FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | ||||||||||||||||
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
AMERICAN INTERNATIONAL GROUP, INC. [ AIG ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/05/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 11/10/2014 | S(1) | 190 | D | $54.3188 | 710(2) | I | Jurgensen Investments(3) | ||
Common Stock | 03/01/2016 | S(1) | 185 | D | $51.8581 | 525 | I | Jurgensen Investments(3) | ||
Common Stock | 02/21/2018 | P(1) | 125 | A | $60.4604 | 650 | I | Jurgensen Investments(3) | ||
Common Stock | 04/18/2018 | P(1) | 65 | A | $54.5451 | 715 | I | Jurgensen Investments(3) | ||
Common Stock | 02/13/2019 | P(1) | 315 | A | $44.2324 | 1,030 | I | Jurgensen Investments(3) | ||
Common Stock | 08/15/2019 | S(1) | 320 | D | $53.7619 | 710 | I | Jurgensen Investments(3) | ||
Common Stock | 01/22/2020 | P(1) | 125 | A | $52.2322 | 835 | I | Jurgensen Investments(3) | ||
Common Stock | 08/18/2020 | P(1) | 450 | A | $29.5755 | 1,285 | I | Jurgensen Investments(3) | ||
Common Stock | 10/20/2020 | S(1) | 100 | D | $31.0293 | 1,185 | I | Jurgensen Investments(3) | ||
Common Stock | 10/20/2020 | S(1) | 100 | D | $30.8634 | 1,085 | I | Jurgensen Investments(3) | ||
Common Stock | 10/20/2020 | S(1) | 110 | D | $30.7782 | 975 | I | Jurgensen Investments(3) | ||
Common Stock | 01/27/2022 | S(1) | 125 | D | $56.6529 | 850 | I | Jurgensen Investments(3) | ||
Common Stock | 06/03/2022 | P(1) | 160 | A | $57.3 | 1,010 | I | Jurgensen Investments(3) | ||
Common Stock | 02/16/2023 | S(1) | 100 | D | $63.007 | 910 | I | Jurgensen Investments(3) | ||
Common Stock | 06/05/2014 | S(1) | 475 | D | $55.0305 | 1,025(4) | I | Revocable Trust(5) | ||
Common Stock | 10/09/2014 | P(1) | 50 | A | $50.3826 | 1,075 | I | Revocable Trust(5) | ||
Common Stock | 11/18/2014 | P(1) | 800 | A | $54.1025 | 1,875 | I | Revocable Trust(5) | ||
Common Stock | 01/09/2019 | S(1) | 395 | D | $41.0929 | 1,480 | I | Revocable Trust(5) | ||
Common Stock | 02/13/2019 | P(1) | 345 | A | $44.2464 | 1,825 | I | Revocable Trust(5) | ||
Common Stock | 07/01/2019 | S(1) | 50 | D | $53.472 | 1,775 | I | Revocable Trust(5) | ||
Common Stock | 07/01/2019 | S(1) | 585 | D | $53.4721 | 1,190 | I | Revocable Trust(5) | ||
Common Stock | 08/15/2019 | S(1) | 295 | D | $53.7468 | 895 | I | Revocable Trust(5) | ||
Common Stock | 01/13/2020 | S(1) | 40 | D | $52.325 | 855 | I | Revocable Trust(5) | ||
Common Stock | 01/13/2020 | S(1) | 150 | D | $52.3249 | 705 | I | Revocable Trust(5) | ||
Common Stock | 01/22/2020 | P(1) | 10 | A | $52.246 | 715 | I | Revocable Trust(5) | ||
Common Stock | 08/18/2020 | P(1) | 385 | A | $29.5895 | 1,100 | I | Revocable Trust(5) | ||
Common Stock | 09/08/2020 | P(1) | 645 | A | $29.135 | 1,745 | I | Revocable Trust(5) | ||
Common Stock | 10/20/2020 | S(1) | 10 | D | $30.763 | 1,735 | I | Revocable Trust(5) | ||
Common Stock | 10/20/2020 | S(1) | 50 | D | $30.7634 | 1,685 | I | Revocable Trust(5) | ||
Common Stock | 12/29/2020 | G(6) | 1,685 | D | $0.0000 | 0.0000 | I | Revocable Trust(5) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Reflects transactions conducted by a third-party investment advisor in its sole discretion without direction or knowledge from the Reporting Person. Such transactions may be subject to Section 16(b) under the Securities Exchange Act of 1934, as amended, and therefore the reporting person paid $15,247.41 to American International Group, Inc. ("AIG") as disgorgement of the maximum amount of the profit realized in connection with such transactions, regardless of whether such disgorgement would have actually been required by law. |
2. Prior to becoming a member of AIG's Board of Directors on May 15, 2013, the Reporting Person acquired 900 shares of AIG common stock, held through Jurgensen Investments LLC ("Jurgensen Investments"). |
3. Reflects shares of AIG common stock held through Jurgensen Investments, of which the Reporting Person is the sole manager. |
4. Prior to becoming a member of AIG's Board of Directors on May 15, 2013, the Reporting Person acquired 1,500 shares of AIG common stock, held through the William G. Jurgensen Revocable Trust (the "Revocable Trust"). |
5. Reflects shares of AIG common stock held through the Revocable Trust, a revocable trust of which the Reporting Person is the trustee and his spouse and children are beneficiaries. |
6. On December 29, 2020, the Reporting Person contributed the 1,685 shares of AIG common stock held in the Revocable Trust to two irrevocable trusts for the benefit of each of his children, one of which was for 843 shares and one of which was for 842 shares. The trustee of the irrevocable trusts is an independent third party and the Reporting Person does not retain beneficial ownership of the shares of AIG common stock held in the irrevocable trusts. |
/s/ William G. Jurgensen | 07/26/2023 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |