|
Custodians Record:
1 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | PT Bank HSBC Indonesia |
ii. LEI, if any | 213800HW5IDIRLWH1203 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Citibank Europe PLC (Czech Republic) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | BANCO CITIBANK S A |
ii. LEI, if any | 1P0UUG7LC1S92QTNHG39 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | HSBC Mumbai |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Standard Chartered Bank, Philippines Branch |
ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | HSBC Bank Egypt S.A.E. |
ii. LEI, if any | 2138001Q77JDLESS4Y50 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | Bank Polska Kasa Opieki S.A. |
ii. LEI, if any | 5493000LKS7B3UTF7H35 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | Citibank Europe PLC (Greece) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Banco Santander Chile |
ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any | 549300242J3IJCOSGI49 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | HSBC Bank Middle East Limited, Kuwait |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KUWAIT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | Citibanamex Afore, S.A. de C.V. |
ii. LEI, if any | 5493004NLEXB8DK06353 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | CIBC Mellon Trust Company |
ii. LEI, if any | 549300IYUUH221WBZ505 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name | Citibank Maghreb S.A. |
ii. LEI, if any | 5493003FVWLMBFTISI11 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MOROCCO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name | PJSC ROSBANK |
ii. LEI, if any | HOXMZG026UQNRK6J0C60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name | Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any | 549300JTJBG2QBI8KD48 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name | HSBC Bank (Taiwan) Limited |
ii. LEI, if any | 549300SG184IVNYDMN03 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TAIWAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name | HSBC QIANHAI SECURITIES LIMITED |
ii. LEI, if any | 213800H3TEBTFHD5JR69 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name | The Standard Bank of South Africa Limited |
ii. LEI, if any | QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name | Deutsche Bank AG, Manila Branch |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name | The Hongkong and Shanghai Banking Corporation, Seoul |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
39 |
i. Full name | Citibank Anonim Sirketi |
ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
40 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
41 |
i. Full name | HSBC Bank Middle East Ltd. (Qatar) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
QATAR
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
42 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
43 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
44 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Thailand) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
45 |
i. Full name | Aberdeen Euro Vallalati Kotveny Alapok Alapja |
ii. LEI, if any | 549300UJQU5R5G17NH37 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
46 |
i. Full name | HSBC Bank Malaysia Berhad |
ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
47 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
48 |
i. Full name | HSBC Saudi Arabia Limited |
ii. LEI, if any | 558600MV09XWUB38H245 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SAUDI ARABIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
49 |
i. Full name | HSBC Bank (China) Company Limited |
ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
50 |
i. Full name | MUFG Bank, Ltd. |
ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
51 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
52 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
53 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
54 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
55 |
i. Full name | Citibank del Peru S.A. |
ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | MUFG Bank, Ltd. |
ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | Bank Polska Kasa Opieki S.A. |
ii. LEI, if any | 5493000LKS7B3UTF7H35 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Citibank Europe PLC (Czech Republic) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Citibanamex Afore, S.A. de C.V. |
ii. LEI, if any | 5493004NLEXB8DK06353 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any | 549300242J3IJCOSGI49 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | Citibank Anonim Sirketi |
ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | Banco Santander Chile |
ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | The Hongkong and Shanghai Banking Corporation, Seoul |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | The Standard Bank of South Africa Limited |
ii. LEI, if any | QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | Citibank N.A., Argentina |
ii. LEI, if any | 579100KKDGKCFFKKF005 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ARGENTINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | PJSC ROSBANK |
ii. LEI, if any | HOXMZG026UQNRK6J0C60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | PT Bank HSBC Indonesia |
ii. LEI, if any | 213800HW5IDIRLWH1203 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Thailand) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | Citibank Europe plc, Romania Branch |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ROMANIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | HSBC Bank Malaysia Berhad |
ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | BANCO CITIBANK S A |
