-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FrPPyHZ5rgLZWXpJKR6P3w//eoscXhwQTPwt/o/U0gYYQVuQPQVIVYC7c45QJh3B iS9bkGPdeH/+3kSG180FmQ== 0000922423-01-500189.txt : 20010515 0000922423-01-500189.hdr.sgml : 20010515 ACCESSION NUMBER: 0000922423-01-500189 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010330 FILED AS OF DATE: 20010514 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GILDER GAGNON HOWE & CO LLC CENTRAL INDEX KEY: 0000902464 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 133174112 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: SEC FILE NUMBER: 028-03455 FILM NUMBER: 1632729 BUSINESS ADDRESS: STREET 1: 1775 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2127652500 MAIL ADDRESS: STREET 1: 1775 BROADWAY STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: GILDER GAGNON HOWE & CO DATE OF NAME CHANGE: 19930428 13F-HR 1 kl05011_sc13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/30/01 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Gilder, Gagnon, Howe & Co. LLC -------------------------------------------------------------------- Address: 1775 Broadway, 26th Floor, New York, NY 10019 ---------------------------------------------------------------------- Form 13F File Number: 028-03455 ---------------------------------------------------------- The institutional investment manager submitting this Form and its attachments and the person by whom it is signed represent hereby that all information contained therein is true, correct, and complete. It is understood that all required items, statements and schedules are considered integral parts of this Form. Pursuant to the requirements of Securities Exchange Act of 1934, the undersigned institutional investment manager has caused this report to be signed on its behalf in the City of New York and State of New York on the 14th day of May 2001. Gilder, Gagnon, Howe & Co. LLC - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - (Name of Institutional Investment Manager) Person Signing this Report on Behalf of Institutional Investment Manager Name: Walter Weadock ------------------------------------------------------------------------- Title: Member ------------------------------------------------------------------------- Phone: (212) 765-2500 ------------------------------------------------------------------------- Signature, Place, and Date of Signing: /s/ Walter Weadock New York, NY May 14, 2001 Report Type (Check only one): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting managers.) Form 13F Summary Page Report Summary: Number of Other Included Managers: NONE Form 13F Information Table Entry Total: 214 Form 13F Information Table Value Total: $1,916,669,288______________________ List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] NONE. -3-
