The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 642,023 | 159,311 | SH | OTR | 2 | 0 | 159,311 | 0 | ||
ACLARION INC | *W EXP 04/21/202 | 655187110 | 44,978 | 178,416 | SH | SOLE | 178,416 | 0 | 0 | |||
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 589,386 | 370,683 | SH | OTR | 2 | 0 | 370,683 | 0 | ||
AIRGAIN INC | COM | 00938A104 | 973,933 | 180,358 | SH | OTR | 2 | 0 | 180,358 | 0 | ||
AMERICAN HOMES 4 RENT | CL A | 02665T306 | 233,899 | 6,598 | SH | SOLE | 6,598 | 0 | 0 | |||
AMYRIS INC | NOTE 1.500%11/1 | 03236MAJ0 | 528,995 | 2,641,000 | PRN | OTR | 1 | 0 | 2,641,000 | 0 | ||
AMYRIS INC | PUT | 03236M950 | 158,910 | 333,100 | SH | Put | OTR | 1 | 0 | 333,100 | 0 | |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 4,708,618 | 87,472 | SH | OTR | 2 | 0 | 87,472 | 0 | ||
ANNOVIS BIO INC | COM | 03615A108 | 1,495,463 | 104,651 | SH | OTR | 2 | 0 | 104,651 | 0 | ||
APARTMENT INCOME REIT CORP | COM | 03750L109 | 280,636 | 7,776 | SH | SOLE | 7,776 | 0 | 0 | |||
APELLIS PHARMACEUTICALS INC | PUT | 03753U956 | 13,898 | 21,800 | SH | Put | SOLE | 21,800 | 0 | 0 | ||
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 2,112,505 | 27,503 | SH | OTR | 3 | 0 | 27,503 | 0 | ||
APPLIED DIGITAL CORP | COM NEW | 038169207 | 149,002 | 15,936 | SH | SOLE | 15,936 | 0 | 0 | |||
APREA THERAPEUTICS INC | COM NEW | 03836J201 | 274,582 | 87,169 | SH | OTR | 2 | 0 | 87,169 | 0 | ||
APYX MEDICAL CORPORATION | COM | 03837C106 | 1,556,594 | 309,462 | SH | OTR | 2 | 0 | 309,462 | 0 | ||
ARLO TECHNOLOGIES INC | COM | 04206A101 | 116,388 | 10,668 | SH | SOLE | 10,668 | 0 | 0 | |||
ARTERIS INC | COM | 04302A104 | 185,647 | 27,221 | SH | SOLE | 27,221 | 0 | 0 | |||
ARTERIS INC | COM | 04302A104 | 99,790 | 14,632 | SH | SOLE | 14,632 | 0 | 0 | |||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 124,649 | 22,998 | SH | SOLE | 22,998 | 0 | 0 | |||
ASURE SOFTWARE INC | COM | 04649U102 | 173,888 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | |||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 4,174,954 | 125,111 | SH | OTR | 2 | 0 | 125,111 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 182,367 | 5,465 | SH | SOLE | 5,465 | 0 | 0 | |||
ASTRAZENECA PLC | PUT | 046353958 | 166,091 | 137,200 | SH | Put | SOLE | 137,200 | 0 | 0 | ||
ASTRAZENECA PLC | CALL | 046353908 | 68,440 | 47,200 | SH | Call | SOLE | 47,200 | 0 | 0 | ||
BANK AMERICA CORP | COM | 060505104 | 1,155,432 | 40,273 | SH | OTR | 3 | 0 | 40,273 | 0 | ||
BARCLAYS PLC | PUT | 06738E954 | 10,630 | 51,300 | SH | Put | OTR | 1 | 0 | 51,300 | 0 | |
BIODESIX INC | COM | 09075X108 | 1,554,094 | 1,263,491 | SH | OTR | 2 | 0 | 1,263,491 | 0 | ||
BK TECHNOLOGIES CORPORATION | COM NEW | 05587G203 | 1,357,109 | 81,951 | SH | OTR | 2 | 0 | 81,951 | 0 | ||
BLOOMIN BRANDS INC | NOTE 5.000% 5/0 | 094235AB4 | 8,571,464 | 3,552,000 | PRN | OTR | 1 | 0 | 3,552,000 | 0 | ||
