3,490 1 3,490 TUT SYSTEMS 39,180 3 39,180 TYCO INTL LTD NEW 6,800 - 1 6,800 - TYCO INTL LTD NEW 25,850 3 25,850 TYCO INTL LTD NEW 31,142 8 31,142 TYCO INTL LTD NEW 54,000 9 54,000 TYCO INTL LTD NEW 200 7 200 ULTRAPAR PARTICIPACOES SA 1,073,000 1 1,073,000
Page 30 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA SP ADR REP PFD 90400P101 $ 1,643,350.00 142,900 ULTRAPAR PARTICIPACOES SA SP ADR REP PFD 90400P101 $ 8,544,500.00 743,000 UNIBANCO-UNIAO DE BANCOS BRASL GDR REP PFD UT 90458E107 $ 32,547,900.00 986,300 UNIBANCO-UNIAO DE BANCOS BRASL GDR REP PFD UT 90458E107 $ 5,232,150.00 158,550 UNIBANCO-UNIAO DE BANCOS BRASL GDR REP PFD UT 90458E107 $ 21,997,800.00 666,600 UNICOM CORP COM 904911104 $ 23,992.06 427 UNICOM CORP COM 904911104 $ 5,553,479.52 98,804 UNICOM CORP COM 904911104 $ 393,449.22 7,000 UNILEVER N V COM 904784501 $ 775,377.44 16,070 UNILEVER NV NY SHS NEW 904784709 $ 887,800.00 18,400 UNION PAC CORP COM 907818108 $ 590,900.00 15,200 UNION PAC CORP COM 907818108 $ 311,500.00 8,000 UNISYS CORP COM 909214108 $ 277,875.00 24,700 UNISYS CORP COM 909214108 $ 111,375.00 9,900 UNITED PAN-EUROPE COMM NV SPON ADR A SHS 911300200 $ 404,397.19 20,805 UNITED PARCEL SERVICE INC CL B 911312106 $ 670,862.50 11,900 UNITED STATIONERS INC COM 913004107 $ 2,687,500.00 100,000 UNITED TECH CORP COM 913017109 $ 4,464,975.00 64,360 UNITED TECH CORP COM 913017109 $ 731,906.25 10,550 UNITED TECH CORP COM 913017109 $ 1,075,312.50 15,500 UNITED TECHNOLOGIES CORP COM 913017109 $ 5,111,758.00 73,816 UNITED THERAPEUTICS CORP DEL COM 91307C102 $ 480,737.25 5,502 UNITED THERAPEUTICS CORP DEL COM 91307C102 $ 5,386,494.00 61,648 UNIVERSAL HEALTH SVCS INC COM 913903100 $ 14,756,955.00 172,344 UNIVERSAL HLTH SVCS INC CL B 913903100 $ 6,011,731.25 70,210 UNOCAL CORP COM 915289102 $ 28,350.00 800 UNOCAL CORP COM 915289102 $ 265,781.25 7,500 UNOCAL CORP COM 915289102 $ 276,412.50 7,800 US BANCORP DEL COM 902973106 $ 7,553.00 332 US BANCORP DEL COM 902973106 $ 114,432.50 5,030 US BANCORP DEL COM 902973106 $ 455,000.00 20,000 US BANCORP DEL COM 902973106 $ 536,900.00 23,600 US RESTAURANT PPTYS INC PFD CV SER A 902971209 $ 540,000.00 40,000 USA NETWORKS INC COM 902984103 $ 219,375.00 10,000 USX MARATHON GROUP COM NEW 902905827 $ 44,832.50 1,580 USX MARATHON GROUP COM NEW 902905827 $ 280,912.50 9,900 UTAH MED PRODS INC COM 917488108 $ 348,837.50 47,300 UTI ENERGY CORP COM 903387108 $ 10,210,200.00 228,800 VALASSIS COMM INC COM 918866104 $ 223,612.50 10,050 VALASSIS COMM INC COM 918866104 $ 2,508,643.00 112,748 VALASSIS COMM INC COM 918866104 $ 37,157.50 1,670 VARIAN INC COM 922206107 $ 7,725,412.50 179,400 VARIAN MEDICAL SYSTEMS COM 92220P105 $ 9,060,093.75 200,500 VARIAN SEMICONDUCTOR EQT COM 922207105 $ 2,393,753.75 63,940 VARIAN SEMICONDUCTOR EQUIP COM 922207105 $ 14,826,747.50 396,040 VENATOR GROUP INC COM 922944103 $ 8,089,537.50 653,700 VERISIGN INC COM 92343E102 $ 5,098,498.13 25,170 VERISIGN INC COM 92343E102 $ 135,716.88 670 VERIZON COMMUNICATIONS COM 92343V104 $ 8,267,490.74 170,684 VERTIAS SOFTWARE CO COM 923436109 $ 36,141,840.00 254,520 VERTIAS SOFTWARE CO COM 923436109 $ 207,320.00 1,460 VERTIAS SOFTWARE CO COM 923436109 $ 113,600.00 800 VERTIAS SOFTWARE CO COM 923436109 $ 142,000.00 1,000 VERTIAS SOFTWARE CO COM 923436109 $ 1,746,600.00 12,300 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- ULTRAPAR PARTICIPACOES SA 142,900 3 142,900 ULTRAPAR PARTICIPACOES SA 743,000 2 743,000 UNIBANCO-UNIAO DE BANCOS BRASL 986,300 1 986,300 UNIBANCO-UNIAO DE BANCOS BRASL 158,550 3 158,550 UNIBANCO-UNIAO DE BANCOS BRASL 666,600 2 666,600 UNICOM CORP 427 - 1 - 427 UNICOM CORP 98,804 3 98,804 UNICOM CORP 7,000 9 7,000 UNILEVER N V 16,070 - 1 - 16,070 UNILEVER NV 18,400 9 18,400 UNION PAC CORP 15,200 - 1 - 15,200 UNION PAC CORP 8,000 9 8,000 UNISYS CORP 24,700 8 24,700 UNISYS CORP 9,900 9 9,900 UNITED PAN-EUROPE COMM NV 20,805 8 20,805 UNITED PARCEL SERVICE INC 11,900 8 11,900 UNITED STATIONERS INC 100,000 - 1 50,500 49,500 UNITED TECH CORP 64,360 3 64,360 UNITED TECH CORP 10,550 8 10,550 UNITED TECH CORP 15,500 9 15,500 UNITED TECHNOLOGIES CORP 73,816 - 1 73,160 656 UNITED THERAPEUTICS CORP DEL 5,502 1 5,502 UNITED THERAPEUTICS CORP DEL 61,648 3 61,648 UNIVERSAL HEALTH SVCS INC 172,344 - 1 87,244 85,100 UNIVERSAL HLTH SVCS INC 70,210 3 70,210 UNOCAL CORP 800 8 800 UNOCAL CORP 7,500 6 7,500 UNOCAL CORP 7,800 9 7,800 US BANCORP DEL 332 - 1 - 332 US BANCORP DEL 5,030 3 5,030 US BANCORP DEL 20,000 8 20,000 US BANCORP DEL 23,600 9 23,600 US RESTAURANT PPTYS INC 40,000 8 40,000 USA NETWORKS INC 10,000 8 10,000 USX MARATHON GROUP 1,580 3 1,580 USX MARATHON GROUP 9,900 9 9,900 UTAH MED PRODS INC 47,300 8 47,300 UTI ENERGY CORP 228,800 - 1 115,900 112,900 VALASSIS COMM INC 10,050 1 10,050 VALASSIS COMM INC 112,748 3 112,748 VALASSIS COMM INC 1,670 5 1,670 VARIAN INC 179,400 - 1 90,800 88,600 VARIAN MEDICAL SYSTEMS 200,500 - 1 101,400 99,100 VARIAN SEMICONDUCTOR EQT 63,940 3 63,940 VARIAN SEMICONDUCTOR EQUIP 389,640 6,400 1 282,040 114,000 VENATOR GROUP INC 653,700 - 1 330,800 322,900 VERISIGN INC 25,170 3 25,170 VERISIGN INC 670 8 670 VERIZON COMMUNICATIONS 170,684 - 1 148,003 22,681 VERTIAS SOFTWARE CO 254,520 3 254,520 VERTIAS SOFTWARE CO 1,460 8 1,460 VERTIAS SOFTWARE CO 800 6 800 VERTIAS SOFTWARE CO 1,000 5 1,000 VERTIAS SOFTWARE CO 12,300 9 12,300
Page 31 of 33
- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- VIACOM INC CL B 925524308 $ 31,579,587.00 539,822 VIACOM INC CL B 925524308 $ 1,048,846.50 17,929 VIACOM INC CL B 925524308 $ 10,530.00 180 VIACOM INC CL B 925524308 $ 180,355.50 3,083 VIACOM INC CL B 925524308 $ 2,869,425.00 49,050 VIACOM INC CL B CL B 925524308 $ 46,110.10 789 VIAD CORP COM 92552R109 $ 10,045,937.50 378,200 VIANT CORP COM 92553N107 $ 284,761.25 48,470 VISHAY INTERTECHNOLOGY INC COM 928298108 $ 1,778,625.00 57,375 VODAFONE GROUP PLC COM 92857T107 $ 575,350.00 15,550 WADDELL & REED FINL CL A 930059100 $ 4,765,475.00 153,725 WADDELL & REED FINL CL A 930059100 $ 40,610.00 1,310 WADDELL & REED FINL INC COM 930059100 $ 15,363,352.01 495,592 WAL MART STORES INC COM 931142103 $ 8,263,303.13 171,705 WAL MART STORES INC COM 931142103 $ 70,406,297.50 1,462,988 WAL MART STORES INC COM 931142103 $ 1,554,437.50 32,300 WAL MART STORES INC COM 931142103 $ 2,675,942.50 55,604 WAL MART STORES INC COM 931142103 $ 5,158,518.75 107,190 WAL MART STORES INC COM 931142103 $ 26,676,842.50 554,324 WAL MART STORES INC COM 931142103 $ 188,168.75 3,910 WAL MART STORES INC COM 931142103 $ 6,901,125.00 143,400 WALGREEN CO COM 931422109 $ 15,175.20 400 WALGREEN CO COM 931422109 $ 1,225,397.40 32,300 WASHINGTON MUT INC COM 939322103 $ 744,493.75 18,700 WASTE MGMT DEL COM 94106L109 $ 20,227.50 1,160 WASTE MGMT DEL COM 94106L109 $ 348,750.00 20,000 WASTE MGMT INC DEL COM 94106L109 $ 35,398.13 2,030 WATERS CORP COM 941848103 $ 325,384.00 3,656 WATERS CORP COM 941848103 $ 4,595,070.00 51,630 WATSON PHARM INC COM 942683103 $ 7,204,210.00 110,834 WATSON PHARM INC COM 942683103 $ 105,950.00 1,630 WATSON PHARM INC COM 942683103 $ 201,500.00 3,100 WATSON PHARMACEUTICALS INC COM 942683103 $ 3,457,057.50 53,273 WEATHERFORD INTL INC COM 947074100 $ 2,242,708.00 52,156 WEBLINK WIRELESS INC CL A 94769A101 $ 483,543.75 62,900 WELLS FARGO & CO COM 949746101 $ 4,869,375.00 106,000 WELLS FARGO & CO NEW COM 949746101 $ 38,835,103.13 845,390 WELLS FARGO & CO NEW COM 949746101 $ 2,564,690.63 55,830 WELLS FARGO & CO NEW COM 949746101 $ 668,574.38 14,554 WELLS FARGO & CO NEW COM 949746101 $ 4,387,720.31 95,515 WELLS FARGO & CO NEW COM 949746101 $ 37,367,170.31 813,435 WELLS FARGO & CO NEW COM 949746101 $ 2,439,281.25 53,100 WESTERN WIRELESS CORP CL A 95988E204 $ 102,065.63 2,865 WESTERN WIRELESS CORP CL A 95988E204 $ 2,168,315.63 60,865 WHITE MOUNTAINS INSURANCE GRP COM G9618E107 $ 7,613,212.50 27,900 WILLIAMS COS INC COM 969457100 $ 158,437.50 3,750 WILLIAMS COS INC DEL COM 969457100 $ 591,500.00 14,000 WILMINGTON TRUST CORP COM 971807102 $ 42,900.00 800 WILMINGTON TRUST CORPORATION COM 971807102 $ 26,233,350.00 489,200 WILSON GREATBATCH COM 972232102 $ 1,843,725.00 80,600 WOODWARD GOVERNOR CO COM 980745103 $ 2,450,937.50 55,000 WORLDCOM INC COM 98157D106 $ 39,551,055.26 1,302,089 XEROX CORP COM 984121103 $ 1,186,770.00 79,118 XEROX CORP COM 984121103 $ 738,000.00 49,200 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- VIACOM INC 539,822 3 539,822 VIACOM INC 17,929 8 17,929 VIACOM INC 180 6 180 VIACOM INC 3,083 5 3,083 VIACOM INC 49,050 9 49,050 VIACOM INC CL B 789 - 1 100 689 VIAD CORP 378,200 - 1 157,700 220,500 VIANT CORP 48,470 3 48,470 VISHAY INTERTECHNOLOGY INC 57,375 8 57,375 VODAFONE GROUP PLC 15,550 - 1 9,800 5,750 WADDELL & REED FINL 153,725 3 153,725 WADDELL & REED FINL 1,310 5 1,310 WADDELL & REED FINL INC 481,442 14,150 1 430,542 65,050 WAL MART STORES INC 171,705 - 1 155,800 15,905 WAL MART STORES INC 1,462,988 3 1,462,988 WAL MART STORES INC 32,300 2 32,300 WAL MART STORES INC 55,604 8 55,604 WAL MART STORES INC 107,190 6 107,190 WAL MART STORES INC 554,324 5 554,324 WAL MART STORES INC 3,910 4 3,910 WAL MART STORES INC 143,400 9 143,400 WALGREEN CO 400 8 400 WALGREEN CO 32,300 9 32,300 WASHINGTON MUT INC 18,700 9 18,700 WASTE MGMT DEL 1,160 8 1,160 WASTE MGMT DEL 20,000 9 20,000 WASTE MGMT INC DEL 2,030 - 1 - 2,030 WATERS CORP 3,656 1 3,656 WATERS CORP 51,630 3 51,630 WATSON PHARM INC 110,834 3 110,834 WATSON PHARM INC 1,630 5 1,630 WATSON PHARM INC 3,100 9 3,100 WATSON PHARMACEUTICALS INC 53,273 - 1 17,273 36,000 WEATHERFORD INTL INC 52,156 - 1 10,414 41,742 WEBLINK WIRELESS INC 62,900 8 62,900 WELLS FARGO & CO 106,000 - 1 106,000 - WELLS FARGO & CO NEW 845,390 3 845,390 WELLS FARGO & CO NEW 55,830 2 55,830 WELLS FARGO & CO NEW 14,554 8 14,554 WELLS FARGO & CO NEW 95,515 6 95,515 WELLS FARGO & CO NEW 813,435 5 813,435 WELLS FARGO & CO NEW 53,100 9 53,100 WESTERN WIRELESS CORP 2,865 1 2,865 WESTERN WIRELESS CORP 60,865 3 60,865 WHITE MOUNTAINS INSURANCE GRP 27,900 - 1 14,100 13,800 WILLIAMS COS INC 3,750 - 1 3,750 - WILLIAMS COS INC DEL 14,000 9 14,000 WILMINGTON TRUST CORP 800 8 800 WILMINGTON TRUST CORPORATION 474,800 14,400 1 423,000 66,200 WILSON GREATBATCH 80,600 - 1 80,600 - WOODWARD GOVERNOR CO 55,000 - 1 55,000 - WORLDCOM INC 1,302,089 - 1 746,745 555,344 XEROX CORP 79,118 3 79,118 XEROX CORP 49,200 8 49,200
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- -------------------------------------------------------------------------------------------------------------------- FORM 13F - -------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - -------------------------------------------------------------------------------------------------------------------- ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 Name of Issue Class Title Cusip Market Value Shares - -------------------------------------------------------------------------------------------------------------------- XEROX CORP COM 984121103 $ 12,000.00 800 XEROX CORP COM 984121103 $ 321,000.00 21,400 XILINK INC COM 983919101 $ 41,690,726.88 486,899 XILINK INC COM 983919101 $ 111,312.50 1,300 XILINK INC COM 983919101 $ 201,218.75 2,350 XILINK INC COM 983919101 $ 870,806.25 10,170 XILINX INC COM 983919101 $ 229,988.75 2,686 XYBERNAUT CORP COM 984149104 $ 8,312.50 1,400 YAHOO INC COM 984332106 $ 135,772.00 1,492 YAHOO INC COM 984332106 $ 15,554,903.00 170,933 YAHOO INC COM 984332106 $ 698,425.00 7,675 YAHOO INC COM 984332106 $ 85,995.00 945 YAHOO INC COM 984332106 $ 97,370.00 1,070 YAHOO INC COM 984332106 $ 1,528,800.00 16,800 YANKEE ENERGY SYS INC COM 984779108 $ 665.63 15 YORK INTL CORP NEW COM 986670107 $ 99,500.00 4,000 YOUNG & RUBICAM INC COM 987425105 $ 108,900.00 2,200 ZALE CORP NEW COM 988858106 $ 6,330,729.56 195,167 ZALE CORP NEW COM 988858106 $ 3,031,381.69 93,453 ZALE CORP NEW COM 988858106 $ 31,788.75 980 ZEBRA TECHNOLOGIES CORP COM 989207105 $ 8,838,693.75 183,900 ZIONS BANCORPORATION COM 989701107 $ 297,127.03 5,810 ZIONS BANCORPORATION COM 989701107 $ 5,796,278.44 113,340 $ 15,760,090,103.83 392,301,525 - --------------------------------------------------------------------------------------------------------------------------------- FORM 13F - --------------------------------------------------------------------------------------------------------------------------------- US DOLLAR DENOMINATED HOLDINGS - SIM GROUP September 30, 2000 - --------------------------------------------------------------------------------------------------------------------------------- ITEM 6 - Investment Discretion ITEM 8 - Voting Authority ------------------------------------- ------------------------------------ ITEM 1 Sole Shared Other ITEM 7 Sole Shared None Name of Issue A B C Managers A B C - --------------------------------------------------------------------------------------------------------------------------------- XEROX CORP 800 6 800 XEROX CORP 21,400 9 21,400 XILINK INC 486,899 3 486,899 XILINK INC 1,300 6 1,300 XILINK INC 2,350 5 2,350 XILINK INC 10,170 9 10,170 XILINX INC 1,386 1,300 1 1,300 1,386 XYBERNAUT CORP 1,400 8 1,400 YAHOO INC 1,492 - 1 1,350 142 YAHOO INC 170,933 3 170,933 YAHOO INC 7,675 8 7,675 YAHOO INC 945 5 945 YAHOO INC 1,070 4 1,070 YAHOO INC 16,800 9 16,800 YANKEE ENERGY SYS INC 15 3 15 YORK INTL CORP NEW 4,000 8 4,000 YOUNG & RUBICAM INC 2,200 9 2,200 ZALE CORP NEW 195,167 - 1 102,067 93,100 ZALE CORP NEW 93,453 3 93,453 ZALE CORP NEW 980 5 980 ZEBRA TECHNOLOGIES CORP 183,900 - 1 93,200 90,700 ZIONS BANCORPORATION 5,810 1 5,810 ZIONS BANCORPORATION 113,340 3 113,340 391,135,925 1,165,600 352,915,988 39,385,537
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