ii. LEI, if any | 1P0UUG7LC1S92QTNHG39 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Aberdeen Euro Vallalati Kotveny Alapok Alapja |
ii. LEI, if any | 549300UJQU5R5G17NH37 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | Standard Chartered Bank, Philippines Branch |
ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Citibank del Peru S.A. |
ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | HSBC Bank (China) Company Limited |
ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | HSBC Bank (Taiwan) Limited |
ii. LEI, if any | 549300SG184IVNYDMN03 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TAIWAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Thailand) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | Standard Chartered Bank, Philippines Branch |
ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any | 549300JTJBG2QBI8KD48 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | HSBC Mumbai |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | PT Bank HSBC Indonesia |
ii. LEI, if any | 213800HW5IDIRLWH1203 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | HSBC Bank Malaysia Berhad |
ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | Deutsche Bank AG, Manila Branch |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Citibank Anonim Sirketi |
ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Banco Santander Chile |
ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | The Hongkong and Shanghai Banking Corporation, Seoul |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | BANCO CITIBANK S A |
ii. LEI, if any | 1P0UUG7LC1S92QTNHG39 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name | Citibank Europe PLC (Greece) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name | Banco Bilbao Vizcaya Argentaria SA |
ii. LEI, if any | K8MS7FD7N5Z2WQ51AZ71 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name | HSBC Saudi Arabia Limited |
ii. LEI, if any | 558600MV09XWUB38H245 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SAUDI ARABIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name | Citibank Maghreb S.A. |
ii. LEI, if any | 5493003FVWLMBFTISI11 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MOROCCO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name | CIBC Mellon Trust Company |
ii. LEI, if any | 549300IYUUH221WBZ505 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name | Citibank del Peru S.A. |
ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name | Bank Polska Kasa Opieki S.A. |
ii. LEI, if any | 5493000LKS7B3UTF7H35 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
39 |
i. Full name | HSBC Bank Middle East Limited, Kuwait |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KUWAIT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
40 |
i. Full name | Citibanamex Afore, S.A. de C.V. |
ii. LEI, if any | 5493004NLEXB8DK06353 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
41 |
i. Full name | Aberdeen Euro Vallalati Kotveny Alapok Alapja |
ii. LEI, if any | 549300UJQU5R5G17NH37 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
42 |
i. Full name | HSBC Bank Egypt S.A.E. |
ii. LEI, if any | 2138001Q77JDLESS4Y50 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
43 |
i. Full name | PJSC ROSBANK |
ii. LEI, if any | HOXMZG026UQNRK6J0C60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
44 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
45 |
i. Full name | The Standard Bank of South Africa Limited |
ii. LEI, if any | QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
46 |
i. Full name | HSBC Bank Middle East Ltd. (Qatar) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
QATAR
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
47 |
i. Full name | Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any | 549300242J3IJCOSGI49 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
48 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
49 |
i. Full name | MUFG Bank, Ltd. |
ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
50 |
i. Full name | HSBC QIANHAI SECURITIES LIMITED |
ii. LEI, if any | 213800H3TEBTFHD5JR69 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
51 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
52 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
53 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
54 |
i. Full name | Citibank Europe PLC (Czech Republic) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
55 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | HSBC Bank Bermuda Limited |
ii. LEI, if any | 0W1U67PTV5WY3WYWKD79 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BERMUDA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | PT Bank HSBC Indonesia |
ii. LEI, if any | 213800HW5IDIRLWH1203 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | HSBC QIANHAI SECURITIES LIMITED |
ii. LEI, if any | 213800H3TEBTFHD5JR69 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Bank Polska Kasa Opieki S.A. |
ii. LEI, if any | 5493000LKS7B3UTF7H35 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | MUFG Bank, Ltd. |
ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | HSBC Bank (Taiwan) Limited |
ii. LEI, if any | 549300SG184IVNYDMN03 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TAIWAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | BANCO CITIBANK S A |
ii. LEI, if any | 1P0UUG7LC1S92QTNHG39 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | Citibanamex Afore, S.A. de C.V. |
ii. LEI, if any | 5493004NLEXB8DK06353 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | The Standard Bank of South Africa Limited |
