N-PX 1 d536789dnpx.txt ETFIS SERIES TRUST I ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 ----------------- FORM N-PX ----------------- ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22819 ----------------- ETFis Series Trust I (exact name of registrant as specified in charter) ----------------- 31 West 52/nd/ Street, 16/th/ Floor New York, NY 10019 (Address of principal executive offices) ETFis Series Trust I c/o Corporation Service Company, 251 Little Falls Drive, Wilmington, DE 19808 (Name and Address of agent for service) ----------------- Registrant's telephone number, including area code: 212-593-4383 Date of Fiscal Year End: October 31 InfraCap MLP ETF InfraCap REIT Preferred ETF Virtus InfraCap U.S. Preferred Stock ETF Virtus LifeSci Biotech Clinical Trials ETF Virtus LifeSci Biotech Products ETF Virtus Newfleet Multi-Sector Bond ETF Virtus WMC International Dividend ETF Virtus Private Credit Strategy ETF Virtus Real Asset Income ETF July 31 Virtus Reaves Utilities ETF Date of Reporting Period: 07/01/2022 - 06/30/2023 ================================================================================ ******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22819 Reporting Period: 07/01/2022 - 06/30/2023 ETFis Series Trust I =============================== InfraCap MLP ETF =============================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ========================= InfraCap REIT Preferred ETF ========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== InfraCap U.S. Preferred Stock ETF ======================= There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ================== Virtus LifeSci Biotech Clinical Trials ETF ================== 4D MOLECULAR THERAPEUTICS, INC. Ticker: FDMT Security ID: 35104E100 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nancy Miller-Rich For For Management 1.2 Elect Director John F. Milligan For For Management 1.3 Elect Director Shawn Cline Tomasello For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ABCELLERA BIOLOGICS INC. Ticker: ABCL Security ID: 00288U106 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director John S. Montalbano For For Management 1b Elect Director Peter Thiel For Against Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ADICET BIO, INC. Ticker: ACET Security ID: 007002108 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl L. Gordon For Withhold Management 1.2 Elect Director Steve Dubin For Withhold Management 1.3 Elect Director Jeffrey Chodakewitz For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AFFIMED NV Ticker: AFMD Security ID: N01045108 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: MAY 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Adopt Financial Statements and For For Management Statutory Reports 4 Approve Remuneration of Management For Against Management Board 5 Approve Discharge of Management Board For For Management 6 Approve Discharge of Supervisory Board For For Management 7 Amend Remuneration Policy for For Against Management Supervisory Board 8a Reelect Adi Hoess to Management Board For For Management 8b Reelect Wolfgang Fischer to Management For For Management Board 8c Reelect Angus Smith to Management Board For For Management 8d Reelect Arndt Schottelius to For For Management Management Board 8e Reelect Andreas Harstrick to For For Management Management Board 9a Reelect Thomas Hecht to Supervisory For For Management Board 9b Reelect Harry Welten to Supervisory For For Management Board 9c Reelect Annalisa M. Jenkins to For For Management Supervisory Board 9d Elect Constanze Ulmer-Eilfort to For For Management Supervisory Board 10 Approve Reverse Stock Split and Amend For For Management Articles of Association 11 Authorize Repurchase of Shares For For Management 12 Ratify KPMG Accountants N.V. as For For Management Auditors 13 Other Business (Non-Voting) None None Management 14 Close Meeting None None Management -------------------------------------------------------------------------------- AGENUS INC. Ticker: AGEN Security ID: 00847G705 Meeting Date: AUG 04, 2022 Meeting Type: Special Record Date: JUN 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- AGENUS INC. Ticker: AGEN Security ID: 00847G705 Meeting Date: JUN 12, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Garo H. Armen For For Management 1.2 Elect Director Susan Hirsch For For Management 1.3 Elect Director Ulf Wiinberg For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management 5 Advisory Vote on Say on Pay Frequency Three One Year Management Years -------------------------------------------------------------------------------- AKERO THERAPEUTICS, INC. Ticker: AKRO Security ID: 00973Y108 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Cheng For For Management 1.2 Elect Director Jane Henderson For Withhold Management 1.3 Elect Director Mark T. Iwicki For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALECTOR, INC. Ticker: ALEC Security ID: 014442107 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth Garofalo For For Management 1.2 Elect Director Terry McGuire For Withhold Management 1.3 Elect Director Kristine Yaffe For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ALLAKOS INC. Ticker: ALLK Security ID: 01671P100 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul Walker For For Management 1.2 Elect Director Amy L. Ladd For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLOGENE THERAPEUTICS, INC. Ticker: ALLO Security ID: 019770106 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Deborah Messemer For Withhold Management 1b Elect Director Vicki Sato For For Management 1c Elect Director Todd Sisitsky For Withhold Management 1d Elect Director Owen Witte For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLOVIR, INC. Ticker: ALVR Security ID: 019818103 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jeffrey Bornstein For Withhold Management 1b Elect Director Diana Brainard For For Management 1c Elect Director David Hallal For For Management 1d Elect Director Shawn Tomasello For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ALX ONCOLOGY HOLDINGS, INC. Ticker: ALXO Security ID: 00166B105 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Garland For For Management 1.2 Elect Director Rekha Hemrajani For Withhold Management 1.3 Elect Director Jaume Pons For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- AMYRIS, INC. Ticker: AMRS Security ID: 03236M200 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ana Dutra For For Management 1b Elect Director Geoffrey Duyk For For Management 1c Elect Director James McCann For For Management 1d Elect Director Steven Mills For For Management 2 Ratify Macias Gini & O'Connell LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ANAPTYSBIO, INC. Ticker: ANAB Security ID: 032724106 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Magda Marquet For For Management 1.2 Elect Director Hollings Renton For Withhold Management 1.3 Elect Director John P. Schmid For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Permit the Exculpation of Officers -------------------------------------------------------------------------------- ARBUTUS BIOPHARMA CORPORATION Ticker: ABUS Security ID: 03879J100 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel Burgess For For Management 1.2 Elect Director William H. Collier For For Management 1.3 Elect Director Richard C. Henriques For For Management 1.4 Elect Director Keith Manchester For Withhold Management 1.5 Elect Director James Meyers For For Management 1.6 Elect Director Frank Torti For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCELLX, INC. Ticker: ACLX Security ID: 03940C100 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ali Behbahani For Withhold Management 1.2 Elect Director Derek Yoon For For Management 2 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCTURUS THERAPEUTICS HOLDINGS INC. Ticker: ARCT Security ID: 03969T109 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Farrell For For Management 1.2 Elect Director Joseph E. Payne For For Management 1.3 Elect Director Andy Sassine For For Management 1.4 Elect Director James Barlow For For Management 1.5 Elect Director Edward W. Holmes For For Management 1.6 Elect Director Magda Marquet For For Management 1.7 Elect Director Jing L. Marantz For For Management 1.8 Elect Director John H. Markels For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ARCUS BIOSCIENCES, INC. Ticker: RCUS Security ID: 03969F109 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David Lacey For Withhold Management 1b Elect Director Juan Carlos Jaen For Withhold Management 1c Elect Director Merdad Parsey For Withhold Management 1d Elect Director Nicole Lambert For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARCUTIS BIOTHERAPEUTICS, INC. Ticker: ARQT Security ID: 03969K108 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick J. Heron For Withhold Management 1b Elect Director Neha Krishnamohan For For Management 1c Elect Director Todd Franklin Watanabe For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ARROWHEAD PHARMACEUTICALS, INC. Ticker: ARWR Security ID: 04280A100 Meeting Date: MAR 16, 2023 Meeting Type: Annual Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Douglass Given For For Management 1b Elect Director Michael S. Perry For For Management 1c Elect Director Christopher Anzalone For For Management 1d Elect Director Marianne De Backer For For Management 1e Elect Director Mauro Ferrari For For Management 1f Elect Director Adeoye Olukotun For For Management 1g Elect Director William Waddill For For Management 1h Elect Director Victoria Vakiener For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Ratify Rose, Snyder & Jacobs LLP as For For Management Auditors -------------------------------------------------------------------------------- ARVINAS, INC. Ticker: ARVN Security ID: 04335A105 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sunil Agarwal For For Management 1.2 Elect Director Leslie V. Norwalk For Withhold Management 1.3 Elect Director John Young For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ATAI LIFE SCIENCES NV Ticker: ATAI Security ID: N0731H103 Meeting Date: OCT 13, 2022 Meeting Type: Ordinary Shareholders Record Date: SEP 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Management and For For Management Supervisory Boards 3 Elect Stephen Bardin to Management For For Management Board -------------------------------------------------------------------------------- ATAI LIFE SCIENCES NV Ticker: ATAI Security ID: N0731H103 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Approve Discharge of Management and For For Management Supervisory Boards 4 Reelect Sabrina Martucci Johnson to For For Management Supervisory Board 5 Reelect Amir Kalali to Supervisory For For Management Board 6 Reelect Andrea Heslin Smiley to For For Management Supervisory Board 7 Grant Board Authority to Issue Shares For Against Management 8 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 9 Authorize Repurchase of Shares For Against Management -------------------------------------------------------------------------------- ATARA BIOTHERAPEUTICS, INC. Ticker: ATRA Security ID: 046513107 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Pascal Touchon For For Management 1b Elect Director Carol Gallagher For For Management 1c Elect Director Maria Grazia Roncarolo For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Certificate of Incorporation to For Against Management Provide for the Exculpation of Officers -------------------------------------------------------------------------------- ATEA PHARMACEUTICALS, INC. Ticker: AVIR Security ID: 04683R106 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jerome Adams For Withhold Management 1.2 Elect Director Barbara Duncan For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AVIDITY BIOSCIENCES, INC. Ticker: RNA Security ID: 05370A108 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Noreen Henig For Withhold Management 1.2 Elect Director Edward M. Kaye For Withhold Management 1.3 Elect Director Jean Kim For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BICYCLE THERAPEUTICS PLC Ticker: BCYC Security ID: 088786108 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Re-elect Janice Bourque as Director For For Management 2 Re-elect Veronica Jordan as Director For For Management 3 Re-elect Gregory Winter as Director For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 6 Ratify PricewaterhouseCoopers LLP as For For Management UK Statutory Auditors 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Remuneration Report For For Management 10 Approve Remuneration Policy For For Management -------------------------------------------------------------------------------- BIOHAVEN LTD. Ticker: BHVN Security ID: G1110E107 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael T. Heffernan For For Management 1b Elect Director Irina A. Antonijevic For For Management 1c Elect Director Robert J. Hugin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BIOXCEL THERAPEUTICS, INC. Ticker: BTAI Security ID: 09075P105 Meeting Date: JUN 26, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sandeep Laumas For Withhold Management 1.2 Elect Director Michael Miller For For Management 1.3 Elect Director Michal Votruba For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- C4 THERAPEUTICS, INC. Ticker: CCCC Security ID: 12529R107 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Hirsch For For Management 1.2 Elect Director Utpal Koppikar For For Management 1.3 Elect Director Malcolm S. Salter For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Amend Certificate of Incorporation to For For Management Limit the Liability of Certain Officers -------------------------------------------------------------------------------- CARA THERAPEUTICS, INC. Ticker: CARA Security ID: 140755109 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin Vogelbaum For Withhold Management 1.2 Elect Director Lisa von Moltke For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CARIBOU BIOSCIENCES, INC. Ticker: CRBU Security ID: 142038108 Meeting Date: SEP 20, 2022 Meeting Type: Annual Record Date: AUG 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott Braunstein For Withhold Management 1b Elect Director Ran Zheng For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CARIBOU BIOSCIENCES, INC. Ticker: CRBU Security ID: 142038108 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Andrew Guggenhime For Withhold Management 1b Elect Director David L. Johnson For Withhold Management 1c Elect Director Nancy Whiting For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CASSAVA SCIENCES, INC. Ticker: SAVA Security ID: 14817C107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert Z. Gussin For Withhold Management 1b Elect Director Richard J. Barry For Withhold Management 2 Amend Certificate of Incorporation to For For Management Limit the Personal Liability of Certain Officers 3 Approve Non-Employee Director For For Management Compensation Program 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CELLDEX THERAPEUTICS, INC. Ticker: CLDX Security ID: 15117B202 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Karen L. Shoos For For Management 1b Elect Director Anthony S. Marucci For For Management 1c Elect Director Keith L. Brownlie For For Management 1d Elect Director Cheryl L. Cohen For For Management 1e Elect Director Herbert J. Conrad For For Management 1f Elect Director Rita I. Jain For For Management 1g Elect Director James J. Marino For For Management 1h Elect Director Garry A. Neil For For Management 1i Elect Director Harry H. Penner, Jr. For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CEREVEL THERAPEUTICS HOLDINGS, INC. Ticker: CERE Security ID: 15678U128 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Marijn Dekkers For Against Management 1.2 Elect Director Deval Patrick For For Management 1.3 Elect Director Norbert G. Riedel For For Management 1.4 Elect Director Gabrielle Sulzberger For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CHINOOK THERAPEUTICS, INC. Ticker: KDNY Security ID: 16961L106 Meeting Date: JUN 09, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michelle Griffin For Withhold Management 1.2 Elect Director Eric Dobmeier For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Limit the Liability of Certain Officers 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- CLOVIS ONCOLOGY, INC. Ticker: CLVS Security ID: 189464100 Meeting Date: JUL 07, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian G. Atwood For Withhold Management 1.2 Elect Director James C. Blair For For Management 1.3 Elect Director Richard A. Fair For For Management 1.4 Elect Director Paul H. Klingenstein For For Management 2 Approve Reverse Stock Split For For Management 3 Reduce Authorized Common Stock For For Management 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management 7 Adjourn Meeting For For Management -------------------------------------------------------------------------------- CODEXIS, INC. Ticker: CDXS Security ID: 192005106 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen G. Dilly For For Management 1.2 Elect Director Alison Moore For For Management 1.3 Elect Director Rahul Singhvi For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Increase Authorized Common Stock For For Management 6 Approve Qualified Employee Stock For For Management Purchase Plan 7 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- COGENT BIOSCIENCES, INC. Ticker: COGT Security ID: 19240Q201 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Chris Cain For Withhold Management 1.2 Elect Director Arlene M. Morris For Withhold Management 1.3 Elect Director Todd Shegog For Withhold Management 2 Amend Omnibus Stock Plan For Against Management 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COMPASS PATHWAYS PLC Ticker: CMPS Security ID: 20451W101 Meeting Date: JUN 02, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director George Goldsmith For For Management 2 Elect Director Annalisa Jenkins For For Management 3 Elect Director Linda McGoldrick For Against Management 4 Elect Director Kabir Nath For For Management 5 Reappoint PricewaterhouseCoopers LLP For For Management as UK Statutory Auditors 6 Reappoint PricewaterhouseCoopers LLP For For Management as Auditors 7 Authorize the Audit and Risk Committee For For Management to Fix Remuneration of Auditors 8 Accept Financial Statements and For For Management Statutory Reports 9 Approve Remuneration Report For For Management 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- CRINETICS PHARMACEUTICALS, INC. Ticker: CRNX Security ID: 22663K107 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Caren Deardorf For Withhold Management 1.2 Elect Director Weston Nichols For For Management 1.3 Elect Director Stephanie S. Okey For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CRISPR THERAPEUTICS AG Ticker: CRSP Security ID: H17182108 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Treatment of Net Loss For For Management 3 Approve Discharge of Board and Senior For For Management Management 4a Reelect Rodger Novak as Director For For Management 4b Reelect Samarth Kulkarni as Director For For Management 4c Reelect Ali Behbahani as Director For Against Management 4d Reelect Maria Fardis as Director For For Management 4e Reelect H. Edward Fleming, Jr. as For For Management Director 4f Reelect Simeon J. George as Director For For Management 4g Reelect John T. Greene as Director For For Management 4h Reelect Katherine A. High as Director For For Management 4i Reelect Douglas A. Treco as Director For For Management 5a Reelect Ali Behbahani as Member of the For Against Management Compensation Committee 5b Appoint H. Edward Fleming, Jr. as For For Management Member of the Compensation Committee 5c Reelect Simeon J. George as Member of For For Management the Compensation Committee 5d Reelect John T. Greene as Member of For For Management the Compensation Committee 6a Approve Remuneration of Directors in For For Management the Amount of USD 507,000 6b Approve Remuneration of Directors in For Against Management the Amount of USD 11,738,100 6c Approve Remuneration of Executive For Against Management Committee in the Amount of USD 3,700,579 6d Approve Remuneration of Executive For Against Management Committee in the Amount of USD 3,195,625 6e Approve Remuneration of Executive For Against Management Committee in the Amount of USD 55,827,593 6f Approve Remuneration Report For Against Management (Non-Binding) 7 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 8 Approve Capital Band For For Management 9 Approve Increase in Conditional Share For Against Management Capital for Employee Equity Plans 10 Amend Omnibus Stock Plan For Against Management 11 Approve Decrease in Size of Board For For Management 12a Amend Corporate Purpose For For Management 12b Approve General Meeting Abroad and For For Management Virtual General Meeting 12c Adopt the Jurisdiction of For Against Management Incorporation as the Exclusive Forum for Certain Disputes 12d Amend Articles of Association For For Management 12e Amend Articles of Association For For Management 13 Designate Marius Meier as Independent For For Management Proxy 14 Ratify Ernst & Young LLP as Auditor For For Management and Ernst & Young AG as Statutory Auditor 15 Transact Other Business (Voting) For Against Management -------------------------------------------------------------------------------- CULLINAN ONCOLOGY, INC. Ticker: CGEM Security ID: 230031106 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nadim Ahmed For For Management 1.2 Elect Director Stephen Webster For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- CUREVAC NV Ticker: CVAC Security ID: N2451R105 Meeting Date: MAR 28, 2023 Meeting Type: Extraordinary Shareholders Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alexander Zehnder to Management For For Management Board 2 Elect Myriam Mendila to Management For For Management Board -------------------------------------------------------------------------------- CUREVAC NV Ticker: CVAC Security ID: N2451R105 Meeting Date: JUN 19, 2023 Meeting Type: Annual Record Date: MAY 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Management Board For For Management 3 Approve Discharge of Supervisory Board For For Management 4 Elect Michael Brosnan to Supervisory For Against Management Board 5 Ratify KPMG N.V. as Auditors For For Management -------------------------------------------------------------------------------- CYTOKINETICS, INCORPORATED Ticker: CYTK Security ID: 23282W605 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Edward M. Kaye For For Management 1b Elect Director Wendell Wierenga For For Management 1c Elect Director Nancy J. Wysenski For For Management 2 Amend Certificate of Incorporation to For For Management Permit the Exculpation of the Company's Directors 3 Amend Certificate of Incorporation to For For Management Permit the Exculpation of the Company's Senior Officers 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DAY ONE BIOPHARMACEUTICALS, INC. Ticker: DAWN Security ID: 23954D109 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott Garland For For Management 1.2 Elect Director John Josey For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation -------------------------------------------------------------------------------- DENALI THERAPEUTICS INC. Ticker: DNLI Security ID: 24823R105 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Cook For Withhold Management 1.2 Elect Director David Schenkein For Withhold Management 1.3 Elect Director Ryan J. Watts For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- DESIGN THERAPEUTICS, INC. Ticker: DSGN Security ID: 25056L103 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simeon George For Withhold Management 1.2 Elect Director Arsani William For For Management 1.3 Elect Director Deepa Prasad For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- DICE THERAPEUTICS, INC. Ticker: DICE Security ID: 23345J104 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jim Scopa For Withhold Management 1.2 Elect Director Jake Simson For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Permit the Exculpation of Officers -------------------------------------------------------------------------------- DYNAVAX TECHNOLOGIES CORPORATION Ticker: DVAX Security ID: 268158201 Meeting Date: MAY 26, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel L. Kisner For For Management 1.2 Elect Director Ryan Spencer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DYNE THERAPEUTICS, INC. Ticker: DYN Security ID: 26818M108 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Joshua Brumm For Withhold Management 1.2 Elect Director David Lubner For Withhold Management 1.3 Elect Director Jason Rhodes For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EDGEWISE THERAPEUTICS, INC. Ticker: EWTX Security ID: 28036F105 Meeting Date: JUN 09, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laura Brege For For Management 1.2 Elect Director Badreddin Edris For Withhold Management 1.3 Elect Director Jonathan Root For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- EDITAS MEDICINE, INC. Ticker: EDIT Security ID: 28106W103 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bernadette Connaughton For Withhold Management 1.2 Elect Director Elliott Levy For For Management 1.3 Elect Director Akshay Vaishnaw For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EQRX, INC. Ticker: EQRX Security ID: 26886C107 Meeting Date: SEP 30, 2022 Meeting Type: Annual Record Date: AUG 05, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paul Berns For Withhold Management 1b Elect Director Jorge Conde For For Management 1c Elect Director Sandra J. Horning For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ERASCA, INC. Ticker: ERAS Security ID: 29479A108 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander W. Casdin For Withhold Management 1.2 Elect Director Julie Hambleton For Withhold Management 1.3 Elect Director Michael D. Varney For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- FATE THERAPEUTICS, INC. Ticker: FATE Security ID: 31189P102 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 11, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert S. Epstein For For Management 1.2 Elect Director John D. Mendlein For For Management 1.3 Elect Director Karin Jooss For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIBROGEN, INC. Ticker: FGEN Security ID: 31572Q808 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Enrique Conterno For For Management 1b Elect Director Aoife Brennan For For Management 1c Elect Director Gerald Lema For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GERON CORPORATION Ticker: GERN Security ID: 374163103 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director V. Bryan Lawlis For For Management 1.2 Elect Director Susan M. Molineaux For Withhold Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- GH RESEARCH PLC Ticker: GHRS Security ID: G3855L106 Meeting Date: SEP 22, 2022 Meeting Type: Annual Record Date: JUL 29, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Florian Schonharting as Director For Against Management 1.2 Elect Michael Forer as Director For For Management 1.3 Elect Dermot Hanley as Director For For Management 1.4 Elect Duncan Moore as Director For For Management 2 Accept Financial Statements and For For Management Statutory Reports and Review the Company's Affairs 3 Ratify PricewaterhouseCoopers Ireland For For Management as Auditors and Authorise Their Remuneration -------------------------------------------------------------------------------- IDEAYA BIOSCIENCES, INC. Ticker: IDYA Security ID: 45166A102 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Yujiro S. Hata For For Management 1.2 Elect Director M. Garret Hampton For Withhold Management 1.3 Elect Director Catherine J. Mackey For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- IGM BIOSCIENCES, INC. Ticker: IGMS Security ID: 449585108 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Hambleton For Withhold Management 1.2 Elect Director William Strohl For Withhold Management 1.3 Elect Director Jakob Haldor Topsoe For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- IMMATICS N.V. Ticker: IMTX Security ID: N44445109 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: MAY 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Open Meeting None None Management 2 Receive Report of Management Board None None Management (Non-Voting) 3 Receive Explanation on Company's None None Management Reserves and Dividend Policy 4 Adopt Financial Statements and For For Management Statutory Reports 5 Approve Discharge of Directors For For Management 6 Reelect H. Singh Jasuja as Executive For For Management Director Class III 7 Reelect A. Stone as Non-Executive For Against Management Director Class III 8 Reelect M.P. Hothum as Non-Executive For For Management Director Class III 9 Authorize Repurchase of Shares For Against Management 10 Ratify PricewaterhouseCoopers For For Management Accountants N.V. as Auditors 11 Close Meeting None None Management -------------------------------------------------------------------------------- IMMUNITYBIO, INC. Ticker: IBRX Security ID: 45256X103 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Patrick Soon-Shiong For Withhold Management 1b Elect Director Cheryl L. Cohen For For Management 1c Elect Director Richard Adcock For For Management 1d Elect Director Michael D. Blaszyk For For Management 1e Elect Director John Owen Brennan For For Management 1f Elect Director Wesley Clark For For Management 1g Elect Director Linda Maxwell For For Management 1h Elect Director Christobel Selecky For For Management 1i Elect Director Barry J. Simon For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IMMUNOVANT, INC. Ticker: IMVT Security ID: 45258J102 Meeting Date: AUG 17, 2022 Meeting Type: Annual Record Date: JUN 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter Salzmann For Withhold Management 1.2 Elect Director Douglas Hughes For Withhold Management 1.3 Elect Director George Migausky For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- INHIBRX, INC. Ticker: INBX Security ID: 45720L107 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark P. Lappe For Withhold Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INOVIO PHARMACEUTICALS, INC. Ticker: INO Security ID: 45773H201 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jacqueline E. Shea For For Management 1.2 Elect Director Simon X. Benito For Withhold Management 1.3 Elect Director Roger D. Dansey For For Management 1.4 Elect Director Ann C. Miller For For Management 1.5 Elect Director Jay P. Shepard For For Management 1.6 Elect Director David B. Weiner For For Management 1.7 Elect Director Wendy L. Yarno For For Management 1.8 Elect Director Lota S. Zoth For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTELLIA THERAPEUTICS, INC. Ticker: NTLA Security ID: 45826J105 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Muna Bhanji For Withhold Management 1.2 Elect Director John F. Crowley For Withhold Management 1.3 Elect Director Jesse Goodman For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- IOVANCE BIOTHERAPEUTICS, INC. Ticker: IOVA Security ID: 462260100 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Iain D. Dukes For For Management 1.2 Elect Director Athena Countouriotis For For Management 1.3 Elect Director Wendy Yarno For For Management 1.4 Elect Director Ryan Maynard For For Management 1.5 Elect Director Merrill A. McPeak For Withhold Management 1.6 Elect Director Wayne P. Rothbaum For For Management 1.7 Elect Director Michael Weiser For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- ITEOS THERAPEUTICS, INC. Ticker: ITOS Security ID: 46565G104 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michel Detheux For For Management 1.2 Elect Director David L. Hallal For Withhold Management 1.3 Elect Director Tim Van Hauwermeiren For For Management 1.4 Elect Director Robert Iannone For For Management 2 Ratify Deloitte Bedrijfsrevisoren / For For Management Reviseurs d'Entreprises BV/SRL as Auditors -------------------------------------------------------------------------------- IVERIC BIO, INC. Ticker: ISEE Security ID: 46583P102 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jane P. Henderson For For Management 1.2 Elect Director Pravin U. Dugel For For Management 1.3 Elect Director Glenn P. Sblendorio For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KARUNA THERAPEUTICS, INC. Ticker: KRTX Security ID: 48576A100 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bill Meury For For Management 1b Elect Director Laurie Olson For Withhold Management 1c Elect Director David Wheadon For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- KEROS THERAPEUTICS, INC. Ticker: KROS Security ID: 492327101 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carl L. Gordon For Withhold Management 1.2 Elect Director Tomer Kariv For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- KEZAR LIFE SCIENCES, INC. Ticker: KZR Security ID: 49372L100 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Franklin Berger For Withhold Management 1b Elect Director Graham Cooper For For Management 1c Elect Director Micki Klearman For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- KODIAK SCIENCES INC. Ticker: KOD Security ID: 50015M109 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles A. Bancroft For Withhold Management 1.2 Elect Director Bassil I. Dahiyat For For Management 1.3 Elect Director Taiyin Yang For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- KRYSTAL BIOTECH, INC. Ticker: KRYS Security ID: 501147102 Meeting Date: MAY 19, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Krish S. Krishnan For Withhold Management 1.2 Elect Director Kirti Ganorkar For Withhold Management 1.3 Elect Director Christopher Mason For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- KURA ONCOLOGY, INC. Ticker: KURA Security ID: 50127T109 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Diane Parks For Withhold Management 1.2 Elect Director Mary T. Szela For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- KYMERA THERAPEUTICS, INC. Ticker: KYMR Security ID: 501575104 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce Booth For Withhold Management 1.2 Elect Director Nello Mainolfi For Withhold Management 1.3 Elect Director Elena Ridloff For Withhold Management 1.4 Elect Director John Maraganore For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- LYELL IMMUNOPHARMA, INC. Ticker: LYEL Security ID: 55083R104 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard Klausner For For Management 1b Elect Director Otis Brawley For Withhold Management 1c Elect Director William Rieflin For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MADRIGAL PHARMACEUTICALS, INC. Ticker: MDGL Security ID: 558868105 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul A. Friedman For For Management 1.2 Elect Director Kenneth M. Bate For For Management 1.3 Elect Director James M. Daly For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation -------------------------------------------------------------------------------- MERSANA THERAPEUTICS, INC. Ticker: MRSN Security ID: 59045L106 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lawrence M. Alleva For Against Management 1b Elect Director David M. Mott For Against Management 1c Elect Director Anna Protopapas For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Eliminate Supermajority Vote For For Management Requirement 5 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation -------------------------------------------------------------------------------- MERUS N.V. Ticker: MRUS Security ID: N5749R100 Meeting Date: MAY 26, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Ratify KPMG Accountants N.V. as For For Management Auditors 3 Approve Discharge of Directors For For Management 4 Re-Elect Sven (Bill) Ante Lundberg as For For Management Executive Director 5 Re-Elect Anand Mehra as Non-Executive For For Management Director 6 Re-Elect Victor Sandor as For For Management Non-Executive Director 7 Grant Board Authority to Issue Shares For Against Management 8 Authorize Board to Exclude Preemptive For Against Management Rights from Share Issuances 9 Authorize Repurchase of Up to 10 For For Management Percent of Issued Share Capital 10 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MIRATI THERAPEUTICS, INC. Ticker: MRTX Security ID: 60468T105 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Charles M. Baum For For Management 1.2 Elect Director Bruce L.A. Carter For For Management 1.3 Elect Director Julie M. Cherrington For For Management 1.4 Elect Director Aaron I. Davis For For Management 1.5 Elect Director Faheem Hasnain For For Management 1.6 Elect Director Craig Johnson For For Management 1.7 Elect Director Maya Martinez-Davis For For Management 1.8 Elect Director David Meek For For Management 1.9 Elect Director Shalini Sharp For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young, LLP as Auditors For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- MORPHIC HOLDING, INC. Ticker: MORF Security ID: 61775R105 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Norbert Bischofberger For Withhold Management 1.2 Elect Director Joseph P. Slattery For Withhold Management 1.3 Elect Director Timothy A. Springer For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation -------------------------------------------------------------------------------- NGM BIOPHARMACEUTICALS, INC. Ticker: NGM Security ID: 62921N105 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Shelly D. Guyer For Withhold Management 1b Elect Director Carole Ho For For Management 1c Elect Director William J. Rieflin For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- NKARTA, INC. Ticker: NKTX Security ID: 65487U108 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ali Behbahani For Withhold Management 1.2 Elect Director Zachary Scheiner For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Provide for the Exculpation of Officers -------------------------------------------------------------------------------- NURIX THERAPEUTICS, INC. Ticker: NRIX Security ID: 67080M103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Arthur T. Sands For For Management 1.2 Elect Director Lori A. Kunkel For For Management 1.3 Elect Director Paul M. Silva For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- NUVALENT, INC. Ticker: NUVL Security ID: 670703107 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary Gilliland For Withhold Management 1b Elect Director Michael L. Meyers For For Management 1c Elect Director Joseph