6-K 1 d531170d6k.htm FORM 6-K Form 6-K
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FORM 6-K

U.S. SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

Report of Foreign Private Issuer

Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934

Commission File Number: 1-15270

For the month of October 2023

NOMURA HOLDINGS, INC.

(Translation of registrant’s name into English)

13-1, Nihonbashi 1-chome

Chuo-ku, Tokyo 103-8645

Japan

(Address of principal executive offices)

Indicate by check mark whether the registrant files or will file annual reports under cover Form 20-F or Form 40-F.

Form 20-F    X         Form 40-F     

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):     

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):     

 

 

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

  NOMURA HOLDINGS, INC.

Date: October 12, 2023

  

By:

  

/s/ Yoshifumi Kishida

    Yoshifumi Kishida
    Senior Managing Director

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[Translation of Share Buyback Report for the reporting month from September 1, 2023 to September 30, 2023

filed with the Director General of the Kanto Finance Bureau by Nomura Holdings, Inc. on October 12, 2023]

Class of Shares: Common Stock

 

1.

Status of repurchase

 

(1)

Status of a repurchase pursuant to a resolution at a general meeting of shareholders

Not applicable

 

(2)

Status of a repurchase pursuant to a resolution at the meeting of a board of directors (“Board”)

as of September 30, 2023

 

     Number of Shares      Total Repurchase
Amount (JPY)		  

Authorization pursuant to the resolution of the Board (April 26, 2023)

(Period of repurchase: from May 16, 2023 to March 29, 2024 (excluding the ten business days following the announcement of each quarterly financial results))

         35,000,000        20,000,000,000  

Repurchases during this reporting month (Date of repurchase)

    (Date)

September 1

September 4

September 5

September 6

September 7

September 8

September 11

September 12

September 13

September 14

September 15

September 19

September 20

September 21

September 22

     

 1,325,300

1,051,000

1,051,000

1,051,000

1,051,000

1,051,000

1,208,200

1,208,200

1,208,200

1,208,200

1,208,200

1,464,800

1,464,800

1,350,000

175,600

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 764,272,960

613,423,090

613,667,910

630,825,200

630,327,630

629,086,280

737,468,480

738,787,700

747,621,940

766,788,740

788,931,320

947,101,290

955,793,610

865,474,570

110,260,490

  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

     

 

 

  

Total

    —       17,076,500        10,539,831,210  
     

 

 

     

 

 

  

Aggregate shares repurchased as of the end of this reporting month

         34,368,500        19,999,965,060  
     

 

 

     

 

 

  

Progress of share repurchase (%)

         98.2        100.0  

 

2.

Status of disposition

as of September 30, 2023

 

     Number of shares disposed in
the reporting month		      Aggregate amount of
disposition (JPY)		  

Treasury shares disposed subject to procedures for issuance of new shares

    (Date)

— 

      —         —   
     

 

 

     

 

 

  

Subtotal

    —       —         —   
     

 

 

     

 

 

  

Treasury shares canceled

    (Date)

— 

      —         —   
     

 

 

     

 

 

  

Subtotal

    —       —         —   
     

 

 

     

 

 

  

Treasury shares transferred upon merger, share exchange, share delivery or demerger

    (Date)

— 

      —         —   
     

 

 

     

 

 

  

Subtotal

    —       —         —   
     

 

 

     

 

 

  

Other (upon request for purchasing “less-than-a-full-unit shares”)

    (Date)

— 

      —         —   
     

 

 

     

 

 

  

Subtotal

    —       —         —   
     

 

 

     

 

 

  

Other (exercise of stock acquisition rights)

    (Date)

September 1

September 4

September 8

September 11

September 12

September 13

September 14

September 15

September 19

September 20

September 21

September 22

September 25

     

 40,500

39,300

15,900

1,500

8,000

3,800

38,000

34,100

13,900

45,300

89,800

32,000

45,000

  

 

 

 

 

 

 

 

 

 

 

 

 

     

 40,500

39,300

5,735,900

889,500

4,644,000

1,167,800

38,000

6,486,100

6,425,900

6,537,300

43,893,800

18,776,000

14,785,000

  

 

 

 

 

 

 

 

 

 

 

 

 

     

 

 

     

 

 

  

Subtotal

    —       407,100        109,459,100  
     

 

 

     

 

 

  

Other (delivery of shares under Restricted Stock Units plan)

    (Date)

— 

      —         —   
     

 

 

     

 

 

  

Subtotal

    —       —         —   
     

 

 

     

 

 

  

Total

    —       407,100        109,459,100  
     

 

 

     

 

 

  

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3.

Status of shares held in treasury

as of September 30 2023

 

As of the end of the reporting month

    Number of Shares  

Total number of issued shares

      3,163,562,601  

Number of shares held in treasury

      149,131,340  

Note) In relation to “2. Status of disposition” and “3. Status of shares held in treasury” above, the disposition of treasury shares relating to Restricted Stock Units as equity compensation is recorded based on the contribution date of a monetary compensation claim. The number of shares held in treasury above therefore includes reduction in number of shares as a result of disposition of treasury shares as equity compensation in exchange for contribution-in-kind of monetary compensation claims on or before September 30, 2023.