ii. LEI, if any | QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | The Hongkong and Shanghai Banking Corporation Limited, Mauritius Branch |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MAURITIUS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | HSBC Bank Egypt S.A.E. |
ii. LEI, if any | 2138001Q77JDLESS4Y50 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | HSBC Mumbai |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | Banco Santander Chile |
ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name | The Hongkong and Shanghai Banking Corporation, Seoul |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name | Citibank Anonim Sirketi |
ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name | HSBC Bank Bermuda Limited |
ii. LEI, if any | 0W1U67PTV5WY3WYWKD79 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BERMUDA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name | HSBC Bank Malaysia Berhad |
ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name | CIBC Mellon Trust Company |
ii. LEI, if any | 549300IYUUH221WBZ505 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name | PJSC ROSBANK |
ii. LEI, if any | HOXMZG026UQNRK6J0C60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name | Standard Chartered Bank, Philippines Branch |
ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
39 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
40 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
41 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
42 |
i. Full name | Citibank Europe PLC (Greece) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
43 |
i. Full name | HSBC Bank (China) Company Limited |
ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
44 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
45 |
i. Full name | Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any | 549300JTJBG2QBI8KD48 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
46 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
47 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Thailand) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | Mizuho Bank, Ltd. |
ii. LEI, if any | RB0PEZSDGCO3JS6CEU02 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | Banco Bilbao Vizcaya Argentaria SA |
ii. LEI, if any | K8MS7FD7N5Z2WQ51AZ71 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Broker Dealers Record:
1 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
|
Custodians Record:
1 |
i. Full name | Skandinaviska Enskilda Banken AB, Copenhagen Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
DENMARK
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
2 |
i. Full name | Standard Chartered Bank (Singapore) Limited |
ii. LEI, if any | 549300MDYVVHJ8D1DW28 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SINGAPORE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
3 |
i. Full name | The Hongkong and Shanghai Banking Corporation, Seoul |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
4 |
i. Full name | Bank Polska Kasa Opieki S.A. |
ii. LEI, if any | 5493000LKS7B3UTF7H35 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
POLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
5 |
i. Full name | BANCO CITIBANK S A |
ii. LEI, if any | 1P0UUG7LC1S92QTNHG39 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BRAZIL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
6 |
i. Full name | HSBC Bank (Taiwan) Limited |
ii. LEI, if any | 549300SG184IVNYDMN03 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TAIWAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
7 |
i. Full name | PT Bank HSBC Indonesia |
ii. LEI, if any | 213800HW5IDIRLWH1203 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDONESIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
8 |
i. Full name | Aberdeen Euro Vallalati Kotveny Alapok Alapja |
ii. LEI, if any | 549300UJQU5R5G17NH37 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HUNGARY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
9 |
i. Full name | Citibank Maghreb S.A. |
ii. LEI, if any | 5493003FVWLMBFTISI11 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MOROCCO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
10 |
i. Full name | HSBC Bank Middle East Ltd. (Qatar) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
QATAR
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
11 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Thailand) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
THAILAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
12 |
i. Full name | The Bank of New York Mellon |
ii. LEI, if any | HPFHU0OQ28E4N0NFVK49 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
13 |
i. Full name | The Depository Trust Company |
ii. LEI, if any | 549300HBJLRO8YFMI370 |
iii. State, if applicable |
NEW YORK
|
iv. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
14 |
i. Full name | Skandinaviska Enskilda Banken AB, Helsinki Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FINLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
15 |
i. Full name | HSBC Bank (China) Company Limited |
ii. LEI, if any | 2CZOJRADNJXBLT55G526 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
16 |
i. Full name | Citibank Europe Plc, Sucursal em Portugal |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PORTUGAL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
17 |
i. Full name | The Bank of New York Mellon (United Kingdom) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
18 |
i. Full name | HSBC Bank Middle East Limited, Kuwait |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
KUWAIT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
19 |
i. Full name | The Bank of New York Mellon SA/NV (Germany) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GERMANY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
20 |
i. Full name | The Bank of New York Mellon, SA/NV (Netherlands) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NETHERLANDS
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
21 |
i. Full name | UniCredit Bank Austria AG |
ii. LEI, if any | D1HEB8VEU6D9M8ZUXG17 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
22 |
i. Full name | Citibank Anonim Sirketi |
ii. LEI, if any | CWZ8NZDH5SKY12Q4US31 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
TURKEY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
23 |
i. Full name | Skandinaviska Enskilda Banken AB, Oslo Branch |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NORWAY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
24 |
i. Full name | HSBC QIANHAI SECURITIES LIMITED |
ii. LEI, if any | 213800H3TEBTFHD5JR69 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHINA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
25 |
i. Full name | Citibank Europe PLC (Czech Republic) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CZECHIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
26 |
i. Full name | MUFG Bank, Ltd. |
ii. LEI, if any | C3GTMMZIHMY46P4OIX74 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
JAPAN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
27 |
i. Full name | Citibank Europe PLC (Greece) |
ii. LEI, if any | N1FBEDJ5J41VKZLO2475 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
GREECE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
28 |
i. Full name | CIBC Mellon Trust Company |
ii. LEI, if any | 549300IYUUH221WBZ505 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
29 |
i. Full name | HSBC Saudi Arabia Limited |
ii. LEI, if any | 558600MV09XWUB38H245 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SAUDI ARABIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
30 |
i. Full name | Credit Suisse (Switzerland) Ltd. |
ii. LEI, if any | 549300CWR0W0BCS9Q144 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWITZERLAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
31 |
i. Full name | Euroclear SA/NV |
ii. LEI, if any | 549300CBNW05DILT6870 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
32 |
i. Full name | Standard Chartered Bank, Philippines Branch |
ii. LEI, if any | RILFO74KP1CM8P6PCT96 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
33 |
i. Full name | The Hongkong and Shanghai Banking Corporation (Hong Kong) |
ii. LEI, if any | 2HI3YI5320L3RW6NJ957 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
HONG KONG
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
34 |
i. Full name | Deutsche Bank AG, Manila Branch |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PHILIPPINES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
35 |
i. Full name | Banco Santander Chile |
ii. LEI, if any | 3YJP8HORPAEXJ80D6368 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
CHILE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
36 |
i. Full name | Bank Hapoalim B.M. |
ii. LEI, if any | B6ARUI4946ST4S7WOU88 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ISRAEL
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
37 |
i. Full name | EUROCLEAR BANK SA/NV |
ii. LEI, if any | 549300OZ46BRLZ8Y6F65 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
38 |
i. Full name | The Bank of New York Mellon, SA/NV (Italy) |
ii. LEI, if any | MMYX0N4ZEZ13Z4XCG897 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
ITALY
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
39 |
i. Full name | Cititrust Colombia S A Sociedad Fiduciaria |
ii. LEI, if any | 549300242J3IJCOSGI49 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
COLOMBIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
40 |
i. Full name | HSBC Bank Malaysia Berhad |
ii. LEI, if any | P3RPN9OJFCXUPJWB1Q09 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
41 |
i. Full name | The Standard Bank of South Africa Limited |
ii. LEI, if any | QFC8ZCW3Q5PRXU1XTM60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SOUTH AFRICA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
42 |
i. Full name | HSBC Bank Egypt S.A.E. |
ii. LEI, if any | 2138001Q77JDLESS4Y50 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
EGYPT
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
43 |
i. Full name | HSBC NOMINEES (NEW ZEALAND) LIMITED |
ii. LEI, if any | 213800NHDWIZKO5KIH05 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
NEW ZEALAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
44 |
i. Full name | Standard Chartered Bank Malaysia Berhad |
ii. LEI, if any | 549300JTJBG2QBI8KD48 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MALAYSIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
45 |
i. Full name | Citibanamex Afore, S.A. de C.V. |
ii. LEI, if any | 5493004NLEXB8DK06353 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
MEXICO
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
46 |
i. Full name | The Bank of New York Mellon (Ireland) |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
IRELAND
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
47 |
i. Full name | Banque Nationale de Belgique SA/NV |
ii. LEI, if any | CGYP50QBGGR6NCHTSN68 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
BELGIUM
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
48 |
i. Full name | Citibank del Peru S.A. |
ii. LEI, if any | MYTK5NHHP1G8TVFGT193 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
PERU
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
49 |
i. Full name | CACEIS BANK SPAIN S.A. |
ii. LEI, if any | 95980020140005970915 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SPAIN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
50 |
i. Full name | PJSC ROSBANK |
ii. LEI, if any | HOXMZG026UQNRK6J0C60 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