Pearlberg For Withhold Management 1d Elect Director Matthew Shair For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation -------------------------------------------------------------------------------- NUVATION BIO INC. Ticker: NUVB Security ID: 67080N101 Meeting Date: MAY 15, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Robert B. Bazemore, Jr. For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- PLIANT THERAPEUTICS, INC. Ticker: PLRX Security ID: 729139105 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Bernard Coulie For For Management 1b Elect Director Gayle Crowell For Withhold Management 1c Elect Director Suzanne Bruhn For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PMV PHARMACEUTICALS, INC. Ticker: PMVP Security ID: 69353Y103 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard Heyman For Withhold Management 1.2 Elect Director David H. Mack For For Management 1.3 Elect Director Laurie Stelzer For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- POINT BIOPHARMA GLOBAL, INC. Ticker: PNT Security ID: 730541109 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Neil Fleshner For Withhold Management 1.2 Elect Director David C. Lubner For Withhold Management 1.3 Elect Director Yael Margolin For Withhold Management 2 Ratify Armanino LLP as Auditors For For Management -------------------------------------------------------------------------------- PRECIGEN, INC. Ticker: PGEN Security ID: 74017N105 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Randal Kirk For For Management 1b Elect Director Cesar L. Alvarez For For Management 1c Elect Director Steven Frank For For Management 1d Elect Director Vinita Gupta For For Management 1e Elect Director Fred Hassan For For Management 1f Elect Director Jeffrey B. Kindler For For Management 1g Elect Director Dean J. Mitchell For For Management 1h Elect Director Helen Sabzevari For For Management 1i Elect Director James Turley For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- PROMETHEUS BIOSCIENCES, INC. Ticker: RXDX Security ID: 74349U108 Meeting Date: JUN 15, 2023 Meeting Type: Special Record Date: MAY 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- PROTAGONIST THERAPEUTICS, INC. Ticker: PTGX Security ID: 74366E102 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dinesh V. Patel For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PROTHENA CORPORATION PLC Ticker: PRTA Security ID: G72800108 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Helen S. Kim For For Management 1b Elect Director Gene G. Kinney For For Management 1c Elect Director Oleg Nodelman For Against Management 1d Elect Director Dennis J. Selkoe For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- RAPT THERAPEUTICS, INC. Ticker: RAPT Security ID: 75382E109 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Brian Wong For Withhold Management 1.2 Elect Director Mary Ann Gray For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REATA PHARMACEUTICALS, INC. Ticker: RETA Security ID: 75615P103 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martin W. Edwards For Withhold Management 1.2 Elect Director R. Kent McGaughy, Jr. For For Management 1.3 Elect Director Christy J. Oliger For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- RECURSION PHARMACEUTICALS, INC. Ticker: RXRX Security ID: 75629V104 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Terry-Ann Burrell For Withhold Management 1.2 Elect Director Christopher Gibson For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REGENXBIO INC. Ticker: RGNX Security ID: 75901B107 Meeting Date: JUN 02, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jean Bennett For Withhold Management 1.2 Elect Director A.N. Jerry Karabelas For For Management 1.3 Elect Director Daniel Tasse For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- RELAY THERAPEUTICS, INC. Ticker: RLAY Security ID: 75943R102 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Douglas S. Ingram For For Management 1.2 Elect Director Sekar Kathiresan For For Management 1.3 Elect Director Jami Rubin For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- REPARE THERAPEUTICS INC. Ticker: RPTX Security ID: 760273102 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Samarth Kulkarni For Withhold Management 1.2 Elect Director Briggs Morrison For Withhold Management 1.3 Elect Director Lloyd M. Segal For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration -------------------------------------------------------------------------------- REPLIMUNE GROUP, INC. Ticker: REPL Security ID: 76029N106 Meeting Date: SEP 07, 2022 Meeting Type: Annual Record Date: JUL 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Philip Astley-Sparke For Withhold Management 1.2 Elect Director Kapil Dhingra For Withhold Management 1.3 Elect Director Joseph Slattery For Withhold Management 1.4 Elect Director Christy Oliger For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- REVOLUTION MEDICINES, INC. Ticker: RVMD Security ID: 76155X100 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexis A. Borisy For Withhold Management 1.2 Elect Director Mark A. Goldsmith For For Management 1.3 Elect Director Barbara Weber For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: NOV 30, 2022 Meeting Type: Special Record Date: OCT 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Issue Shares in Connection with Merger For For Management 2 Adjourn Meeting For For Management -------------------------------------------------------------------------------- ROCKET PHARMACEUTICALS, INC. Ticker: RCKT Security ID: 77313F106 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Elisabeth Bjork For For Management 1b Elect Director Carsten Boess For For Management 1c Elect Director Pedro Granadillo For For Management 1d Elect Director Gotham Makker For For Management 1e Elect Director Fady Malik For For Management 1f Elect Director Gaurav D. Shah For For Management 1g Elect Director David P. Southwell For For Management 1h Elect Director Roderick Wong For For Management 1i Elect Director Naveen Yalamanchi For Withhold Management 2 Ratify EisnerAmper LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SANGAMO THERAPEUTICS, INC. Ticker: SGMO Security ID: 800677106 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Courtney Beers For For Management 1.2 Elect Director Robert F. Carey For For Management 1.3 Elect Director Kenneth J. Hillan For For Management 1.4 Elect Director Margaret A. Horn For For Management 1.5 Elect Director Alexander D. Macrae For For Management 1.6 Elect Director John H. Markels For For Management 1.7 Elect Director James R. Meyers For For Management 1.8 Elect Director H. Stewart Parker For Against Management 1.9 Elect Director Karen L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation 7 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- SCILEX HOLDING COMPANY Ticker: SCLX Security ID: 808CNT018 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dorman Followwill For Withhold Management 1.2 Elect Director David Lemus For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- SERES THERAPEUTICS, INC. Ticker: MCRB Security ID: 81750R102 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen A. Berenson For Withhold Management 1.2 Elect Director Richard N. Kender For For Management 1.3 Elect Director Claire M. Fraser For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Increase Authorized Common Stock For For Management 5 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SORRENTO THERAPEUTICS, INC. Ticker: SRNE Security ID: 83587F202 Meeting Date: DEC 15, 2022 Meeting Type: Annual Record Date: OCT 26, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Henry Ji For For Management 1.2 Elect Director Dorman Followwill For Withhold Management 1.3 Elect Director Kim D. Janda For For Management 1.4 Elect Director David Lemus For For Management 1.5 Elect Director Tammy Reilly For For Management 1.6 Elect Director Jaisim Shah For For Management 1.7 Elect Director Yue Alexander Wu For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- SPRINGWORKS THERAPEUTICS, INC. Ticker: SWTX Security ID: 85205L107 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Saqib Islam For For Management 1.2 Elect Director Carlos Alban For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- STOKE THERAPEUTICS, INC. Ticker: STOK Security ID: 86150R107 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Adrian R. Krainer For Withhold Management 1.2 Elect Director Garry E. Menzel For For Management 1.3 Elect Director Julie Anne Smith For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Permit the Exculpation of Officers -------------------------------------------------------------------------------- SUMMIT THERAPEUTICS INC. Ticker: SMMT Security ID: 86627T108 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Robert W. Duggan For For Management 1.2 Elect Director Mahkam (Maky) Zanganeh For For Management 1.3 Elect Director Manmeet S. Soni For For Management 1.4 Elect Director Kenneth A. Clark For For Management 1.5 Elect Director Robert Booth For For Management 1.6 Elect Director Ujwala Mahatme For For Management 1.7 Elect Director Alessandra Cesano For For Management 1.8 Elect Director Yu (Michelle) Xia For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- SYNDAX PHARMACEUTICALS, INC. Ticker: SNDX Security ID: 87164F105 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Pierre Legault For Withhold Management 1.2 Elect Director Michael A. Metzger For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- TG THERAPEUTICS, INC. Ticker: TGTX Security ID: 88322Q108 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Laurence N. Charney For Withhold Management 1.2 Elect Director Yann Echelard For Withhold Management 1.3 Elect Director Kenneth Hoberman For Withhold Management 1.4 Elect Director Daniel Hume For Withhold Management 1.5 Elect Director Sagar Lonial For Withhold Management 1.6 Elect Director Michael S. Weiss For Withhold Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Increase Authorized Common Stock For Against Management -------------------------------------------------------------------------------- UNIQURE N.V. Ticker: QURE Security ID: N90064101 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: MAY 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Adopt Financial Statements and For For Management Statutory Reports 2 Approve Discharge of Management Board For For Management 3 Elect Director Madhavan Balachandran For For Management 4 Elect Director Jack Kaye For For Management 5 Elect Director Leonard Post For For Management 6 Elect Director Jeremy Springhorn For For Management 7 Grant Board Authority to Issue Shares For Against Management and Options 8 Grant Board Authority to Issue Shares For Against Management and Restrict/Exclude Preemptive Rights 9 Authorize Share Repurchase Program For For Management 10 Ratify KPMG Accountants N.V. as For For Management Auditors 11 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 12 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- VAXART, INC. Ticker: VXRT Security ID: 92243A200 Meeting Date: AUG 04, 2022 Meeting Type: Annual Record Date: APR 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julie Cherrington For For Management 1.2 Elect Director Todd Davis For For Management 1.3 Elect Director Michael J. Finney For Withhold Management 1.4 Elect Director Andrei Floroiu For For Management 1.5 Elect Director David Wheadon For For Management 1.6 Elect Director Karen J. Wilson For For Management 1.7 Elect Director Robert A. Yedid For For Management 2 Increase Authorized Common Stock For For Management 3 Amend Omnibus Stock Plan For Against Management 4 Approve Qualified Employee Stock For For Management Purchase Plan 5 Ratify WithumSmith+Brown, PC as For For Management Auditors 6 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VAXCYTE, INC. Ticker: PCVX Security ID: 92243G108 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Halley Gilbert For Withhold Management 1.2 Elect Director Michael E. Kamarck For For Management 1.3 Elect Director Grant E. Pickering For For Management 2 Ratify Deloitte & Touche, LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- VENTYX BIOSCIENCES, INC. Ticker: VTYX Security ID: 92332V107 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raju Mohan For Withhold Management 1.2 Elect Director William White For Withhold Management 2 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VERVE THERAPEUTICS, INC. Ticker: VERV Security ID: 92539P101 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexander Cumbo For For Management 1.2 Elect Director Michael MacLean For For Management 1.3 Elect Director Sheila Mikhail For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIR BIOTECHNOLOGY, INC. Ticker: VIR Security ID: 92764N102 Meeting Date: MAY 19, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Robert More For For Management 1b Elect Director Janet Napolitano For Withhold Management 1c Elect Director Vicki Sato For Withhold Management 1d Elect Director Elliott Sigal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VIRIDIAN THERAPEUTICS, INC. Ticker: VRDN Security ID: 92790C104 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tomas Kiselak For Withhold Management 1.2 Elect Director Jennifer K. Moses For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- XENCOR, INC. Ticker: XNCR Security ID: 98401F105 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bassil I. Dahiyat For For Management 1.2 Elect Director Ellen G. Feigal For For Management 1.3 Elect Director Kevin C. Gorman For For Management 1.4 Elect Director Kurt A. Gustafson For For Management 1.5 Elect Director A. Bruce Montgomery For For Management 1.6 Elect Director Richard J. Ranieri For For Management 1.7 Elect Director Dagmar Rosa-Bjorkeson For For Management 2 Ratify RSM US LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Approve Omnibus Stock Plan For Against Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- XENON PHARMACEUTICALS INC. Ticker: XENE Security ID: 98420N105 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Simon N. Pimstone For For Management 1.2 Elect Director Dawn Svoronos For For Management 1.3 Elect Director Mohammad Azab For For Management 1.4 Elect Director Steven Gannon For For Management 1.5 Elect Director Elizabeth Garofalo For For Management 1.6 Elect Director Patrick Machado For For Management 1.7 Elect Director Ian Mortimer For For Management 1.8 Elect Director Gary Patou For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management 4 Authorize the Audit Committee to Fix For For Management Remuneration of Auditors -------------------------------------------------------------------------------- ZENTALIS PHARMACEUTICALS, INC. Ticker: ZNTL Security ID: 98943L107 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director David Johnson For For Management 1.2 Elect Director Jan Skvarka For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation 4 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- ZYMEWORKS INC. Ticker: ZYME Security ID: 98985W102 Meeting Date: OCT 07, 2022 Meeting Type: Special Record Date: AUG 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Continuance of Company For For Management [British Columbia to Delaware] -------------------------------------------------------------------------------- ZYMEWORKS INC. Ticker: ZYME Security ID: 98985Y108 Meeting Date: DEC 16, 2022 Meeting Type: Annual Record Date: NOV 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Troy M. Cox For Withhold Management 1.2 Elect Director Kenneth Hillan For Withhold Management 1.3 Elect Director Natalie Sacks For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management ===================== Virtus LifeSci Biotech Products ETF ====================== 2SEVENTY BIO, INC. Ticker: TSVT Security ID: 901384107 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Daniel S. Lynch For For Management 1.2 Elect Director Sarah Glickman For For Management 1.3 Elect Director Wei Lin For For Management 2 Ratify Ernst & Young LLP as Auditor For For Management 3 Amend Certificate of Incorporation to For For Management Limit the Liability of Certain Officers -------------------------------------------------------------------------------- ACADIA PHARMACEUTICALS, INC. Ticker: ACAD Security ID: 004225108 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James M. Daly For For Management 1.2 Elect Director Edmund P. Harrigan For For Management 1.3 Elect Director Adora Ndu For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ADMA BIOLOGICS, INC. Ticker: ADMA Security ID: 000899104 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bryant. E. Fong For For Management 2 Ratify CohnReznick LLP as Auditors For For Management -------------------------------------------------------------------------------- AGIOS PHARMACEUTICALS, INC. Ticker: AGIO Security ID: 00847X104 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Rahul Ballal For For Management 1.2 Elect Director Brian Goff For For Management 1.3 Elect Director Cynthia Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ALNYLAM PHARMACEUTICALS, INC. Ticker: ALNY Security ID: 02043Q107 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael W. Bonney For For Management 1b Elect Director Yvonne L. Greenstreet For For Management 1c Elect Director Phillip A. Sharp For For Management 1d Elect Director Elliott Sigal For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- AMGEN INC. Ticker: AMGN Security ID: 031162100 Meeting Date: MAY 19, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Wanda M. Austin For For Management 1b Elect Director Robert A. Bradway For For Management 1c Elect Director Michael V. Drake For For Management 1d Elect Director Brian J. Druker For For Management 1e Elect Director Robert A. Eckert For For Management 1f Elect Director Greg C. Garland For For Management 1g Elect Director Charles M. Holley, Jr. For For Management 1h Elect Director S. Omar Ishrak For For Management 1i Elect Director Tyler Jacks For For Management 1j Elect Director Ellen J. Kullman For For Management 1k Elect Director Amy E. Miles For For Management 1l Elect Director Ronald D. Sugar For For Management 1m Elect Director R. Sanders Williams For For Management 2 Advisory Vote on Say on Pay Frequency One Year One Year Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- AMICUS THERAPEUTICS, INC. Ticker: FOLD Security ID: 03152W109 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Lynn D. Bleil For For Management 1.2 Elect Director Bradley L. Campbell For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Approve Qualified Employee Stock For For Management Purchase Plan 7 Amend Certificate of Incorporation to For For Management Limit the Liability of Certain Officers -------------------------------------------------------------------------------- AMYLYX PHARMACEUTICALS, INC. Ticker: AMLX Security ID: 03237H101 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 11, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George Mclean Milne, Jr. For Withhold Management 1.2 Elect Director Paul Fonteyne For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- APELLIS PHARMACEUTICALS, INC. Ticker: APLS Security ID: 03753U106 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gerald Chan For Withhold Management 1.2 Elect Director Cedric Francois For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ASCENDIS PHARMA A/S Ticker: ASND Security ID: 04351P101 Meeting Date: SEP 09, 2022 Meeting Type: Extraordinary Shareholders Record Date: AUG 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2a Elect William Carl Fairey Jr. as New For For Management Director 2b Elect Siham Imani as New Director For For Management 3 Authorize Editorial Changes to Adopted For For Management Resolutions in Connection with Registration with Danish Authorities -------------------------------------------------------------------------------- ASCENDIS PHARMA A/S Ticker: ASND Security ID: 04351P101 Meeting Date: MAY 30, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Chairman of Meeting For For Management 2 Approve Company Activity Report For For Management 3 Accept Financial Statements and For For Management Statutory Reports; Approve Discharge of Management and Board 4 Approve Treatment of Net Loss For For Management 5.1 Reelect Jan Moller Mikkelsen as For For Management Director For Two Years Term 5.2 Reelect Lisa Morrison as Director For For For Management Two Years Term 5.3 Reelect Bill Fairey as Director For For For Management Two Years Term 5.4 Reelect Siham Imani as Director For For For Management Two Years Term 6 Ratify Deloitte as Auditors For For Management 7 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- AURINIA PHARMACEUTICALS INC. Ticker: AUPH Security ID: 05156V102 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: APR 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George M. Milne, Jr. For For Management 1.2 Elect Director Peter Greenleaf For For Management 1.3 Elect Director David R. W. Jayne For For Management 1.4 Elect Director Joseph P. "Jay" Hagan For For Management 1.5 Elect Director Daniel G. Billen For For Management 1.6 Elect Director R. Hector MacKay-Dunn For For Management 1.7 Elect Director Jill Leversage For For Management 1.8 Elect Director Brinda Balakrishnan For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- AXSOME THERAPEUTICS, INC. Ticker: AXSM Security ID: 05464T104 Meeting Date: JUN 02, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Mark Saad For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Approve Qualified Employee Stock For For Management Purchase Plan 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- BEIGENE, LTD. Ticker: 6160 Security ID: 07725L102 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Margaret Dugan For For Management 2 Elect Director John V. Oyler For For Management 3 Elect Director Alessandro Riva For For Management 4 Ratify Ernst & Young LLP, Ernst & For For Management Young and Ernst & Young Hua Ming LLP as Auditors 5 Authorize Board to Fix Remuneration of For For Management Auditors 6 Authorize the Board of Directors to For Against Management Issue, Allot, or Deal with Unissued Ordinary Shares and/or American Depositary Shares 7 Authorize Share Repurchase Program For For Management 8 Approve Connected Person Placing For Against Management Authorization I 9 Approve Connected Person Placing For Against Management Authorization II 10 Approve Direct Purchase Option For For Management 11 Approve Grant of Restricted Shares For Against Management Unit to John V. Oyler 12 Approve Grant of Restricted Shares For Against Management Unit to Xiaodong Wang 13 Approve Grant of Restricted Shares For Against Management Unit to Other Non-Executive and Independent Non-Executive Directors 14 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 15 Amend Memorandum and Articles of For For Management Association 16 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BIOCRYST PHARMACEUTICALS, INC. Ticker: BCRX Security ID: 09058V103 Meeting Date: JUN 13, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director George B. Abercrombie For For Management 1.2 Elect Director Theresa M. Heggie For For Management 1.3 Elect Director Amy E. McKee For For Management 1.4 Elect Director Jon P. Stonehouse For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For Against Management -------------------------------------------------------------------------------- BIOGEN INC. Ticker: BIIB Security ID: 09062X103 Meeting Date: JUN 26, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexander J. Denner - None None Management Withdrawn 1b Elect Director Caroline D. Dorsa For For Management 1c Elect Director Maria C. Freire For Against Management 1d Elect Director William A. Hawkins For Against Management 1e Elect Director William D. Jones- None None Management Withdrawn 1f Elect Director Jesus B. Mantas For For Management 1g Elect Director Richard C. Mulligan- None None Management Withdrawn 1h Elect Director Eric K. Rowinsky For For Management 1i Elect Director Stephen A. Sherwin For For Management 1j Elect Director Christopher A. For For Management Viehbacher 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Elect Director Susan K. Langer For For Management -------------------------------------------------------------------------------- BIOMARIN PHARMACEUTICAL INC. Ticker: BMRN Security ID: 09061G101 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark J. Alles For For Management 1.2 Elect Director Elizabeth McKee Anderson For For Management 1.3 Elect Director Jean-Jacques Bienaime For For Management 1.4 Elect Director Willard Dere For For Management 1.5 Elect Director Elaine J. Heron For For Management 1.6 Elect Director Maykin Ho For For Management 1.7 Elect Director Robert J. Hombach For For Management 1.8 Elect Director V. Bryan Lawlis For For Management 1.9 Elect Director Richard A. Meier For For Management 1.10 Elect Director David E.I. Pyott For For Management 1.11 Elect Director Dennis J. Slamon For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- BIONTECH SE Ticker: BNTX Security ID: 09075V102 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Receive Financial Statements and None None Management Statutory Reports for Fiscal Year 2022 (Non-Voting) 2 Approve Allocation of Income and For For Management Dividends of EUR 2.00 per Share for Fiscal Year 2021 3 Approve Allocation of Income and For For Management Omission of Dividends for Fiscal Year 2022 4 Approve Discharge of Management Board For For Management for Fiscal Year 2022 5 Approve Discharge of Supervisory Board For For Management for Fiscal Year 2022 6 Ratify Ernst & Young GmbH as Auditors For For Management for Fiscal Year 2023 7 Approve Remuneration Report For Against Management 8.1 Elect Nicola Blackwood to the For For Management Supervisory Board 8.2 Elect Ulrich Wandschneider to the For For Management Supervisory Board 8.3 Elect Michael Motschmann to the For For Management Supervisory Board 9 Approve Virtual-Only Shareholder For For Management Meetings Until 2026 10 Amend Articles Re: Participation of For For Management Supervisory Board Members in the Annual General Meeting by Means of Audio and Video Transmission 11.1 Approve Affiliation Agreement with For For Management BioNTech Idar-Oberstein Services GmbH 11.2 Approve Affiliation Agreement with NT For For Management Security and Services GmbH 11.3 Approve Affiliation Agreement with For For Management BioNTech BioNTainer Holding GmbH 11.4 Approve Affiliation Agreement with For For Management BioNTech Individualized mRNA Manufacturing GmbH -------------------------------------------------------------------------------- BLUEBIRD BIO, INC. Ticker: BLUE Security ID: 09609G100 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Charlotte Jones-Burton For For Management 1b Elect Director Mark Vachon For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Increase Authorized Common Stock For For Management 4 Approve Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management 6 Adjourn Meeting For For Management -------------------------------------------------------------------------------- BLUEPRINT MEDICINES CORPORATION Ticker: BPMC Security ID: 09627Y109 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alexis Borisy For Withhold Management 1.2 Elect Director Lonnel Coats For Withhold Management 1.3 Elect Director Kathryn Haviland For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- BRIDGEBIO PHARMA, INC. Ticker: BBIO Security ID: 10806X102 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James C. Momtazee For For Management 1.2 Elect Director Frank McCormick For For Management 1.3 Elect Director Randal W. Scott For For Management 1.4 Elect Director Hannah A. Valantine For Withhold Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CHEMOCENTRYX, INC. Ticker: CCXI Security ID: 16383L106 Meeting Date: OCT 18, 2022 Meeting Type: Special Record Date: SEP 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- DECIPHERA PHARMACEUTICALS, INC. Ticker: DCPH Security ID: 24344T101 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patricia L. Allen For For Management 1.2 Elect Director Edward J. Benz, Jr. For Withhold Management 1.3 Elect Director Dennis L. Walsh For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- ENANTA PHARMACEUTICALS, INC. Ticker: ENTA Security ID: 29251M106 Meeting Date: MAR 02, 2023 Meeting Type: Annual Record Date: JAN 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Bruce L.A. Carter For For Management 1.2 Elect Director Jay R. Luly For For Management 2 Amend Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- EXELIXIS, INC. Ticker: EXEL Security ID: 30161Q104 Meeting Date: MAY 31, 2023 Meeting Type: Proxy Contest Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor Management Proxy (Gold Proxy Card) # Proposal Diss Rec Vote Cast Sponsor From the Combined List of Management & Dissident Nominees - Elect 11 Directors 1a Elect Management Nominee Director For Did Not Vote Management Maria C. Freire 1b Elect Management Nominee Director Alan For Did Not Vote Management M. Garber 1c Elect Management Nominee Director For Did Not Vote Management Michael M. Morrissey 1d Elect Management Nominee Director For Did Not Vote Management Stelios Papadopoulos 1e Elect Management Nominee Director For Did Not Vote Management George Poste 1f Elect Management Nominee Director For Did Not Vote Management Julie Anne Smith 1g Elect Management Nominee Director None None Management Lance Willsey *Withdrawn Resolution* 1h Elect Management Nominee Director For Did Not Vote Management Jacqueline Wright 1i Elect Management Nominee Director Jack For Did Not Vote Management L. Wyszomierski 1j Elect Opposition Nominee Director For Did Not Vote Shareholder Tomas J. Heyman 1k Elect Opposition Nominee Director For Did Not Vote Shareholder Robert 'Bob' Oliver, Jr. 1l Elect Opposition Nominee Director None Did Not Vote Shareholder David E. Johnson 2 Ratify Ernst & Young LLP as Auditors For Did Not Vote Management 3 Advisory Vote to Ratify Named For Did Not Vote Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year Did Not Vote Management # Proposal Diss Rec Vote Cast Sponsor Dissident Universal Proxy (White Proxy Card) # Proposal Diss Rec Vote Cast Sponsor From the Combined List of Management & Dissident Nominees - Elect 11 Directors 1.1 Elect Opposition Nominee Director For For Shareholder Tomas J. Heyman 1.2 Elect Opposition Nominee Director For For Shareholder David E. Johnson 1.3 Elect Opposition Nominee Director For For Shareholder Robert 'Bob' Oliver, Jr. 1.4 Elect Management Nominee Director None For Management Maria C. Freire 1.5 Elect Management Nominee Director Alan None For Management M. Garber 1.6 Elect Management Nominee Director None For Management Michael M. Morrissey 1.7 Elect Management Nominee Director None For Management Stelios Papadopoulos 1.8 Elect Management Nominee Director None For Management George Poste 1.9 Elect Management Nominee Director None For Management Julie Anne Smith 1.10 Elect Management Nominee Director None For Management Jacqueline Wright 1.11 Elect Management Nominee Director Jack None For Management L. Wyszomierski 1.12 Elect Management Nominee Director None None Management Lance Willsey *Withdrawn Resolution* 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named Against For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- GILEAD SCIENCES, INC. Ticker: GILD Security ID: 375558103 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jacqueline K. Barton For For Management 1b Elect Director Jeffrey A. Bluestone For For Management 1c Elect Director Sandra J. Horning For For Management 1d Elect Director Kelly A. Kramer For For Management 1e Elect Director Kevin E. Lofton For For Management 1f Elect Director Harish Manwani For For Management 1g Elect Director Daniel P. O'Day For For Management 1h Elect Director Javier J. Rodriguez For For Management 1i Elect Director Anthony Welters For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Require More Director Nominations Than Against Against Shareholder Open Seats 7 Amend Right to Call Special Meeting Against Against Shareholder 8 Report on Impact of Extended Patent Against Against Shareholder Exclusivities on Product Access -------------------------------------------------------------------------------- GLOBAL BLOOD THERAPEUTICS, INC. Ticker: GBT Security ID: 37890U108 Meeting Date: SEP 30, 2022 Meeting Type: Special Record Date: AUG 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- HALOZYME THERAPEUTICS, INC. Ticker: HALO Security ID: 40637H109 Meeting Date: MAY 05, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1A Elect Director Bernadette Connaughton For For Management 1B Elect Director Moni Miyashita For For Management 1C Elect Director Matthew L. Posard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HARMONY BIOSCIENCES HOLDINGS, INC. Ticker: HRMY Security ID: 413197104 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Antonio J. Gracias For Withhold Management 1.2 Elect Director Jack Bech Nielsen For Withhold Management 1.3 Elect Director Andreas Wicki For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IMMUNOCORE HOLDINGS PLC Ticker: IMCR Security ID: 45258D105 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Approve Remuneration Report For Against Management 3 Elect Director Robert Perez For For Management 4 Elect Director Kristine Peterson For For Management 5 Elect Director Siddharth Kaul For For Management 6 Appoint Deloitte LLP as Auditors For For Management 7 Authorize Board to Fix Remuneration of For For Management Auditors 8 Authorize UK Political Donations and For For Management Expenditure -------------------------------------------------------------------------------- IMMUNOGEN, INC. Ticker: IMGN Security ID: 45253H101 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Stuart A. Arbuckle For For Management 2.2 Elect Director Mark J. Enyedy For For Management 2.3 Elect Director Mark A. Goldberg For For Management 2.4 Elect Director Tracey L. McCain For For Management 2.5 Elect Director Stephen C. McCluski For For Management 2.6 Elect Director Dean J. Mitchell For For Management 2.7 Elect Director Kristine Peterson For For Management 2.8 Elect Director Helen M. Thackray For For Management 2.9 Elect Director Richard J. Wallace For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INCYTE CORPORATION Ticker: INCY Security ID: 45337C102 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Julian C. Baker For For Management 1.2 Elect Director Jean-Jacques Bienaime For For Management 1.3 Elect Director Otis W. Brawley For For Management 1.4 Elect Director Paul J. Clancy For For Management 1.5 Elect Director Jacqualyn A. Fouse For For Management 1.6 Elect Director Edmund P. Harrigan For For Management 1.7 Elect Director Katherine A. High For For Management 1.8 Elect Director Herve Hoppenot For For Management 1.9 Elect Director Susanne Schaffert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Qualified Employee Stock For For Management Purchase Plan 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- INSMED INCORPORATED Ticker: INSM Security ID: 457669307 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Elizabeth McKee Anderson For For Management 1.2 Elect Director Clarissa Desjardins For For Management 1.3 Elect Director David W.J. McGirr For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- INTERCEPT PHARMACEUTICALS, INC. Ticker: ICPT Security ID: 45845P108 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Paolo Fundaro For For Management 1b Elect Director Jerome Durso For For Management 1c Elect Director Srinivas Akkaraju For For Management 1d Elect Director Luca Benatti For For Management 1e Elect Director Daniel Bradbury For For Management 1f Elect Director Keith Gottesdiener For For Management 1g Elect Director Nancy Miller-Rich For For Management 1h Elect Director Mark Pruzanski For For Management 1i Elect Director Dagmar Rosa-Bjorkeson For For Management 1j Elect Director Gino Santini For For Management 1k Elect Director Glenn Sblendorio For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- INTRA-CELLULAR THERAPIES, INC. Ticker: ITCI Security ID: 46116X101 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Eduardo Rene Salas For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- IONIS PHARMACEUTICALS, INC. Ticker: IONS Security ID: 462222100 Meeting Date: JUN 01, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Spencer R. Berthelsen For For Management 1.2 Elect Director Joan E. Herman For For Management 1.3 Elect Director B. Lynne Parshall For For Management 1.4 Elect Director Joseph H. Wender For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Amend Non-Employee Director Stock For For Management Option Plan 6 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- IRONWOOD PHARMACEUTICALS, INC. Ticker: IRWD Security ID: 46333X108 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Currie For Withhold Management 1.2 Elect Director Alexander Denner For For Management 1.3 Elect Director Andrew Dreyfus For For Management 1.4 Elect Director Jon Duane For For Management 1.5 Elect Director Marla Kessler For For Management 1.6 Elect Director Thomas McCourt For For Management 1.7 Elect Director Julie McHugh For For Management 1.8 Elect Director Catherine Moukheibir For For Management 1.9 Elect Director Jay Shepard For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- KINIKSA PHARMACEUTICALS, LTD. Ticker: KNSA Security ID: G5269C101 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephen R. Biggar For Withhold Management 1b Elect Director G. Bradley Cole For For Management 1c Elect Director Barry D. Quart For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- LEGEND BIOTECH CORPORATION Ticker: LEGN Security ID: 52490G102 Meeting Date: OCT 14, 2022 Meeting Type: Annual Record Date: SEP 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Elect Director Patrick Casey For For Management 4 Elect Director Philip Yau For For Management 5 Elect Director Fangliang Zhang For For Management 6 Authorize Board to Ratify and Execute For For Management Approved Resolutions -------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INCORPORATED Ticker: LGND Security ID: 53220K504 Meeting Date: JUN 09, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jason M. Aryeh For For Management 1.2 Elect Director Todd C. Davis For For Management 1.3 Elect Director Nancy R. Gray For For Management 1.4 Elect Director Jason Haas For For Management 1.5 Elect Director John W. Kozarich For For Management 1.6 Elect Director John L. LaMattina For For Management 1.7 Elect Director Stephen L. Sabba For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MIRUM