BRAINSTORM CELL THERAPEUTICS | COM NEW | 10501E201 | 361,660 | 175,563 | SH | OTR | 2 | 0 | 175,563 | 0 | ||
BRAINSWAY LTD | SPONSORED ADS | 10501L106 | 720,947 | 317,598 | SH | OTR | 2 | 0 | 317,598 | 0 | ||
BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 | 258,075 | 55,500 | SH | SOLE | 55,500 | 0 | 0 | |||
BROADWIND INC | COM NEW | 11161T207 | 946,214 | 247,700 | SH | OTR | 2 | 0 | 247,700 | 0 | ||
BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 36,552 | 136,000 | PRN | OTR | 1 | 0 | 136,000 | 0 | ||
CALAMP CORP | COM | 128126109 | 544,321 | 513,510 | SH | OTR | 2 | 0 | 513,510 | 0 | ||
CAMBIUM NETWORKS CORP | SHS | G17766109 | 1,123,860 | 73,841 | SH | OTR | 2 | 0 | 73,841 | 0 | ||
CANTALOUPE INC | COM | 138103106 | 127,185 | 15,978 | SH | SOLE | 15,978 | 0 | 0 | |||
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,931,584 | 17,661 | SH | OTR | 3 | 0 | 17,661 | 0 | ||
CAPSTONE GREEN ENERGY CORP | COM | 14067D508 | 180,905 | 150,754 | SH | OTR | 2 | 0 | 150,754 | 0 | ||
CARDLYTICS INC | COM | 14161W105 | 326,213 | 51,616 | SH | OTR | 3 | 0 | 51,616 | 0 | ||
CASA SYS INC | COM | 14713L102 | 109,183 | 89,494 | SH | SOLE | 89,494 | 0 | 0 | |||
CARNIVAL CORP | NOTE 5.750%10/0 | 143658BT8 | 1,613,834 | 809,000 | PRN | OTR | 1 | 0 | 809,000 | 0 | ||
CARNIVAL CORP | PUT | 143658950 | 8,770 | 175,400 | SH | Put | OTR | 1 | 0 | 175,400 | 0 | |
CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 | 611,343 | 313,509 | SH | OTR | 2 | 0 | 313,509 | 0 | ||
CERAGON NETWORKS LTD | ORD | M22013102 | 137,334 | 65,397 | SH | SOLE | 65,397 | 0 | 0 | |||
CLENE INC | COMMON STOCK | 185634102 | 1,304,534 | 1,482,593 | SH | OTR | 2 | 0 | 1,482,593 | 0 | ||
CINEMARK HLDGS INC | NOTE 4.500% 8/1 | 17243VAB8 | 3,291,531 | 2,401,000 | PRN | OTR | 1 | 0 | 2,401,000 | 0 | ||
CINEMARK HLDGS INC | PUT | 17243V952 | 19,930 | 224,200 | SH | Put | OTR | 1 | 0 | 224,200 | 0 | |
CNX RES CORP | NOTE 2.250% 5/0 | 12653CAG3 | 606,808 | 408,000 | PRN | OTR | 1 | 0 | 408,000 | 0 | ||
COGNITION THERAPEUTICS INC | COM | 19243B102 | 930,956 | 508,719 | SH | OTR | 2 | 0 | 508,719 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 92,614 | 16,450 | SH | SOLE | 16,450 | 0 | 0 | |||
COYA THERAPEUTICS INC | COMMON STOCK | 22407B108 | 596,227 | 146,493 | SH | OTR | 2 | 0 | 146,493 | 0 | ||
CTO RLTY GROWTH INC NEW | COM | 22948Q101 | 459,386 | 26,802 | SH | SOLE | 26,802 | 0 | 0 | |||
CVD EQUIP CORP | COM | 126601103 | 617,156 | 83,739 | SH | OTR | 2 | 0 | 83,739 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 399,532 | 43,053 | SH | OTR | 2 | 0 | 43,053 | 0 | ||
DISH NETWORK CORPORATION | NOTE 12/1 | 25470MAF6 | 39,590 | 74,000 | PRN | OTR | 1 | 0 | 74,000 | 0 | ||
DOCGO INC | COM | 256086109 | 110,219 | 11,763 | SH | SOLE | 11,763 | 0 | 0 | |||
EASTERLY GOVT PPTYS INC | COM | 27616P103 | 207,350 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | |||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 1,881,289 | 2,029,000 | PRN | OTR | 1 | 0 | 2,029,000 | 0 | ||