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ACT MANUFACTURING INC COM 000973107 6,485,578 592,940 X 34,320 535,080 ACTIVE POWER INC COM 00504W100 35,610,761 1,753,102 X 39,969 1,645,727 ACTUATE SOFTWARE CORP COM 00508B102 69,284 7,245 X 0 7,245 ACXIOM CORP COM 005125109 807,403 38,678 X 38,678 0 ADMINISTAFF INC; COM 007094105 127,050 7,000 X 7,000 0 ADOBE SYSTEMS INC COM 00724F101 85,677 2,450 X 2,450 0 ADVANCE PCS COM 00790K109 8,433,208 155,405 X 10,495 132,880 ADVANCED MICRO DEVICES INC, COM 007903107 8,305,030 312,925 X 8,150 289,050 AES CORP, COM 00130H105 54,956 1,100 X 1,100 0 AFC ENTERPRISES INC COM 00104Q107 15,755,163 818,450 X 23,450 756,250 ALLEGHANY CORP-DEL, COM 017175100 26,800 134 X 0 134 AMISTAR CORP, COM 031535107 63,452 29,000 X 29,000 0 ANALOG DEVICES INC; COM 032654105 10,669,962 294,425 X 16,150 263,474 ANDREW CORP COM 034425108 14,375 1,000 X 1,000 0 AOL TIME WARNER INC COM 00184A105 1,483,904 36,959 X 17 34,474 AON CORP, COM 037389103 1,614,718 45,485 X 0 42,620 APERIAN INC; COM 037531100 54,861 43,889 X 43,889 0 APOLLO GROUP INC-CL A, COM 037604105 17,330,744 528,167 X 1,199 504,857 APPLERA CORP; COM APPLIED BIOSYSTEMS GROUP COM 038020103 17,177 619 X 0 0 ARCH COAL INC COM 039380100 11,905,957 397,130 X 60,150 314,254 ARONEX PHARMACEUTICALS INC NEW COM 042666206 407,963 501,800 X 0 501,800 ASM INTERNATIONAL NV COM N07045102 4,129,883 233,485 X 9,075 220,190 AUTOTOTE CORP-CL A COM 053323101 2,075,597 943,453 X 33,175 898,578 BANK ONE CORP COM 06423A103 20,408,957 564,095 X 5,935 541,465 BE FREE COM 073308108 4,737,241 2,915,225 X 33,900 2,553,800 BEA SYSTEMS INC, COM 073325102 4,714,188 160,483 X 29,555 120,215 BECTON DICKINSON & CO, COM 075887109 10,312,557 291,975 X 0 291,100 BEI TECHNOLOGIES INC COM 05538P104 5,586,016 351,875 X 0 334,425 BENIHANA INC-CL A, COM 082047200 1,522,416 132,384 X 1,425 127,158 BERKSHIRE HATHAWAY INC-DEL CL B COM 084670207 489,600 225 X 225 0 BIG CITY RADIO INC-CL A, COM 089098107 1,211,200 302,800 X 0 300,200 BRISTOL MYERS SQUIBB CO, COM 110122108 47,520 800 X 0 800 BROADCOM CORP, CL A COM 111320107 253,598 8,775 X 420 7,285 CABOT MICROELECTRONICS CORP COM 12709P103 15,364,316 349,189 X 14,760 324,739 Page Total 190,177,109
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ CADIZ INC COM COM 127537108 18,827,739 1,894,525 X 67,000 1,815,609 CALPINE CORP COM 131347106 19,269,819 349,915 X 35,440 292,960 CAMECO CORP COM 13321L108 880,938 44,900 X 0 43,402 CARDIODYNAMICS INTERNATIONAL CORP COM 141597104 580,000 160,000 X 0 145,967 CGEN COM M25722105 10,426 3,061 X 0 0 CHAMPPS ENTERTAINMENT INC COM 158787101 7,618,831 983,075 X 0 948,800 CHARLOTTE RUSSE HLDG INC COM 161048103 15,935,766 535,656 X 0 509,346 CHICOS FAS INC, COM 168615102 6,838,164 208,398 X 8,000 193,813 CHILES OFFSHORE INC COM 16888M104 3,762,135 184,690 X 0 171,340 CHUBB CORP, COM 171232101 16,885,764 233,100 X 1,625 229,375 CIRCUIT CITY STORES INC; CIRCUIT CITY GROUP COM 172737108 1,831,150 172,750 