PHARMACEUTICALS, INC. Ticker: MIRM Security ID: 604749101 Meeting Date: JUN 12, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Lon Cardon For For Management 1b Elect Director William Fairey For For Management 1c Elect Director Timothy Walbert For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- MODERNA, INC. Ticker: MRNA Security ID: 60770K107 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Stephen Berenson For For Management 1.2 Elect Director Sandra Horning For For Management 1.3 Elect Director Paul Sagan For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Report on Feasibility of Technology Against Against Shareholder Transfer to Boost Covid-19 Vaccine Production -------------------------------------------------------------------------------- MYOVANT SCIENCES LTD. Ticker: MYOV Security ID: G637AM102 Meeting Date: OCT 21, 2022 Meeting Type: Annual Record Date: JUL 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Terrie Curran For For Management 1b Elect Director Mark Guinan For For Management 1c Elect Director Adele Gulfo For Against Management 1d Elect Director David Marek For Against Management 1e Elect Director Shigeyuki Nishinaka For Against Management 1f Elect Director Myrtle Potter For Against Management 1g Elect Director Nancy Valente For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- MYOVANT SCIENCES LTD. Ticker: MYOV Security ID: G637AM102 Meeting Date: MAR 01, 2023 Meeting Type: Special Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For For Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- NEKTAR THERAPEUTICS Ticker: NKTR Security ID: 640268108 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Myriam J. Curet For For Management 1b Elect Director Howard W. Robin For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEUROCRINE BIOSCIENCES, INC. Ticker: NBIX Security ID: 64125C109 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kevin C. Gorman For For Management 1.2 Elect Director Gary A. Lyons For For Management 1.3 Elect Director Johanna Mercier For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- OMNIAB, INC. Ticker: OABI Security ID: 532CNT029 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew W. Foehr For For Management 1.2 Elect Director Jennifer Cochran For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- PTC THERAPEUTICS, INC. Ticker: PTCT Security ID: 69366J200 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: APR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director William F. Bell, Jr. For For Management 1.2 Elect Director Matthew B. Klein For For Management 1.3 Elect Director Stephanie S. Okey For For Management 1.4 Elect Director Jerome B. Zeldis For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- REGENERON PHARMACEUTICALS, INC. Ticker: REGN Security ID: 75886F107 Meeting Date: JUN 09, 2023 Meeting Type: Annual Record Date: APR 11, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joseph L. Goldstein For Against Management 1b Elect Director Christine A. Poon For Against Management 1c Elect Director Craig B. Thompson For For Management 1d Elect Director Huda Y. Zoghbi For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Impact of Extended Patent Against Against Shareholder Exclusivities on Product Access -------------------------------------------------------------------------------- RHYTHM PHARMACEUTICALS, INC. Ticker: RYTM Security ID: 76243J105 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Camille L. Bedrosian For Withhold Management 1.2 Elect Director David W.J. McGirr For Withhold Management 1.3 Elect Director David P. Meeker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- ROIVANT SCIENCES LTD. Ticker: ROIV Security ID: G76279101 Meeting Date: SEP 15, 2022 Meeting Type: Annual Record Date: JUL 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Matthew Gline For Withhold Management 1.2 Elect Director Keith Manchester For Withhold Management 1.3 Elect Director Melissa Epperly For For Management 2 Appoint Ernst & Young LLP as Auditors For For Management and Authorise Their Remuneration -------------------------------------------------------------------------------- SAGE THERAPEUTICS, INC. Ticker: SAGE Security ID: 78667J108 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael F. Cola For Withhold Management 1.2 Elect Director Barry E. Greene For Withhold Management 1.3 Elect Director Jeffrey M. Jonas For Withhold Management 1.4 Elect Director Jessica J. Federer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Amend Qualified Employee Stock For For Management Purchase Plan -------------------------------------------------------------------------------- SAREPTA THERAPEUTICS, INC. Ticker: SRPT Security ID: 803607100 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Richard J. Barry For For Management 1.2 Elect Director M. Kathleen Behrens For For Management 1.3 Elect Director Stephen L. Mayo For For Management 1.4 Elect Director Claude Nicaise For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Amend Omnibus Stock Plan For For Management 4 Amend Qualified Employee Stock For For Management Purchase Plan 5 Advisory Vote on Say on Pay Frequency One Year One Year Management 6 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SEAGEN INC. Ticker: SGEN Security ID: 81181C104 Meeting Date: MAY 30, 2023 Meeting Type: Special Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management -------------------------------------------------------------------------------- SEAGEN INC. Ticker: SGEN Security ID: 81181C104 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David W. Gryska For For Management 1b Elect Director John A. Orwin For For Management 1c Elect Director Alpna H. Seth For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- THERAVANCE BIOPHARMA, INC. Ticker: TBPH Security ID: G8807B106 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dean J. Mitchell For For Management 1.2 Elect Director Deepika R. Pakianathan For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For Against Management 6 Declassify the Board of Directors For For Management -------------------------------------------------------------------------------- TRAVERE THERAPEUTICS, INC. Ticker: TVTX Security ID: 89422G107 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Roy D. Baynes For For Management 1.2 Elect Director Suzanne Bruhn For For Management 1.3 Elect Director Timothy Coughlin For For Management 1.4 Elect Director Eric Dube For For Management 1.5 Elect Director Gary Lyons For For Management 1.6 Elect Director Jeffrey Meckler For For Management 1.7 Elect Director John A. Orwin For For Management 1.8 Elect Director Sandra Poole For For Management 1.9 Elect Director Ron Squarer For For Management 1.10 Elect Director Ruth Williams-Brinkley For For Management 2 Amend Omnibus Stock Plan For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ULTRAGENYX PHARMACEUTICAL INC. Ticker: RARE Security ID: 90400D108 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Emil D. Kakkis For For Management 1b Elect Director Shehnaaz Suliman For For Management 1c Elect Director Daniel G. Welch For For Management 2 Approve Omnibus Stock Plan For Against Management 3 Amend Qualified Employee Stock For For Management Purchase Plan 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- UNITED THERAPEUTICS CORPORATION Ticker: UTHR Security ID: 91307C102 Meeting Date: JUN 26, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher Causey For For Management 1b Elect Director Raymond Dwek For For Management 1c Elect Director Richard Giltner For For Management 1d Elect Director Katherine Klein For For Management 1e Elect Director Ray Kurzweil For For Management 1f Elect Director Linda Maxwell For For Management 1g Elect Director Nilda Mesa For For Management 1h Elect Director Judy Olian For For Management 1i Elect Director Christopher Patusky For For Management 1j Elect Director Martine Rothblatt For For Management 1k Elect Director Louis Sullivan For For Management 1l Elect Director Tommy Thompson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Ticker: VNDA Security ID: 921659108 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard W. Dugan For For Management 1b Elect Director Anne Sempowski Ward For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- VERTEX PHARMACEUTICALS INCORPORATED Ticker: VRTX Security ID: 92532F100 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Sangeeta Bhatia For For Management 1.2 Elect Director Lloyd Carney For For Management 1.3 Elect Director Alan Garber For For Management 1.4 Elect Director Terrence Kearney For For Management 1.5 Elect Director Reshma Kewalramani For For Management 1.6 Elect Director Jeffrey Leiden For For Management 1.7 Elect Director Diana McKenzie For For Management 1.8 Elect Director Bruce Sachs For For Management 1.9 Elect Director Suketu Upadhyay For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ZAI LAB LIMITED Ticker: 9688 Security ID: 98887Q104 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Samantha (Ying) Du For For Management 2 Elect Director Kai-Xian Chen For For Management 3 Elect Director John D. Diekman For For Management 4 Elect Director Richard Gaynor For For Management 5 Elect Director Nisa Leung For For Management 6 Elect Director William Lis For For Management 7 Elect Director Scott Morrison For For Management 8 Elect Director Leon O. Moulder, Jr. For For Management 9 Elect Director Michel Vounatsos For For Management 10 Elect Director Peter Wirth For For Management 11 Ratify KPMG LLP and KPMG as Auditors For For Management 12 Authorize Board to Fix Remuneration of For For Management Auditors 13 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 14 Authorize Issue of Ordinary Shares of For Against Management Up to 20% 15 Authorize Issue of Ordinary Shares of For Against Management Up to 10% ==================== Virtus Newfleet Multi-Sector Bond ETF ===================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ====================== Virtus Private Credit Strategy ETF ====================== APOLLO INVESTMENT CORPORATION Ticker: AINV Security ID: 03761U502 Meeting Date: AUG 09, 2022 Meeting Type: Annual Record Date: JUN 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Carmencita N. M. Whonder For For Management 1.2 Elect Director Elliot Stein, Jr. For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: AUG 04, 2022 Meeting Type: Special Record Date: MAY 23, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- ARES CAPITAL CORPORATION Ticker: ARCC Security ID: 04010L103 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Michael J Arougheti For For Management 1b Elect Director Ann Torre Bates For For Management 1c Elect Director Steven B. McKeever For Against Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- BAIN CAPITAL SPECIALTY FINANCE, INC. Ticker: BCSF Security ID: 05684B107 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Amy Butte For Against Management 1b Elect Director Thomas A. Hough For Against Management 1c Elect Director Clare S. Richer For Against Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- BARINGS BDC, INC. Ticker: BBDC Security ID: 06759L103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Steve Byers For Against Management 1b Elect Director Valerie Lancaster-Beal For Against Management 1c Elect Director John A. Switzer For Against Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BLACKROCK CAPITAL INVESTMENT CORPORATION Ticker: BKCC Security ID: 092533108 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John R. Baron For Withhold Management 1.2 Elect Director Jerrold B. Harris For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- BLACKROCK CAPITAL INVESTMENT CORPORATION Ticker: BKCC Security ID: 092533108 Meeting Date: MAY 03, 2023 Meeting Type: Special Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BLACKROCK DEBT STRATEGIES FUND, INC Ticker: DSU Security ID: 09255R202 Meeting Date: JUL 25, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fabozzi For For Management 1.2 Elect Director Robert Fairbairn For For Management 1.3 Elect Director J. Phillip Holloman For For Management -------------------------------------------------------------------------------- BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC. Ticker: FRA Security ID: 09255X100 Meeting Date: JUL 25, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fabozzi For For Management 1.2 Elect Director Robert Fairbairn For For Management 1.3 Elect Director J. Phillip Holloman For For Management -------------------------------------------------------------------------------- BLACKROCK FLOATING RATE INCOME TRUST Ticker: BGT Security ID: 091941104 Meeting Date: JUL 25, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Director Cynthia L. Egan For For Management 1.2 Elect Director Director Robert For For Management Fairbairn 1.3 Elect Director Director Stayce D. For For Management Harris -------------------------------------------------------------------------------- BLACKROCK INNOVATION AND GROWTH TRUST Ticker: BIGZ Security ID: 09260Q108 Meeting Date: JUL 25, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Frank J. Fabozzi For For Management 1.2 Elect Director Robert Fairbairn For For Management 1.3 Elect Director J. Phillip Holloman For For Management -------------------------------------------------------------------------------- BLACKROCK LIMITED DURATION INCOME TRUST Ticker: BLW Security ID: 09249W101 Meeting Date: JUL 25, 2022 Meeting Type: Annual Record Date: MAY 27, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cynthia L. Egan For For Management 1.2 Elect Director Robert Fairbairn For For Management 1.3 Elect Director Stayce D. Harris For For Management -------------------------------------------------------------------------------- BLACKROCK TCP CAPITAL CORP. Ticker: TCPC Security ID: 09259E108 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Eric J. Draut For For Management 1.2 Elect Director Karen L. Leets For For Management 1.3 Elect Director Andrea L. Petro For For Management 1.4 Elect Director M. Freddie Reiss For For Management 1.5 Elect Director Peter E. Schwab For For Management 1.6 Elect Director Rajneesh Vig For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- BLACKSTONE SENIOR FLOATING RATE TERM FUND Ticker: BSL Security ID: 09256U105 Meeting Date: APR 19, 2023 Meeting Type: Annual Record Date: FEB 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward D'Alelio For For Management 1.2 Elect Director Jane Siebels For For Management -------------------------------------------------------------------------------- BLACKSTONE STRATEGIC CREDIT FUND Ticker: BGB Security ID: 09257R101 Meeting Date: APR 19, 2023 Meeting Type: Annual Record Date: FEB 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 3.1 Elect Director Jane Siebels For For Management 3.2 Elect Director Daniel H. Smith, Jr. For For Management -------------------------------------------------------------------------------- BNY MELLON ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC. Ticker: DCF Security ID: 05588N108 Meeting Date: OCT 13, 2022 Meeting Type: Special Record Date: AUG 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Sub-Investment Advisory For For Management Agreement between BNY Mellon Investment Adviser, Inc., on behalf of the BNY Mellon Alcentra Global Credit Income 2024 Target Term Fund, Inc., and Alcentra NY, LLC -------------------------------------------------------------------------------- BNY MELLON ALCENTRA GLOBAL CREDIT INCOME 2024 TARGET TERM FUND, INC. Ticker: DCF Security ID: 05588N108 Meeting Date: JUN 14, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew J. Donohue For For Management 1.2 Elect Director Roslyn M. Watson For For Management 1.3 Elect Director Benaree Pratt Wiley For For Management -------------------------------------------------------------------------------- CAPITAL SOUTHWEST CORPORATION Ticker: CSWC Security ID: 140501107 Meeting Date: JUL 27, 2022 Meeting Type: Annual Record Date: JUN 01, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christine S. Battist For For Management 1.2 Elect Director David R. Brooks For For Management 1.3 Elect Director Bowen S. Diehl For For Management 1.4 Elect Director Jack D. Furst For For Management 1.5 Elect Director Ramona L. Rogers-Windsor For For Management 1.6 Elect Director William R. Thomas For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Approve Non-Employee Director For For Management Restricted Stock Plan 4 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- CARLYLE SECURED LENDING, INC Ticker: CGBD Security ID: 872280102 Meeting Date: JUL 13, 2022 Meeting Type: Special Record Date: APR 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- CARLYLE SECURED LENDING, INC. Ticker: CGBD Security ID: 872280102 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. Wright, II For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- CRESCENT CAPITAL BDC, INC. Ticker: CCAP Security ID: 225655109 Meeting Date: MAY 12, 2023 Meeting Type: Annual Record Date: MAR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan Y. Lee For For Management 1b Elect Director Michael S. Segal For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- EAGLE POINT CREDIT COMPANY INC. Ticker: ECC Security ID: 269808101 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Kevin F. McDonald For Withhold Management -------------------------------------------------------------------------------- EATON VANCE FLOATING-RATE INCOME TRUST Ticker: EFT Security ID: 278279104 Meeting Date: MAR 16, 2023 Meeting Type: Annual Record Date: JAN 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Thomas E. Faust, Jr. For For Management 1a.2 Elect Director Cynthia E. Frost For For Management 1a.3 Elect Director Scott E. Wennerholm For For Management 1a.4 Elect Director Nancy A. Wiser For For Management -------------------------------------------------------------------------------- EATON VANCE SENIOR FLOATING-RATE TRUST Ticker: EFR Security ID: 27828Q105 Meeting Date: AUG 11, 2022 Meeting Type: Annual Record Date: MAY 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Cynthia E. Frost For For Management 1a.2 Elect Director Valerie A. Mosley For For Management 1a.3 Elect Director Scott E. Wennerholm For For Management 1a.4 Elect Director Nancy A. Wiser For For Management -------------------------------------------------------------------------------- EATON VANCE SENIOR INCOME TRUST Ticker: EVF Security ID: 27826S103 Meeting Date: OCT 13, 2022 Meeting Type: Annual Record Date: AUG 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director George J. Gorman For For Management 1a.2 Elect Director Marcus L. Smith For For Management -------------------------------------------------------------------------------- FIDUS INVESTMENT CORPORATION Ticker: FDUS Security ID: 316500107 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward H. Ross For For Management 1.2 Elect Director Raymond L. Anstiss, Jr. For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- FIRST TRUST SENIOR FLOATING RATE INCOME FUND II Ticker: FCT Security ID: 33733U108 Meeting Date: SEP 19, 2022 Meeting Type: Annual Record Date: JUL 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James A. Bowen For For Management 1.2 Elect Director Robert F. Keith For For Management -------------------------------------------------------------------------------- FS KKR CAPITAL CORP. Ticker: FSK Security ID: 302635206 Meeting Date: AUG 03, 2022 Meeting Type: Annual Record Date: APR 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara Adams For For Management 1.2 Elect Director Michael C. Forman For For Management 1.3 Elect Director Jerel A. Hopkins For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- GLADSTONE CAPITAL CORPORATION Ticker: GLAD Security ID: 376535100 Meeting Date: FEB 02, 2023 Meeting Type: Annual Record Date: DEC 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michela A. English For For Management 1.2 Elect Director Anthony W. Parker For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GLADSTONE INVESTMENT CORPORATION Ticker: GAIN Security ID: 376546107 Meeting Date: AUG 04, 2022 Meeting Type: Annual Record Date: JUN 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul W. Adelgren For For Management 1.2 Elect Director David Gladstone For For Management 1.3 Elect Director John H. Outland For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GOLDMAN SACHS BDC, INC. Ticker: GSBD Security ID: 38147U107 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Ross J. Kari For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GOLUB CAPITAL BDC, INC. Ticker: GBDC Security ID: 38173M102 Meeting Date: FEB 07, 2023 Meeting Type: Annual Record Date: DEC 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David B. Golub For For Management 1b Elect Director Anita J. Rival For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- HORIZON TECHNOLOGY FINANCE CORPORATION Ticker: HRZN Security ID: 44045A102 Meeting Date: JUN 28, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director James J. Bottiglieri For Withhold Management 1.2 Elect Director Gerald A. Michaud For For Management 2 Approve Investment Management For For Management Agreement between Horizon Technology Finance Corporation and Horizon Technology Finance Management LLC 3a Elect Director Michael P. Balkin For For Management 4a Elect Director Jonathan J. Goodman For For Management -------------------------------------------------------------------------------- INVESCO SENIOR INCOME TRUST Ticker: VVR Security ID: 46131H107 Meeting Date: AUG 08, 2022 Meeting Type: Annual Record Date: MAY 10, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Cynthia Hostetler For For Management 1a.2 Elect Director Eli Jones For For Management 1a.3 Elect Director Ann Barnett Stern For For Management 1a.4 Elect Director Daniel S. Vandivort For For Management -------------------------------------------------------------------------------- MAIN STREET CAPITAL CORPORATION Ticker: MAIN Security ID: 56035L104 Meeting Date: MAY 01, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director J. Kevin Griffin For For Management 1.2 Elect Director John E. Jackson For For Management 1.3 Elect Director Brian E. Lane For For Management 1.4 Elect Director Kay Matthews - None None Management Withdrawn Resolution 1.5 Elect Director Dunia A. Shive For For Management 1.6 Elect Director Stephen B. Solcher For For Management 1.7 Elect Director Vincent D. Foster For For Management 1.8 Elect Director Dwayne L. Hyzak For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Charter to Allow Shareholders to For For Management Amend Bylaws -------------------------------------------------------------------------------- MONROE CAPITAL CORPORATION Ticker: MRCC Security ID: 610335101 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jeffrey A. Golman For Withhold Management 1.2 Elect Director Jorde M. Nathan For Withhold Management 1.3 Elect Director Caroline B. Davidson For For Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- NEW MOUNTAIN FINANCE CORPORATION Ticker: NMFC Security ID: 647551100 Meeting Date: APR 18, 2023 Meeting Type: Annual Record Date: FEB 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven B. Klinsky For For Management 1.2 Elect Director Daniel B. Hebert For For Management 1.3 Elect Director Rome G. Arnold, III For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- NUVEEN CREDIT STRATEGIES INCOME FUND Ticker: JQC Security ID: 67073D102 Meeting Date: MAY 08, 2023 Meeting Type: Annual Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a.1 Elect Director Robert L. Young For For Management 1a.2 Elect Director Amy B.R. Lancellotta For For Management 1a.3 Elect Director John K. Nelson For For Management 1a.4 Elect Director Terence J. Toth For For Management -------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME FUND Ticker: JFR Security ID: 67072T108 Meeting Date: MAY 08, 2023 Meeting Type: Annual Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 2 Issue Shares in Connection with For For Management Acquisition 3.1 Elect Director Robert L. Young For For Management 3.2 Elect Director Amy B. R. Lancellotta For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management -------------------------------------------------------------------------------- NUVEEN FLOATING RATE INCOME OPPORTUNITY FUND Ticker: JRO Security ID: 6706EN100 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization of Funds For For Management between Nuveen Floating Rate Income Opportunity Fund and NFRIF Merger Sub, LLC 3.1 Elect Director Robert L. Young For For Management 3.2 Elect Director Amy B.R. Lancellotta For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management -------------------------------------------------------------------------------- NUVEEN SENIOR INCOME FUND Ticker: NSL Security ID: 67067Y104 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: JAN 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Reorganization of Funds For For Management between Nuveen Senior Income Fund and NFRIF Merger Sub, LLC 3.1 Elect Director Robert L. Young For For Management 3.2 Elect Director Amy B. R. Lancellotta For For Management 3.3 Elect Director John K. Nelson For For Management 3.4 Elect Director Terence J. Toth For For Management -------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Ticker: OCSL Security ID: 67401P108 Meeting Date: JAN 20, 2023 Meeting Type: Annual Record Date: NOV 28, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John B. Frank For For Management 1.2 Elect Director Bruce Zimmerman For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Issue Shares in Connection with Merger For For Management 4 Approve Reverse Stock Split For For Management -------------------------------------------------------------------------------- OAKTREE SPECIALTY LENDING CORPORATION Ticker: OCSL Security ID: 67401P108 Meeting Date: MAR 17, 2023 Meeting Type: Special Record Date: JAN 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- OFS CAPITAL CORPORATION Ticker: OFS Security ID: 67103B100 Meeting Date: JUL 13, 2022 Meeting Type: Special Record Date: APR 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- OFS CAPITAL CORPORATION Ticker: OFS Security ID: 67103B100 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Romita Shetty For For Management 1.2 Elect Director Bilal Rashid For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- OXFORD LANE CAPITAL CORP. Ticker: OXLC Security ID: 691543102 Meeting Date: OCT 21, 2022 Meeting Type: Annual Record Date: AUG 26, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jonathan H. Cohen For Withhold Management -------------------------------------------------------------------------------- OXFORD SQUARE CAPITAL CORP. Ticker: OXSQ Security ID: 69181V107 Meeting Date: AUG 25, 2022 Meeting Type: Annual Record Date: JUN 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Barry A. Osherow For Withhold Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- PENNANTPARK FLOATING RATE CAPITAL LTD. Ticker: PFLT Security ID: 70806A106 Meeting Date: FEB 07, 2023 Meeting Type: Annual Record Date: NOV 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Arthur H. Penn For Against Management 1b Elect Director Jose A. Briones, Jr. For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- PENNANTPARK INVESTMENT CORPORATION Ticker: PNNT Security ID: 708062104 Meeting Date: FEB 07, 2023 Meeting Type: Annual Record Date: NOV 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Marshall Brozost For Against Management 1b Elect Director Samuel L. Katz For Against Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- PIONEER FLOATING RATE FUND, INC. Ticker: PHD Security ID: 72369J102 Meeting Date: SEP 15, 2022 Meeting Type: Annual Record Date: JUL 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Baumgardner, Jr. For For Management 1.2 Elect Director Lisa M. Jones For For Management 1.3 Elect Director Lorraine H. Monchak For For Management -------------------------------------------------------------------------------- PORTMAN RIDGE FINANCE CORPORATION Ticker: PTMN Security ID: 73688F201 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Jennifer Kwon Chou For For Management 1.2 Elect Director Joseph Morea For For Management 1.3 Elect Director Robert Warshauer For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Ticker: PSEC Security ID: 74348T102 Meeting Date: DEC 09, 2022 Meeting Type: Annual Record Date: SEP 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John F. Barry, III For Against Management -------------------------------------------------------------------------------- PROSPECT CAPITAL CORPORATION Ticker: PSEC Security ID: 74348T102 Meeting Date: JUN 09, 2023 Meeting Type: Special Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- RUNWAY GROWTH FINANCE CORP. Ticker: RWAY Security ID: 78163D100 Meeting Date: JUN 15, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Gary Kovacs For Withhold Management 1.2 Elect Director John F. Engel For Withhold Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- SABA CAPITAL INCOME & OPPORTUNITIES FUND Ticker: BRW Security ID: 78518H202 Meeting Date: SEP 23, 2022 Meeting Type: Annual Record Date: JUL 15, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas R. Bumbolow For For Management 1.2 Elect Director Karen Caldwell For For Management 1.3 Elect Director Ketu Desai For For Management 1.4 Elect Director Kieran Goodwin For For Management 1.5 Elect Director Aditya Bindal For For Management 1.6 Elect Director Andrew Kellerman For For Management -------------------------------------------------------------------------------- SARATOGA INVESTMENT CORP. Ticker: SAR Security ID: 80349A208 Meeting Date: SEP 29, 2022 Meeting Type: Annual Record Date: JUL 29, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Steven M. Looney For Withhold Management 1.2 Elect Director Charles S. Whitman, III For Withhold Management -------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 83012A109 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Hurley Doddy For For Management 1.2 Elect Director Joshua Easterly For For Management 1.3 Elect Director Michael Fishman For For Management 2 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- SIXTH STREET SPECIALTY LENDING, INC. Ticker: TSLX Security ID: 83012A109 Meeting Date: MAY 25, 2023 Meeting Type: Special Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- SLR INVESTMENT CORP. Ticker: SLRC Security ID: 83413U100 Meeting Date: OCT 26, 2022 Meeting Type: Annual Record Date: AUG 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director David S. Wachter For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) -------------------------------------------------------------------------------- STELLUS CAPITAL INVESTMENT CORP. Ticker: SCM Security ID: 858568108 Meeting Date: JUN 22, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bruce R. Bilger For Withhold Management 2 Approve Issuance of Shares Below Net For For Management Asset Value (NAV) 3 Adjourn Meeting For Against Management -------------------------------------------------------------------------------- SURO CAPITAL CORP. Ticker: SSSS Security ID: 86887Q109 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: APR 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark D. Klein For For Management 1.2 Elect Director Lisa Westley For Withhold Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Marcum LLP as Auditors For For Management -------------------------------------------------------------------------------- TRIPLEPOINT VENTURE GROWTH BDC CORP. Ticker: TPVG Security ID: 89677Y100 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James P. Labe For For Management 1b Elect Director Cynthia M. Fornelli For Withhold Management 1c Elect Director Katherine J. Park For Withhold Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- WHITEHORSE FINANCE, INC. Ticker: WHF Security ID: 96524V106 Meeting Date: AUG 04, 2022 Meeting Type: Annual Record Date: JUN 06, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Kevin F. Burke For For Management 1b Elect Director G. Stacy Smith For For Management 2 Ratify Crowe LLP as Auditors For For Management -------------------------------------------------------------------------------- XAI OCTAGON FLOATING RATE & ALTERNATIVE INCOME TERM TRUST Ticker: XFLT Security ID: 98400T106 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Scott Craven Jones For For Management ========================= Virtus Real Asset Income ETF ========================= AGNICO EAGLE MINES LIMITED Ticker: AEM Security ID: 008474108 Meeting Date: APR 28, 2023 Meeting Type: Annual/Special Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Leona Aglukkaq For For Management 1.2 Elect Director Ammar Al-Joundi For For Management 1.3 Elect Director Sean Boyd For For Management 1.4 Elect Director Martine A. Celej For For Management 1.5 Elect Director Robert J. Gemmell For Withhold Management 1.6 Elect Director Jonathan Gill For For Management 1.7 Elect Director Peter Grosskopf For For Management 1.8 Elect Director Elizabeth Lewis-Gray For For Management 1.9 Elect Director Deborah McCombe For For Management 1.10 Elect Director Jeffrey Parr For For Management 1.11 Elect Director J. Merfyn Roberts For For Management 1.12 Elect Director Jamie C. Sokalsky For For Management 2 Approve Ernst & Young LLP as Auditors For For Management and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For Against Management Compensation Approach -------------------------------------------------------------------------------- AGREE REALTY CORPORATION Ticker: ADC Security ID: 008492100 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Merrie S. Frankel For For Management 1.2 Elect Director John Rakolta, Jr. For For Management 1.3 Elect Director Jerome Rossi For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ALEXANDER & BALDWIN, INC. Ticker: ALEX Security ID: 014491104 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Christopher J. Benjamin For For Management 1.2 Elect Director Diana M. Laing For For Management 1.3 Elect Director John T. Leong For For Management 1.4 Elect Director Thomas A. Lewis, Jr. For For Management 1.5 Elect Director Douglas M. Pasquale For For Management 1.6 Elect Director Michele K. Saito For For Management 1.7 Elect Director Eric K. Yeaman For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- ALEXANDRIA REAL ESTATE EQUITIES, INC. Ticker: ARE Security ID: 015271109 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Joel S. Marcus For For Management 1b Elect Director Steven R. Hash For For Management 1c Elect Director James P. Cain For Against Management 1d Elect Director Cynthia L. Feldmann For For Management 1e Elect Director Maria C. Freire For Against Management 1f Elect Director Richard H. Klein For For Management 1g Elect Director Michael A. Woronoff For Against Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- ALICO, INC. Ticker: ALCO Security ID: 016230104 Meeting Date: FEB 23, 2023 Meeting Type: Annual Record Date: DEC 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John E. Kiernan For For Management 1.2 Elect Director George R. Brokaw For For Management 1.3 Elect Director Katherine R. English For Against Management 1.4 Elect Director Benjamin D. Fishman For For Management 1.5 Elect Director W. Andrew Krusen, Jr. For For Management 1.6 Elect Director Toby K. Purse For For Management 1.7 Elect Director Adam H. Putnam For For Management 1.8 Elect Director Henry R. Slack For Against Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Stephanie L. Cox For For Management 1b Elect Director Patrick E. Allen For For Management 1c Elect Director Michael D. Garcia For For Management 1d Elect Director Susan D. Whiting For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- AMERICAN ASSETS TRUST, INC. Ticker: AAT Security ID: 024013104 Meeting Date: JUN 05, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Ernest S. Rady For For Management 1.2 Elect Director Robert S. Sullivan For Withhold Management 1.3 Elect Director Thomas S. Olinger For For Management 1.4 Elect Director Joy L. Schaefer For Withhold Management 1.5 Elect Director Nina A. Tran For Withhold Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- AMERICAN ELECTRIC POWER COMPANY, INC. Ticker: AEP Security ID: 025537101 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Nicholas K. Akins For For Management 1.2 Elect Director J. Barnie Beasley, Jr. For For Management 1.3 Elect Director Ben Fowke For For Management 1.4 Elect Director Art A. Garcia For For Management 1.5 Elect Director Linda A. Goodspeed For For Management 1.6 Elect Director Donna A. James For For Management 1.7 Elect Director Sandra Beach Lin For For Management 1.8 Elect Director Margaret M. McCarthy For For Management 1.9 Elect Director Oliver G. 