UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 1, 2023, Great Elm Capital Corp. (the "Company") held the 2023 annual meeting of its stockholders (the "Annual Meeting"). The results of the voting at the Annual Meeting were as follows:
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For |
Withheld |
Broker Non-Votes |
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Election of director: |
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Mark Kuperschmid |
4,291,928 |
279,697 |
1,642,798 |
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Richard Cohen |
4,285,234 |
286,391 |
1,642,798 |
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For |
Against |
Abstain |
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Ratification of the appointment of Deloitte & Touche LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023 |
6,164,988 |
43,715 |
5,720 |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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GREAT ELM CAPITAL CORP. |
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Date: June 1, 2023 |
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/s/ Keri A. Davis |
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By: |
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Keri A. Davis |
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Title: |
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Chief Financial Officer |