EQUITY COMWLTH REIT ORD | COM SH BEN INT | 294628102 | 244,194 | 12,053 | SH | SOLE | 12,053 | 0 | 0 | |||
EQUITY LIFESTYLE PPTYS INC | COM | 29472R108 | 296,323 | 4,430 | SH | SOLE | 4,430 | 0 | 0 | |||
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 726,536 | 612,000 | PRN | OTR | 1 | 0 | 612,000 | 0 | ||
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 21,644 | 2,350 | SH | SOLE | 2,350 | 0 | 0 | |||
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 1,951,249 | 211,862 | SH | OTR | 2 | 0 | 211,862 | 0 | ||
EVOLV TECHNOLOGIES HLDNGS IN | COM CL A | 30049H102 | 147,528 | 24,588 | SH | SOLE | 24,588 | 0 | 0 | |||
NATIONAL VISION HLDGS INC | NOTE 2.500% 5/1 | 63845RAB3 | 2,074,445 | 1,972,000 | PRN | OTR | 1 | 0 | 1,972,000 | 0 | ||
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 5,511,437 | 2,919,000 | PRN | OTR | 1 | 0 | 2,919,000 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 57,395 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | |||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 766,020 | 86,752 | SH | OTR | 2 | 0 | 86,752 | 0 | ||
FISCALNOTE HOLDINGS INC | COM CL A | 337655104 | 162,599 | 44,670 | SH | SOLE | 44,670 | 0 | 0 | |||
FRANKLIN COVEY CO | COM | 353469109 | 1,936,029 | 44,323 | SH | SOLE | 44,323 | 0 | 0 | |||
FRANKLIN WIRELESS CORP | COM | 355184102 | 368,621 | 98,826 | SH | OTR | 2 | 0 | 98,826 | 0 | ||
GEO GROUP INC NEW | PUT | 36162J956 | 36,988 | 124,500 | SH | Put | OTR | 1 | 0 | 124,500 | 0 | |
GUESS INC | PUT | 401617955 | 1,180 | 11,800 | SH | Put | OTR | 1 | 0 | 11,800 | 0 | |
GILAT SATELLITE NETWORKS LTD | SHS NEW | M51474118 | 264,470 | 42,451 | SH | SOLE | 42,451 | 0 | 0 | |||
GILEAD SCIENCES INC | CALL | 375558903 | 32,994 | 23,400 | SH | Call | SOLE | 23,400 | 0 | 0 | ||
GRITSTONE BIO INC | COM | 39868T105 | 85,355 | 43,772 | SH | SOLE | 43,772 | 0 | 0 | |||
GSI TECHNOLOGY INC | COM | 36241U106 | 2,761,682 | 499,400 | SH | OTR | 2 | 0 | 499,400 | 0 | ||
GSK PLC | SPONSORED ADR | 37733W204 | 1,183,248 | 33,200 | SH | SOLE | 33,200 | 0 | 0 | |||
GSK PLC | PUT | 37733W954 | 1,660 | 33,200 | SH | Put | SOLE | 33,200 | 0 | 0 | ||
CHART INDS INC | NOTE 1.000%11/1 | 16115QAE0 | 6,784,188 | 2,467,000 | PRN | OTR | 1 | 0 | 2,467,000 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 1,796,743 | 39,541 | SH | OTR | 3 | 0 | 39,541 | 0 | ||
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 2,206,463 | 2,409,000 | PRN | OTR | 1 | 0 | 2,409,000 | 0 | ||
IDEAL PWR INC | COM NEW | 451622203 | 456,235 | 38,664 | SH | OTR | 2 | 0 | 38,664 | 0 | ||
ISHARES TR | PUT | 464288951 | 73,400 | 91,800 | SH | Put | OTR | 1 | 0 | 91,800 | 0 | |
IMMUNOGEN INC | CALL | 45253H901 | 72,283 | 110,600 | SH | Call | SOLE | 110,600 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 | 147,937 | 15,738 | SH | SOLE | 15,738 | 0 | 0 | |||
INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 | 4,682,112 | 498,097 | SH | OTR | 2 | 0 | 498,097 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | NOTE 0.750% 6/1 | 46333XAF5 | 684,744 | 680,000 | PRN | OTR | 1 | 0 | 680,000 | 0 | ||
ITEOS THERAPEUTICS INC | COM | 46565G104 | 144,316 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | |||
ITERIS INC NEW | COM | 46564T107 | 938,607 | 237,022 | SH | SOLE | 237,022 | 0 | 0 | |||
ISHARES TR | CALL | 464287905 | 11,856 | 124,800 | SH | Call | OTR | 2 | 0 | 124,800 | 0 | |
JBG SMITH PPTYS | COM | 46590V100 | 215,072 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | |||
KARYOPHARM THERAPEUTICS INC | COM | 48576U106 | 798,306 | 445,981 | SH | OTR | 2 | 0 | 445,981 | 0 | ||
KITE RLTY GROUP TR | COM NEW | 49803T300 | 339,568 | 15,200 | SH | SOLE | 15,200 | 0 | 0 | |||
KWESST MICRO SYSTEMS INC | *W EXP 12/09/202 | 501506133 | 66,309 | 147,353 | SH | OTR | 2 | 0 | 147,353 | 0 | ||
KWESST MICRO SYSTEMS INC | COM NEW | 501506604 | 479,745 | 148,528 | SH | OTR | 2 | 0 | 148,528 | 0 | ||
LANTRONIX INC | COM NEW | 516548203 | 136,311 | 32,378 | SH | SOLE | 32,378 | 0 | 0 | |||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 2,588,298 | 2,670,000 | PRN | OTR | 1 | 0 | 2,670,000 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 1,142,049 | 845,962 | SH | OTR | 2 | 0 | 845,962 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 1,452,890 | 1,358,000 | PRN | OTR | 1 | 0 | 1,358,000 | 0 | ||
LIVENT CORP | NOTE 4.025% 7/1 | 53814LAB4 | 5,814,261 | 1,811,000 | PRN | OTR | 1 | 0 | 1,811,000 | 0 | ||
SOUTHWEST AIRLS CO | PUT | 844741958 | 7,683 | 23,400 | SH | Put | OTR | 1 | 0 | 23,400 | 0 | |
MAMAMANCINI S HLDGS INC | COM | 56146T103 | 35,485 | 11,750 | SH | SOLE | 11,750 | 0 | 0 | |||
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 291,048 | 26,800 | SH | SOLE | 26,800 | 0 | 0 | |||
MARKEL GROUP INC | COM | 570535104 | 1,154,955 | 835 | SH | OTR | 3 | 0 | 835 | 0 | ||
MATERIALISE NV | SPONSORED ADS | 57667T100 | 269,482 | 31,190 | SH | OTR | 2 | 0 | 31,190 | 0 | ||
VERADIGM INC | NOTE 0.875% 1/0 | 01988PAF5 | 2,217,707 | 1,990,000 | PRN | OTR | 1 | 0 | 1,990,000 | 0 | ||
VERADIGM INC | PUT | 01988P958 | 6,278 | 27,900 | SH | Put | OTR | 1 | 0 | 27,900 | 0 | |
MDXHEALTH SA | SPONSORED ADS | 58286E102 | 35,464 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | |||
MEDICENNA THERAPEUTICS CORP | COM | 58490H107 | 524,495 | 1,088,938 | SH | OTR | 2 | 0 | 1,088,938 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 6,412,046 | 71,571 | SH | OTR | 2 | 0 | 71,571 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 1,145,021 | 918,000 | PRN | OTR | 1 | 0 | 918,000 | 0 | ||
MIROMATRIX MED INC | COM | 60471P108 | 38,150 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | |||
MARINUS PHARMACEUTICALS INC | CALL | 56854Q900 | 186,450 | 44,200 | SH | Call | SOLE | 44,200 | 0 | 0 | ||
