485BXT 1 d527249d485bxt.htm SPDR SERIES TRUST SPDR SERIES TRUST

As filed with the Securities and Exchange Commission on August 21, 2023

Securities Act File No. 333-57793

Investment Company Act of 1940 File No. 811-08839

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

   THE SECURITIES ACT OF 1933  
   Post-Effective Amendment No. 308  

And

REGISTRATION STATEMENT

UNDER

   THE INVESTMENT COMPANY ACT OF 1940  
   Amendment No. 310  

 

 

SPDR® SERIES TRUST

(Exact Name of Registrant as Specified in Charter)

 

 

One Iron Street

Boston, Massachusetts 02110

(Address of Principal Executive Offices)

Registrant’s Telephone Number: (617) 664-1465

Sean O’Malley, Esq.

Senior Vice President and General Counsel

c/o SSGA Funds Management, Inc.

One Iron Street

Boston, Massachusetts 02210

(Name and Address of Agent for Service)

 

 

Copies to:

W. John McGuire, Esq.

Morgan, Lewis & Bockius LLP

1111 Pennsylvania Avenue, NW

Washington, DC 20004

It is proposed that this filing will become effective:

 

immediately upon filing pursuant to Rule 485, paragraph (b)

on September 11, 2023 pursuant to Rule 485, paragraph (b)

60 days after filing pursuant to Rule 485, paragraph (a)(1)

on _________________ pursuant to Rule 485, paragraph (a)(1)

75 days after filing pursuant to Rule 485, paragraph (a)(2)

on _________________ pursuant to Rule 485, paragraph (a)(2)

 

this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 


NOTE: This Post-Effective Amendment No. 308 to the Registrant’s Registration Statement on Form N-1A is being filed pursuant to paragraph (b)(1)(iii) of Rule 485 under the Securities Act of 1933, as amended (the “Securities Act”), solely for the purpose of delaying, until September 11, 2023, the effectiveness of Post-Effective Amendment No. 307 to the Registrant’s Registration Statement on Form N-1A, with respect to the SPDR Portfolio S&P Sector Neutral Dividend ETF, which was filed pursuant to Rule 485(a) under the Securities Act on June 8, 2023 (the “Amendment”).

Part A. INFORMATION REQUIRED IN A PROSPECTUS

Part A is incorporated by reference to Part A of the Amendment.

Part B. INFORMATION REQUIRED IN A STATEMENT OF ADDITIONAL INFORMATION

Part B is incorporated by reference to Part B of the Amendment.

Part C. OTHER INFORMATION

Part C is incorporated by reference to Part C of the Amendment.


SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, SPDR® Series Trust, the Registrant, certifies that it meets all the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b)(1)(iii) under the Securities Act of 1933, as amended, and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Boston and the Commonwealth of Massachusetts on the 21st day of August, 2023.

 

SPDR SERIES TRUST
By:   /s/ Ann M. Carpenter
  Ann M. Carpenter
  President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated:

 

SIGNATURES    TITLE   DATE

/s/ Dwight D. Churchill*

Dwight D. Churchill

   Trustee   August 21, 2023

/s/ Carolyn M. Clancy*

Carolyn M. Clancy

   Trustee   August 21, 2023

/s/ Clare S. Richer*

Clare S. Richer

   Trustee   August 21, 2023

/s/ Kristi L. Rowsell*

Kristi L. Rowsell

   Trustee   August 21, 2023

/s/ Sandra G. Sponem*

Sandra G. Sponem

   Trustee   August 21, 2023

/s/ Carl G. Verboncoeur*

Carl G. Verboncoeur

   Trustee   August 21, 2023

/s/ Gunjan Chauhan*

Gunjan Chauhan

   Trustee   August 21, 2023

/s/ James E. Ross*

James E. Ross

   Trustee   August 21, 2023

/s/ Ann M. Carpenter

Ann M. Carpenter

   President and Principal Executive Officer   August 21, 2023

/s/ Bruce S. Rosenberg

Bruce S. Rosenberg

   Treasurer and Principal Financial Officer
(fulfills the role of Principal Accounting
Officer)
  August 21, 2023

 

*By:   /s/ Edmund Gerard Maiorana, Jr.
  Edmund Gerard Maiorana, Jr.
  As Attorney-in-Fact
  Pursuant to Power of Attorney