X 14,925 147,050 CLEAR CHANNEL COMMUNICATIONS, INC COM 184502102 1,750,132 32,142 X 4,600 26,318 CNET NETWORKS INC COM 12613R104 5,571,624 498,000 X 0 490,225 CONSOL ENERGY INC COM 20854P109 24,003,410 695,751 X 7,023 668,692 CONSOLIDATED EDISON INC, COM 209115104 14,840 400 X 0 400 CONSTELLATION ENERGY GROUP INC COM 210371100 2,335,316 52,955 X 5,440 41,905 CORINTHIAN COLLEGES INC COM 218868107 1,811,250 45,000 X 85 41,950 COSTCO WHOLESALE CORP-NEW COM 22160K105 9,138,813 232,836 X 0 219,496 COUNTRYWIDE CREDIT INDS INC COM 222372104 4,182,659 84,755 X 5,615 72,855 COURIER CORP, COM 222660102 2,320,672 75,469 X 10,550 62,013 COX COMMUNICATIONS INC NEW CL A COM 224044107 481,560 10,824 X 21 8,293 CROSS TIMBERS OIL CO COM 227573102 31,319,566 1,265,437 X 19,875 1,207,331 DAISYTEK INTERNATIONAL CORP, COM 234053106 488,438 62,516 X 0 60,791 DATA I/O CORP COM 237690102 27,195 15,000 X 15,000 0 DATUM INC COM 238208102 3,273,888 237,015 X 0 205,915 DEVON ENERGY CORPORATION NEW; COM 25179M103 10,785,624 185,320 X 6,900 175,950 DIGITAL IMPACT INC DEL COM 25385G106 1,935,676 1,440,235 X 0 1,422,710 DOLLAR TREE STORES INC, COM 256747106 9,647,870 500,777 X 0 500,777 DOMINION RES INC VA NEW COM 25746U109 63,960,042 992,090 X 26,350 944,068 DRS TECHNOLOGIES INC COM 23330X100 6,287,737 399,475 X 0 382,600 EBAY INC COM 278642103 18,804,370 519,630 X 17,106 484,074 ECHOSTAR COMMUNICATIONS CORP, NEW-CL A COM 278762109 60,653,344 2,190,606 X 57,076 2,099,627 ECLIPSYS CORP COM 278856109 2,739,945 140,510 X 6,650 122,935 EDEN BIOSCIENCE CORP COM 279445100 2,515,660 169,120 X 1,065 158,825 Page Total 356,490,361
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ EDISON SCHS INC COM 281033100 4,318,819 213,275 X 33,935 167,390 EFTC CORP COM 268443108 2,471,206 859,550 X 94,750 743,317 EL PASO CORPORATION COM 28336L109 20,656,676 316,335 X 2,830 305,110 ELECTRONIC ARTS INC COM 285512109 8,137,500 150,000 X 0 147,715 ELLETT BROTHERS INC, COM 288398100 1,444,875 481,625 X 04,500 375,275 EMCORE CORP, COM 290846104 9,989,360 398,570 X 23,750 337,090 ESPERION THERAPEUTICS INC COM 29664R106 29,336 4,346 X 0 0 EXACT SCIENCES CORP COM 30063P105 3,038,181 398,450 X 0 384,725 EXELON CORP COM 30161N101 492,000 7,500 X 15 5,605 EXTREME NETWORKS INC COM 30226D106 3,479,820 228,785 X 9,100 202,237 EXXON MOBIL CORP COM 30231G102 48,600 600 X 0 600 FASTENAL CO, COM 311900104 19,673,356 360,979 X 6,475 340,004 FIRST AMERICAN FINANCIAL CORP, CALIF COM 318522307 38,909,910 1,496,535 X 60,111 1,428,549 FLAGSTAR BANCORP INC COM 337930101 2,942,625 117,705 X 9,015 97,427 FLORIDA EAST COAST INDS INC COM 340632108 1,083,600 32,250 X 0 31,610 FRANCO NEVADA MINING CORP LTD COM 351860101 7,016,020 610,000 X 0 597,050 FREEMARKETS INC COM 356602102 88,314 9,266 X 226 6,776 FRONTLINE LTD-SPONSORED ADR COM 35921R102 242,970 13,545 X 0 13,545 GAP INC, COM 364760108 65,704 2,770 X 0 1,450 