(State of Incorporation) | (Commission File Number) | (IRS Employer Identification Number) |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) | |||||
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |||||
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |||||
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Title of class | Trading Symbol | Name of each exchange on which registered | ||||||
Common Stock, $0.01 par value | DRS | The Nasdaq Stock Market LLC |
Item 5.03. | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year |
Item 5.07. | Submission of Matters to a Vote of Security Holders. |
Election of Directors | Shares Voted For | Shares Voted Against | Withheld | Broker Non-Votes | ||||||||||||||||||||||||||||||||||||||||||||||
William J. Lynn III | 242,173,409 | N/A | 2,606,654 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Frances F. Townsend | 243,635,062 | N/A | 1,145,001 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Gail Baker | 244,450,483 | N/A | 329,580 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Dr. Louis R. Brothers | 244,465,263 | N/A | 314,800 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
David W. Carey | 243,511,347 | N/A | 1,268,716 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
General George W. Casey, Jr. | 244,450,366 | N/A | 329,697 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Mary E. Gallagher | 244,448,711 | N/A | 331,352 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Kenneth J. Krieg | 233,365,928 | N/A | 11,414,135 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Eric Salzman | 236,462,745 | N/A | 8,317,318 | 5,633,439 |
Shares Voted for One-Year | Shares Voted for Two-Years | Shares Voted for Three-Years | Abstentions | Broker Non-Votes | |||||||||||||||||||
Advisory Proposal Regarding the Frequency of Stockholder Advisory Vote on the Compensation of the Company’s Named Executive Officers (“NEOs”) | 243,324,787 | 530,657 | 859,319 | 65,300 | 5,633,439 | ||||||||||||||||||
Based on the recommendation of the Company’s Board of Directors (the “Board”) and the voting results above, the Board has determined that future advisory votes on executive compensation will be submitted to stockholders on an annual basis until the next required vote on the frequency of such votes. |
Shares Voted For | Shares Voted Against | Abstentions | Broker Non-Votes | |||||||||||||||||||||||||||||||||||||||||||||||
Advisory Resolution Regarding Compensation of the Company’s NEOs | 240,756,219 | 3,875,891 | 147,953 | 5,633,439 | ||||||||||||||||||||||||||||||||||||||||||||||
Ratification of Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2023 | 250,290,169 | 28,770 | 94,563 | N/A | ||||||||||||||||||||||||||||||||||||||||||||||
Approval of Amendment to the Company’s Charter to Reflect New DGCL Provisions Regarding Officer Exculpation | 218,527,817 | 26,152,193 | 100,053 | 5,633,439 |
Item 9.01. | Financial Statements and Exhibits. |
Exhibit Number | Exhibit Description | ||||
104 | Cover Page Interactive Data File - the cover page XBRL tags are embedded within the Inline XBRL document |
LEONARDO DRS, INC. | ||||||||||||||
(Registrant) | ||||||||||||||
Date: June 7, 2023 | By: | /s/ Mark A. Dorfman | ||||||||||||
Mark A. Dorfman | ||||||||||||||
Executive Vice President, General Counsel and Secretary |