'Rick' For For Management Richard, III 1.10 Elect Director Daryl Roberts For For Management 1.11 Elect Director Julia A. Sloat For For Management 1.12 Elect Director Sara Martinez Tucker For For Management 1.13 Elect Director Lewis Von Thaer For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Reduce Supermajority Vote Requirement For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- AMERICAN TOWER CORPORATION Ticker: AMT Security ID: 03027X100 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Thomas A. Bartlett For For Management 1b Elect Director Kelly C. Chambliss For For Management 1c Elect Director Teresa H. Clarke For For Management 1d Elect Director Raymond P. Dolan For For Management 1e Elect Director Kenneth R. Frank For For Management 1f Elect Director Robert D. Hormats For For Management 1g Elect Director Grace D. Lieblein For For Management 1h Elect Director Craig Macnab For For Management 1i Elect Director JoAnn A. Reed For For Management 1j Elect Director Pamela D. A. Reeve For For Management 1k Elect Director Bruce L. Tanner For For Management 1l Elect Director Samme L. Thompson For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ANGLOGOLD ASHANTI LTD. Ticker: ANG Security ID: 035128206 Meeting Date: MAY 15, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Re-elect Alan Ferguson as Director For For Management 1.2 Re-elect Albert Garner as Director For For Management 1.3 Re-elect Rhidwaan Gasant as Director For For Management 2 Elect Gillian Doran as Director For For Management 3.1 Re-elect Alan Ferguson as Member of For For Management the Audit and Risk Committee 3.2 Elect Albert Garner as Member of the For For Management Audit and Risk Committee 3.3 Re-elect Rhidwaan Gasant as Member of For For Management the Audit and Risk Committee 3.4 Elect Scott Lawson as Member of the For For Management Audit and Risk Committee 3.5 Re-elect Jochen Tilk as Member of the For For Management Audit and Risk Committee 4 Appoint PricewaterhouseCoopers Inc as For For Management Auditors 5 Place Authorised but Unissued Shares For For Management under Control of Directors 6.1 Approve Remuneration Policy For For Management 6.2 Approve Implementation Report For For Management 7 Approve Remuneration of Non-Executive For Against Management Directors 8 Authorise Repurchase of Issued Share For For Management Capital 9 Authorise Board to Issue Shares for For For Management Cash 10 Approve Financial Assistance in Terms For For Management of Section 44 and 45 of the Companies Act 11 Authorise Ratification of Approved For For Management Resolutions -------------------------------------------------------------------------------- B2GOLD CORP. Ticker: BTO Security ID: 11777Q209 Meeting Date: JUN 23, 2023 Meeting Type: Annual/Special Record Date: MAY 12, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Clive Johnson For For Management 2.2 Elect Director Jerry Korpan For For Management 2.3 Elect Director Kevin Bullock For For Management 2.4 Elect Director George Johnson For For Management 2.5 Elect Director Robin Weisman For For Management 2.6 Elect Director Liane Kelly For For Management 2.7 Elect Director Lisa Pankratz For For Management 2.8 Elect Director Thabile Makgala For For Management 2.9 Elect Director Kelvin Dushnisky For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Amend Restricted Share Unit Plan For For Management 5 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BARRICK GOLD CORPORATION Ticker: ABX Security ID: 067901108 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mark Bristow For For Management 1.2 Elect Director Helen Cai For For Management 1.3 Elect Director Gustavo A. Cisneros For For Management 1.4 Elect Director Christopher L. Coleman For For Management 1.5 Elect Director Isela Costantini For For Management 1.6 Elect Director J. Michael Evans For For Management 1.7 Elect Director Brian L. Greenspun For For Management 1.8 Elect Director J. Brett Harvey For For Management 1.9 Elect Director Anne Kabagambe For For Management 1.10 Elect Director Andrew J. Quinn For For Management 1.11 Elect Director Loreto Silva For For Management 1.12 Elect Director John L. Thornton For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mirko Bibic For For Management 1.2 Elect Director David F. Denison For For Management 1.3 Elect Director Robert P. Dexter For For Management 1.4 Elect Director Katherine Lee For For Management 1.5 Elect Director Monique F. Leroux For For Management 1.6 Elect Director Sheila A. Murray For For Management 1.7 Elect Director Gordon M. Nixon For For Management 1.8 Elect Director Louis P. Pagnutti For For Management 1.9 Elect Director Calin Rovinescu For For Management 1.10 Elect Director Karen Sheriff For For Management 1.11 Elect Director Robert C. Simmonds For For Management 1.12 Elect Director Jennifer Tory For For Management 1.13 Elect Director Louis Vachon For For Management 1.14 Elect Director Cornell Wright For For Management 2 Ratify Deloitte LLP as Auditors For For Management 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- BLACK HILLS CORPORATION Ticker: BKH Security ID: 092113109 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Scott M. Prochazka For For Management 1.2 Elect Director Rebecca B. Roberts For For Management 1.3 Elect Director Teresa A. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- BRASKEM SA Ticker: BRKM5 Security ID: 105532105 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: MAR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Wilfredo Joao Vicente Gomes as None For Shareholder Fiscal Council Member and Ieda Aparecida de Moura Cagni as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CAMDEN PROPERTY TRUST Ticker: CPT Security ID: 133131102 Meeting Date: MAY 12, 2023 Meeting Type: Annual Record Date: MAR 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Richard J. Campo For For Management 1b Elect Director Javier E. Benito For For Management 1c Elect Director Heather J. Brunner For For Management 1d Elect Director Mark D. Gibson For For Management 1e Elect Director Scott S. Ingraham For For Management 1f Elect Director Renu Khator For For Management 1g Elect Director D. Keith Oden For For Management 1h Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1i Elect Director Steven A. Webster For For Management 1j Elect Director Kelvin R. Westbrook For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- CARETRUST REIT, INC. Ticker: CTRE Security ID: 14174T107 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 02, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Diana M. Laing For For Management 1b Elect Director Anne Olson For For Management 1c Elect Director Spencer G. Plumb For For Management 1d Elect Director David M. Sedgwick For For Management 1e Elect Director Careina D. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 05, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Jon E. Barfield For For Management 1b Elect Director Deborah H. Butler For For Management 1c Elect Director Kurt L. Darrow For For Management 1d Elect Director William D. Harvey For For Management 1e Elect Director Garrick J. Rochow For For Management 1f Elect Director John G. Russell For For Management 1g Elect Director Suzanne F. Shank For For Management 1h Elect Director Myrna M. Soto For For Management 1i Elect Director John G. Sznewajs For For Management 1j Elect Director Ronald J. Tanski For For Management 1k Elect Director Laura H. Wright For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Ticker: CCOI Security ID: 19239V302 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Dave Schaeffer For For Management 1.2 Elect Director Marc Montagner For For Management 1.3 Elect Director D. Blake Bath For For Management 1.4 Elect Director Steven D. Brooks For For Management 1.5 Elect Director Paul de Sa For For Management 1.6 Elect Director Lewis H. Ferguson, III For For Management 1.7 Elect Director Eve Howard For For Management 1.8 Elect Director Deneen Howell For For Management 1.9 Elect Director Sheryl Kennedy For For Management 2 Amend Omnibus Stock Plan For For Management 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: 20441B605 Meeting Date: NOV 21, 2022 Meeting Type: Extraordinary Shareholders Record Date: OCT 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Interest-on-Capital-Stock For For Management Payment 2 Ratify Valor Economico as Newspaper to For For Management Publish Company's Legal Announcements as well as All the Announcements Published on It since October 19, 2022 -------------------------------------------------------------------------------- COMPANHIA PARANAENSE DE ENERGIA Ticker: CPLE6 Security ID: 20441B605 Meeting Date: APR 28, 2023 Meeting Type: Annual/Special Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Annual Financial Limit For For Management Applicable to the Indemnity Agreement for 2023 2 Amend Articles and Consolidate Bylaws For Against Management 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2022 2 Approve Capital Budget, Allocation of For For Management Income and Dividends 3 Approve Remuneration of Company's For Against Management Management, Fiscal Council, and Statutory Committees 4a.1 Elect Marcel Martins Malczewski as For For Management Independent Director 4a.2 Elect Marco Antonio Barbosa Candido as For For Management Independent Director 4a.3 Elect Carlos Biedermann as Independent For For Management Director 4a.4 Elect Fernando Tadeu Perez as For For Management Independent Director 4a.5 Elect Marco Antonio Bologna as For For Management Independent Director 4a.6 Elect Lucia Maria Martins Casasanta as For For Management Independent Director 4b Elect Luciana Lages Tito as None For Shareholder Independent Director Appointed by Shareholder 5 In Case Cumulative Voting Is Adopted, None For Management Do You Wish to Equally Distribute Your Votes Amongst the Nominees? 6 Approve Classification of Independent For Against Management Directors 7.1 Elect Demetrius Nichele Macei as For Abstain Management Fiscal Council Member and Roberto Zaninelli Covelo Tizon as Alternate 7.2 Elect Harry Francoia Junior as Fiscal For Abstain Management Council Member and Otamir Cesar Martins as Alternate 7.3 Elect Jose Paulo da Silva Filho as For Abstain Management Fiscal Council Member and Veronica Peixoto Coelho as Alternate 8 Elect Nomination and Evaluation For For Management Committee Members 9 Elect Otavio Lobao de Mendonca Vianna None For Shareholder as Director Appointed by Preferred Shareholder 10 Elect Marco Aurelio Santos Cardoso as None For Shareholder Fiscal Council Member and Alexandre Machado de Souza as Alternate Appointed by Minority Shareholder 11.1 Elect Leticia Pedercini Issa as Fiscal None For Shareholder Council Member and Eduardo Nordskog Duarte as Alternate Appointed by Preferred Shareholder 11.2 Elect Eduardo Ramos da Silva as Fiscal None Abstain Shareholder Council Member and Andre Leal Faoro as Alternate Appointed by Preferred Shareholder 11.3 Elect Victor Pina Dias as Fiscal None Abstain Shareholder Council Member and Marcos Aurelio do Nascimento de Lima as Alternate Appointed by Preferred Shareholder -------------------------------------------------------------------------------- CONOCOPHILLIPS Ticker: COP Security ID: 20825C104 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dennis V. Arriola For For Management 1b Elect Director Jody Freeman For For Management 1c Elect Director Gay Huey Evans For For Management 1d Elect Director Jeffrey A. Joerres For For Management 1e Elect Director Ryan M. Lance For For Management 1f Elect Director Timothy A. Leach For For Management 1g Elect Director William H. McRaven For For Management 1h Elect Director Sharmila Mulligan For For Management 1i Elect Director Eric D. Mullins For For Management 1j Elect Director Arjun N. Murti For For Management 1k Elect Director Robert A. Niblock For For Management 1l Elect Director David T. Seaton For For Management 1m Elect Director R.A. Walker For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency None One Year Management 5 Provide Right to Call Special Meeting For For Management 6 Approve Omnibus Stock Plan For For Management 7 Require Independent Board Chair Against Against Shareholder 8 Adopt Share Retention Policy For Against For Shareholder Senior Executives 9 Report on Tax Transparency Against Against Shareholder 10 Report on Lobbying Payments and Policy Against Against Shareholder -------------------------------------------------------------------------------- COTERRA ENERGY INC. Ticker: CTRA Security ID: 127097103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Thomas E. Jorden For For Management 1.2 Elect Director Robert S. Boswell For For Management 1.3 Elect Director Dorothy M. Ables For For Management 1.4 Elect Director Amanda M. Brock For For Management 1.5 Elect Director Dan O. Dinges For For Management 1.6 Elect Director Paul N. Eckley For For Management 1.7 Elect Director Hans Helmerich For For Management 1.8 Elect Director Lisa A. Stewart For For Management 1.9 Elect Director Frances M. Vallejo For For Management 1.10 Elect Director Marcus A. Watts For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management 6 Report on Reliability of Methane Against For Shareholder Emission Disclosures 7 Report on Climate Lobbying Against For Shareholder -------------------------------------------------------------------------------- CRESCENT POINT ENERGY CORP. Ticker: CPG Security ID: 22576C101 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Nine For For Management 2.1 Elect Director Craig Bryksa For For Management 2.2 Elect Director James E. Craddock For For Management 2.3 Elect Director John P. Dielwart For For Management 2.4 Elect Director Mike Jackson For For Management 2.5 Elect Director Jennifer F. Koury For For Management 2.6 Elect Director Francois Langlois For For Management 2.7 Elect Director Barbara Munroe For For Management 2.8 Elect Director Myron M. Stadnyk For For Management 2.9 Elect Director Mindy Wight For For Management 3 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- CROWN CASTLE INC. Ticker: CCI Security ID: 22822V101 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director P. Robert Bartolo For For Management 1b Elect Director Jay A. Brown For For Management 1c Elect Director Cindy Christy For For Management 1d Elect Director Ari Q. Fitzgerald For For Management 1e Elect Director Andrea J. Goldsmith For For Management 1f Elect Director Tammy K. Jones For For Management 1g Elect Director Anthony J. Melone For For Management 1h Elect Director W. Benjamin Moreland For For Management 1i Elect Director Kevin A. Stephens For For Management 1j Elect Director Matthew Thornton, III For For Management 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Amend Charter to Allow Exculpation of For For Management Certain Officers -------------------------------------------------------------------------------- CTO REALTY GROWTH, INC. Ticker: CTO Security ID: 22948Q101 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director John P. Albright For For Management 1.2 Elect Director George R. Brokaw For For Management 1.3 Elect Director Christopher J. Drew For For Management 1.4 Elect Director Laura M. Franklin For For Management 1.5 Elect Director R. Blakeslee Gable For For Management 1.6 Elect Director Christopher W. Haga For For Management 2 Ratify Grant Thornton LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- CUBESMART Ticker: CUBE Security ID: 229663109 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Piero Bussani For For Management 1.2 Elect Director Jit Kee Chin For For Management 1.3 Elect Director Dorothy Dowling For For Management 1.4 Elect Director John W. Fain For For Management 1.5 Elect Director Jair K. Lynch For For Management 1.6 Elect Director Christopher P. Marr For For Management 1.7 Elect Director Deborah Rather Salzberg For For Management 1.8 Elect Director John F. Remondi For For Management 1.9 Elect Director Jeffrey F. Rogatz For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- DEVON ENERGY CORPORATION Ticker: DVN Security ID: 25179M103 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Barbara M. Baumann For For Management 1.2 Elect Director John E. Bethancourt For For Management 1.3 Elect Director Ann G. Fox For For Management 1.4 Elect Director Gennifer F. Kelly For For Management 1.5 Elect Director Kelt Kindick For For Management 1.6 Elect Director John Krenicki, Jr. For For Management 1.7 Elect Director Karl F. Kurz For For Management 1.8 Elect Director Michael N. Mears For For Management 1.9 Elect Director Robert A. Mosbacher, Jr. For For Management 1.10 Elect Director Richard E. Muncrief For For Management 1.11 Elect Director Valerie M. Williams For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Amend Certificate of Incorporation to For For Management Add Federal Forum Selection Provision 6 Amend Certificate of Incorporation to For For Management Adopt Limitations on the Liability of Officers 7 Amend Right to Call Special Meeting Against For Shareholder -------------------------------------------------------------------------------- DIAMONDBACK ENERGY, INC. Ticker: FANG Security ID: 25278X109 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Travis D. Stice For For Management 1.2 Elect Director Vincent K. Brooks For For Management 1.3 Elect Director David L. Houston For For Management 1.4 Elect Director Rebecca A. Klein For For Management 1.5 Elect Director Stephanie K. Mains For For Management 1.6 Elect Director Mark L. Plaumann For For Management 1.7 Elect Director Melanie M. Trent For For Management 1.8 Elect Director Frank D. Tsuru For For Management 1.9 Elect Director Steven E. West For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Eliminate Supermajority Vote For For Management Requirement for Amendments of the Charter and Removal of Directors 4 Provide Right to Call a Special For For Management Meeting at a 25 Percent Ownership Threshold 5 Amend Certificate of Incorporation to For For Management Reflect New Delaware Law Provisions Regarding Officer Exculpation 6 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- DIGITAL REALTY TRUST, INC. Ticker: DLR Security ID: 253868103 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Alexis Black Bjorlin For For Management 1b Elect Director VeraLinn 'Dash' Jamieson For For Management 1c Elect Director Kevin J. Kennedy For For Management 1d Elect Director William G. LaPerch For For Management 1e Elect Director Jean F.H.P. Mandeville For For Management 1f Elect Director Afshin Mohebbi For For Management 1g Elect Director Mark R. Patterson For For Management 1h Elect Director Mary Hogan Preusse For For Management 1i Elect Director Andrew P. Power For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Report on Risks Associated with Use of Against For Shareholder Concealment Clauses 6 Report on Whether Company Policies Against Against Shareholder Reinforce Racism in Company Culture -------------------------------------------------------------------------------- DOW INC. Ticker: DOW Security ID: 260557103 Meeting Date: APR 13, 2023 Meeting Type: Annual Record Date: FEB 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Samuel R. Allen For For Management 1b Elect Director Gaurdie E. Banister, Jr. For For Management 1c Elect Director Wesley G. Bush For For Management 1d Elect Director Richard K. Davis For For Management 1e Elect Director Jerri DeVard For For Management 1f Elect Director Debra L. Dial For For Management 1g Elect Director Jeff M. Fettig For For Management 1h Elect Director Jim Fitterling For For Management 1i Elect Director Jacqueline C. Hinman For For Management 1j Elect Director Luis Alberto Moreno For For Management 1k Elect Director Jill S. Wyant For For Management 1l Elect Director Daniel W. Yohannes For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Require Independent Board Chair Against Against Shareholder 5 Commission Audited Report on Reduced Against For Shareholder Plastics Demand -------------------------------------------------------------------------------- EASTGROUP PROPERTIES, INC. Ticker: EGP Security ID: 277276101 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director D. Pike Aloian For For Management 1b Elect Director H. Eric Bolton, Jr. For For Management 1c Elect Director Donald F. Colleran For For Management 1d Elect Director David M. Fields For For Management 1e Elect Director Marshall A. Loeb For For Management 1f Elect Director Mary E. McCormick For For Management 1g Elect Director Katherine M. Sandstrom For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Mayank M. Ashar For For Management 1.2 Elect Director Gaurdie E. Banister For For Management 1.3 Elect Director Pamela L. Carter For For Management 1.4 Elect Director Susan M. Cunningham For For Management 1.5 Elect Director Gregory L. Ebel For For Management 1.6 Elect Director Jason B. Few For For Management 1.7 Elect Director Teresa S. Madden For For Management 1.8 Elect Director Stephen S. Poloz For For Management 1.9 Elect Director S. Jane Rowe For For Management 1.10 Elect Director Dan C. Tutcher For For Management 1.11 Elect Director Steven W. Williams For For Management 2 Approve PricewaterhouseCoopers LLP as For For Management Auditors and Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Re-approve Shareholder Rights Plan For For Management 5 SP 1: Report on Lobbying and Political Against Against Shareholder Donations 6 SP 2: Disclose the Company's Scope 3 Against Against Shareholder Emissions -------------------------------------------------------------------------------- EOG RESOURCES, INC. Ticker: EOG Security ID: 26875P101 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Janet F. Clark For For Management 1b Elect Director Charles R. Crisp For For Management 1c Elect Director Robert P. Daniels For For Management 1d Elect Director Lynn A. Dugle For For Management 1e Elect Director C. Christopher Gaut For For Management 1f Elect Director Michael T. Kerr For For Management 1g Elect Director Julie J. Robertson For For Management 1h Elect Director Donald F. Textor For For Management 1i Elect Director Ezra Y. Yacob For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EQUITY LIFESTYLE PROPERTIES, INC. Ticker: ELS Security ID: 29472R108 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: FEB 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Andrew Berkenfield For For Management 1.2 Elect Director Derrick Burks For For Management 1.3 Elect Director Philip Calian For For Management 1.4 Elect Director David Contis For Withhold Management 1.5 Elect Director Constance Freedman For For Management 1.6 Elect Director Thomas Heneghan For For Management 1.7 Elect Director Marguerite Nader For For Management 1.8 Elect Director Scott Peppet For For Management 1.9 Elect Director Sheli Rosenberg For For Management 1.10 Elect Director Samuel Zell For For Management 2 Ratify Ernst & Young, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ESSENTIAL PROPERTIES REALTY TRUST, INC. Ticker: EPRT Security ID: 29670E107 Meeting Date: MAY 15, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Paul T. Bossidy For For Management 1.2 Elect Director Joyce DeLucca For For Management 1.3 Elect Director Scott A. Estes For For Management 1.4 Elect Director Peter M. Mavoides For For Management 1.5 Elect Director Lawrence J. Minich For For Management 1.6 Elect Director Heather L. Neary For For Management 1.7 Elect Director Stephen D. Sautel For For Management 1.8 Elect Director Janaki Sivanesan For For Management 2 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 3 Approve Omnibus Stock Plan For Against Management 4 Ratify Grant Thornton LLP as Auditors For For Management -------------------------------------------------------------------------------- ESSEX PROPERTY TRUST, INC. Ticker: ESS Security ID: 297178105 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Keith R. Guericke For For Management 1b Elect Director Maria R. Hawthorne For For Management 1c Elect Director Amal M. Johnson For For Management 1d Elect Director Mary Kasaris For For Management 1e Elect Director Angela L. Kleiman For For Management 1f Elect Director Irving F. Lyons, III For For Management 1g Elect Director George M. Marcus For For Management 1h Elect Director Thomas E. Robinson For For Management 1i Elect Director Michael J. Schall For For Management 1j Elect Director Byron A. Scordelis For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- EVERSOURCE ENERGY Ticker: ES Security ID: 30040W108 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cotton M. Cleveland For For Management 1.2 Elect Director Francis A. Doyle For For Management 1.3 Elect Director Linda Dorcena Forry For For Management 1.4 Elect Director Gregory M. Jones For For Management 1.5 Elect Director Loretta D. Keane For For Management 1.6 Elect Director John Y. Kim For For Management 1.7 Elect Director Kenneth R. Leibler For For Management 1.8 Elect Director David H. Long For For Management 1.9 Elect Director Joseph R. Nolan, Jr. For For Management 1.10 Elect Director William C. Van Faasen For For Management 1.11 Elect Director Frederica M. Williams For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Amend Omnibus Stock Plan For For Management 5 Increase Authorized Common Stock For For Management 6 Ratify Deloitte & Touche LLP as For For Management Auditors -------------------------------------------------------------------------------- EXTRA SPACE STORAGE INC. Ticker: EXR Security ID: 30225T102 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Kenneth M. Woolley For For Management 1.2 Elect Director Joseph D. Margolis For For Management 1.3 Elect Director Roger B. Porter For For Management 1.4 Elect Director Jennifer Blouin For For Management 1.5 Elect Director Joseph J. Bonner For For Management 1.6 Elect Director Gary L. Crittenden For For Management 1.7 Elect Director Spencer F. Kirk For For Management 1.8 Elect Director Diane Olmstead For For Management 1.9 Elect Director Jefferson S. Shreve For For Management 1.10 Elect Director Julia Vander Ploeg For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- FIRST INDUSTRIAL REALTY TRUST, INC. Ticker: FR Security ID: 32054K103 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Peter E. Baccile For For Management 1.2 Elect Director Teresa Bryce Bazemore For For Management 1.3 Elect Director Matthew S. Dominski For For Management 1.4 Elect Director H. Patrick Hackett, Jr. For For Management 1.5 Elect Director Denise A. Olsen For For Management 1.6 Elect Director John E. Rau For For Management 1.7 Elect Director Marcus L. Smith For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- FORTIS INC. Ticker: FTS Security ID: 349553107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Tracey C. Ball For For Management 1.2 Elect Director Pierre J. Blouin For For Management 1.3 Elect Director Lawrence T. Borgard For For Management 1.4 Elect Director Maura J. Clark For For Management 1.5 Elect Director Lisa Crutchfield For For Management 1.6 Elect Director Margarita K. Dilley For For Management 1.7 Elect Director Julie A. Dobson For For Management 1.8 Elect Director Lisa L. Durocher For For Management 1.9 Elect Director David G. Hutchens For For Management 1.10 Elect Director Gianna M. Manes For For Management 1.11 Elect Director Donald R. Marchand For For Management 1.12 Elect Director Jo Mark Zurel For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- FOUR CORNERS PROPERTY TRUST, INC. Ticker: FCPT Security ID: 35086T109 Meeting Date: JUN 08, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director William H. Lenehan For For Management 1b Elect Director John S. Moody For For Management 1c Elect Director Douglas B. Hansen For For Management 1d Elect Director Charles L. Jemley For For Management 1e Elect Director Barbara Jesuele For For Management 1f Elect Director Marran H. Ogilvie For For Management 1g Elect Director Toni Steele For For Management 1h Elect Director Liz Tennican For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FRESH DEL MONTE PRODUCE INC. Ticker: FDP Security ID: G36738105 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael J. Berthelot For Against Management 1.2 Elect Director Lori Tauber Marcus For Against Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- FUTUREFUEL CORP. Ticker: FF Security ID: 36116M106 Meeting Date: SEP 22, 2022 Meeting Type: Annual Record Date: AUG 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Donald C. Bedell For Withhold Management 1.2 Elect Director Terrance C.Z. (Terry) For For Management Egger 1.3 Elect Director Ronald J. Kruszewski For For Management 2 Ratify RSM US LLP as Auditors For For Management -------------------------------------------------------------------------------- GETTY REALTY CORP. Ticker: GTY Security ID: 374297109 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Christopher J. Constant For For Management 1b Elect Director Milton Cooper For For Management 1c Elect Director Philip E. Coviello For For Management 1d Elect Director Evelyn Leon Infurna For For Management 1e Elect Director Mary Lou Malanoski For For Management 1f Elect Director Howard B. Safenowitz For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify PricewaterhouseCoopers LLP as For For Management Auditors -------------------------------------------------------------------------------- GOLD FIELDS LTD. Ticker: GFI Security ID: 38059T106 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Reappoint PricewaterhouseCoopers Inc For For Management as Auditors of the Company 2.1 Elect Martin Preece as Director For For Management 2.2 Re-elect Yunus Suleman as Director For For Management 2.3 Re-elect Terence Goodlace as Director For For Management 2.4 Re-elect Philisiwe Sibiya as Director For For Management 3.1 Re-elect Philisiwe Sibiya as For For Management Chairperson of the Audit Committee 3.2 Re-elect Alhassan Andani as Member of For For Management the Audit Committee 3.3 Re-elect Peter Bacchus as Member of For For Management the Audit Committee 4 Place Authorised but Unissued Shares For For Management under Control of Directors 5.1 Approve Remuneration Policy For For Management 5.2 Approve Remuneration Implementation For Against Management Report 1 Authorise Board to Issue Shares for For For Management Cash 2 Approve Remuneration of Non-Executive For For Management Directors 2.1 Approve Remuneration of Chairperson of For For Management the Board 2.2 Approve Remuneration of Lead For For Management Independent Director of the Board 2.3 Approve Remuneration of Members of the For For Management Board 2.4 Approve Remuneration of Chairperson of For For Management the Audit Committee 2.5 Approve Remuneration of Chairpersons For For Management of the Capital Projects, Control and Review Committee, Nominating and Governance Committee, Remuneration Committee, Risk Committee, SET Committee and SHSD Committee 2.6 Approve Remuneration of Members of the For For Management Audit Committee 2.7 Approve Remuneration of Members of the For For Management Capital Projects, Control and Review Committee, Nominating and Governance Committee, Remuneration Committee, Risk Committee, SET Committee and SHSD Committee 2.8 Approve Remuneration of Chairperson of For For Management an Ad-hoc Committee 2.9 Approve Remuneration of Member of an For For Management Ad-hoc Committee 3 Approve Financial Assistance in Terms For For Management of Sections 44 and 45 of the Companies Act 4 Authorise Repurchase of Issued Share For For Management Capital -------------------------------------------------------------------------------- HEALTHCARE REALTY TRUST, INC. Ticker: HR Security ID: 42226K105 Meeting Date: JUN 05, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Todd J. Meredith For For Management 1.2 Elect Director John V. Abbott For For Management 1.3 Elect Director Nancy H. Agee For For Management 1.4 Elect Director W. Bradley Blair, II For For Management 1.5 Elect Director Vicki U. Booth For For Management 1.6 Elect Director Edward H. Braman For For Management 1.7 Elect Director Ajay Gupta For For Management 1.8 Elect Director James J. Kilroy For For Management 1.9 Elect Director Jay P. Leupp For For Management 1.10 Elect Director Peter F. Lyle, Sr. For For Management 1.11 Elect Director Constance B. Moore For For Management 1.12 Elect Director John Knox Singleton For For Management 1.13 Elect Director Christann M. Vasquez For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- ICL GROUP LTD. Ticker: ICL Security ID: M53213100 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Reelect Yoav Doppelt as Director For Did Not Vote Management 1.2 Reelect Aviad Kaufman as Director For Did Not Vote Management 1.3 Reelect Avisar Paz as Director For Did Not Vote Management 1.4 Reelect Sagi Kabla as Director For Did Not Vote Management 1.5 Reelect Reem Aminoach as Director For Did Not Vote Management 1.6 Reelect Lior Reitblatt as Director For Did Not Vote Management 1.7 Reelect Tzipi Ozer Armon as Director For Did Not Vote Management 1.8 Reelect Gadi Lesin as Director For Did Not Vote Management 1.9 Reelect Michal Silverberg as Director For Did Not Vote Management 2 Reappoint Somekh Chaikin (KPMG) as For Did Not Vote Management Auditors A Vote FOR if you are a controlling None Did Not Vote Management shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager B1 If you are an Interest Holder as None Did Not Vote Management defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against. B2 If you are a Senior Officer as defined None Did Not Vote Management in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against. B3 If you are an Institutional Investor None Did Not Vote Management as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against. -------------------------------------------------------------------------------- INNOVATIVE INDUSTRIAL PROPERTIES, INC. Ticker: IIPR Security ID: 45781V101 Meeting Date: JUN 07, 2023 Meeting Type: Annual Record Date: APR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Alan Gold For For Management 1.2 Elect Director Gary Kreitzer For For Management 1.3 Elect Director Mary Curran For For Management 1.4 Elect Director Scott Shoemaker For For Management 1.5 Elect Director Paul Smithers For For Management 1.6 Elect Director David Stecher For For Management 2 Ratify BDO USA, LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- INVITATION HOMES, INC. Ticker: INVH Security ID: 46187W107 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Michael D. Fascitelli For For Management 1.2 Elect Director Dallas B. Tanner For For Management 1.3 Elect Director Jana Cohen Barbe For For Management 1.4 Elect Director Richard D. Bronson For For Management 1.5 Elect Director Jeffrey E. Kelter For For Management 1.6 Elect Director Joseph D. Margolis For For Management 1.7 Elect Director John B. Rhea For For Management 1.8 Elect Director Janice L. Sears For For Management 1.9 Elect Director Frances Aldrich For For Management Sevilla-Sacasa 1.10 Elect Director Keith D. Taylor For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: OCT 31, 2022 Meeting Type: Special Record Date: SEP 02, 2022 # Proposal Mgt Rec Vote Cast Sponsor 4.1 Amend Articles of Incorporation For For Management -------------------------------------------------------------------------------- KOREA ELECTRIC POWER CORP. Ticker: 015760 Security ID: 500631106 Meeting Date: MAR 28, 2023 Meeting Type: Annual Record Date: DEC 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 4.1 Approve Financial Statements and For For Management Allocation of Income 4.2 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: MAR 31, 2023 Meeting Type: Annual Record Date: DEC 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Yoon Gyeong-rim as CEO For For Management 2 Approve Financial Statements and For For Management Allocation of Income 3.1 Amend Articles of Incorporation For For Management (Business Objectives) 3.2 Amend Articles of Incorporation For For Management (Treasury Shares) 3.3 Amend Articles of Incorporation For For Management (Treasury Shares) 4.1 Elect Seo Chang-seok as Inside Director For For Management 4.2 Elect Song Gyeong-min as Inside For For Management Director 4.3 Elect Kang Chung-gu as Outside Director For Against Management 4.4 Elect Yeo Eun-jeong as Outside Director For Against Management 4.6 Elect Pyo Hyeon-myeong as Outside For Against Management Director 5.1 Elect Kang Chung-gu as a Member of For Against Management Audit Committee 5.2 Elect Yeo Eun-jeong as a Member of For Against Management Audit Committee 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors 7 Approve Signing of Management Contract For For Management 8 Approve Terms of Retirement Pay For For Management -------------------------------------------------------------------------------- KT CORP. Ticker: 030200 Security ID: 48268K101 Meeting Date: JUN 30, 2023 Meeting Type: Special Record Date: MAY 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Amend Articles of Incorporation For For Management (Number of Directors) 1.2 Amend Articles of Incorporation For For Management (Abolition of the Multi-CEO System) 1.3 Amend Articles of Incorporation For For Management (Resolution Requirements for Election of CEO) 1.4 Amend Articles of Incorporation (Terms For For Management of Directors) 1.5 Amend Articles of Incorporation (CEO For For Management Qualifications) 1.6 Amend Articles of Incorporation For For Management (Committees) 2.1 Elect Gwak Woo-young as Outside For For Management Director 2.2 Elect Kim Seong-cheol as Outside For For Management Director 2.3 Elect Yoon Jong-su as Outside Director For For Management 2.4 Elect Lee Seung-hun as Outside Director For For Management 2.5 Elect Cho Seung-ah as Outside Director For For Management 2.6 Elect Choi Yang-hui as Outside Director For For Management 3 Elect Ahn Young-gyun as Outside For For Management Director to serve as Audit Committee Member 4.1 Elect Lee Seung-hun as a Member of For For Management Audit Committee 4.2 Elect Cho Seung-ah as a Member of For For Management Audit Committee -------------------------------------------------------------------------------- LIFE STORAGE, INC. Ticker: LSI Security ID: 53223X107 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: APR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Mark G. Barberio For For Management 1b Elect Director Joseph V. Saffire For For Management 1c Elect Director Stephen R. Rusmisel For For Management 1d Elect Director Arthur L. Havener, Jr. For For Management 1e Elect Director Dana Hamilton For For Management 1f Elect Director Edward J. Pettinella For For Management 1g Elect Director David L. Rogers For For Management 1h Elect Director Susan Harnett For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- LUMEN TECHNOLOGIES, INC. Ticker: LUMN Security ID: 550241103 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Quincy L. Allen For For Management 1b Elect Director Martha Helena Bejar For For Management 1c Elect Director Peter C. Brown For For Management 1d Elect Director Kevin P. Chilton For For Management 1e Elect Director Steven T. "Terry" Clontz For For Management 1f Elect Director T. Michael Glenn For For Management 1g Elect Director Kate Johnson For For Management 1h Elect Director Hal Stanley Jones For For Management 1i Elect Director Michael J. Roberts For For Management 1j Elect Director Laurie A. Siegel For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Amend Omnibus Stock Plan For For Management 4 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MEDICAL PROPERTIES TRUST, INC. Ticker: MPW Security ID: 58463J304 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Edward K. Aldag, Jr. For For Management 1.2 Elect Director G. Steven Dawson For For Management 1.3 Elect Director R. Steven Hamner For For Management 1.4 Elect Director Caterina A. Mozingo For For Management 1.5 Elect Director Emily W. Murphy For For Management 1.6 Elect Director Elizabeth N. Pitman For For Management 1.7 Elect Director D. Paul Sparks, Jr. For For Management 1.8 Elect Director Michael G. Stewart For For Management 1.9 Elect Director C. Reynolds Thompson, For For Management III 2 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- MID-AMERICA APARTMENT COMMUNITIES, INC. Ticker: MAA Security ID: 59522J103 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 10, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director H. Eric Bolton, Jr. For For Management 1b Elect Director Deborah H. Caplan For For Management 1c Elect Director John P. Case For For Management 1d Elect Director Tamara Fischer For For Management 1e Elect Director Alan B. Graf, Jr. For For Management 1f Elect Director Toni Jennings For For Management 1g Elect Director Edith Kelly-Green For For Management 1h Elect Director James K. Lowder For For Management 1i Elect Director Thomas H. Lowder For For Management 1j Elect Director Claude B. Nielsen For For Management 1k Elect Director W. Reid Sanders For For Management 1l Elect Director Gary S. Shorb For For Management 1m Elect Director David P. Stockert For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management 5 Approve Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- NATIONAL STORAGE AFFILIATES TRUST Ticker: NSA Security ID: 637870106 Meeting Date: MAY 22, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Tamara D. Fischer For For Management 1b Elect Director Arlen D. Nordhagen For For Management 1c Elect Director David G. Cramer For For Management 1d Elect Director Paul W. Hylbert, Jr. For For Management 1e Elect Director Chad L. Meisinger For For Management 1f Elect Director Steven G. Osgood For For Management 1g Elect Director Dominic M. Palazzo For For Management 1h Elect Director Rebecca L. Steinfort For For Management 1i Elect Director Mark Van Mourick For For Management 1j Elect Director Charles F. Wu For For Management 2 Ratify KPMG LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- NEWMONT CORPORATION Ticker: NEM Security ID: 651639106 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: FEB 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Patrick G. Awuah, Jr. For For Management 1.2 Elect Director Gregory H. Boyce For For Management 1.3 Elect Director Bruce R. Brook For For Management 1.4 Elect Director Maura Clark For For Management 1.5 Elect Director Emma FitzGerald For For Management 1.6 Elect Director Mary A. Laschinger For For Management 1.7 Elect Director Jose Manuel Madero For For Management 1.8 Elect Director Rene Medori For For Management 1.9 Elect Director Jane Nelson For For Management 1.10 Elect Director Thomas Palmer For For Management 1.11 Elect Director Julio M. Quintana For For Management 1.12 Elect Director Susan N. Story For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Ernst & Young LLP as Auditors For For Management 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS, LP Ticker: NEP Security ID: 65341B106 Meeting Date: APR 24, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Susan D. Austin For For Management 1b Elect Director Robert J. Byrne For For Management 1c Elect Director John W. Ketchum For Against Management 1d Elect Director Peter H. Kind For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For Against Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Peter A. Altabef For For Management 1b Elect Director Sondra L. Barbour For For Management 1c Elect Director Theodore H. Bunting, Jr. For For Management 1d Elect Director Eric L. Butler For For Management 1e Elect Director Aristides S. Candris For For Management 1f Elect Director Deborah A. Henretta For For Management 1g Elect Director Deborah A. P. Hersman For For Management 1h Elect Director Michael E. Jesanis For For Management 1i Elect Director William D. Johnson For For Management 1j Elect Director Kevin T. Kabat For For Management 1k Elect Director Cassandra S. Lee For For Management 1l Elect Director Lloyd M. Yates For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Deloitte & Touche LLP as For For Management Auditors 5 Increase Authorized Common Stock For For Management 6 Require Independent Board Chair Against For Shareholder -------------------------------------------------------------------------------- NRG ENERGY, INC. Ticker: NRG Security ID: 629377508 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director E. Spencer Abraham For For Management 1b Elect Director Antonio Carrillo For For Management 1c Elect Director Matthew Carter, Jr. For For Management 1d Elect Director Lawrence S. Coben For For Management 1e Elect Director Heather Cox For For Management 1f Elect Director Elisabeth B. Donohue For For Management 1g Elect Director Mauricio Gutierrez For For Management 1h Elect Director Paul W. Hobby For For Management 1i Elect Director Alexandra Pruner For For Management 1j Elect Director Anne C. Schaumburg For For Management 2 Amend Qualified Employee Stock For For Management Purchase Plan 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management 5 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Ticker: PAAS Security ID: 697900108 Meeting Date: JAN 31, 2023 Meeting Type: Special Record Date: DEC 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Issuance of Shares in For For Management Connection with the Acquisition of Yamana Gold Inc. -------------------------------------------------------------------------------- PAN AMERICAN SILVER CORP. Ticker: PAAS Security ID: 697900108 Meeting Date: MAY 10, 2023 Meeting Type: Annual/Special Record Date: MAR 14, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Fix Number of Directors at Eleven For For Management 2.1 Elect Director John Begeman For For Management 2.2 Elect Director Alexander Davidson For For Management 2.3 Elect Director Neil de Gelder For For Management 2.4 Elect Director Chantal Gosselin For For Management 2.5 Elect Director Charles Jeannes For For Management 2.6 Elect Director Kimberly Keating For For Management 2.7 Elect Director Jennifer Maki For For Management 2.8 Elect Director Walter Segsworth For For Management 2.9 Elect Director Kathleen Sendall For For Management 2.10 Elect Director Michael Steinmann For For Management 2.11 Elect Director Gillian Winckler For For Management 3 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 4 Advisory Vote on Executive For For Management Compensation Approach 5 Increase Authorized Common Shares to For For Management 800,000,000 Shares -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: AUG 19, 2022 Meeting Type: Extraordinary Shareholders Record Date: JUL 29, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Directors For Against Management 2 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 3 Do You Wish to Adopt Cumulative Voting None For Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 4.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Gileno Gurjao Barreto as Director 4.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Caio Mario Paes de Andrade as Director 4.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Edison Antonio Costa Britto Garcia as Independent Director 4.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Ieda Aparecida de Moura Cagni as Independent Director 4.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Marcio Andrade Weber as Independent Director 4.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Ruy Flaks Schneider as Independent Director 4.7 Percentage of Votes to Be Assigned - None For Shareholder Elect Jose Joao Abdalla Filho as Independent Director Appointed by Minority Shareholder 4.8 Percentage of Votes to Be Assigned - None For Shareholder Elect Marcelo Gasparino da Silva as Independent Director Appointed by Minority Shareholder 5 Elect Gileno Gurjao Barreto as Board For Against Management Chairman 6 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PETROLEO BRASILEIRO SA Ticker: PETR4 Security ID: 71654V408 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accept Financial Statements and For For Management Statutory Reports for Fiscal Year Ended Dec. 31, 2022 2 Approve Allocation of Income and For For Management Dividends 3 Elect Directors For Against Management 4 In Case There is Any Change to the None Against Management Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate? 5 Do You Wish to Adopt Cumulative Voting None For Management for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Percentage of Votes to Be Assigned - None Abstain Management Elect Pietro Adamo Sampaio Mendes as Independent Director 6.2 Percentage of Votes to Be Assigned - None Abstain Management Elect Jean Paul Terra Prates as Director 6.3 Percentage of Votes to Be Assigned - None Abstain Management Elect Efrain Pereira da Cruz as Independent Director 6.4 Percentage of Votes to Be Assigned - None Abstain Management Elect Vitor Eduardo de Almeida Saback as Independent Director 6.5 Percentage of Votes to Be Assigned - None Abstain Management Elect Eugenio Tiago Chagas Cordeiro e Teixeira as Independent Director 6.6 Percentage of Votes to Be Assigned - None Abstain Management Elect Bruno Moretti as Independent Director 6.7 Percentage of Votes to Be Assigned - None Abstain Management Elect Sergio Machado Rezende as Independent Director 6.8 Percentage of Votes to Be Assigned - None Abstain Management Elect Suzana Kahn Ribeiro as Independent Director 6.9 Percentage of Votes to Be Assigned - None For Shareholder Elect Jose Joao Abdalla Filho as Independent Director 6.10 Percentage of Votes to Be Assigned - None For Shareholder Elect Marcelo Gasparino da Silva as Independent Director 7 Elect Pietro Adamo Sampaio Mendes as For Against Management Board Chairman 8 Fix Number of Fiscal Council Members For For Management at Five 9 Elect Fiscal Council Members For Abstain Management 10 In Case One of the Nominees Leaves the None Against Management Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate? 11 Elect Michele da Silva Gonsales Torres None For Shareholder as Fiscal Council Member and Aloisio Macario Ferreira de Souza as Alternate Appointed by Minority Shareholder 12 Approve Remuneration of Company's For Against Management Management, Fiscal Council, and Statutory Advisory Committees 13 In the Event of a Second Call, the None For Management Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call? -------------------------------------------------------------------------------- PIONEER NATURAL RESOURCES COMPANY Ticker: PXD Security ID: 723787107 Meeting Date: MAY 25, 2023 Meeting Type: Annual Record Date: MAR 30, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director A.R Alameddine For For Management 1b Elect Director Lori G. Billingsley For For Management 1c Elect Director Edison C. Buchanan For For Management 1d Elect Director Richard P. Dealy For For Management 1e Elect Director Maria S. Dreyfus For For Management 1f Elect Director Matthew M. Gallagher For For Management 1g Elect Director Phillip A. Gobe For For Management 1h Elect Director Stacy P. Methvin For For Management 1i Elect Director Royce W. Mitchell For For Management 1j Elect Director Scott D. Sheffield For For Management 1k Elect Director J. Kenneth Thompson For For Management 1l Elect Director Phoebe A. Wood For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- PORTLAND GENERAL ELECTRIC COMPANY Ticker: POR Security ID: 736508847 Meeting Date: APR 21, 2023 Meeting Type: Annual Record Date: FEB 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Dawn Farrell For For Management 1b Elect Director Mark Ganz For For Management 1c Elect Director Marie Oh Huber For For Management 1d Elect Director Kathryn Jackson For For Management 1e Elect Director Michael Lewis For For Management 1f Elect Director Michael Millegan For For Management 1g Elect Director Lee Pelton For For Management 1h Elect Director Patricia Salas Pineda For For Management 1i Elect Director Maria Pope For For Management 1j Elect Director James Torgerson For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management 5 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- POSCO HOLDINGS INC. Ticker: 005490 Security ID: 693483109 Meeting Date: MAR 17, 2023 Meeting Type: Annual Record Date: DEC 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2.1 Amend Articles of Incorporation For For Management (Company Address Change) 2.2 Amend Articles of Incorporation For For Management (Written Voting) 2.3 Amend Articles of Incorporation For For Management (Record Date) 3.1 Elect Jeong Gi-seop as Inside Director For Against Management 3.2 Elect Yoo Byeong-ock as Inside Director For Against Management 3.3 Elect Kim Ji-yong as Inside Director For Against Management 4 Elect Kim Hak-dong as Non-Independent For Against Management Non-Executive Director 5 Elect Kim Jun-gi as Outside Director For For Management 6 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SK TELECOM CO., LTD. Ticker: 017670 Security ID: 78440P306 Meeting Date: MAR 28, 2023 Meeting Type: Annual Record Date: DEC 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Financial Statements and For For Management Allocation of Income 2 Approve Stock Option Grants For For Management 3.1 Elect Kim Yong-hak as Outside Director For For Management 3.2 Elect Kim Jun-mo as Outside Director For For Management 3.3 Elect Oh Hye-yeon as Outside Director For For Management 4.1 Elect Kim Yong-hak as a Member of For For Management Audit Committee 4.2 Elect Oh Hye-yeon as a Member of Audit For For Management Committee 5 Approve Total Remuneration of Inside For For Management Directors and Outside Directors -------------------------------------------------------------------------------- SOUTHERN COPPER CORPORATION Ticker: SCCO Security ID: 84265V105 Meeting Date: MAY 26, 2023 Meeting Type: Annual Record Date: APR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director German Larrea For Withhold Management Mota-Velasco 1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management 1.3 Elect Director Vicente Ariztegui For For Management Andreve 1.4 Elect Director Enrique Castillo For For Management Sanchez Mejorada 1.5 Elect Director Leonardo Contreras For For Management Lerdo de Tejada 1.6 Elect Director Xavier Garcia de For Withhold Management Quevedo Topete 1.7 Elect Director Luis Miguel Palomino For Withhold Management Bonilla 1.8 Elect Director Gilberto Perezalonso For Withhold Management Cifuentes 1.9 Elect Director Carlos Ruiz Sacristan For Withhold Management 2 Ratify Galaz, Yamazaki, Ruiz Urquiza S. For For Management C. as Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- STORE CAPITAL CORPORATION Ticker: STOR Security ID: 862121100 Meeting Date: DEC 09, 2022 Meeting Type: Special Record Date: OCT 24, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Merger Agreement For For Management 2 Advisory Vote on Golden Parachutes For Against Management 3 Adjourn Meeting For For Management -------------------------------------------------------------------------------- SUN COMMUNITIES, INC. Ticker: SUI Security ID: 866674104 Meeting Date: MAY 16, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gary A. Shiffman For For Management 1b Elect Director Tonya Allen For For Management 1c Elect Director Meghan G. Baivier For For Management 1d Elect Director Stephanie W. Bergeron For For Management 1e Elect Director Jeff T. Blau For For Management 1f Elect Director Brian M. Hermelin For For Management 1g Elect Director Ronald A. Klein For For Management 1h Elect Director Clunet R. Lewis For For Management 1i Elect Director Arthur A. Weiss For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Grant Thornton LLP as Auditors For For Management 5 Increase Authorized Common Stock For For Management -------------------------------------------------------------------------------- SUNCOKE ENERGY, INC. Ticker: SXC Security ID: 86722A103 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Martha Z. Carnes For For Management 1.2 Elect Director Katherine T. Gates For For Management 1.3 Elect Director Andrei A. Mikhalevsky For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify KPMG LLP as Auditors For For Management -------------------------------------------------------------------------------- TC ENERGY CORPORATION Ticker: TRP Security ID: 87807B107 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Cheryl F. Campbell For For Management 1.2 Elect Director Michael R. Culbert For For Management 1.3 Elect Director William D. Johnson For For Management 1.4 Elect Director Susan C. Jones For For Management 1.5 Elect Director John E. Lowe For For Management 1.6 Elect Director David MacNaughton For For Management 1.7 Elect Director Francois L. Poirier For For Management 1.8 Elect Director Una Power For For Management 1.9 Elect Director Mary Pat Salomone For For Management 1.10 Elect Director Indira Samarasekera For For Management 1.11 Elect Director Siim A. Vanaselja For For Management 1.12 Elect Director Thierry Vandal For For Management 1.13 Elect Director Dheeraj "D" Verma For For Management 2 Approve KPMG LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Director Raymond T. Chan For For Management 1.2 Elect Director Hazel Claxton For For Management 1.3 Elect Director Lisa de Wilde For For Management 1.4 Elect Director Victor Dodig For For Management 1.5 Elect Director Darren Entwistle For For Management 1.6 Elect Director Thomas E. Flynn For For Management 1.7 Elect Director Mary Jo Haddad For For Management 1.8 Elect Director Kathy Kinloch For For Management 1.9 Elect Director Christine Magee For For Management 1.10 Elect Director John Manley For For Management 1.11 Elect Director David Mowat For For Management 1.12 Elect Director Marc Parent For For Management 1.13 Elect Director Denise Pickett For For Management 1.14 Elect Director W. Sean Willy For For Management 2 Approve Deloitte LLP as Auditors and For For Management Authorize Board to Fix Their Remuneration 3 Advisory Vote on Executive For For Management Compensation Approach 4 Amend Restricted Share Unit Plan For For Management 5 Amend Performance Share Unit Plan For For Management -------------------------------------------------------------------------------- TERNIUM SA Ticker: TX Security ID: 880890108 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Consolidated Financial For For Management Statements and Statutory Reports 2 Approve Financial Statements and For For Management Statutory Reports 3 Approve Allocation of Income and For For Management Dividends 4 Approve Discharge of Directors For For Management 5 Elect Directors (Bundled) For Against Management 6 Approve Remuneration of Directors For Against Management 7 Approve PricewaterhouseCoopers as For For Management Auditors and Authorize Board to Fix Their Remuneration 8 Allow Board to Appoint One or More of For For Management its Members as Company's Attorney-in-Fact -------------------------------------------------------------------------------- TERRENO REALTY CORPORATION Ticker: TRNO Security ID: 88146M101 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director W. Blake Baird For For Management 1b Elect Director Michael A. Coke For For Management 1c Elect Director Linda Assante For For Management 1d Elect Director Gary N. Boston For For Management 1e Elect Director LeRoy E. Carlson For For Management 1f Elect Director Irene H. Oh For For Management 1g Elect Director Douglas M. Pasquale For For Management 1h Elect Director Dennis Polk For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Advisory Vote on Say on Pay Frequency One Year One Year Management 4 Ratify Ernst & Young LLP as Auditors For For Management -------------------------------------------------------------------------------- THE SCOTTS MIRACLE-GRO COMPANY Ticker: SMG Security ID: 810186106 Meeting Date: JAN 23, 2023 Meeting Type: Annual Record Date: NOV 29, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James Hagedorn For For Management 1b Elect Director Nancy G. Mistretta For For Management 1c Elect Director Gerald Volas For For Management 1d Elect Director Edith Aviles For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify Deloitte & Touche LLP as For For Management Auditors 4 Amend Omnibus Stock Plan For For Management -------------------------------------------------------------------------------- TRONOX HOLDINGS PLC Ticker: TROX Security ID: G9087Q102 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Ilan Kaufthal For For Management 1b Elect Director John Romano For For Management 1c Elect Director Jean-Francois Turgeon For For Management 1d Elect Director Mutlaq Al- Morished For For Management 1e Elect Director Vanessa Guthrie For For Management 1f Elect Director Peter B. Johnston For For Management 1g Elect Director Ginger M. Jones For For Management 1h Elect Director Stephen Jones For For Management 1i Elect Director Moazzam Khan For For Management 1j Elect Director Sipho Nkosi For For Management 2 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 3 Ratify PricewaterhouseCoopers LLP as For For Management Auditors 4 Accept Financial Statements and For For Management Statutory Reports 5 Approve Remuneration Policy For For Management 6 Approve Remuneration Report For For Management 7 Ratify PricewaterhouseCoopers LLP as For For Management Statutory Auditors 8 Authorise Board to Fix Remuneration of For For Management Auditors 9 Authorise Issue of Equity For For Management 10 Authorise Issue of Equity without For For Management Pre-emptive Rights 11 Authorize Share Repurchase Program For For Management -------------------------------------------------------------------------------- VALE SA Ticker: VALE3 Security ID: 91912E105 Meeting Date: DEC 21, 2022 Meeting Type: Extraordinary Shareholders Record Date: NOV 17, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Amend Articles Re: Wording Amendments For For Management 2 Amend Articles Re: Changes in Board of For For Management Directors and Executive Board Meetings 3 Amend Articles Re: Changes in the For For Management Authorities of the Board of Directors and the Executive Board 4 Amend Articles Re: Provisions about For For Management the Advisory Committees to the Board of Directors 5 Consolidate Bylaws For For Management -------------------------------------------------------------------------------- VALVOLINE INC. Ticker: VVV Security ID: 92047W101 Meeting Date: JAN 26, 2023 Meeting Type: Annual Record Date: NOV 30, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director Gerald W. Evans, Jr. For For Management 1b Elect Director Richard J. Freeland For For Management 1c Elect Director Carol H. Kruse For For Management 1d Elect Director Vada O. Manager For For Management 1e Elect Director Samuel J. Mitchell, Jr. For For Management 1f Elect Director Jennifer L. Slater For For Management 1g Elect Director Charles M. Sonsteby For For Management 1h Elect Director Mary J. Twinem For For Management 2 Ratify Ernst & Young LLP as Auditors For For Management 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation 4 Advisory Vote on Say on Pay Frequency One Year One Year Management -------------------------------------------------------------------------------- VICI PROPERTIES INC. Ticker: VICI Security ID: 925652109 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 01, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a Elect Director James R. Abrahamson For For Management 1b Elect Director Diana F. Cantor For For Management 1c Elect Director Monica H. Douglas For For Management 1d Elect Director Elizabeth I. Holland For For Management 1e Elect Director Craig Macnab For For Management 1f Elect Director Edward B. Pitoniak For For Management 1g Elect Director Michael D. Rumbolz For For Management 2 Ratify Deloitte & Touche LLP as For For Management Auditors 3 Advisory Vote to Ratify Named For For Management Executive Officers' Compensation -------------------------------------------------------------------------------- YAMANA GOLD INC. Ticker: YRI Security ID: 98462Y100 Meeting Date: JAN 31, 2023 Meeting Type: Special Record Date: DEC 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Approve Acquisition by Pan American For For Management Silver Corp. ========================= Virtus Reaves Utilities ETF ========================== ALLIANT ENERGY CORPORATION Ticker: LNT Security ID: 018802108 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director for term ending For For Management in 2024: Stephanie L. Cox 1b. Election of Director for term ending For For Management in 2026: Patrick E. Allen 1c. Election of Director for term ending For For Management in 2026: Michael D. Garcia 1d. Election of Director for term ending For For Management in 2026: Susan D. Whiting 2. Advisory vote to approve the For For Management compensation of our named executive officers. 3. Advisory vote on the frequency of 1 Year 1 Year Management advisory vote to approve the compensation of our named executive officers. 4. Ratification of the appointment of For For Management Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. -------------------------------------------------------------------------------- AMEREN CORPORATION Ticker: AEE Security ID: 023608102 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. ELECTION OF DIRECTOR: WARNER L. BAXTER For For Management 1b. ELECTION OF DIRECTOR: CYNTHIA J. For For Management BRINKLEY 1c. ELECTION OF DIRECTOR: CATHERINE S. For For Management BRUNE 1d. ELECTION OF DIRECTOR: J. EDWARD COLEMAN For For Management 1e. ELECTION OF DIRECTOR: WARD H. DICKSON For For Management 1f. ELECTION OF DIRECTOR: NOELLE K. EDER For For Management 1g. ELECTION OF DIRECTOR: ELLEN M. For For Management FITZSIMMONS 1h. ELECTION OF DIRECTOR: RAFAEL FLORES For For Management 1i. ELECTION OF DIRECTOR: RICHARD J. For For Management HARSHMAN 1j. ELECTION OF DIRECTOR: CRAIG S. IVEY For For Management 1k. ELECTION OF DIRECTOR: JAMES C. JOHNSON For For Management 1l. ELECTION OF DIRECTOR: MARTIN J. LYONS, For For Management JR. 1m. ELECTION OF DIRECTOR: STEVEN H. For For Management LIPSTEIN 1n. ELECTION OF DIRECTOR: LEO S. MACKAY, For For Management JR. 2. COMPANY PROPOSAL - ADVISORY APPROVAL For For Management OF COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DISCLOSED IN THE PROXY STATEMENT. 3. COMPANY PROPOSAL - ADVISORY APPROVAL 1 Year 1 Year Management OF THE FREQUENCY OF EXECUTIVE COMPENSATION SHAREHOLDER ADVISORY VOTE. 4. COMPANY PROPOSAL - RATIFICATION OF THE For For Management APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2023. 5. SHAREHOLDER PROPOSAL REGARDING THE Against Against Shareholder ADOPTION OF SCOPES 1 AND 2 EMISSIONS TARGETS. -------------------------------------------------------------------------------- AMERICAN WATER WORKS COMPANY, INC. Ticker: AWK Security ID: 030420103 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Jeffrey N. For For Management Edwards 1b. Election of Director: Martha Clark Goss For For Management 1c. Election of Director: M. Susan Hardwick For For Management 1d. Election of Director: Kimberly J. For For Management Harris 1e. Election of Director: Laurie P. Havanec For For Management 1f. Election of Director: Julia L. Johnson For For Management 1g. Election of Director: Patricia L. For For Management Kampling 1h. Election of Director: Karl F. Kurz For For Management 1i. Election of Director: Michael L. For For Management Marberry 1j. Election of Director: James G. For For Management Stavridis 2. Approval, on an advisory basis, of the For For Management compensation of the Company's named executive officers. 3. Approval, on an advisory basis, of the 1 Year 1 Year Management frequency (i.e., every year, every two years or every three years) of the approval, on an advisory basis, of the compensation of the Company's named executive officers. 4. Ratification of the appointment, by For For Management the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2023. 5. Shareholder proposal on Racial Equity Against Against Shareholder Audit as described in the proxy statement. -------------------------------------------------------------------------------- ATMOS ENERGY CORPORATION Ticker: ATO Security ID: 049560105 Meeting Date: FEB 08, 2023 Meeting Type: Annual Record Date: DEC 12, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1a. ELECTION OF DIRECTOR: John C. Ale For For Management 1b. ELECTION OF DIRECTOR: J. Kevin Akers For For Management 1c. ELECTION OF DIRECTOR: Kim R. Cocklin For For Management 1d. ELECTION OF DIRECTOR: Kelly H. Compton For For Management 1e. ELECTION OF DIRECTOR: Sean Donohue For For Management 1f. ELECTION OF DIRECTOR: Rafael G. Garza For For Management 1g. ELECTION OF DIRECTOR: Richard K. Gordon For For Management 1h. ELECTION OF DIRECTOR: Nancy K. Quinn For For Management 1i. ELECTION OF DIRECTOR: Richard A. For For Management Sampson 1j. ELECTION OF DIRECTOR: Diana J. Walters For For Management 1k. ELECTION OF DIRECTOR: Frank Yoho For For Management 2. Proposal to ratify the appointment of For For Management Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal 2023. 3. Proposal for an advisory vote by For For Management shareholders to approve the compensation of the Company's named executive officers for fiscal 2022 ("Say-on-Pay"). -------------------------------------------------------------------------------- CLEARWAY ENERGY, INC. Ticker: CWENA Security ID: 18539C105 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1..1 DIRECTOR-Jonathan Bram For For Management 1..2 DIRECTOR-Nathaniel Anschuetz For For Management 1..3 DIRECTOR-Emmanuel Barrois For For Management 1..4 DIRECTOR-Brian R. Ford For For Management 1..5 DIRECTOR-Guillaume Hediard For For Management 1..6 DIRECTOR-Jennifer Lowry For For Management 1..7 DIRECTOR-Bruce MacLennan For For Management 1..8 DIRECTOR-Daniel B. More For For Management 1..9 DIRECTOR-E. Stanley O'Neal For For Management 1..10 DIRECTOR-Christopher S. Sotos For For Management 1..11 DIRECTOR-Vincent Stoquart For For Management 2. To approve, on a non-binding advisory For For Management basis, Clearway Energy, Inc.'s executive compensation. 3. To approve, on a non-binding advisory 1 Year 1 Year Management basis, the frequency of the vote to approve Clearway Energy, Inc.'s executive compensation. 4. To ratify the appointment of Ernst & For For Management Young LLP as Clearway Energy, Inc.'s independent registered public accounting firm for the 2023 fiscal year. -------------------------------------------------------------------------------- CMS ENERGY CORPORATION Ticker: CMS Security ID: 125896100 Meeting Date: MAY 05, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. ELECTION OF DIRECTOR: Jon E. Barfield For For Management 1b. ELECTION OF DIRECTOR: Deborah H. Butler For For Management 1c. ELECTION OF DIRECTOR: Kurt L. Darrow For For Management 1d. ELECTION OF DIRECTOR: William D. Harvey For For Management 1e. ELECTION OF DIRECTOR: Garrick J. Rochow For For Management 1f. ELECTION OF DIRECTOR: John G. Russell For For Management 1g. ELECTION OF DIRECTOR: Suzanne F. Shank For For Management 1h. ELECTION OF DIRECTOR: Myrna M. Soto For For Management 1i. ELECTION OF DIRECTOR: John G. Sznewajs For For Management 1j. ELECTION OF DIRECTOR: Ronald J. Tanski For For Management 1k. ELECTION OF DIRECTOR: Laura H. Wright For For Management 2. Approve, on an advisory basis, the For For Management Company's executive compensation. 3. Advisory vote on frequency of future 1 Year 1 Year Management advisory votes on executive compensation. 4. Ratify the appointment of independent For For Management registered public accounting firm (PricewaterhouseCoopers LLP). -------------------------------------------------------------------------------- CONSTELLATION ENERGY CORP Ticker: CEG Security ID: 21037T109 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: MAR 01, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1..1 DIRECTOR-Joseph Dominguez For For Management 1..2 DIRECTOR-Julie Holzrichter For For Management 1..3 DIRECTOR-Ashish Khandpur For For Management 2. To consider and act on an advisory For For Management vote regarding the approval of compensation paid to named executive officers. 3. To consider and act on an advisory 1 Year 1 Year Management vote regarding the frequency of the approval of compensation paid to named executive officers. 4. To ratify the appointment of For For Management PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. -------------------------------------------------------------------------------- DTE ENERGY COMPANY Ticker: DTE Security ID: 233331107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1..1 DIRECTOR-David A. Brandon For For Management 1..2 DIRECTOR-Charles G. McClure, Jr. For For Management 1..3 DIRECTOR-Gail J. McGovern For For Management 1..4 DIRECTOR-Mark A. Murray For For Management 1..5 DIRECTOR-Gerardo Norcia For For Management 1..6 DIRECTOR-Robert C. Skaggs, Jr. For For Management 1..7 DIRECTOR-David A. Thomas For For Management 1..8 DIRECTOR-Gary H. Torgow For For Management 1..9 DIRECTOR-James H. Vandenberghe For For Management 1..10 DIRECTOR-Valerie M. Williams For For Management 2. Ratify the appointment of For For Management PricewaterhouseCoopers LLP as our independent auditors 3. Provide a nonbinding vote to approve For For Management the Company's executive compensation 4. Provide a nonbinding vote on the 1 Year 1 Year Management frequency of advisory votes to approve executive compensation 5. Vote on a management proposal to amend For For Management our bylaws to allow shareholders with 15% outstanding company stock in the aggregate (held at least one year) to call a special meeting 6. Vote on a shareholder proposal to Against Against Shareholder amend our bylaws to allow shareholders with 10% outstanding company stock in the aggregate to call a special meeting 7. Vote on a shareholder proposal to Against Against Shareholder publish a lobbying report -------------------------------------------------------------------------------- EDISON INTERNATIONAL Ticker: EIX Security ID: 281020107 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: MAR 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Jeanne For For Management Beliveau-Dunn 1b. Election of Director: Michael C. For For Management Camunez 1c. Election of Director: Vanessa C.L. For For Management Chang 1d. Election of Director: James T. Morris For For Management 1e. Election of Director: Timothy T. For For Management O'Toole 1f. Election of Director: Pedro J. Pizarro For For Management 1g. Election of Director: Marcy L. Reed For For Management 1h. Election of Director: Carey A. Smith For For Management 1i. Election of Director: Linda G. Stuntz For For Management 1j. Election of Director: Peter J. Taylor For For Management 1k. Election of Director: Keith Trent For For Management 2. Ratification of the Independent For For Management Registered Public Accounting Firm 3. Advisory Vote to Approve Say-on-Pay 1 Year 1 Year Management Vote Frequency 4. Advisory Vote to Approve Executive For For Management Compensation -------------------------------------------------------------------------------- ENTERGY CORPORATION Ticker: ETR Security ID: 29364G103 Meeting Date: MAY 05, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Gina F. Adams For For Management 1b. Election of Director: John H. Black For For Management 1c. Election of Director: John R. Burbank For For Management 1d. Election of Director: Patrick J. Condon For For Management 1e. Election of Director: Kirkland H. For For Management Donald 1f. Election of Director: Brian W. Ellis For For Management 1g. Election of Director: Philip L. For For Management Frederickson 1h. Election of Director: M. Elise Hyland For For Management 1i. Election of Director: Stuart L. For For Management Levenick 1j. Election of Director: Blanche L. For For Management Lincoln 1k. Election of Director: Andrew S. Marsh For For Management 1l. Election of Director: Karen A. Puckett For For Management 2. Ratification of the Appointment of For For Management Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2023. 3. Advisory Vote to Approve Named For For Management Executive Officer Compensation. 4. Advisory Vote on the Frequency of 1 Year 1 Year Management Future Advisory Votes to Approve Named Executive Officer Compensation. 5. Approval of an Amendment to the 2019 For For Management Entergy Corporation Omnibus Incentive Plan. 6. Approval of an Amendment to Entergy For For Management Corporation's Restated Certificate of Incorporation to Include Exculpation of Officers. -------------------------------------------------------------------------------- EXELON CORPORATION Ticker: EXC Security ID: 30161N101 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: MAR 01, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Anthony Anderson For For Management 1b. Election of Director: W. Paul Bowers For For Management 1c. Election of Director: Calvin G. For For Management Butler, Jr. 1d. Election of Director: Marjorie Rodgers For For Management Cheshire 1e. Election of Director: Linda Jojo For For Management 1f. Election of Director: Charisse Lillie For For Management 1g. Election of Director: Matthew Rogers For For Management 1h. Election of Director: John Young For For Management 2. Ratification of PricewaterhouseCoopers For For Management LLP as Exelon's Independent Auditor for 2023. 3. Advisory approval of executive For For Management compensation. 4. Advisory vote on the frequency of the 1 Year 1 Year Management advisory vote on executive compensation. -------------------------------------------------------------------------------- NEXTERA ENERGY PARTNERS, LP Ticker: NEP Security ID: 65341B106 Meeting Date: APR 24, 2023 Meeting Type: Annual Record Date: FEB 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Susan D. Austin For For Management 1b. Election of Director: Robert J. Byrne For For Management 1c. Election of Director: John W. Ketchum For For Management 1d. Election of Director: Peter H. Kind For For Management 2. Ratification of appointment of For For Management Deloitte & Touche LLP as NextEra Energy Partners' independent registered public accounting firm for 2023 3. Approval, by non-binding advisory For For Management vote, of the compensation of NextEra Energy Partners' named executive officers as disclosed in the proxy statement 4. Non-binding advisory vote on the 1 Year 1 Year Management frequency of future unitholder non-binding advisory votes on the compensation of NextEra Energy Partners' named executive officers -------------------------------------------------------------------------------- NEXTERA ENERGY, INC. Ticker: NEE Security ID: 65339F101 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Nicole S. For For Management Arnaboldi 1b. Election of Director: Sherry S. Barrat For For Management 1c. Election of Director: James L. Camaren For For Management 1d. Election of Director: Kenneth B. Dunn For For Management 1e. Election of Director: Naren K. For For Management Gursahaney 1f. Election of Director: Kirk S. Hachigian For For Management 1g. Election of Director: John W. Ketchum For For Management 1h. Election of Director: Amy B. Lane For For Management 1i. Election of Director: David L. Porges For For Management 1j. Election of Director: Deborah "Dev" For For Management Stahlkopf 1k. Election of Director: John A. Stall For For Management 1l. Election of Director: Darryl L. Wilson For For Management 2. Ratification of appointment of For For Management Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2023 3. Approval, by non-binding advisory For For Management vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement 4. Non-Binding advisory vote on whether 1 Year 1 Year Management NextEra Energy should hold a non-binding shareholder advisory vote to approve NextEra Energy's compensation of its named executive officers every 1, 2 or 3 years 5. A proposal entitled "Board Skills Against Against Shareholder Disclosure" requesting a chart of individual board skills -------------------------------------------------------------------------------- NISOURCE INC. Ticker: NI Security ID: 65473P105 Meeting Date: MAY 23, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Peter A. Altabef 1b. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Sondra L. Barbour 1c. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Theodore H. Bunting, Jr. 1d. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Eric L. Butler 1e. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Aristides S. Candris 1f. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Deborah A. Henretta 1g. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Deborah A. P. Hersman 1h. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Michael E. Jesanis 1i. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: William D. Johnson 1j. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Kevin T. Kabat 1k. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Cassandra S. Lee 1l. Election of Director to hold office For For Management until the next Annual Stockholders' Meeting: Lloyd M. Yates 2. To approve named executive officer For For Management compensation on an advisory basis. 3. To approve the frequency of future 1 Year 1 Year Management advisory votes on named executive officer compensation on an advisory basis. 4. To ratify the appointment of Deloitte For For Management & Touche LLP as the Company's independent registered public accounting firm for 2023. 5. To approve an Amendment to our Amended For For Management and Restated Certificate of Incorporation to increase the number of authorized shares of common stock. 6. Stockholder proposal requesting the Against Against Shareholder adoption of a policy requiring the separation of the roles of Chairman of the Board and Chief Executive Officer. -------------------------------------------------------------------------------- PG&E CORPORATION Ticker: PCG Security ID: 69331C108 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: MAR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Cheryl F. For For Management Campbell 1b. Election of Director: Kerry W. Cooper For For Management 1c. Election of Director: Arno L. Harris For For Management 1d. Election of Director: Carlos M. For For Management Hernandez 1e. Election of Director: Michael R. Niggli For For Management 1f. Election of Director: Benjamin F. For For Management Wilson 2. Advisory Vote to Approve Executive For For Management Compensation 3. Advisory Vote on the Frequency of the 1 Year 1 Year Management Advisory Vote to Approve Executive Compensation 4. Ratification of the Appointment of For For Management Deloitte and Touche LLP as the Independent Public Accounting Firm -------------------------------------------------------------------------------- PPL CORPORATION Ticker: PPL Security ID: 69351T106 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: FEB 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Arthur P. Beattie For For Management 1b. Election of Director: Raja Rajamannar For For Management 1c. Election of Director: Heather B. Redman For For Management 1d. Election of Director: Craig A. Rogerson For For Management 1e. Election of Director: Vincent Sorgi For For Management 1f. Election of Director: Linda G. Sullivan For For Management 1g. Election of Director: Natica von For For Management Althann 1h. Election of Director: Keith H. For For Management Williamson 1i. Election of Director: Phoebe A. Wood For For Management 1j. Election of Director: Armando Zagalo For For Management de Lima 2. Advisory vote to approve compensation For For Management of named executive officers 3. Advisory vote on the frequency of 1 Year 1 Year Management future executive compensation votes 4. Ratification of the appointment of For For Management Independent Registered Public Accounting Firm 5. Shareowner Proposal regarding Against Against Shareholder Independent Board Chairman -------------------------------------------------------------------------------- PUBLIC SERVICE ENTERPRISE GROUP INC. Ticker: PEG Security ID: 744573106 Meeting Date: APR 18, 2023 Meeting Type: Annual Record Date: FEB 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Ralph A. LaRossa For For Management 1b. Election of Director: Susan Tomasky For For Management 1c. Election of Director: Willie A. Deese For For Management 1d. Election of Director: Jamie M. Gentoso For For Management 1e. Election of Director: Barry H. For For Management Ostrowsky 1f. Election of Director: Valerie A. Smith For For Management 1g. Election of Director: Scott G. For For Management Stephenson 1h. Election of Director: Laura A. Sugg For For Management 1i. Election of Director: John P. Surma For For Management 1j. Election of Director: Alfred W. Zollar For For Management 2. Advisory Vote on the Approval of For For Management Executive Compensation 3. Advisory Vote on the Frequency of 1 Year 1 Year Management Future Advisory Votes on Executive Compensation 4a. Approval of Amendments to our For For Management Certificate of Incorporation-to eliminate supermajority voting requirements for certain business combinations 4b. Approval of Amendments to our For For Management Certificate of Incorporation and By-Laws-to eliminate supermajority voting requirements to remove a director without cause 4c. Approval of Amendments to our For For Management Certificate of Incorporation-to eliminate supermajority voting requirement to make certain amendments to our By-Laws 5. Ratification of the Appointment of For For Management Deloitte as Independent Auditor for 2023 -------------------------------------------------------------------------------- VISTRA CORP. Ticker: VST Security ID: 92840M102 Meeting Date: MAY 02, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Scott B. Helm For For Management 1b. Election of Director: Hilary E. For For Management Ackermann 1c. Election of Director: Arcilia C. Acosta For For Management 1d. Election of Director: Gavin R. Baiera For For Management 1e. Election of Director: Paul M. Barbas For For Management 1f. Election of Director: James A. Burke For For Management 1g. Election of Director: Lisa Crutchfield For For Management 1h. Election of Director: Brian K. For For Management Ferraioli 1i. Election of Director: Jeff D. Hunter For For Management 1j. Election of Director: Julie A. Lagacy For For Management 1k. Election of Director: John R. Sult For For Management 2. Approve, on an advisory basis, the For For Management 2022 compensation of the Company's named executive officers. 3. Ratify the selection of Deloitte & For For Management Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. -------------------------------------------------------------------------------- WEC ENERGY GROUP, INC. Ticker: WEC Security ID: 92939U106 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: FEB 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director for a 1-year term For For Management expiring in 2024: Ave M. Bie 1b. Election of Director for a 1-year term For For Management expiring in 2024: Curt S. Culver 1c. Election of Director for a 1-year term For For Management expiring in 2024: Danny L. Cunningham 1d. Election of Director for a 1-year term For For Management expiring in 2024: William M. Farrow III 1e. Election of Director for a 1-year term For For Management expiring in 2024: Cristina A. Garcia-Thomas 1f. Election of Director for a 1-year term For For Management expiring in 2024: Maria C. Green 1g. Election of Director for a 1-year term For For Management expiring in 2024: Gale E. Klappa 1h. Election of Director for a 1-year term For For Management expiring in 2024: Thomas K. Lane 1i. Election of Director for a 1-year term For For Management expiring in 2024: Scott J. Lauber 1j. Election of Director for a 1-year term For For Management expiring in 2024: Ulice Payne, Jr. 1k. Election of Director for a 1-year term For For Management expiring in 2024: Mary Ellen Stanek 1l. Election of Director for a 1-year term For For Management expiring in 2024: Glen E. Tellock 2. Ratification of Deloitte & Touche LLP For For Management as independent auditors for 2023. 3. Advisory vote to establish the 1 Year 1 Year Management frequency of "say-on-pay" vote. 4. Advisory vote to approve executive For For Management compensation of the named executive officers. -------------------------------------------------------------------------------- XCEL ENERGY INC. Ticker: XEL Security ID: 98389B100 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1a. Election of Director: Megan Burkhart For For Management 1b. Election of Director: Lynn Casey For For Management 1c. Election of Director: Bob Frenzel For For Management 1d. Election of Director: Netha Johnson For For Management 1e. Election of Director: Patricia Kampling For For Management 1f. Election of Director: George Kehl For For Management 1g. Election of Director: Richard O'Brien For For Management 1h. Election of Director: Charles Pardee For For Management 1i. Election of Director: Christopher For For Management Policinski 1j. Election of Director: James Prokopanko For For Management 1k. Election of Director: Kim Williams For For Management 1l. Election of Director: Daniel Yohannes For For Management 2. Approval of Xcel Energy Inc.'s For For Management executive compensation in an advisory vote (say on pay vote) 3. Approval of the frequency of say on 1 Year 1 Year Management pay votes 4. Ratification of the appointment of For For Management Deloitte & Touche LLP as Xcel Energy Inc.'s independent registered public accounting firm for 2023 ============ Virtus WMC International Dividend ETF (fka Virtus WMC ============ ============ Global Factor Opportunities ETF) ============ ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS, S.A. Ticker: ACS Security ID: E7813W163 Meeting Date: MAY 04, 2023 Meeting Type: Ordinary Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Report on Non-Financial Information For For Management 5 Ratification of Board Acts For For Management 6 Board Size For For Management 7 Elect Florentino Perez Rodriguez For For Management 8 Elect Jose Luis del Valle Perez For For Management 9 Elect Antonio Botella Garcia For For Management 10 Elect Emilio Garcia Gallego For For Management 11 Elect Catalina Minarro Brugarolas For For Management 12 Elect Pedro Jose Lopez Jimenez For For Management 13 Elect Maria Soledad Perez Rodriguez For For Management 14 Elect Lourdes Maiz Carro For For Management 15 Elect Lourdes Fraguas Gadea For For Management 16 Remuneration Report For For Management 17 Remuneration Policy For For Management 18 2023-2025 Performance Share and Stock For Against Management Option Plan 19 Appointment of Auditor For For Management 20 Scrip Dividend; Authority to Cancel For For Management Shares and Reduce Share Capital 21 Authority to Repurchase and Reissue For For Management Shares 22 Authorisation of Legal Formalities For For Management 23 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ADECCO GROUP AG Ticker: ADEN Security ID: H00392318 Meeting Date: APR 12, 2023 Meeting Type: Annual Record Date: APR 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Compensation Report For TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Dividend from Reserves For TNA Management 6 Ratification of Board and Management For TNA Management Acts 7 Board Compensation For TNA Management 8 Executive Compensation For TNA Management 9 Elect Jean-Christophe Deslarzes For TNA Management 10 Elect Rachel Duan For TNA Management 11 Elect Ariane Gorin For TNA Management 12 Elect Alexander Gut For TNA Management 13 Elect Didier Lamouche For TNA Management 14 Elect David Norman Prince For TNA Management 15 Elect Kathleen Taylor For TNA Management 16 Elect Regula Wallimann For TNA Management 17 Elect Sandy Venugopal For TNA Management 18 Elect Rachel Duan as Compensation For TNA Management Committee Members 19 Elect Didier Lamouche as Compensation For TNA Management Committee Members 20 Elect Kathleen Taylor as Compensation For TNA Management Committee Members 21 Appointment of Independent Proxy For TNA Management 22 Appointment of Auditor For TNA Management 23 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- ADMIRAL GROUP PLC Ticker: ADM Security ID: G0110T106 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Final Dividend For For Management 4 Elect Mike Rogers For Against Management 5 Elect Evelyn Bourke For Against Management 6 Elect Bill Roberts For For Management 7 Elect Milena Mondini-De-Focatiis For For Management 8 Elect Geraint Jones For For Management 9 Elect Justine Roberts For For Management 10 Elect Andrew Crossley For For Management 11 Elect Michael Brierley For For Management 12 Elect Karen Green For For Management 13 Elect Jayaprakasa Rangaswami For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Authorisation of Political Donations For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 20 Authority to Repurchase Shares For For Management 21 Authority to Set General Meeting For For Management Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ALGONQUIN POWER & UTILITIES CORP. Ticker: AQN Security ID: 015857105 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Appointment of Auditor For For Management 4 Elect Arun Banskota For For Management 5 Elect Melissa S. Barnes For For Management 6 Elect Amee Chande For For Management 7 Elect Daniel Goldberg For For Management 8 Elect Christopher Huskilson For For Management 9 Elect D. Randy Laney For For Management 10 Elect Kenneth Moore For For Management 11 Elect Masheed Saidi For For Management 12 Elect Dilek Samil For For Management 13 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- ALLIANZ SE Ticker: ALV Security ID: D03080112 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: APR 27, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Agenda Item N/A N/A Management 8 Allocation of Dividends For For Management 9 Ratify Oliver Bate For For Management 10 Ratify Sergio Balbinot For For Management 11 Ratify Sirma Boshnakova For For Management 12 Ratify Barbara Karuth-Zelle For For Management 13 Ratify Klaus-Peter Rohler For For Management 14 Ratify Ivan de la Sota For For Management 15 Ratify Giulio Terzariol For For Management 16 Ratify Gunther Thallinger For For Management 17 Ratify Christopher Townsend For For Management 18 Ratify Renate Wagner For For Management 19 Ratify Andreas Wimmer For For Management 20 Ratify Michael Diekmann For For Management 21 Ratify Gabriele Burkhardt-Berg For For Management 22 Ratify Herbert Hainer For For Management 23 Ratify Sophie Boissard For For Management 24 Ratify Christine Bosse For For Management 25 Ratify Rashmy Chatterjee For For Management 26 Ratify Friedrich Eichiner For For Management 27 Ratify Jean-Claude Le Goaer For For Management 28 Ratify Martina Grundler For For Management 29 Ratify Godfrey Hayward For For Management 30 Ratify Frank Kirsch For For Management 31 Ratify Jurgen Lawrenz For For Management 32 Ratify Primiano Di Paolo For For Management 33 Ratify Jim Hagemann Snabe For For Management 34 Appointment of Auditor For For Management 35 Remuneration Report For Against Management 36 Supervisory Board Remuneration Policy For For Management 37 Amendments to Articles (Virtual For For Management Shareholder Meetings) 38 Amendments to Articles (Virtual For For Management Participation of Supervisory Board Members) 39 Amendments to Articles (Shareholder For For Management Meeting Location) 40 Non-Voting Meeting Note N/A N/A Management 41 Non-Voting Meeting Note N/A N/A Management 42 Non-Voting Meeting Note N/A N/A Management 43 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: JUL 06, 2022 Meeting Type: Special Record Date: JUL 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 New Management Agreement For For Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI S.P.A. Ticker: G Security ID: T05040109 Meeting Date: APR 26, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Ratify Co-Option of Stefano Marsaglia For For Management 6 Non-Voting Agenda Item N/A N/A Management 7 List Presented by Group Institutional N/A For Management Investors Representing 0.81% of Share Capital 8 List Presented by VM 2006 S.r.l. N/A N/A Management 9 Statutory Auditors' Fees For For Management 10 Remuneration Policy For For Management 11 Remuneration Report For For Management 12 2023-2025 Long Term Incentive Plan For For Management 13 Authority to Repurchase and Reissue For For Management Shares to Service 2023-2025 Long Term Incentive Plan 14 Employees Stock Purchase Plan For For Management 15 Authority to Repurchase and Reissue For For Management Shares to Service Employees Share Plan 16 Authority to Set Auditor's Fees For For Management 17 Non-Voting Meeting Note N/A N/A Management 18 Non-Voting Meeting Note N/A N/A Management 19 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- AXA Ticker: CS Security ID: F06106102 Meeting Date: APR 27, 2023 Meeting Type: Mix Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management 8 Non-Voting Meeting Note N/A N/A Management 9 Accounts and Reports For For Management 10 Consolidated Accounts and Reports For For Management 11 Allocation of Profits/Dividends For For Management 12 2022 Remuneration Report For For Management 13 2022 Remuneration of Denis Duverne, For For Management Chair (Until April 28, 2022) 14 2022 Remuneration of Antoine For For Management Gosset-Grainville, Chair (From April 28, 2022) 15 2022 Remuneration of Thomas Buberl, CEO For For Management 16 2023 Remuneration Policy (CEO) For For Management 17 2023 Remuneration Policy (Chair) For For Management 18 2023 Remuneration Policy (Board of For For Management Directors) 19 Special Auditors Report on Regulated For For Management Agreements 20 Authority to Repurchase and Reissue For For Management Shares 21 Authority to Increase Capital Through For For Management Capitalisations 22 Authority to Issue Shares and For For Management Convertible Debt w/ Preemptive Rights 23 Authority to Issue Shares and For For Management Convertible Debt w/o Preemptive Rights 24 Authority to Issue Shares and For For Management Convertible Debt Through Private Placement 25 Authority to Set Offering Price of For For Management Shares 26 Authority to Increase Capital in Case For For Management of Exchange Offers 27 Authority to Increase Capital in For For Management Consideration for Contributions In Kind 28 Authority to Issue Shares w/o For For Management Preemptive Rights in Consideration for Securities Issued by Subsidiaries 29 Authority to Issue Shares w/ For For Management Preemptive Rights in Consideration for Securities Issued by Subsidiaries 30 Employee Stock Purchase Plan For For Management 31 Stock Purchase Plan for Overseas For For Management Employees 32 Authority to Cancel Shares and Reduce For For Management Capital 33 Authorisation of Legal Formalities For For Management -------------------------------------------------------------------------------- BAE SYSTEMS PLC Ticker: BA. Security ID: G06940103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy For For Management 3 Remuneration Report For For Management 4 Final Dividend For For Management 5 Elect Nick Anderson For For Management 6 Elect Thomas Arseneault For For Management 7 Elect Crystal E. Ashby For For Management 8 Elect Elizabeth Corley For For Management 9 Elect Bradley Greve For For Management 10 Elect Jane Griffiths For For Management 11 Elect Chris Grigg For For Management 12 Elect Ewan Kirk For For Management 13 Elect Stephen T. Pearce For For Management 14 Elect Nicole W. Piasecki For For Management 15 Elect Charles Woodburn For For Management 16 Elect Cressida Hogg For For Management 17 Elect Mark Sedwill For For Management 18 Appointment of Auditor For For Management 19 Authority to Set Auditor's Fees For For Management 20 Authorisation of Political Donations For For Management 21 Long-Term Incentive Plan For For Management 22 Authority to Issue Shares w/ For For Management Preemptive Rights 23 Authority to Issue Shares w/o For For Management Preemptive Rights 24 Authority to Repurchase Shares For For Management 25 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- BARRATT DEVELOPMENTS PLC Ticker: BDEV Security ID: G08288105 Meeting Date: OCT 17, 2022 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Final Dividend For For Management 4 Elect Mike Scott For For Management 5 Elect John M. Allan For For Management 6 Elect David F. Thomas For For Management 7 Elect Steven J. Boyes For For Management 8 Elect Katie Bickerstaffe For Against Management 9 Elect Jock F. Lennox For For Management 10 Elect Chris Weston For For Management 11 Elect Sharon White For For Management 12 Appointment of Auditor For For Management 13 Authority to Set Auditor's Fees For For Management 14 Authorisation of Political Donations For For Management 15 Authority to Issue Shares w/ For For Management Preemptive Rights 16 Authority to Issue Shares w/o For For Management Preemptive Rights 17 Authority to Repurchase Shares For For Management 18 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- BASF SE Ticker: BAS Security ID: D06216317 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: APR 20, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management 8 Non-Voting Agenda Item N/A N/A Management 9 Allocation of Dividends For For Management 10 Ratification of Supervisory Board Acts For For Management 11 Ratification of Management Board Acts For For Management 12 Appointment of Auditor For For Management 13 Remuneration Report For For Management 14 Amendments to Articles (Virtual For For Management Participation of Shareholders) 15 Amendments to Articles (Virtual For For Management Meetings) 16 Amendments to Articles (Virtual For Against Management Participation of Supervisory Board Members) 17 Non-Voting Meeting Note N/A N/A Management 18 Non-Voting Meeting Note N/A N/A Management 19 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- BCE INC. Ticker: BCE Security ID: 05534B760 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 13, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Mirko Bibic For For Management 3 Elect David F. Denison For For Management 4 Elect Robert P. Dexter For For Management 5 Elect Katherine Lee For For Management 6 Elect Monique F. Leroux For For Management 7 Elect Sheila A. Murray For For Management 8 Elect Gordon M. Nixon For For Management 9 Elect Louis P. Pagnutti For For Management 10 Elect Calin Rovinescu For For Management 11 Elect Karen Sheriff For For Management 12 Elect Robert C. Simmonds For For Management 13 Elect Jennifer Tory For For Management 14 Elect Louis Vachon For For Management 15 Elect Cornell Wright For For Management 16 Appointment of Auditor For For Management 17 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- BHP GROUP LIMITED Ticker: BHP Security ID: Q1498M100 Meeting Date: NOV 10, 2022 Meeting Type: Annual Record Date: NOV 08, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Michelle A Hinchliffe For For Management 3 Elect Catherine Tanna For For Management 4 Re-elect Terence (Terry) J. Bowen For For Management 5 Re-elect Xiaoqun Clever For For Management 6 Re-elect Ian D. Cockerill For For Management 7 Re-elect Gary J. Goldberg For For Management 8 Re-elect Ken N. MacKenzie For For Management 9 Re-elect Christine E. O'Reilly For For Management 10 Re-elect Dion J. Weisler For For Management 11 Remuneration Report For For Management 12 Equity Grant (CEO Mike Henry) For For Management 13 Shareholder Proposal Regarding Against Against Shareholder Facilitating Nonbinding Proposals 14 Shareholder Proposal Regarding Against Against Shareholder Lobbying Activity Alignment with the Paris Agreement 15 Shareholder Proposal Regarding Audited Against Against Shareholder Climate Sensitivity Analysis -------------------------------------------------------------------------------- BOC HONG KONG (HOLDINGS) LTD Ticker: 2388 Security ID: Y0920U103 Meeting Date: JUN 29, 2023 Meeting Type: Annual Record Date: JUN 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Allocation of Profits/Dividends For For Management 6 Elect GE Haijiao For For Management 7 Elect SUN Yu For For Management 8 Elect Eva CHENG For For Management 9 Elect Sunny LEE Wai Kwong For For Management 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Issue Shares w/o For For Management Preemptive Rights 12 Authority to Repurchase Shares For For Management 13 Continuing Connected Transactions and For For Management the New Caps -------------------------------------------------------------------------------- BOUYGUES Ticker: EN Security ID: F11487125 Meeting Date: APR 27, 2023 Meeting Type: Mix Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Accounts and Reports For For Management 8 Consolidated Accounts and Reports For For Management 9 Allocation of Profits/Dividends For For Management 10 Special Auditors Report on Regulated For Against Management Agreements 11 2023 Remuneration Policy (Board of For For Management Directors) 12 2023 Remuneration Policy (Chair) For For Management 13 2023 Remuneration Policy (CEO and For Against Management Deputy CEOs) 14 2022 Remuneration Report For For Management 15 2022 Remuneration of Martin Bouygues, For For Management Chair 16 2022 Remuneration of Olivier Roussat, For For Management CEO 17 2022 Remuneration of Pascal Grange, For For Management Deputy CEO 18 2022 Remuneration of Edward Bouygues, For Against Management Deputy CEO 19 Elect Benoit Maes For For Management 20 Elect Alexandre de Rothschild For For Management 21 Authority to Repurchase and Reissue For Against Management Shares 22 Authority to Cancel Shares and Reduce For For Management Capital 23 Authority to Issue Shares and For Against Management Convertible Debt w/ Preemptive Rights 24 Authority to Increase Capital Through For Against Management Capitalisations 25 Authority to Issue Shares and For Against Management Convertible Debt w/o Preemptive Rights 26 Authority to Issue Shares and For Against Management Convertible Debt Through Private Placement 27 Authority to Set Offering Price of For Against Management Shares 28 Greenshoe For Against Management 29 Authority to Increase Capital in For Against Management Consideration for Contributions In Kind 30 Authority to Increase Capital in Case For Against Management of Exchange Offers 31 Authority to Issue Shares w/o For Against Management Preemptive Rights in Consideration for Securities Issued by Subsidiaries 32 Employee Stock Purchase Plan For Against Management 33 Authority to Grant Stock Options For Against Management 34 Authority to Issue Restricted Shares For Against Management 35 Authority to Issue Restricted Shares For For Management (Pension Scheme) 36 Authority to Issue Warrants as a For Against Management Takeover Defense 37 Authorisation of Legal Formalities For For Management 38 Non-Voting Meeting Note N/A N/A Management 39 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- BRITISH AMERICAN TOBACCO PLC Ticker: BATS Security ID: G1510J102 Meeting Date: APR 19, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Appointment of Auditor For For Management 4 Authority to Set Auditor's Fees For For Management 5 Elect Luc Jobin For For Management 6 Elect Jack M. Bowles For For Management 7 Elect Tadeu Marroco For For Management 8 Elect Krishnan Anand For For Management 9 Elect Susan J. Farr For For Management 10 Elect Karen Guerra For For Management 11 Elect Holly K. Koeppel For For Management 12 Elect Dimitri Panayotopoulos For For Management 13 Elect J. Darrell Thomas For For Management 14 Elect Veronique Laury For For Management 15 Authorisation of Political Donations For For Management 16 Authority to Issue Shares w/ For For Management Preemptive Rights 17 Authority to Issue Shares w/o For For Management Preemptive Rights 18 Authority to Repurchase Shares For For Management 19 Authority to Set General Meeting For For Management Notice Period at 14 Days 20 Adoption of New Articles For For Management -------------------------------------------------------------------------------- CAIXABANK SA Ticker: CABK Security ID: E2427M123 Meeting Date: MAR 30, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Report on Non-Financial Information For For Management 4 Ratification of Board Acts For For Management 5 Allocation of Profits/Dividends For For Management 6 Appointment of Auditor For For Management 7 Elect Gonzalo Gortazar Rotaeche For For Management 8 Elect Cristina Garmendia Mendizabal For For Management 9 Elect Maria Amparo Moraleda Martinez For For Management 10 Elect Peter Loscher For For Management 11 Amendments to Remuneration Policy For For Management 12 Directors' Fees For For Management 13 Authority to Issue Shares Pursuant to For For Management Equity Remuneration Plan 14 Maximum Variable Pay Ratio For For Management 15 Authorisation of Legal Formalities For For Management 16 Remuneration Report For For Management 17 Non-Voting Meeting Note N/A N/A Management 18 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- CANADIAN IMPERIAL BANK OF COMMERCE Ticker: CM Security ID: 136069101 Meeting Date: APR 04, 2023 Meeting Type: Annual Record Date: FEB 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Ammar Aljoundi For For Management 3 Elect Charles J.G. Brindamour For For Management 4 Elect Nanci E. Caldwell For For Management 5 Elect Michelle L. Collins For For Management 6 Elect Luc Desjardins For For Management 7 Elect Victor G. Dodig For For Management 8 Elect Kevin J. Kelly For For Management 9 Elect Christine E. Larsen For For Management 10 Elect Mary Lou Maher For For Management 11 Elect William F. Morneau For For Management 12 Elect Katharine B. Stevenson For Against Management 13 Elect Martine Turcotte For For Management 14 Elect Barry L. Zubrow For For Management 15 Appointment of Auditor For For Management 16 Advisory Vote on Executive Compensation For For Management 17 Shareholder Proposal Regarding Pay Against For Shareholder Ratio Disclosure 18 Shareholder Proposal Regarding Say on Against Against Shareholder Climate 19 Shareholder Proposal Regarding Against Against Shareholder Financing of the Canadian Oil and Gas Sector -------------------------------------------------------------------------------- CANON INC. Ticker: 7751 Security ID: J05124144 Meeting Date: MAR 30, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Fujio Mitarai For For Management 4 Elect Toshizo Tanaka For For Management 5 Elect Toshio Homma For For Management 6 Elect Kunitaro Saida For For Management 7 Elect Yusuke Kawamura For For Management 8 Elect Hideya Hatamochi For For Management 9 Elect Yutaka Tanaka For For Management 10 Bonus For For Management -------------------------------------------------------------------------------- CAPITALAND ASCENDAS REAL ESTATE INVESTMENT TRUST Ticker: A17U Security ID: Y0205X103 Meeting Date: APR 28, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Appointment of Auditor and Authority For For Management to Set Fees 4 Authority to Issue Units w/ or w/o For For Management Preemptive Rights 5 Authority to Repurchase Units For For Management -------------------------------------------------------------------------------- CAPITALAND INTEGRATED COMMERCIAL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: APR 19, 2023 Meeting Type: Special Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 New Singapore Property Management For For Management Agreement -------------------------------------------------------------------------------- CAPITALAND INTEGRATED COMMERCIAL TRUST Ticker: C38U Security ID: Y1100L160 Meeting Date: APR 19, 2023 Meeting Type: Annual Record Date: APR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Appointment of Auditor and Authority For For Management to Set Fees 4 Authority to Issue Units w/ or w/o For For Management Preemptive Rights 5 Authority to Repurchase and Reissue For For Management Units -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION CO.,LTD Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 27, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Kei Takeuchi For For Management 5 Elect Yoshihiro Mori For For Management 6 Elect Masafumi Tate For For Management 7 Elect Tsukasa Okamoto For For Management 8 Elect Yutaka Amano For For Management 9 Elect Yoshimasa Tanaka For For Management 10 Elect Mami Sasaki For For Management 11 Elect Atsushi Iritani For For Management 12 Elect Shuji Kawai For For Management 13 Elect Masa Matsushita For For Management 14 Elect Takashi Shoda For For Management 15 Elect Kenji Kobayashi For For Management 16 Non-Audit Committee Directors Fees For For Management 17 Audit Committee Directors Fees For For Management 18 Trust Type Equity Plans For For Management -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY CO.,LTD. Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 29, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Keiichi Yoshii For Against Management 4 Elect Takeshi Kosokabe For For Management 5 Elect Yoshiyuki Murata For For Management 6 Elect Keisuke Shimonishi For For Management 7 Elect Hirotsugu Otomo For For Management 8 Elect Kazuhito Dekura For For Management 9 Elect Yoshinori Ariyoshi For For Management 10 Elect Toshiya Nagase For For Management 11 Elect Yukiko Yabu For For Management 12 Elect Yukinori Kuwano For For Management 13 Elect Miwa Seki For For Management 14 Elect Kazuhiro Yoshizawa For For Management 15 Elect Yujiro Ito For For Management 16 Elect Takashi Maruyama as Statutory For For Management Auditor 17 Bonus For For Management -------------------------------------------------------------------------------- DBS GROUP HOLDINGS LTD Ticker: D05 Security ID: Y20246107 Meeting Date: MAR 31, 2023 Meeting Type: Annual Record Date: MAR 29, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Directors' Fees For For Management 5 Appointment of Auditor and Authority For For Management to Set Fees 6 Elect Peter SEAH Lim Huat For For Management 7 Elect Punita Lal For For Management 8 Elect Anthony LIM Weng Kin For For Management 9 Authority To Grant Awards And Issue For For Management Shares Under The Dbsh Share Plan 10 Authority to Issues Share under The For For Management California Sub-Plan 11 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 12 Authority To Issue Shares Pursuant To For For Management The Dbsh Scrip Dividend Scheme 13 Authority to Repurchase and Reissue For For Management Shares -------------------------------------------------------------------------------- DEUTSCHE POST AG Ticker: DPW Security ID: D19225107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Agenda Item N/A N/A Management 8 Allocation of Dividends For For Management 9 Ratification of Management Board Acts For For Management 10 Ratification of Supervisory Board Acts For For Management 11 Elect Katrin Suder For For Management 12 Elect Mario Daberkow For For Management 13 Authority to Repurchase and Reissue For For Management Shares 14 Authority to Repurchase Shares Using For For Management Equity Derivatives 15 Remuneration Report For For Management 16 Amendments to Articles (Location) For For Management 17 Amendments to Articles (Virtual For For Management General Meeting) 18 Amendments to Articles (Virtual For For Management Participation of Supervisory Board Members) 19 Non-Voting Meeting Note N/A N/A Management 20 Non-Voting Meeting Note N/A N/A Management 21 Non-Voting Meeting Note N/A N/A Management 22 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- DISCO CORPORATION Ticker: 6146 Security ID: J12327102 Meeting Date: JUN 29, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Kazuma Sekiya For For Management 5 Elect Noboru Yoshinaga For For Management 6 Elect Takao Tamura For For Management 7 Elect Ichiro Inasaki For For Management 8 Elect Shinichi Tamura For For Management 9 Elect Tsutomu Mimata For For Management 10 Elect Yusei Yamaguchi For For Management 11 Elect Kazuyoshi Tokimaru For For Management 12 Elect Noriko Oki For For Management 13 Elect Akiko Matsuo For For Management -------------------------------------------------------------------------------- EDENRED Ticker: EDEN Security ID: F3192L109 Meeting Date: MAY 11, 2023 Meeting Type: Mix Record Date: MAY 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Accounts and Reports; Non For For Management Tax-Deductible Expenses 8 Consolidated Accounts and Reports For For Management 9 Allocation of Profits/Dividends For For Management 10 2023 Remuneration Policy (Chair and For For Management CEO) 11 2023 Remuneration Policy (Board of For For Management Directors) 12 2023 Directors' Fees For For Management 13 2022 Remuneration Report For For Management 14 2022 Remuneration of Bertrand Dumazy, For For Management Chair and CEO 15 Special Auditors Report on Regulated For For Management Agreements 16 Authority to Repurchase and Reissue For For Management Shares 17 Authority to Issue Performance Shares For For Management 18 Authorisation of Legal Formalities For For Management 19 Non-Voting Meeting Note N/A N/A Management 20 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ENAGAS SA Ticker: ENG Security ID: E41759106 Meeting Date: MAR 29, 2023 Meeting Type: Annual Record Date: MAR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Report on Non-Financial Information For For Management 6 Allocation of Profits/Dividends For For Management 7 Ratification of Board Acts For For Management 8 Elect Eva Patricia Urbez Sanz For For Management 9 Elect Santiago Ferrer Costa For For Management 10 Board Size For For Management 11 Amendments to Articles (Committees) For For Management 12 Amendments to Articles (Sustainability For For Management and Appointments Committee) 13 Amendments to Articles (Remuneration For For Management Committee) 14 Amendments to General Meeting For For Management Regulations (Committees) 15 Remuneration Report For For Management 16 Non-Voting Agenda Item N/A N/A Management 17 Authorisation of Legal Formalities For For Management -------------------------------------------------------------------------------- ENBRIDGE INC. Ticker: ENB Security ID: 29250N105 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: MAR 07, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Mayank M. Ashar For For Management 3 Elect Gaurdie E. Banister For For Management 4 Elect Pamela L. Carter For Against Management 5 Elect Susan M. Cunningham For For Management 6 Elect Gregory L. Ebel For For Management 7 Elect Jason B. Few For For Management 8 Elect Teresa S. Madden For For Management 9 Elect Stephen S. Poloz For For Management 10 Elect S. Jane Rowe For For Management 11 Elect Dan C. Tutcher For For Management 12 Elect Steven W. Williams For For Management 13 Appointment of Auditor and Authority For For Management to Set Fees 14 Advisory Vote on Executive Compensation For For Management 15 Shareholder Rights Plan Renewal For For Management 16 Shareholder Proposal Regarding Against Against Shareholder Lobbying and Political Donations Alignment with Net Zero Goal 17 Shareholder Proposal Regarding Against Against Shareholder Disclosure of All Scope 3 Emissions -------------------------------------------------------------------------------- ENDESA SA Ticker: ELE Security ID: E41222113 Meeting Date: NOV 17, 2022 Meeting Type: Special Record Date: NOV 11, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Related Party Transactions (Endesa For For Management Energia S.A.U. and Enel Global Trading S.p.A.) 3 Related Party Transactions (Enel For For Management Global Trading S.p.A. and Endesa Energia S.A.U.) 4 Related Party Transactions (Enel For For Management Generacion Chile S.A. and Endesa Energia S.A.U.) 5 Related Party Transactions (Enel S.p.A. For For Management and Endesa S.A.) 6 Related Party Transactions (Enel Green For For Management Power Espana) 7 Authorisation of Legal Formalities For For Management 8 Non-Voting Meeting Note N/A N/A Management 9 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ENEL S.P.A. Ticker: ENEL Security ID: T3679P115 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Allocation of Profits/Dividends For For Management 6 Authority to Repurchase and Reissue For For Management Shares 7 Board Size For For Management 8 Board Term Length For For Management 9 Non-Voting Agenda Item N/A N/A Management 10 List Presented by Ministry of Economy N/A N/A Management and Finance 11 List Presented by Group of N/A For Management Institutional Investors Representing 1. 