GARTNER INC NEW-CL A COM 366651107 1,327,039 196,890 X 9,650 186,140 GEMSTAR TV GUIDE INTL INC COM 36866W106 110,156,430 3,831,528 X 59,012 3,710,246 GENERAL AMERICAN INVESTORS CO COM 368802104 41,067 1,215 X 0 1,215 GLOBAL MARINE INC NEW COM 379352404 3,288,704 128,465 X 11,505 109,175 GOTO.COM INC COM 38348T107 941,280 120,000 X 0 115,475 GUILFORD PHARMACEUTICALS INC COM 401829106 1,541,975 83,350 X 825 73,665 HANOVER COMPRESSOR CO; HOLDING CO COM 410768105 4,139,228 130,575 X 15,560 109,085 HARMAN INTERNATIONAL; INDUSTRIES INC-NEW COM 413086109 5,380,451 210,256 X 14,530 184,795 HARTFORD FINANCIAL SERVICES GROUP INC COM 416515104 14,522,850 246,150 X 0 243,612 HCA-HEALTHCARE CO; COM 404119109 54,766,234 1,359,976 X 0 1,331,982 HCC INSURANCE HOLDINGS INC, COM 404132102 11,445,074 432,706 X 7,870 407,036 HELATHEXTRAS INC COM 422211102 2,148,419 373,638 X 39,650 311,175 HISPANIC BROADCASTING COMPANY COM 43357B104 7,029,469 368,035 X 20,350 339,960 HOLLINGER INTERNATIONAL INC, CL A COM 435569108 20,750 1,450 X 0 1,450 HORIZON OFFSHORE INC COM 44043J105 7,102,631 286,975 X 5,750 270,525 Page Total 347,980,469
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ HOT TOPIC INC COM 441339108 23,130,940 826,105 X 26,695 752,159 HUMAN GENOME SCIENCES INC COM 444903108 17,040,378 370,443 X 10,976 335,595 I2 TECHNOLOGIES INCC COM 465754109 23,665 1,625 X 0 872 IBIS TECHNOLOGY CORP COM 450909106 43,730,088 1,590,185 X 21,850 1,535,636 INDYMAC MTG HLDGS INC, COM 456607100 28,332,323 985,815 X 45,935 906,833 INNOVEDA INC COM 45769F102 6,637,879 1,913,485 X 45,800 1,626,170 INSIGHT COMMUNICATIONS INC COM 45768V108 13,156,323 496,465 X 25,625 448,190 INTEGRAL SYSTEMS INC-MD, COM 45810H107 1,547,845 95,252 X 0 93,492 INTEREP NATL RADIO SALES INC COM 45866V109 3,334,147 846,660 X 0 823,740 INTUITIVE SURGICAL INC COM 46120E107 5,245,183 1,075,935 X 0 1,043,360 I-STAT CORP, COM 450312103 1,974,581 99,350 X 4,500 86,840 KEY3MEDIA GROUP INC COM 49326R104 5,730,981 481,595 X 13,875 458,675 KOHLS CORP COM 500255104 4,246,431 68,835 X 11,960 53,485 KULICKE & SOFFA INDUSTRIES INC COM 501242101 13,563 1,000 X 0 1,000 L-3 COMMUNICATIONS HLDINGS INC COM 502424104 33,346,506 422,375 X 9,800 389,137 LAMAR ADVERTISING CO-CL A, COM 512815101 6,266,610 170,520 X 12,180 154,340 LANDEC CORP, COM 514766104 1,753,467 483,715 X 25,000 446,702 LEVEL 3 COMMUNICATIONS INC, COM 52729N100 6,517,397 375,102 X 10,525 339,651 LIBERTY SATELLITE & TECHNOLOGY; INC CL A COM 531182103 2,171,448 1,286,403 X 42,175 1,193,738 LIFEPOINT HOSPITALS INC COM 53219L109 3,526,738 98,650 X 31,460 64,960 LITHIA MOTORS INC-CL A, COM 536797103 111,370 7,400 X 7,400 0 LYNX THERAPEUTICS INC NEW COM 551812308 208,908 24,805 X 0 22,090 MAGNA ENTERTAINMENT CORP SUB VTG CL A COM 559211107 4,000,587 955,250 X 0 937,550 MARINE DRILLING COMPANIES INC, NEW COM 568240204 15,324 575 X 0 575 MAXYGEN INC COM 577776107 