MYOMO INC | COM NEW | 62857J201 | 464,203 | 1,119,317 | SH | OTR | 2 | 0 | 1,119,317 | 0 | ||
NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 637870106 | 282,123 | 8,100 | SH | SOLE | 8,100 | 0 | 0 | |||
NETSTREIT CORP | COM | 64119V303 | 128,861 | 7,211 | SH | SOLE | 7,211 | 0 | 0 | |||
NATERA INC | NOTE 2.250% 5/0 | 632307AB0 | 1,438,526 | 976,000 | PRN | OTR | 1 | 0 | 976,000 | 0 | ||
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 2,397,680 | 2,624,000 | PRN | OTR | 1 | 0 | 2,624,000 | 0 | ||
NVE CORP | COM NEW | 629445206 | 675,649 | 6,934 | SH | SOLE | 6,934 | 0 | 0 | |||
NOVARTIS AG | CALL | 66987V909 | 7,085 | 10,900 | SH | Call | SOLE | 10,900 | 0 | 0 | ||
ONEMAIN HLDGS INC | COM | 68268W103 | 2,116,038 | 48,433 | SH | OTR | 3 | 0 | 48,433 | 0 | ||
OPERA LTD | SPONSORED ADS | 68373M107 | 270,292 | 13,603 | SH | SOLE | 13,603 | 0 | 0 | |||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 9,401,937 | 3,652,000 | PRN | OTR | 1 | 0 | 3,652,000 | 0 | ||
PATRICK INDS INC | NOTE 1.750%12/0 | 703343AG8 | 2,428,845 | 2,478,000 | PRN | OTR | 1 | 0 | 2,478,000 | 0 | ||
PLYMOUTH INDL REIT INC | COM | 729640102 | 322,280 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | |||
POWERFLEET INC | COM | 73931J109 | 79,296 | 26,432 | SH | SOLE | 26,432 | 0 | 0 | |||
PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 743312AB6 | 2,495,014 | 2,262,000 | PRN | OTR | 1 | 0 | 2,262,000 | 0 | ||
PROGRESSIVE CORP | COM | 743315103 | 2,018,245 | 15,247 | SH | OTR | 3 | 0 | 15,247 | 0 | ||
PROSOMNUS INC | COMMON STOCK | 50535E108 | 289,047 | 96,349 | SH | OTR | 2 | 0 | 96,349 | 0 | ||
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 3,465,573 | 3,014,000 | PRN | OTR | 1 | 0 | 3,014,000 | 0 | ||
UNIQURE NV | CALL | N90064901 | 1,913 | 54,600 | SH | Call | SOLE | 54,600 | 0 | 0 | ||
RAYMOND JAMES FINL INC | COM | 754730109 | 1,352,642 | 13,035 | SH | OTR | 3 | 0 | 13,035 | 0 | ||
ARCUS BIOSCIENCES INC | PUT | 03969F959 | 4,088 | 10,900 | SH | Put | SOLE | 10,900 | 0 | 0 | ||
ARCUS BIOSCIENCES INC | CALL | 03969F909 | 132,705 | 67,300 | SH | Call | SOLE | 67,300 | 0 | 0 | ||
REXFORD INDL RLTY INC | COM | 76169C100 | 302,302 | 5,789 | SH | SOLE | 5,789 | 0 | 0 | |||
RIBBON COMMUNICATIONS INC | COM | 762544104 | 163,692 | 58,671 | SH | SOLE | 58,671 | 0 | 0 | |||
TRANSOCEAN INC | DEB 4.625% 9/3 | 893830BW8 | 4,842,827 | 2,147,000 | PRN | OTR | 1 | 0 | 2,147,000 | 0 | ||
RVL PHARMACEUTICALS PLC | SHS | G6S41R101 | 156,074 | 278,654 | SH | OTR | 2 | 0 | 278,654 | 0 | ||
SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 | 21,205 | 141,364 | SH | OTR | 2 | 0 | 141,364 | 0 | ||
SCPHARMACEUTICALS INC | COM | 810648105 | 5,220,714 | 512,337 | SH | OTR | 2 | 0 | 512,337 | 0 | ||
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 145,570 | 65,278 | SH | SOLE | 65,278 | 0 | 0 | |||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 271,378 | 2,350 | SH | SOLE | 2,350 | 0 | 0 | |||