86% of Share Capital 12 List Presented by Covalis Capital LLP N/A N/A Management 13 Elect Paolo Scaroni as Chair of Board N/A Abstain Management 14 Elect Marco Mazzucchelli as Chair of N/A For Management Board 15 Directors' Fees For For Management 16 2023 Long-Term Incentive Plan For For Management 17 Remuneration Policy For For Management 18 Remuneration Report For For Management 19 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ENGIE Ticker: ENGI Security ID: F7629A107 Meeting Date: APR 26, 2023 Meeting Type: Mix Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports; Non For For Management Tax-Deductible Expenses 2 Consolidated Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Special Auditors Report on Regulated For For Management Agreements 5 Authority to Repurchase and Reissue For For Management Shares 6 Elect Marie-Jose Nadeau For For Management 7 Elect Patrice Durand For For Management 8 2022 Remuneration Report For For Management 9 2022 Remuneration of Jean-Pierre For For Management Clamadieu, Chair 10 2022 Remuneration of Catherine For For Management MacGregor, CEO 11 2023 Remuneration Policy (Board of For For Management Directors) 12 2023 Remuneration Policy (Chair) For For Management 13 2023 Remuneration Policy (CEO) For For Management 14 Employee Stock Purchase Plan For For Management 15 Stock Purchase Plan for Overseas For For Management Employees 16 Authority to Cancel Shares and Reduce For For Management Capital 17 Authorisation of Legal Formalities For For Management 18 Shareholder Proposal Regarding the For For Shareholder Election of Lucie Muniesa 19 Shareholder Proposal Regarding Annual Against Against Shareholder Say on Climate and Climate Disclosure 20 Non-Voting Meeting Note N/A N/A Management 21 Non-Voting Meeting Note N/A N/A Management 22 Non-Voting Meeting Note N/A N/A Management 23 Non-Voting Meeting Note N/A N/A Management 24 Non-Voting Meeting Note N/A N/A Management 25 Non-Voting Meeting Note N/A N/A Management 26 Non-Voting Meeting Note N/A N/A Management 27 Non-Voting Meeting Note N/A N/A Management 28 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ENI S.P.A. Ticker: ENI Security ID: T3643A145 Meeting Date: MAY 10, 2023 Meeting Type: Mix Record Date: APR 28, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Board Size For For Management 8 Board Term Length For For Management 9 Non-Voting Agenda Item N/A N/A Management 10 List Presented by Ministry of Economy N/A N/A Management and Finance 11 List Presented by Group of N/A For Management Institutional Investors Representing 0. 76% of Share Capital 12 Elect Giuseppe Zafarana as Chair of For For Management Board 13 Directors' Fees For For Management 14 Non-Voting Agenda Item N/A N/A Management 15 List Presented by Ministry of Economy N/A For Management and Finance 16 List Presented by Group of N/A Abstain Management Institutional Investors Representing 0. 76% of Share Capital 17 Election of Chair of Board of For For Management Statutory Auditor 18 Statutory Auditors' Fees For For Management 19 2023-2025 Long-Term Incentive Plan For For Management 20 Remuneration Policy For For Management 21 Remuneration Report For For Management 22 Authority to Repurchase and Reissue For For Management Shares 23 Use of Reserves (FY2023 Interim For For Management Dividend) 24 Reduction of Reserves (FY2023 Interim For For Management Dividend) 25 Cancellation of Shares (2022 AGM For For Management Authority) 26 Cancellation of Shares (2023 AGM For For Management Authority) -------------------------------------------------------------------------------- EQUINOR ASA Ticker: EQNR Security ID: R2R90P103 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAY 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Agenda Item N/A TNA Management 6 Non-Voting Agenda Item N/A TNA Management 7 Election of Presiding Chair For TNA Management 8 Agenda For TNA Management 9 Minutes For TNA Management 10 Accounts and Reports; Allocation of For TNA Management Profits and Dividends 11 Authority to Distribute Interim For TNA Management Dividends 12 Shareholder Proposal Regarding Use of Against TNA Shareholder Fiberglass in Wind Farms, Commitment to Hydropower Projects, and Energy Research 13 Shareholder Proposal Regarding Climate Against TNA Shareholder Risk Assessment and Strategy 14 Shareholder Proposal Regarding Against TNA Shareholder Stopping Fossil Energy Resource Exploration and Providing Financial Assistance to Ukraine 15 Shareholder Proposal Regarding Against TNA Shareholder Developing an Improved Process to Respond to Shareholder Proposals 16 Shareholder Proposal Regarding Barents Against TNA Shareholder Sea Exploration 17 Shareholder Proposal Regarding Move Against TNA Shareholder From Fossil Fuels to Renewable Energy 18 Shareholder Proposal Regarding Oil and Against TNA Shareholder Gas Exploration and Renewable Transformation 19 Corporate Governance Report For TNA Management 20 Remuneration Policy For TNA Management 21 Remuneration Report For TNA Management 22 Authority to Set Auditor's Fees For TNA Management 23 Corporate Assembly Fees For TNA Management 24 Nomination Committee Fees For TNA Management 25 Authority to Repurchase Shares (Share For TNA Management Savings Plan) 26 Cancellation of Shares For TNA Management 27 Authority to Repurchase Shares For TNA Management 28 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- FORTESCUE METALS GROUP LIMITED Ticker: FMG Security ID: Q39360104 Meeting Date: NOV 22, 2022 Meeting Type: Annual Record Date: NOV 18, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Remuneration Report For For Management 3 Re-elect Elizabeth Gaines For For Management 4 Elect YIFEI Li For For Management 5 Increase NED fee cap N/A Against Management 6 Non-Voting Agenda Item N/A N/A Management 7 Adoption of New Articles For For Management -------------------------------------------------------------------------------- GLENCORE PLC Ticker: GLEN Security ID: G39420107 Meeting Date: MAY 26, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Cash Distribution (Reduction in Share For For Management Premium Account) 4 Elect Kalidas V. Madhavpeddi For For Management 5 Elect Gary Nagle For For Management 6 Elect Peter R. Coates For For Management 7 Elect Martin J. Gilbert For For Management 8 Elect Gill Marcus For For Management 9 Elect Cynthia B. Carroll For For Management 10 Elect David Wormsley For For Management 11 Elect Liz Hewitt For For Management 12 Appointment of Auditor For For Management 13 Authority to Set Auditor's Fees For For Management 14 Opinion on the Companys Climate Report For For Management 15 Remuneration Report For For Management 16 Authority to Issue Shares w/ For For Management Preemptive Rights 17 Authority to Issue Shares w/o For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 19 Authority to Repurchase Shares For For Management 20 Shareholder Proposal Regarding Climate Against Against Shareholder Action Transition Plan at 2024 AGM -------------------------------------------------------------------------------- GREAT-WEST LIFECO INC. Ticker: GWO Security ID: 39138C106 Meeting Date: MAY 10, 2023 Meeting Type: Mix Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Amendments to Articles Regarding Board For For Management Size 3 Elect Michael R. Amend For For Management 4 Elect Deborah J. Barrett For For Management 5 Elect Robin A. Bienfait For For Management 6 Elect Heather E. Conway For For Management 7 Elect Marcel R. Coutu For For Management 8 Elect Andre Desmarais For For Management 9 Elect Paul Desmarais, Jr. For Against Management 10 Elect Gary A. Doer For For Management 11 Elect David G. Fuller For For Management 12 Elect Claude Genereux For Against Management 13 Elect Paula B. Madoff For Against Management 14 Elect Paul A. Mahon For For Management 15 Elect Susan J. McArthur For For Management 16 Elect R. Jeffrey Orr For Against Management 17 Elect T. Timothy Ryan, Jr. For For Management 18 Elect Dhvani D. Shah For For Management 19 Elect Gregory D. Tretiak For For Management 20 Elect Siim A. Vanaselja For Against Management 21 Elect Brian E. Walsh For For Management 22 Appointment of Auditor For For Management 23 Advisory Vote on Executive Compensation For For Management 24 Transaction of Other Business For Against Management -------------------------------------------------------------------------------- GSK PLC Ticker: GSK Security ID: G3910J112 Meeting Date: JUL 06, 2022 Meeting Type: Ordinary Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Demerger of Haleon Group For For Management 2 Related Party Transactions For For Management 3 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- GSK PLC Ticker: GSK Security ID: G3910J179 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Elect Julie Brown For For Management 4 Elect Vishal Sikka For For Management 5 Elect Elizabeth McKee Anderson For For Management 6 Elect Sir Jonathan R. Symonds For For Management 7 Elect Emma N. Walmsley For For Management 8 Elect Charles A. Bancroft For For Management 9 Elect Hal V. Barron For For Management 10 Elect Anne Beal For For Management 11 Elect Harry Dietz For For Management 12 Elect Jesse Goodman For For Management 13 Elect Urs Rohner For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Amendment to Remuneration Policy For For Management 17 Authorisation of Political Donations For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 21 Authority to Repurchase Shares For For Management 22 Approve Exemption from Statement of For For Management the Senior Statutory Auditor's name in published Auditors' Reports 23 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- HKT TRUST AND HKT LIMITED Ticker: 6823 Security ID: Y3R29Z107 Meeting Date: MAY 31, 2023 Meeting Type: Annual Record Date: MAY 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Susanna HUI Hon Hing For For Management 6 Elect Mico CHUNG Cho Yee For For Management 7 Elect Aman S. Mehta For Against Management 8 Directors' Fees For For Management 9 Appointment of Auditor and Authority For For Management to Set Fees 10 Authority to Issue Share Stapled Units For Against Management w/o Preemptive Rights -------------------------------------------------------------------------------- HONDA MOTOR CO., LTD. Ticker: 7267 Security ID: J22302111 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Seiji Kuraishi For For Management 3 Elect Toshihiro Mibe For For Management 4 Elect Shinji Aoyama For For Management 5 Elect Noriya Kaihara For For Management 6 Elect Asako Suzuki For For Management 7 Elect Masafumi Suzuki For For Management 8 Elect Kunihiko Sakai For For Management 9 Elect Fumiya Kokubu For For Management 10 Elect Yoichiro Ogawa For For Management 11 Elect Kazuhiro Higashi For For Management 12 Elect Ryoko Nagata For For Management -------------------------------------------------------------------------------- IBERDROLA Ticker: IBE Security ID: E6165F166 Meeting Date: APR 28, 2023 Meeting Type: Ordinary Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts For For Management 3 Management Reports For For Management 4 Report on Non-Financial Information For For Management 5 Ratification of Board Acts For For Management 6 Amendments to Articles (Preamble; For For Management Preliminary Title) 7 Amendments to Articles (Corporate For For Management Levels) 8 Amendments to Articles (Legal For For Management Provisions, Governance and Sustainability and Compliance System) 9 Special Dividend (Engagement Dividend) For For Management 10 Allocation of Profits/Dividends For For Management 11 First Scrip Dividend For For Management 12 Second Scrip Dividend For For Management 13 Authority to Cancel Treasury Shares For For Management and Reduce Capital 14 Remuneration Report For For Management 15 Long-Term Incentive Plan (2023-2025 For For Management Strategic Bonus) 16 Elect Maria Helena Antolin Raybaud For For Management 17 Ratify Co-Option of Armando Martinez For For Management Martinez 18 Elect Manuel Moreu Munaiz For For Management 19 Elect Sara de la Rica Goiricelaya For For Management 20 Elect Xabier Sagredo Ormaza For For Management 21 Elect Jose Ignacio Sanchez Galan For For Management 22 Board Size For For Management 23 Authorisation of Legal Formalities For For Management 24 Non-Voting Meeting Note N/A N/A Management 25 Non-Voting Meeting Note N/A N/A Management 26 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- IGM FINANCIAL INC. Ticker: IGM Security ID: 449586106 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 08, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Marc A. Bibeau For For Management 3 Elect Marcel R. Coutu For Against Management 4 Elect Andre Desmarais For For Management 5 Elect Paul Desmarais, Jr. For Against Management 6 Elect Gary A. Doer For For Management 7 Elect Susan Doniz For For Management 8 Elect Claude Genereux For Against Management 9 Elect Sharon Hodgson For For Management 10 Elect Sharon MacLeod For For Management 11 Elect Susan J. McArthur For For Management 12 Elect John McCallum For For Management 13 Elect R. Jeffrey Orr For Against Management 14 Elect James O' Sullivan For For Management 15 Elect Gregory D. Tretiak For For Management 16 Elect Beth Wilson For For Management 17 Appointment of Auditor For For Management 18 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- IMPERIAL BRANDS PLC Ticker: IMB Security ID: G4720C107 Meeting Date: FEB 01, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Final Dividend For For Management 4 Elect Stefan Bomhard For For Management 5 Elect Susan M. Clark For For Management 6 Elect Ngozi Edozien For For Management 7 Elect Therese Esperdy For For Management 8 Elect Alan Johnson For For Management 9 Elect Robert Kunze-Concewitz For For Management 10 Elect Lukas Paravicini For For Management 11 Elect Diane de Saint Victor For For Management 12 Elect Jon Stanton For For Management 13 Appointment of Auditor For For Management 14 Authority to Set Auditor's Fees For For Management 15 Share Matching Scheme For For Management 16 Authorisation of Political Donations For For Management 17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: ITX Security ID: E6282J125 Meeting Date: JUL 12, 2022 Meeting Type: Ordinary Record Date: JUL 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Individual Accounts and Reports; For For Management Ratification of Board Acts 3 Consolidated Accounts and Reports For For Management 4 Report on Non-financial Information For For Management 5 Allocation of Profits/Dividends For For Management 6 Ratify Co-Option and Elect Marta For For Management Ortega Perez 7 Ratify Co-Option and Elect Oscar For For Management Garcia Maceiras 8 Elect Pilar Lopez Alvarez For For Management 9 Elect Rodrigo Echenique Gordillo For For Management 10 Appointment of Auditor For For Management 11 Amendment to Non-Competition Agreement For For Management of Pablo Isla Alvarez de Tejera 12 Amendments to Remuneration Policy For For Management 13 Remuneration Report For For Management 14 Authorisation of Legal Formalities For For Management 15 Non-Voting Meeting Note N/A N/A Management 16 Non-Voting Agenda Item N/A N/A Management 17 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- INTESA SANPAOLO SPA Ticker: ISP Security ID: T55067101 Meeting Date: APR 28, 2023 Meeting Type: Annual Record Date: APR 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Remuneration Policy For For Management 6 Remuneration Report For For Management 7 2023 Annual Incentive Plan For For Management 8 Authority to Repurchase and Reissue For For Management Shares To Service Incentive Plans 9 Authority to Repurchase and Reissue For For Management Shares -------------------------------------------------------------------------------- ISUZU MOTORS LIMITED Ticker: 7202 Security ID: J24994113 Meeting Date: JUN 28, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Masanori Katayama For For Management 4 Elect Shinsuke Minami For Against Management 5 Elect Shinichi Takahashi For For Management 6 Elect Shun Fujimori For For Management 7 Elect Tetsuya Ikemoto For For Management 8 Elect Naohiro Yamaguchi For For Management 9 Elect Mitsuyoshi Shibata For For Management 10 Elect Kozue Nakayama For For Management 11 Elect Kenji Miyazaki For For Management 12 Elect Kanji Kawamura For For Management 13 Elect Kimie Sakuragi For For Management 14 Elect Masao Watanabe For For Management 15 Elect Makoto Anayama For Against Management -------------------------------------------------------------------------------- ITOCHU CORPORATION Ticker: 8001 Security ID: J2501P104 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Masahiro Okafuji For For Management 4 Elect Keita Ishii For For Management 5 Elect Fumihiko Kobayashi For For Management 6 Elect Tsuyoshi Hachimura For For Management 7 Elect Hiroyuki Tsubai For For Management 8 Elect Hiroyuki Naka For For Management 9 Elect Masatoshi Kawana For For Management 10 Elect Makiko Nakamori For For Management 11 Elect Kunio Ishizuka For For Management 12 Elect Akiko Ito Akiko Noda For For Management 13 Elect Yoshiko Matoba For For Management 14 Elect Kentaro Uryu For For Management 15 Elect Tsutomu Fujita For For Management 16 Elect Kumi Kobayashi Kumi Nojiri For For Management -------------------------------------------------------------------------------- ITOCHU TECHNO-SOLUTIONS CORPORATION Ticker: 4739 Security ID: J25022104 Meeting Date: JUN 16, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Ichiro Tsuge For For Management 4 Elect Mamoru Seki For For Management 5 Elect Naoko Iwasaki Naoko Yamagiwa For For Management 6 Elect Aya Motomura For For Management 7 Elect Yasuhiro Ikeda For For Management 8 Elect Yumiko Nagai For For Management 9 Elect Hiroshi Kajiwara For Against Management 10 Elect Yasuyuki Harada For Against Management 11 Elect Katsuhiko Hara For For Management -------------------------------------------------------------------------------- JAPAN TOBACCO INC. Ticker: 2914 Security ID: J27869106 Meeting Date: MAR 24, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Mutsuo Iwai For For Management 4 Elect Shigeaki Okamoto For For Management 5 Elect Masamichi Terabatake For For Management 6 Elect Kiyohide Hirowatari For For Management 7 Elect Kei Nakano For For Management 8 Elect Main Koda Tokuko Sawa For For Management 9 Elect Yukiko Nagashima Yukiko Watanabe For For Management 10 Elect Masato Kitera For For Management 11 Elect Tetsuya Shoji For For Management 12 Elect Hideaki Kashiwakura For For Management 13 Elect Tsutomu Hashimoto For For Management 14 Elect Shigeru Taniuchi For For Management 15 Elect Nobuo Inada For For Management 16 Elect Hiroko Yamashina For For Management 17 Amendment to the Directors' Fees and For For Management Equity Compensation Plan 18 Shareholder Proposal Regarding Against Against Shareholder Amendment to the Articles of Incorporation (Management of Subsidiaries) 19 Shareholder Proposal Regarding Against Against Shareholder Amendment to the Articles of Incorporation (Prohibition Against Former Directors and Employees Serving as Director at Listed Subsidiaries) 20 Shareholder Proposal Regarding Against Against Shareholder Amendment to the Articles of Incorporation (Prohibition Against Using the Cash Management System (CMS) for Financing with Listed Subsidiaries) 21 Shareholder Proposal Regarding Against Against Shareholder Acquisition of Treasury Shares -------------------------------------------------------------------------------- KOMATSU LTD. Ticker: 6301 Security ID: J35759125 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Tetsuji Ohashi For Against Management 4 Elect Hiroyuki Ogawa For For Management 5 Elect Masayuki Moriyama For For Management 6 Elect Takeshi Horikoshi For For Management 7 Elect Takeshi Kunibe For Against Management 8 Elect Arthur M. Mitchell For For Management 9 Elect Naoko Saiki For For Management 10 Elect Michitaka Sawada For For Management 11 Elect Mitsuko Yokomoto For For Management 12 Elect Mariko Matsumura Mariko Hosoi For For Management as Statutory Auditor -------------------------------------------------------------------------------- KONINKLIJKE AHOLD DELHAIZE N.V. Ticker: AD Security ID: N0074E105 Meeting Date: APR 12, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Accounts and Reports For For Management 7 Allocation of Dividends For For Management 8 Remuneration Report For For Management 9 Ratification of Management Board Acts For For Management 10 Ratification of Supervisory Board Acts For For Management 11 Elect Peter Agnefjall to the For For Management Supervisory Board 12 Elect Bill McEwan to the Supervisory For For Management Board 13 Elect Katherine C. Doyle to the For For Management Supervisory Board 14 Elect Julia Vander Ploeg to the For For Management Supervisory Board 15 Elect Frans Muller to the Management For For Management Board 16 Elect JJ Fleeman to the Management For For Management Board 17 Appointment of Auditor For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Suppress Preemptive Rights For For Management 20 Authority to Repurchase Shares For For Management 21 Cancellation Of Shares For For Management 22 Non-Voting Agenda Item N/A N/A Management 23 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- KUEHNE & NAGEL INTERNATIONAL AG Ticker: KNIN Security ID: H4673L145 Meeting Date: MAY 09, 2023 Meeting Type: Annual Record Date: MAY 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Allocation of Dividends For TNA Management 4 Ratification of Board and Management For TNA Management Acts 5 Elect Dominik Burgy For TNA Management 6 Elect Karl Gernandt For TNA Management 7 Elect David Kamenetzky For TNA Management 8 Elect Klaus-Michael Kuhne For TNA Management 9 Elect Tobias Staehelin For TNA Management 10 Elect Hauke Stars For TNA Management 11 Elect Martin Wittig For TNA Management 12 Elect Joerg Wolle For TNA Management 13 Elect Vesna Nevistic For TNA Management 14 Appoint Jorg Wolle as Board Chair For TNA Management 15 Elect Karl Gernandt as Nominating and For TNA Management Compensation Committee Member 16 Elect Klaus-Michael Kuhne as For TNA Management Nominating and Compensation Committee Member 17 Elect Hauke Stars as Nominating and For TNA Management Compensation Committee Member 18 Appointment of Independent Proxy For TNA Management 19 Appointment of Auditor For TNA Management 20 Amendments to Articles (Virtual AGM) For TNA Management 21 Compensation Report For TNA Management 22 Board Compensation For TNA Management 23 Executive Compensation (Total) For TNA Management 24 Executive Compensation (Additional For TNA Management Amount FY2022) 25 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- LEGAL & GENERAL GROUP PLC Ticker: LGEN Security ID: G54404127 Meeting Date: MAY 18, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Final Dividend For For Management 3 Approval of Climate Transition Plan For For Management 4 Elect Carolyn Johnson For For Management 5 Elect Tushar Morzaria For For Management 6 Elect Henrietta Baldock For For Management 7 Elect Nilufer von Bismarck For For Management 8 Elect Philip Broadley For For Management 9 Elect Stuart Jeffrey Davies For For Management 10 Elect Sir John Kingman For For Management 11 Elect Lesley Knox For For Management 12 Elect M. George Lewis For For Management 13 Elect Ric Lewis For For Management 14 Elect Laura Wade-Gery For For Management 15 Elec Sir Nigel Wilson For For Management 16 Appointment of Auditor For For Management 17 Authority to Set Auditor's Fees For For Management 18 Remuneration Policy For For Management 19 Remuneration Report For For Management 20 Increase in NED Fee Cap For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Contingent For For Management Convertible Securities w/ Preemptive Rights 23 Authorisation of Political Donations For For Management 24 Authority to Issue Shares w/o For For Management Preemptive Rights 25 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 26 Authority to Issue Contingent For For Management Convertible Securities w/o preemptive rights 27 Authority to Repurchase Shares For For Management 28 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- LINK REAL ESTATE INVESTMENT TRUST Ticker: 0823 Security ID: Y5281M111 Meeting Date: JUL 20, 2022 Meeting Type: Annual Record Date: JUL 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Elect Ed Yiu-Cheong Chan For For Management 5 Elect Blair C. Pickerell For Against Management 6 Elect Peter TSE Pak Wing For For Management 7 Elect Jenny GU Jialin For For Management 8 Authority to Repurchase Units For For Management 9 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- M&G PLC Ticker: MNG Security ID: G6107R102 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy For For Management 3 Remuneration Report For For Management 4 Elect Paolo Andrea Rossi For For Management 5 Elect Clive Adamson For For Management 6 Elect Edward Braham For For Management 7 Elect Clare M. Chapman For For Management 8 Elect Fiona Clutterbuck Abstain Abstain Management 9 Elect Kathryn McLeland For For Management 10 Elect Dev Sanyal For For Management 11 Elect Clare Thompson For For Management 12 Elect Massimo Tosato For For Management 13 Appointment of Auditor For For Management 14 Authority to Set Auditor's Fees For For Management 15 Authorisation of Political Donations For For Management 16 Authority to Issue Shares w/ For For Management Preemptive Rights 17 Authority to Issue Shares and For For Management Convertible Debt w/ Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Issue Shares and For For Management Convertible Debt w/o Preemptive Rights 20 Authority to Repurchase Shares For For Management 21 Authority to Set General Meeting For For Management Notice Period at 14 Days 22 Non-Voting Meeting Note N/A N/A Management 23 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- MANULIFE FINANCIAL CORPORATION Ticker: MFC Security ID: 56501R106 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 15, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Nicole S Arnaboldi For For Management 3 Elect Guy L.T. Bainbridge For For Management 4 Elect Susan F. Dabarno For For Management 5 Elect Julie E. Dickson For For Management 6 Elect Roy Gori For For Management 7 Elect Tsun-yan Hsieh For For Management 8 Elect Vanessa Kanu For For Management 9 Elect Donald R. Lindsay For For Management 10 Elect C. James Prieur For For Management 11 Elect Andrea S. Rosen For For Management 12 Elect May Tan For For Management 13 Elect Leagh E. Turner For For Management 14 Appointment of Auditor For For Management 15 Advisory Vote on Executive Compensation For Against Management 16 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- MAPLETREE LOGISTICS TRUST Ticker: M44U Security ID: Y5759Q107 Meeting Date: JUL 18, 2022 Meeting Type: Annual Record Date: JUL 16, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Appointment of Auditor and Authority For For Management to Set Fees 3 Authority to Issue Units w/ or w/o For For Management Preemptive Rights -------------------------------------------------------------------------------- MITSUBISHI HC CAPITAL INC. Ticker: 8593 Security ID: J4706D100 Meeting Date: JUN 27, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Takahiro Yanai For For Management 3 Elect Taiju Hisai For For Management 4 Elect Kanji Nishiura For For Management 5 Elect Kazumi Anei For For Management 6 Elect Haruhiko Sato For For Management 7 Elect Hiroyasu Nakata For For Management 8 Elect Yuri Sasaki For For Management 9 Elect Takuya Kuga For For Management 10 Trust Type Equity Plan For For Management -------------------------------------------------------------------------------- MITSUI & CO.,LTD. Ticker: 8031 Security ID: J44690139 Meeting Date: JUN 21, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Tatsuo Yasunaga For For Management 4 Elect Kenichi Hori For For Management 5 Elect Motoaki Uno For For Management 6 Elect Yoshiaki Takemasu For For Management 7 Elect Kazumasa Nakai For For Management 8 Elect Tetsuya Shigeta For For Management 9 Elect Makoto Sato For For Management 10 Elect Toru Matsui For For Management 11 Elect Tetsuya Daikoku For For Management 12 Elect Samuel Walsh For For Management 13 Elect Takeshi Uchiyamada For For Management 14 Elect Masako Egawa For For Management 15 Elect Fujiyo Ishiguro For For Management 16 Elect Sarah L. Casanova For For Management 17 Elect Jessica TAN Soon Neo For For Management 18 Elect Hirotatsu Fujiwara For For Management 19 Elect Makoto Hayashi For For Management 20 Elect Kimiro Shiotani For For Management -------------------------------------------------------------------------------- MTR CORPORATION LIMITED Ticker: 0066 Security ID: Y6146T101 Meeting Date: MAY 24, 2023 Meeting Type: Annual Record Date: MAY 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Andrew Clifford Winawer Brandler For For Management 6 Elect Bunny CHAN Chung Bun For For Management 7 Elect Dorothy CHAN Yuen Tak-fai For For Management 8 Elect Sandy WONG Hang-yee For For Management 9 Elect Anna WONG Wai-kwan For For Management 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Issue Shares w/o For For Management Preemptive Rights 12 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG. Security ID: G6S9A7120 Meeting Date: JUL 11, 2022 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Final Dividend For For Management 3 Elect Paula Rosput Reynolds For For Management 4 Elect John Pettigrew For For Management 5 Elect Andy Agg For For Management 6 Elect Therese Esperdy For For Management 7 Elect Liz Hewitt For For Management 8 Elect Ian P. Livingston For For Management 9 Elect Iain J. Mackay For For Management 10 Elect Anne Robinson For For Management 11 Elect Earl L. Shipp For For Management 12 Elect Jonathan Silver For For Management 13 Elect Antony Wood For For Management 14 Elect Martha B. Wyrsch For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Remuneration Policy For For Management 18 Remuneration Report For For Management 19 Approval of Climate Transition Plan For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Scrip Dividend For For Management 23 Capitalisation of Accounts (Scrip For For Management Dividend Scheme) 24 Authority to Issue Shares w/o For For Management Preemptive Rights 25 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 26 Authority to Repurchase Shares For For Management 27 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- NEW WORLD DEVELOPMENT COMPANY LIMITED Ticker: 0017 Security ID: Y6266R109 Meeting Date: NOV 22, 2022 Meeting Type: Annual Record Date: NOV 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Adrian CHENG Chi Kong For Against Management 6 Elect Sonia CHENG Chi Man For Against Management 7 Elect Peter CHENG Kar Shing For For Management 8 Elect William DOO Wai Hoi For For Management 9 Elect John LEE Luen Wai For Against Management 10 Elect MA Siu Cheung For For Management 11 Directors' Fees For For Management 12 Appointment of Auditor and Authority For For Management to Set Fees 13 Authority to Repurchase Shares For For Management 14 Authority to Issue Shares w/o For For Management Preemptive Rights 15 Authority to Grant Options under the For Against Management Share Option Scheme -------------------------------------------------------------------------------- NORSK HYDRO Ticker: NHY Security ID: R61115102 Meeting Date: SEP 20, 2022 Meeting Type: Special Record Date: SEP 13, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Agenda For TNA Management 6 Election of Presiding Chair; Minutes For TNA Management 7 Authority to Repurchase Shares For TNA Management 8 Allocation of Profits/Dividends For TNA Management 9 Non-Voting Meeting Note N/A TNA Management 10 Non-Voting Meeting Note N/A TNA Management 11 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: MAR 07, 2023 Meeting Type: Annual Record Date: MAR 02, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Accounts and Reports For TNA Management 5 Ratification of Board and Management For TNA Management Acts 6 Allocation of Profits/Dividends For TNA Management 7 Cancellation of Shares and Reduction For TNA Management in Share Capital 8 Authority to Repurchase Shares For TNA Management 9 Amendments to Articles (Virtual For TNA Management General Meetings) 10 Amendments to Articles (Miscellaneous) For TNA Management 11 Amendments to Articles (Alignment with For TNA Management Law) 12 Board Compensation For TNA Management 13 Executive Compensation For TNA Management 14 Compensation Report For TNA Management 15 Elect Jorg Reinhardt as Board Chair For TNA Management 16 Elect Nancy C. Andrews For TNA Management 17 Elect Ton Buchner For TNA Management 18 Elect Patrice Bula For TNA Management 19 Elect Elizabeth Doherty For TNA Management 20 Elect Bridgette P. Heller For TNA Management 21 Elect Daniel Hochstrasser For TNA Management 22 Elect Frans van Houten For TNA Management 23 Elect Simon Moroney For TNA Management 24 Elect Ana de Pro Gonzalo For TNA Management 25 Elect Charles L. Sawyers For TNA Management 26 Elect William T. Winters For TNA Management 27 Elect John D. Young For TNA Management 28 Elect Patrice Bula as Compensation For TNA Management Committee Member 29 Elect Bridgette P. Heller as For TNA Management Compensation Committee Member 30 Elect Simon Moroney as Compensation For TNA Management Committee Chair 31 Elect William T. Winters as For TNA Management Compensation Committee Member 32 Appointment of Auditor For TNA Management 33 Appointment of Independent Proxy For TNA Management 34 Transaction of Other Business N/A TNA Management -------------------------------------------------------------------------------- OCI N.V. Ticker: OCI Security ID: N6667A111 Meeting Date: FEB 16, 2023 Meeting Type: Special Record Date: JAN 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Capitalisation of Reserves (H2 2022 For For Management Distribution) 5 Non-Voting Agenda Item N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- OMV AG Ticker: OMV Security ID: A51460110 Meeting Date: MAY 31, 2023 Meeting Type: Ordinary Record Date: MAY 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Allocation of Dividend For For Management 6 Allocation of Special Dividend For For Management 7 Ratification of Management Board Acts For For Management 8 Ratification of Rainer Seele's Acts For Against Management for FY2021 9 Ratification of Supervisory Board Acts For Against Management 10 Supervisory Board Remuneration Policy For For Management 11 Appointment of Auditor For For Management 12 Remuneration Report For Against Management 13 Long-Term Incentive Plan 2023 For For Management 14 Annual Bonus Equity Deferral 2023 For For Management 15 Elect Lutz Feldmann as Supervisory For For Management Board Member 16 Authority to Repurchase and Reissue For For Management Shares 17 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ORANGE Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 23, 2023 Meeting Type: Mix Record Date: MAY 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management 8 Non-Voting Meeting Note N/A N/A Management 9 Accounts and Reports For For Management 10 Consolidated Accounts and Reports For For Management 11 Allocation of Profits/Dividends For For Management 12 Special Auditors Report on Regulated For For Management Agreements 13 Elect Anne Lange For For Management 14 Elect Anne-Gabrielle Heilbronner For For Management 15 Elect Alexandre Pierre Alain Bompard For Against Management 16 Elect Momar Nguer For For Management 17 Elect Gilles Grapinet For For Management 18 2022 Remuneration Report For For Management 19 2022 Remuneration of Stephane Richard, For For Management Chair and CEO (until April 3, 2022) 20 2022 Remuneration of Stephane Richard, For For Management Chair (from April 4, 2022 until May 19, 2022) 21 2022 Remuneration of Christel For For Management Heydemann, CEO (from April 4, 2022) 22 2022 Remuneration of Jacques For For Management Aschenbroich, Chair (from May 19, 2022) 23 2022 Remuneration of Ramon Fernandez, For For Management Deputy CEO (Until December 31, 2022) 24 2023 Remuneration Policy (Chair) For For Management 25 2023 Remuneration Policy (CEO) For For Management 26 2023 Remuneration Policy (Board of For For Management Directors) 27 Authority to Repurchase and Reissue For For Management Shares 28 Authority to Issue Shares and For For Management Convertible Debt w/ Preemptive Rights 29 Authority to Issue Shares and For For Management Convertible Debt w/o Preemptive Rights 30 Authority to Issue Shares and For For Management Convertible Debt Through Private Placement 31 Greenshoe For For Management 32 Authority to Increase Capital in Case For For Management of Exchange Offers 33 Authority to Increase Capital in For For Management Consideration for Contributions In Kind 34 Global Ceiling on Capital Increases For For Management 35 Authority to Issue Performance Shares For For Management 36 Employee