RUSSIAN FEDERATION
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
51 |
i. Full name | HSBC Bank Middle East Ltd. (UAE) |
ii. LEI, if any | 549300F99IL9YJDWH369 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
52 |
i. Full name | HSBC Mumbai |
ii. LEI, if any | N/A |
iii. State, if applicable | |
iv. Foreign country, if applicable |
INDIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
53 |
i. Full name | Skandinaviska Enskilda Banken AB, Stockholm |
ii. LEI, if any | F3JS33DEI6XQ4ZBPTN86 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
SWEDEN
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
54 |
i. Full name | Euroclear France |
ii. LEI, if any | 54930060MY6S68NEUP16 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
FRANCE
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
Custodians Record:
55 |
i. Full name | HSBC Bank Australia Limited |
ii. LEI, if any | DY9DBNI4W8J63Z298033 |
iii. State, if applicable | |
iv. Foreign country, if applicable |
AUSTRALIA
|
v. Is the custodian an affiliated person of
the Fund
or its
investment adviser(s)?
|
Yes
No
|
vi. Is the custodian a sub-custodian?
|
Yes
No
|
vii. With respect to the custodian, check
below to
indicate
the type
of custody:
|
1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
2.Member national securities exchange - rule 17f-1 (17 CFR
270.17f-1)
3.Self - rule 17f-2 (17 CFR 270.17f-2)
4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
6.Futures commission merchants and commodity clearing
organizations - rule 17f-6 (17 CFR 270.17f-6)
7.Foreign securities depository - rule 17f-7 (17 CFR
270.17f-7)
8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
9.Other
|
|
Broker Dealers Record:
1 |
a. Full name | Deutsche Securities Korea Co. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J0N5FYROZOL786 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
2 |
a. Full name | Deutsche Bank Securities Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
3 |
a. Full name | Deutsche Equities India Private Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900K9ENYPTKECK071 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
4 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale New Delhi |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
5 |
a. Full name | DWS Investments Hong Kong Limited |
b. SEC file number | N/A |
c. CRD number | 000139666 |
d. LEI, if any | 529900RX8DKTJ81MHL26 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
6 |
a. Full name | DWS Distributors, Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
7 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangkok |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
THAILAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
8 |
a. Full name | Deutsche Bank Securities Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
9 |
a. Full name | DWS Distributors, Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
10 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Chennai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
11 |
a. Full name | DWS Distributors, Inc., New York Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
12 |
a. Full name | Deutsche Bank Securities Inc., Miami Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
13 |
a. Full name | Deutsche Bank Securities Inc., San Francisco Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
14 |
a. Full name | Deutsche Securities Saudi Arabia (a closed joint stock company) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CKC4TXHVRKX638 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
15 |
a. Full name | Deutsche Bank Securities Inc., Los Angeles Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
16 |
a. Full name | DWS Distributors, Inc., Jacksonville Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
FLORIDA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
17 |
a. Full name | Yieldbroker Pty Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300QRJM24CLE17N18 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
18 |
a. Full name | Deutsche Securities, S.A. de C.V., Casa de Bolsa |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900G9Z4I79FGUE649 |
e. State, if applicable | |
f. Foreign country, if applicable |
MEXICO
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
19 |
a. Full name | Deutsche Bank Societa per Azioni |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SS7ZWCX82U3W60 |
e. State, if applicable | |
f. Foreign country, if applicable |
ITALY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
20 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Bangalore |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
21 |
a. Full name | Deutsche Oppenheim Family Office AG |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299003G9CMV5CY1FU81 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
22 |
a. Full name | Deutsche Bank Securities Inc., Boston Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
MASSACHUSETTS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
23 |
a. Full name | DB International (Asia) Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900396G5HWCV38G39 |
e. State, if applicable | |
f. Foreign country, if applicable |
SINGAPORE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
24 |
a. Full name | DWS Investment S.A. |
b. SEC file number | N/A |
c. CRD number | 000300838 |
d. LEI, if any | 549300L70BS183Y6ML67 |
e. State, if applicable | |
f. Foreign country, if applicable |
LUXEMBOURG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
25 |
a. Full name | DWS Distributors, Inc., Chicago Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
26 |
a. Full name | DWS Investments Japan Limited |