SYNDX PHARMACEUTICAL INC | PUT | 87164F955 | 13,898 | 10,900 | SH | Put | SOLE | 10,900 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 389,781 | 90,858 | SH | OTR | 2 | 0 | 90,858 | 0 | ||
SOUTHWEST AIRLS CO | COM | 844741108 | 786,952 | 21,733 | SH | OTR | 1 | 0 | 21,733 | 0 | ||
SPRUCE BIOSCIENCES INC | COM | 85209E109 | 596,892 | 277,624 | SH | OTR | 2 | 0 | 277,624 | 0 | ||
SAREPTA THERAPEUTICS INC | DBCV 1.500%11/1 | 803607AB6 | 1,562,052 | 917,000 | PRN | OTR | 1 | 0 | 917,000 | 0 | ||
STARWOOD PPTY TR INC | NOTE 6.750% 7/1 | 85571BBA2 | 838,236 | 816,000 | PRN | OTR | 1 | 0 | 816,000 | 0 | ||
SUN CMNTYS INC | COM | 866674104 | 59,881 | 459 | SH | SOLE | 459 | 0 | 0 | |||
SUN CMNTYS INC | COM | 866674104 | 238,090 | 1,825 | SH | SOLE | 1,825 | 0 | 0 | |||
SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | 16,724 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | |||
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 228,137 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | |||
TELA BIO INC | COM | 872381108 | 4,186,131 | 413,241 | SH | OTR | 2 | 0 | 413,241 | 0 | ||
TEMPEST THERAPEUTICS INC | COM | 87978U108 | 128,969 | 101,550 | SH | OTR | 2 | 0 | 101,550 | 0 | ||
TFF PHARMACEUTICALS INC | COM | 87241J104 | 182,882 | 389,110 | SH | OTR | 2 | 0 | 389,110 | 0 | ||
THERATECHNOLGIES INC | COM | 88338H100 | 713,454 | 846,654 | SH | OTR | 2 | 0 | 846,654 | 0 | ||
TRANSPHORM INC | COM | 89386L100 | 3,745,712 | 1,101,680 | SH | OTR | 2 | 0 | 1,101,680 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 582,225 | 1,398 | SH | OTR | 1 | 0 | 1,398 | 0 | ||
VACCINEX INC | COM | 918640103 | 49,411 | 138,795 | SH | OTR | 2 | 0 | 138,795 | 0 | ||
VAIL RESORTS INC | COM | 91879Q109 | 237,410 | 943 | SH | OTR | 1 | 0 | 943 | 0 | ||
VERIS RESIDENTIAL INC | COM | 554489104 | 188,315 | 11,733 | SH | SOLE | 11,733 | 0 | 0 | |||
VICI PPTYS INC | COM | 925652109 | 568,820 | 18,098 | SH | SOLE | 18,098 | 0 | 0 | |||
VAREX IMAGING CORP | NOTE 4.000% 6/0 | 92214XAB2 | 3,236,268 | 2,516,000 | PRN | OTR | 1 | 0 | 2,516,000 | 0 | ||
WAYFAIR INC | PUT | 94419L951 | 9,678 | 35,000 | SH | Put | OTR | 1 | 0 | 35,000 | 0 | |
WEAVE COMMUNICATIONS INC | COM | 94724R108 | 711,296 | 64,023 | SH | SOLE | 64,023 | 0 | 0 | |||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 1,022,922 | 850,000 | PRN | OTR | 1 | 0 | 850,000 | 0 | ||
WHITESTONE REIT | COM | 966084204 | 273,055 | 28,150 | SH | SOLE | 28,150 | 0 | 0 | |||
UNITED STATES STL CORP | NOTE 5.000%11/0 | 912909AT5 | 8,623,894 | 4,377,000 | PRN | OTR | 1 | 0 | 4,377,000 | 0 | ||
UNITED STATES STL CORP NEW | PUT | 912909958 | 3,304 | 11,800 | SH | Put | OTR | 1 | 0 | 11,800 | 0 | |
SPDR SER TR | PUT | 78464A950 | 55,106 | 35,400 | SH | Put | SOLE | 35,400 | 0 | 0 | ||
ZETA GLOBAL HOLDINGS CORP | CL A | 98956A105 | 187,880 | 22,000 | SH | SOLE | 22,000 | 0 | 0 |