Stock Purchase Plan For For Management 37 Authority to Increase Capital Through For For Management Capitalisations 38 Authority to Cancel Shares and Reduce For For Management Capital 39 Authorisation of Legal Formalities For For Management 40 Shareholder Proposal A Regarding Limit Against Against Shareholder on Board Memberships 41 Shareholder Proposal B regarding Against Against Shareholder Amending ESG Metrics and Potential Dilution of Equity Compensation Plan 42 Shareholder Proposal C regarding Against Against Shareholder Amending ESG Metrics of Equity Compensation Plan 43 Shareholder Proposal D Regarding Against Against Shareholder Equity Remuneration for Employee -------------------------------------------------------------------------------- OVERSEA-CHINESE BANKING CORPORATION LIMITED Ticker: O39 Security ID: Y64248209 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: APR 21, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Elect CHUA Kim Chiu For For Management 4 Elect LEE Tih Shih For For Management 5 Elect TAN Yen Yen For For Management 6 Elect Helen WONG For Against Management 7 Allocation of Profits/Dividends For For Management 8 Directors' Fees in Cash For For Management 9 Authority to Issue Ordinary Shares to For For Management Non-Executive Directors 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 12 Authority to Grant Awards and Issue For For Management Shares under Equity Incentive Plans 13 Scrip Dividend For For Management 14 Authority to Repurchase and Reissue For For Management Shares 15 Renewal of OCBC Employee Share For For Management Purchase Plan -------------------------------------------------------------------------------- PERNOD RICARD SA Ticker: RI Security ID: F72027109 Meeting Date: NOV 10, 2022 Meeting Type: Annual Record Date: NOV 07, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Accounts and Reports; Non Tax For For Management Deductible Expenses 7 Consolidated Accounts and Reports For For Management 8 Allocation of Profits/Dividends For For Management 9 Elect Patricia Barbizet For For Management 10 Elect Ian Gallienne For For Management 11 Appointment of Auditor (KPMG) For For Management 12 Non-Renewal of Alternate Auditor For For Management (Salustro Reydel) 13 2021 Remuneration of Alexandre Ricard, For For Management Chair and CEO 14 2022 Remuneration Policy (Chair and For For Management CEO) 15 2021 Remuneration Report For For Management 16 2022 Remuneration Policy (Board of For For Management Directors) 17 Authority to Repurchase and Reissue For For Management Shares 18 Special Auditors Report on Regulated For For Management Agreements 19 Authorisation of Legal Formalities For For Management 20 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- PHOENIX GROUP HOLDINGS PLC Ticker: PHNX Security ID: G7S8MZ109 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Remuneration Policy For For Management 4 Final Dividend For For Management 5 Elect Alastair Barbour For Against Management 6 Elect Andrew D. Briggs For For Management 7 Elect Stephanie Bruce For For Management 8 Elect Karen Green For For Management 9 Elect Mark Gregory For For Management 10 Elect Hiroyuki Iioka For For Management 11 Elect Katie Murray For For Management 12 Elect John B. Pollock For For Management 13 Elect Belinda Richards For For Management 14 Elect Margaret Semple For For Management 15 Elect Nicholas Shott For For Management 16 Elect Kory Sorenson For For Management 17 Elect Rakesh Thakrar For For Management 18 Appointment of Auditor For For Management 19 Authority to Set Auditor's Fees For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 24 Authority to Repurchase Shares For For Management 25 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- POWER ASSETS HOLDINGS LIMITED Ticker: 0006 Security ID: Y7092Q109 Meeting Date: MAY 17, 2023 Meeting Type: Annual Record Date: MAY 11, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Stephen Edward Bradley For For Management 6 Elect Andrew J. Hunter For For Management 7 Elect Albert IP Yuk Keung For Against Management 8 Elect Anthony KWAN Chi Kin For For Management 9 Elect Victor LI Tzar Kuoi For Against Management 10 Elect Charles TSAI Chao Chung For For Management 11 Appointment of Auditor and Authority For For Management to Set Fees 12 Authority to Issue Shares w/o For For Management Preemptive Rights 13 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- RED ELECTRICA CORPORACION S.A. Ticker: RED Security ID: E42807110 Meeting Date: JUN 05, 2023 Meeting Type: Annual Record Date: MAY 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Individual Accounts and Reports For For Management 3 Consolidated Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Report on Non-Financial Information For For Management 6 Ratification of Board Acts For For Management 7 Amendments to Articles (Company Name) For For Management 8 Amendments to General Meeting For For Management Regulations (Company Name) 9 Amendments to General Meeting For For Management Regulations (Proxy) 10 Amendments to General Meeting For For Management Regulations (Scrutineers) 11 Elect Jose Juan Ruiz Gomez For For Management 12 Remuneration Report For For Management 13 Directors' Fees For For Management 14 Authorisation of Legal Formalities For For Management 15 Non-Voting Agenda Item N/A N/A Management 16 Non-Voting Agenda Item N/A N/A Management 17 Non-Voting Agenda Item N/A N/A Management 18 Non-Voting Meeting Note N/A N/A Management 19 Non-Voting Meeting Note N/A N/A Management 20 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: OCT 25, 2022 Meeting Type: Special Record Date: OCT 21, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Baowu Joint Venture For For Management 3 Future Transactions For For Management -------------------------------------------------------------------------------- RIO TINTO LIMITED Ticker: RIO Security ID: Q81437107 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAY 02, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Remuneration Report (UK) For For Management 4 Remuneration Report (AUS) For For Management 5 Approve Potential Termination Benefits For For Management 6 Elect Kaisa Hietala For For Management 7 Re-elect Dominic Barton For For Management 8 Re-elect Megan E. Clark For For Management 9 Re-elect Peter Cunningham For For Management 10 Re-elect Simon P. Henry For For Management 11 Re-elect Sam H. Laidlaw For For Management 12 Re-elect Simon McKeon For For Management 13 Re-elect Jennifer Nason For For Management 14 Re-elect Jakob Stausholm For For Management 15 Re-elect Ngaire Woods For For Management 16 Re-elect Ben Wyatt For For Management 17 Appointment of Auditor For For Management 18 Authority to Set Auditor's Fees For For Management 19 Authorisation of Political Donations For For Management 20 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: OCT 25, 2022 Meeting Type: Ordinary Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Joint Venture For For Management 2 Authority to Acquire/Dispose a For For Management Substantial Asset from/to Baowu 3 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- RIO TINTO PLC Ticker: RIO Security ID: G75754104 Meeting Date: APR 06, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (UK) For For Management 3 Remuneration Report (AUS) For For Management 4 Approve Potential Termination Benefits For For Management 5 Elect Kaisa Hietala For For Management 6 Elect Dominic Barton For For Management 7 Elect Megan E. Clark For For Management 8 Elect Peter Cunningham For For Management 9 Elect Simon P. Henry For For Management 10 Elect Sam H. Laidlaw For For Management 11 Elect Simon McKeon For For Management 12 Elect Jennifer Nason For For Management 13 Elect Jakob Stausholm For For Management 14 Elect Ngaire Woods For For Management 15 Elect Ben Wyatt For For Management 16 Appointment of Auditor For For Management 17 Authority to Set Auditor's Fees For For Management 18 Authorisation of Political Donations For For Management 19 Authority to Issue Shares w/ For For Management Preemptive Rights 20 Authority to Issue Shares w/o For For Management Preemptive Rights 21 Authority to Repurchase Shares For For Management 22 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- SANOFI Ticker: SAN Security ID: F5548N101 Meeting Date: MAY 25, 2023 Meeting Type: Mix Record Date: MAY 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Accounts and Reports; Non For For Management Tax-Deductible Expenses 6 Consolidated Accounts and Reports For For Management 7 Allocation of Profits/Dividends For For Management 8 Elect Frederic Oudea For For Management 9 2022 Remuneration Report For For Management 10 2022 Remuneration of Serge Weinberg, For For Management Chair 11 2022 Remuneration of Paul Hudson, CEO For For Management 12 2023 Directors' Fees For For Management 13 2023 Remuneration Policy (Board of For For Management Directors) 14 2023 Remuneration Policy (Chair) For For Management 15 2023 Remuneration Policy (CEO) For For Management 16 Appointment of Auditor (PwC) For For Management 17 Relocation of Corporate Headquarters For For Management 18 Authority to Repurchase and Reissue For For Management Shares 19 Authority to Cancel Shares and Reduce For For Management Capital 20 Authority to Issue Shares and For For Management Convertible Debt w/ Preemptive Rights 21 Authority to Issue Shares and For For Management Convertible Debt w/o Preemptive Rights 22 Authority to Issue Shares and/or For For Management Convertible Debt Through Private Placement 23 Authority to Issue Debt Instruments For For Management 24 Greenshoe For For Management 25 Authority to Increase Capital in For For Management Consideration for Contributions In Kind 26 Authority to Increase Capital Through For For Management Capitalisations 27 Employee Stock Purchase Plan For For Management 28 Authorisation of Legal Formalities For For Management 29 Non-Voting Meeting Note N/A N/A Management 30 Non-Voting Meeting Note N/A N/A Management 31 Non-Voting Meeting Note N/A N/A Management 32 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- SBI HOLDINGS, INC. Ticker: 8473 Security ID: J6991H100 Meeting Date: JUN 29, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Increase in Authorized Capital For For Management 3 Elect Yoshitaka Kitao For For Management 4 Elect Masato Takamura For Against Management 5 Elect Tomoya Asakura For Against Management 6 Elect Shumpei Morita For For Management 7 Elect Satoe Kusakabe For For Management 8 Elect Masayuki Yamada For For Management 9 Elect Teruhide Sato For For Management 10 Elect Heizo Takenaka For For Management 11 Elect Yasuhiro Suzuki For For Management 12 Elect Hiroshi Ito For For Management 13 Elect Kanae Takeuchi Kanae Kusakari For For Management 14 Elect Junichi Fukuda For For Management 15 Elect Hiroyuki Suematsu For For Management 16 Elect Shinji Matsui For For Management 17 Elect Motoaki Shiino For For Management 18 Elect Takahiro Yoshida as Statutory For Against Management Auditor 19 Elect Tetsutaro Wakatsuki as Alternate For For Management Statutory Auditor 20 Retirement Allowances for Director For Against Management -------------------------------------------------------------------------------- SEKISUI HOUSE, LTD. Ticker: 1928 Security ID: J70746136 Meeting Date: APR 25, 2023 Meeting Type: Annual Record Date: JAN 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Yoshihiro Nakai For For Management 4 Elect Yosuke Horiuchi For For Management 5 Elect Satoshi Tanaka For Against Management 6 Elect Toru Ishii For For Management 7 Elect Hiroshi Shinozaki For For Management 8 Elect Yukiko Yoshimaru For For Management 9 Elect Toshifumi Kitazawa For For Management 10 Elect Yoshimi Nakajima For For Management 11 Elect Keiko Takegawa For For Management 12 Elect Shinichi Abe For For Management -------------------------------------------------------------------------------- SINGAPORE EXCHANGE LIMITED Ticker: S68 Security ID: Y79946102 Meeting Date: OCT 06, 2022 Meeting Type: Annual Record Date: OCT 04, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect BEH Swan Gin For For Management 4 Elect CHEW Gek Khim For Against Management 5 Elect LIM Sok Hui CHNG Sok Hui For For Management 6 Elect KOH Boon Hwee For For Management 7 Elect Samuel N. TSIEN For For Management 8 Chairman's Fees For For Management 9 Directors' Fees For For Management 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Issue Shares Under the For For Management Singapore Exchange Limited Scrip Dividend Scheme 12 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 13 Authority to Repurchase and Reissue For For Management Shares -------------------------------------------------------------------------------- SINGAPORE TECHNOLOGIES ENGINEERING Ticker: S63 Security ID: Y7996W103 Meeting Date: APR 20, 2023 Meeting Type: Annual Record Date: APR 18, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Vincent CHONG SY Feng For For Management 5 Elect LIM Ah Doo For Against Management 6 Elect LIM Sim Seng For For Management 7 Directors' Fees for FY 2022 For For Management 8 Directors' Fees for FY 2023 For For Management 9 Appointment of Auditor and Authority For For Management to Set Fees 10 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 11 Authority to Grant Awards and Issue For For Management Shares under Equity Compensation Plans 12 Related Party Transactions For For Management 13 Authority to Repurchase and Reissue For For Management Shares -------------------------------------------------------------------------------- SINO LAND COMPANY LIMITED Ticker: 0083 Security ID: Y80267126 Meeting Date: OCT 26, 2022 Meeting Type: Annual Record Date: OCT 20, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Daryl NG Win Kong For Against Management 6 Elect Ringo CHAN Wing Kwong For For Management 7 Elect Gordon LEE Ching Keung For For Management 8 Elect Victor TIN Sio Un For For Management 9 Directors' Fees For For Management 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Repurchase Shares For For Management 12 Authority to Issue Shares w/o For Against Management Preemptive Rights 13 Authority to Issue Repurchased Shares For Against Management 14 Adoption of New Articles For For Management -------------------------------------------------------------------------------- SNAM S.P.A. Ticker: SRG Security ID: T8578N103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: APR 24, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Authority to Repurchase and Reissue For For Management Shares 6 2023-2025 Long-Term Incentive Plan For For Management 7 Remuneration Policy For For Management 8 Remuneration Report For For Management 9 Non-Voting Meeting Note N/A N/A Management 10 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- SOFTBANK CORP. Ticker: 9434 Security ID: J75963132 Meeting Date: JUN 20, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Amendments to Articles For For Management 3 Elect Ken Miyauchi For For Management 4 Elect Junichi Miyakawa For Against Management 5 Elect Jun Shimba For For Management 6 Elect Yasuyuki Imai For For Management 7 Elect Kazuhiko Fujihara For For Management 8 Elect Masayoshi Son For For Management 9 Elect Atsushi Horiba For Against Management 10 Elect Takehiro Kamigama For For Management 11 Elect Kazuaki Oki For For Management 12 Elect Kyoko Uemura For For Management 13 Elect Naomi Koshi For For Management 14 Elect Eiji Shimagami For For Management 15 Elect Shuji Kojima For Against Management 16 Elect Kazuko Kimiwada For Against Management 17 Elect Yasuhiro Nakajima as Alternate For For Management Statutory Auditor -------------------------------------------------------------------------------- STELLANTIS N.V Ticker: STLA Security ID: N82405106 Meeting Date: APR 13, 2023 Meeting Type: Annual Record Date: MAR 16, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Remuneration Report Excluding For Against Management Pre-Merger Legacy Matters 4 Remuneration Report (Pre-Merger Legacy For Against Management Matter) 5 Accounts and Reports For For Management 6 Allocation of Dividends For For Management 7 Ratification of Board Acts For Abstain Management 8 Elect Benoit Ribadeau-Dumas to the For For Management Board of Directors 9 Appointment of Auditor (FY2023) For For Management 10 Appointment of Auditor (FY2024) For For Management 11 Remuneration Policy For For Management 12 Authority to Issue Shares w/ For For Management Preemptive Rights 13 Authority to Suppress Preemptive Rights For For Management 14 Authority to Repurchase Shares For For Management 15 Cancellation of Shares For For Management 16 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- STOCKLAND Ticker: SGP Security ID: Q8773B105 Meeting Date: OCT 17, 2022 Meeting Type: Annual Record Date: OCT 14, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Re-elect Stephen E. Newton For For Management 5 Remuneration Report For For Management 6 Non-Voting Agenda Item N/A N/A Management 7 Equity Grant (MD/CEO Tarun Gupta) For For Management -------------------------------------------------------------------------------- SUMITOMO CORPORATION Ticker: 8053 Security ID: J77282119 Meeting Date: JUN 23, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Kuniharu Nakamura For For Management 4 Elect Masayuki Hyodo For For Management 5 Elect Takayuki Seishima For For Management 6 Elect Reiji Morooka For For Management 7 Elect Hirokazu Higashino For For Management 8 Elect Shingo Ueno For For Management 9 Elect Kimie Iwata For For Management 10 Elect Hisashi Yamazaki For For Management 11 Elect Akiko Ide For For Management 12 Elect Takashi Mitachi For For Management 13 Elect Takahisa Takahara For Against Management 14 Elect Daisuke Mikogami as Statutory For For Management Auditor 15 Amendment to Performance-Linked For For Management Restricted Stock Plan -------------------------------------------------------------------------------- SUN LIFE FINANCIAL INC. Ticker: SLF Security ID: 866796105 Meeting Date: MAY 11, 2023 Meeting Type: Annual Record Date: MAR 17, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Deepak Chopra For For Management 3 Elect Stephanie Coyles For For Management 4 Elect Ashok K. Gupta For For Management 5 Elect M. Marianne Harris For For Management 6 Elect David H. Y. Ho For For Management 7 Elect Laurie G. Hylton For For Management 8 Elect Helen Mallovy Hicks For For Management 9 Elect Marie-Lucie Morin For For Management 10 Elect Joseph M. Natale For For Management 11 Elect Scott F. Powers For For Management 12 Elect Kevin D. Strain For For Management 13 Elect Barbara G. Stymiest For For Management 14 Appointment of Auditor For For Management 15 Advisory Vote on Executive Compensation For For Management 16 Shareholder Proposal Regarding Report Against Against Shareholder on Health Impacts from Investments in Fossil Fuels -------------------------------------------------------------------------------- SWISS RE LTD Ticker: SREN Security ID: H8431B109 Meeting Date: APR 12, 2023 Meeting Type: Annual Record Date: APR 04, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Compensation Report For TNA Management 4 Accounts and Reports For TNA Management 5 Allocation of Dividends For TNA Management 6 Executive Compensation (Short-Term For TNA Management Variable) 7 Ratification of Board Acts For TNA Management 8 Elect Sergio Ermotti as Board Chair For TNA Management 9 Elect Karen Gavan For TNA Management 10 Elect Joachim Oechslin For TNA Management 11 Elect Deanna Ong For TNA Management 12 Elect Jay Ralph For TNA Management 13 Elect Jorg Reinhardt For TNA Management 14 Elect Phillip K. Ryan For TNA Management 15 Elect Paul Tucker For TNA Management 16 Elect Jacques de Vaucleroy For TNA Management 17 Elect Larry D. Zimpleman For TNA Management 18 Elect Vanessa Lau For TNA Management 19 Elect Pia Tischhauser For TNA Management 20 Elect Karen Gavan as Compensation For TNA Management Committee Member 21 Elect Deanna Ong as Compensation For TNA Management Committee Member 22 Elect Jorg Reinhardt as Compensation For TNA Management Committee Member 23 Elect Jacques de Vaucleroy as For TNA Management Compensation Committee Member 24 Elect Jay Ralph as Compensation For TNA Management Committee Member 25 Appointment of Independent Proxy For TNA Management 26 Appointment of Auditor For TNA Management 27 Board Compensation For TNA Management 28 Executive Compensation (Fixed and For TNA Management Long-Term Variable) 29 Amendments to Articles (Capital For TNA Management Structure); Approval of a Capital Band 30 Amendments to Articles (General For TNA Management Meeting) 31 Amendments to Articles (Miscellaneous) For TNA Management -------------------------------------------------------------------------------- TAKEDA PHARMACEUTICAL COMPANY LIMITED Ticker: 4502 Security ID: J8129E108 Meeting Date: JUN 28, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Christophe Weber For For Management 4 Elect Andrew Plump For For Management 5 Elect Constantine Saroukos For For Management 6 Elect Masami Iijima For For Management 7 Elect Olivier Bohuon For For Management 8 Elect Jean-Luc Butel For For Management 9 Elect Ian T. Clark For Against Management 10 Elect Steven Gillis For Against Management 11 Elect John M. Maraganore For Against Management 12 Elect Michel Orsinger For For Management 13 Elect Miki Tsusaka For For Management 14 Bonus For For Management -------------------------------------------------------------------------------- TELE2 AB Ticker: TEL2B Security ID: W95878166 Meeting Date: MAY 15, 2023 Meeting Type: Annual Record Date: MAY 05, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Agenda Item N/A N/A Management 8 Election of Presiding Chair For For Management 9 Non-Voting Agenda Item N/A N/A Management 10 Agenda For For Management 11 Non-Voting Agenda Item N/A N/A Management 12 Compliance with the Rules of For For Management Convocation 13 Non-Voting Agenda Item N/A N/A Management 14 Non-Voting Agenda Item N/A N/A Management 15 Non-Voting Agenda Item N/A N/A Management 16 Accounts and Reports For For Management 17 Allocation of Profits/Dividends For For Management 18 Ratification of Carla Smits-Nusteling For For Management 19 Ratification of Andrew Barron For For Management 20 Ratification of Stina Bergfors For For Management 21 Ratification of Georgi Ganev For For Management 22 Ratification of Kjell Johnsen (CEO) For For Management 23 Ratification of Sam Kini For For Management 24 Ratification of Eva Lindqvist For For Management 25 Ratification of Lars-Ake Norling For For Management 26 Board Size For For Management 27 Directors' Fees For For Management 28 Authority to Set Auditor's Fees For For Management 29 Elect Andrew G. Barron For For Management 30 Elect Stina Bergfors For For Management 31 Elect Georgi Ganev For Against Management 32 Elect Sam Kini For For Management 33 Elect Eva Lindqvist For For Management 34 Elect Lars-Ake Norling For For Management 35 Elect Andrew G. Barron as chair For For Management 36 Remuneration Policy For For Management 37 Remuneration Report For For Management 38 Adoption of Share-Based Incentives For For Management (LTI 2023) 39 Authority to Issue Shares pursuant to For For Management LTIP 40 Authority to Repurchase Shares For For Management Pursuant to LTIP 41 Issuance of Treasury Shares Pursuant For For Management to LTIP 42 Authority to Repurchase and Reissue For For Management Shares Pursuant to LTIP 43 Approve Equity Swap Agreement For For Management 44 Authority to Repurchase Shares For For Management 45 Shareholder Proposal Regarding Board N/A Against Shareholder and Management Qualifications 46 Shareholder Proposal Regarding N/A Against Shareholder Measures Taken to Ensure Qualifications 47 Shareholder Proposal Regarding Report N/A Against Shareholder on Measures Taken 48 Non-Voting Agenda Item N/A N/A Management 49 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: JAN 26, 2023 Meeting Type: Special Record Date: JAN 19, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Agenda Item N/A TNA Management 6 Non-Voting Agenda Item N/A TNA Management 7 Agenda For TNA Management 8 Minutes For TNA Management 9 Authority to Repurchase Shares For TNA Management 10 Non-Voting Agenda Item N/A TNA Management 11 Non-Voting Meeting Note N/A TNA Management 12 Non-Voting Meeting Note N/A TNA Management 13 Non-Voting Meeting Note N/A TNA Management 14 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- TELENOR ASA Ticker: TEL Security ID: R21882106 Meeting Date: MAY 10, 2023 Meeting Type: Annual Record Date: MAY 03, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Meeting Note N/A TNA Management 6 Non-Voting Agenda Item N/A TNA Management 7 Non-Voting Agenda Item N/A TNA Management 8 Agenda For TNA Management 9 Minutes For TNA Management 10 Non-Voting Agenda Item N/A TNA Management 11 Accounts and Reports; Allocation of For TNA Management Profits and Dividends 12 Authority to Set Auditor's Fees For TNA Management 13 Non-Voting Agenda Item N/A TNA Management 14 Remuneration Policy For TNA Management 15 Remuneration Report For TNA Management 16 Authority to Repurchase Shares For TNA Management Pursuant to LTI 17 Amendments to Articles For TNA Management 18 Elect Nils Bastiansen For TNA Management 19 Elect Marianne Bergmann Roren For TNA Management 20 Elect Kjetil Houg For TNA Management 21 Elect John Gordon Bernander For TNA Management 22 Elect Heidi Finskas For TNA Management 23 Elect Widar Salbuvik For TNA Management 24 Elect Silvija Seres For TNA Management 25 Elect Lisbeth Karin Nro For TNA Management 26 Elect Trine Sther Romuld For TNA Management 27 Elect Maalfrid Brath For TNA Management 28 Elect Elin Myrmel-Johansen (1. deputy) For TNA Management 29 Elect Randi Marjamaa (2. deputy) For TNA Management 30 Elect Anette Hjerto (3. deputy) For TNA Management 31 Elect Jan Tore Fosund to the For TNA Management Nomination Committee 32 Elect Anette Hjerto to the Nomination For TNA Management Committee 33 Corporate Assembly Fees For TNA Management 34 Nomination Committee Fees For TNA Management 35 Shareholder Proposal Regarding N/A TNA Shareholder Nomination committee fees 36 Non-Voting Meeting Note N/A TNA Management 37 Non-Voting Meeting Note N/A TNA Management 38 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- TELUS CORPORATION Ticker: T Security ID: 87971M103 Meeting Date: MAY 04, 2023 Meeting Type: Annual Record Date: MAR 06, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Raymond T. Chan For For Management 3 Elect Hazel Claxton For For Management 4 Elect Lisa de Wilde For For Management 5 Elect Victor G. Dodig For For Management 6 Elect Darren Entwistle For For Management 7 Elect Thomas E. Flynn For For Management 8 Elect Mary Jo Haddad For For Management 9 Elect Kathy Kinloch For For Management 10 Elect Christine Magee For For Management 11 Elect John P. Manley For For Management 12 Elect David Mowat For For Management 13 Elect Marc Parent For For Management 14 Elect Denise Pickett For For Management 15 Elect W. Sean Willy For For Management 16 Appointment of Auditor and Authority For For Management to Set Fees 17 Advisory Vote on Executive Compensation For For Management 18 Amendment to Restricted Share Unit Plan For For Management 19 Amendment to Performance Share Unit For For Management Plan -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 26, 2023 Meeting Type: Annual Record Date: MAR 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Tsuyoshi Nagano For For Management 4 Elect Satoru Komiya For For Management 5 Elect Kenji Okada For For Management 6 Elect Yoichi Moriwaki For For Management 7 Elect Yoshinori Ishii For For Management 8 Elect Kiyoshi Wada For For Management 9 Elect Shinichi Hirose For For Management 10 Elect Takashi Mitachi For For Management 11 Elect Nobuhiro Endo For For Management 12 Elect Shinya Katanozaka For Against Management 13 Elect Emi Osono For For Management 14 Elect Kosei Shindo For For Management 15 Elect Robert Alan Feldman For For Management 16 Elect Kichiichiro Yamamoto For For Management 17 Elect Haruka Matsuyama Haruka Kato For For Management 18 Elect Junko Shimizu as Statutory For For Management Auditor -------------------------------------------------------------------------------- TOTALENERGIES SE Ticker: TTE Security ID: F92124100 Meeting Date: MAY 26, 2023 Meeting Type: Mix Record Date: MAY 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management 8 Accounts and Reports For For Management 9 Consolidated Accounts and Reports For For Management 10 Allocation of Profits/Dividends For For Management 11 Authority to Repurchase and Reissue For For Management Shares 12 Special Auditors Report on Regulated For For Management Agreements 13 Elect Marie-Christine Coisne-Roquette For For Management 14 Elect Mark Cutifani For For Management 15 Elect Dierk Paskert For For Management 16 Elect Anelise Lara For For Management 17 2022 Remuneration Report For For Management 18 2023 Remuneration Policy (Board of For For Management Directors) 19 2022 Remuneration of Patrick Pouyanne, For For Management Chair and CEO 20 2023 Remuneration Policy (Chair and For For Management CEO) 21 Opinion on 2023 Sustainability and For For Management Climate Progress Report 22 Authority to Issue Performance Shares For For Management 23 Employee Stock Purchase Plan For For Management 24 Amendments to Articles Regarding the For For Management Suppression of Double Voting Rights 25 Shareholder Proposal Regarding Scope 3 Against Against Shareholder GHG Target and Alignment with Paris Agreement 26 Non-Voting Meeting Note N/A N/A Management 27 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- TREND MICRO INCORPORATED Ticker: 4704 Security ID: J9298Q104 Meeting Date: MAR 28, 2023 Meeting Type: Annual Record Date: DEC 31, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect CHANG Ming-Jang For Against Management 4 Elect Eva Chen For For Management 5 Elect Mahendra Negi For For Management 6 Elect Akihiko Omikawa For For Management 7 Elect Tetsuo Koga For For Management 8 Elect Koichiro Tokuoka For For Management 9 Amendments to Articles For For Management -------------------------------------------------------------------------------- TRYG AS Ticker: TRYG Security ID: K9640A110 Meeting Date: MAR 30, 2023 Meeting Type: Annual Record Date: MAR 23, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management 6 Non-Voting Meeting Note N/A N/A Management 7 Non-Voting Meeting Note N/A N/A Management 8 Non-Voting Agenda Item N/A N/A Management 9 Accounts and Reports For For Management 10 Ratification of Board and Management For For Management Acts 11 Allocation of Profits/Dividends For For Management 12 Remuneration Report For For Management 13 Directors' Fees For For Management 14 Authority to Reduce Share Capital For For Management 15 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 16 Authority to Repurchase Shares For For Management 17 Remuneration Policy For For Management 18 Elect Jukka Pertola For Against Management 19 Elect Mari Thjomoe For For Management 20 Elect Carl-Viggo Ostlund For For Management 21 Elect Mengmeng Du For For Management 22 Elect Thomas Hofman-Bang For For Management 23 Elect Steffen Kragh For For Management 24 Appointment of Auditor For For Management 25 Authorization of Legal Formalities For For Management 26 Non-Voting Agenda Item N/A N/A Management -------------------------------------------------------------------------------- UNILEVER PLC Ticker: ULVR Security ID: G92087165 Meeting Date: MAY 03, 2023 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report For For Management 3 Elect Nils Andersen For For Management 4 Elect Judith Hartmann For For Management 5 Elect Adrian Hennah For Against Management 6 Elect Alan Jope For For Management 7 Elect Andrea Jung For For Management 8 Elect Susan Kilsby For For Management 9 Elect Ruby Lu For For Management 10 Elect Strive T. Masiyiwa For For Management 11 Elect Youngme E. Moon For For Management 12 Elect Graeme D. Pitkethly For For Management 13 Elect Feike Sijbesma For For Management 14 Elect Nelson Peltz For For Management 15 Elect Hein Schumacher For For Management 16 Appointment of Auditor For For Management 17 Authority to Set Auditor's Fees For For Management 18 Authorisation of Political Donations For For Management 19 Authority to Issue Shares w/ For For Management Preemptive Rights 20 Authority to Issue Shares w/o For For Management Preemptive Rights 21 Authority to Issue Shares w/o For For Management Preemptive Rights (Specified Capital Investment) 22 Authority to Repurchase Shares For For Management 23 Authority to Set General Meeting For For Management Notice Period at 14 Days -------------------------------------------------------------------------------- VENTURE CORPORATION LIMITED Ticker: V03 Security ID: Y9361F111 Meeting Date: APR 27, 2023 Meeting Type: Annual Record Date: APR 25, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect HAN Thong Kwang For For Management 5 Directors' Fees For For Management 6 Appointment of Auditor and Authority For For Management to Set Fees 7 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 8 Authority to Issue Shares under the For Against Management Venture Corporation Executives' Share Option Scheme 2015 and the Venture Corporation Restricted Share Plan 2021 9 Authority to Repurchase and Reissue For For Management Shares -------------------------------------------------------------------------------- WESFARMERS LIMITED Ticker: WES Security ID: Q95870103 Meeting Date: OCT 27, 2022 Meeting Type: Annual Record Date: OCT 25, 2022 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Re-elect Jennifer Westacott For For Management 4 Re-elect Michael (Mike) Roche For For Management 5 Re-elect Sharon L. Warburton For Against Management 6 Remuneration Report For For Management 7 Equity Grant (MD/CEO KEEPP awards) For For Management -------------------------------------------------------------------------------- WH GROUP LIMITED Ticker: 0288 Security ID: G96007102 Meeting Date: JUN 06, 2023 Meeting Type: Annual Record Date: MAY 31, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Elect MA Xiangjie For For Management 5 Elect HUANG Ming For For Management 6 Elect Don LAU Jin Tin For For Management 7 Elect ZHOU Hui For For Management 8 Directors' Fees For For Management 9 Appointment of Auditor and Authority For For Management to Set Fees 10 Allocation of Profits/Dividends For For Management 11 Authority to Repurchase Shares For For Management 12 Authority to Issue Shares w/o For For Management Preemptive Rights 13 Authority to Issue Repurchased Shares For For Management 14 Amendments to Articles For For Management -------------------------------------------------------------------------------- WOODSIDE ENERGY GROUP LIMITED Ticker: WDS Security ID: Q98327333 Meeting Date: APR 28, 2023 Meeting Type: Annual Record Date: APR 26, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Re-elect Ian E. Macfarlane For Against Management 3 Re-elect Larry Archibald For For Management 4 Re-elect GOH Swee Chen For For Management 5 Elect Arnaud Breuillac For For Management 6 Elect Angela A. Minas For For Management 7 Remuneration Report For Against Management 8 Equity Grant (MD/CEO Meg O'Neill) For For Management 9 Approve Increase in NEDs' Fee Cap For For Management 10 Shareholder Proposal Regarding Against Against Shareholder Facilitating Nonbinding Proposals 11 Shareholder Proposal Regarding Against For Shareholder Disclosure of Capital Allocation Alignment With a Net Zero by 2050 Scenario -------------------------------------------------------------------------------- YARA INTERNATIONAL ASA Ticker: YAR Security ID: R9900C106 Meeting Date: JUN 12, 2023 Meeting Type: Annual Record Date: JUN 09, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Meeting Note N/A TNA Management 6 Notice of Meeting; Agenda For TNA Management 7 Election of Presiding Chair; Minutes For TNA Management 8 Authority to Set Auditor's Fees For TNA Management 9 Accounts and Reports; Report of the For TNA Management Board of Directors; Allocation of Profits and Dividends 10 Remuneration Policy For TNA Management 11 Remuneration Report For TNA Management 12 Corporate Governance Report For TNA Management 13 Election of Directors For TNA Management 14 Directors' Fees For TNA Management 15 Appointment of Nomination Committee For TNA Management Members 16 Nomination Committee Fees For TNA Management 17 Amendments to Articles For TNA Management 18 Authority to Repurchase Shares For TNA Management 19 Shareholder Proposal Regarding Against TNA Shareholder Independent Verification of Compliance with Labor and Human Rights Standards 20 Non-Voting Meeting Note N/A TNA Management 21 Non-Voting Meeting Note N/A TNA Management 22 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- ZURICH INSURANCE GROUP AG Ticker: ZURN Security ID: H9870Y105 Meeting Date: APR 06, 2023 Meeting Type: Annual Record Date: MAR 22, 2023 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Compensation Report For TNA Management 4 Allocation of Dividends For TNA Management 5 Ratification of Board and Management For TNA Management Acts 6 Elect Michel M. Lies as Member and as For TNA Management Board Chair 7 Elect Joan Lordi C. Amble For TNA Management 8 Elect Catherine P. Bessant For TNA Management 9 Elect Dame Alison J. Carnwath For TNA Management 10 Elect Christoph Franz For TNA Management 11 Elect Michael Halbherr For TNA Management 12 Elect Sabine Keller-Busse For TNA Management 13 Elect Monica Machler For TNA Management 14 Elect Kishore Mahbubani For TNA Management 15 Elect Peter Maurer For TNA Management 16 Elect Jasmin Staiblin For TNA Management 17 Elect Barry Stowe For TNA Management 18 Elect Michel M. Lies as Compensation For TNA Management Committee Member 19 Elect Catherine P. Bessant as For TNA Management Compensation Committee Member 20 Elect Christoph Franz as Compensation For TNA Management Committee Member 21 Elect Sabine Keller-Busse as For TNA Management Compensation Committee Member 22 Elect Kishore Mahbubani as For TNA Management Compensation Committee Member 23 Elect Jasmin Staiblin as Compensation For TNA Management Committee Member 24 Appointment of Independent Proxy For TNA Management 25 Appointment of Auditor For TNA Management 26 Board Compensation For TNA Management 27 Executive Compensation For TNA Management 28 Approval of a Capital Band For TNA Management 29 Amendments to Articles (Share Register) For TNA Management 30 Amendments to Articles (General For TNA Management Meetings) 31 Amendments to Articles (Miscellaneous) For TNA Management 32 Non-Voting Meeting Note N/A TNA Management ========== END NPX REPORT SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) ETFis Series Trust I By: /s/ William Smalley ------------------------------------------- William Smalley, President Date: August 18, 2023