b. SEC file number | N/A |
c. CRD number | 000118540 |
d. LEI, if any | 529900GOHDG5JKIJXT78 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
27 |
a. Full name | OOO "Deutsche Bank" |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900EHFBA8MNCV8M81 |
e. State, if applicable | |
f. Foreign country, if applicable |
RUSSIAN FEDERATION
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
28 |
a. Full name | DWS Distributors, Inc. |
b. SEC file number | 008-47765 |
c. CRD number | 000037306 |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
ILLINOIS
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
29 |
a. Full name | Deutsche Securities Asia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900D90NAWLSQNTI12 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
30 |
a. Full name | TFS-ICAP, LLC |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300E9RR7X18FR6M91 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
31 |
a. Full name | Deutsche Bank Securities Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900AZS6GG6GBDMN90 |
e. State, if applicable | |
f. Foreign country, if applicable |
CANADA (FEDERAL LEVEL)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
32 |
a. Full name | HGI (USA) Investments LLC |
b. SEC file number | 008-69179 |
c. CRD number | 000165614 |
d. LEI, if any | N/A |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
33 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Hongkong |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HONG KONG
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
34 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Riad |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SAUDI ARABIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
35 |
a. Full name | Deutsche Securities Inc. |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900CK34A0NLD3NN83 |
e. State, if applicable | |
f. Foreign country, if applicable |
JAPAN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
36 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Athen |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GREECE
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
37 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Kalkutta |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
38 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Seoul |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
KOREA (THE REPUBLIC OF)
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
39 |
a. Full name | Deutsche Bank Aktiengesellschaft |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
40 |
a. Full name | Deutsche Bank, Sociedad Anonima Espanola |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900SICIK5OVMVY186 |
e. State, if applicable | |
f. Foreign country, if applicable |
SPAIN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
41 |
a. Full name | DWS Distributors, Inc., Costa Mesa Branch |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 5299007T18XBURKJ1V64 |
e. State, if applicable |
CALIFORNIA
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
42 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Mumbai |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
INDIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
43 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Manila (full bank-licence) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
PHILIPPINES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
44 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Prag |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
CZECHIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
45 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Zurich |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWITZERLAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
46 |
a. Full name | Deutsche Bank Securities Inc. |
b. SEC file number | 008-17822 |
c. CRD number | 000002525 |
d. LEI, if any | 9J6MBOOO7BECTDTUZW19 |
e. State, if applicable |
NEW YORK
|
f. Foreign country, if applicable |
UNITED STATES OF AMERICA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
47 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Ungarn |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
HUNGARY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
48 |
a. Full name | TFS-ICAP Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 549300ETKP1MFYX3RQ19 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
49 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Colombo - Foreign Currency Banking Unit |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SRI LANKA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
50 |
a. Full name | Deutsche Capital Markets Australia Limited |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 529900J30GWJRSJWJL27 |
e. State, if applicable | |
f. Foreign country, if applicable |
AUSTRALIA
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
51 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Stockholm |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
SWEDEN
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
52 |
a. Full name | Deutsche Bank Aktiengesellschaft, Filiale Dubai (DIFC) |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 7LTWFZYICNSX8D621K86 |
e. State, if applicable | |
f. Foreign country, if applicable |
UNITED ARAB EMIRATES
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |
Broker Dealers Record:
53 |
a. Full name | MorgenFund Gmbh |
b. SEC file number | N/A |
c. CRD number | N/A |
d. LEI, if any | 52990037OIEQO0EVFH64 |
e. State, if applicable | |
f. Foreign country, if applicable |
GERMANY
|
g. Total commissions paid to the affiliated
broker-dealer for the reporting period:
| 0.00000000 |