4,834,300 399,232 X 24,275 354,298 MCDATA CORP COM 580031102 3,096,202 136,565 X 14,140 115,110 MCDATA CORP; CL A COM 580031201 14,553,569 771,050 X 21,140 741,995 MCKESSON HBOC INC COM COM 58155Q103 193,938 7,250 X 7,250 0 MCLEODUSA INC-CL A COM 582266102 2,169,817 250,672 X 0 230,597 MEDAREX INC COM 583916101 8,887,745 532,583 X 74 512,871 MERCK & CO INC, COM 589331107 72,105 950 X 0 950 MERCURY INTERACTIVE CORP, COM 589405109 10,691,693 255,324 X 28,905 217,398 MERIT MEDICAL SYSTEMS INC, COM 589889104 1,258,175 203,325 X 0 198,200 METROMEDIA FIBER NETWORK INC, CL A COM 591689104 46,487,870 8,483,188 X 59,553 7,901,028 Page Total 304,308,094
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ MICROMUSE INC COM 595094103 328,395 8,690 X 8,690 0 MIDWAY GAMES INC COM 598148104 18,904,263 2,589,625 X 0 2,547,374 MILLIPORE CORP; COM 601073109 14,988 324 X 0 0 MINIMED INC COM 60365K108 4,425,365 152,268 X 246 143,338 MOLSON INC CLASS A COM 608710307 15,799,795 566,025 X 0 559,025 MOSSIMO INC, COM 619696107 50,427 13,225 X 0 13,225 MYLAN LABORATORIES INC, COM 628530107 13,261 513 X 0 0 MYRIAD GENETICS INC COM 62855J104 15,490,564 381,889 X 17,243 343,799 NATIONAL INSTRUMENTS CORP, COM 636518102 11,208,906 343,568 X 23,248 315,851 NATIONAL-OILWELL INC COM 637071101 15,775,004 455,530 X 31,635 404,020 NAVIGATORS GROUP INC COM 638904102 3,409,893 253,750 X 50 245,976 NOBLE AFFILIATES INC COM 654894104 8,783,956 210,495 X 12,200 187,525 NORTHLAND CRANBERRIES INC-CL A, COM 666499108 2,378,939 2,237,948 X 32,975 2,186,071 NPS PHAMACEUTICALS INC COM 62936P103 19,824 944 X 0 0 NRG ENERGY INC COM 629377102 61,880 1,700 X 0 815 NUMERICAL TECHNOLOGIES INC COM 67053T101 4,005,103 405,580 X 30,900 356,965 ONI SYS CORP COM 68273F103 96,993 4,974 X 139 3,643 OSI PHARMACEUTICALS INC COM 671040103 23,311,665 588,307 X 12,485 540,822 OVERLAND DATA INC COM 690213103 1,384,819 175,850 X 0 174,700 OXFORD GLYCOSCIENCES ORD 5P COM G6836T106 9,470,006 580,270 X 0 541,872 PALM INC COM 696642107 18,871 2,245 X 0 1,130 PARKPLACE ENTERTAINMENT CORP COM 700690100 15,414,719 1,503,875 X 3,150 1,496,775 PARTHUS TECHNOLOGIES PLC SPONSORED ADR COM 70211Y103 2,172,231 177,325 X 525 166,250 PAULA FINANCIAL-DEL, COM 703588103 168,750 112,500 X 2,100 109,025 PEC SOLUTIONS INC COM 705107100 984,818 103,665 X 0 96,675 PF CHANGS CHINA BISTRO INC COM 69333Y108 15,422,225 440,635 X 0 406,584 PFSWEB INC COM 717098107 1,200,591 1,239,000 X 0 1,163,850 PLX TECHNOLOGY INC COM 693417107 1,691,177 383,835 X 66,290 214,948 PROVINCE HEALTHCARE CO COM 743977100 4,036,079 132,600 X 32,140 95,980 PRWW LTD COM 693591109 3,611,519 780,869 X 49,350 628,869 RADIO ONE INC CL D COM 75040P405 490,078 31,875 X 0 31,385 RADIOSHACK CORP COM 750438103 9,197,816 250,690 X 14,710 231,059 RAYTHEON CO-CL A, COM 755111309 209,014 7,158 X 0 4,890 RENT A CENTER INC-NEW COM 76009N100 30,178,785 656,946 X 5,374 621,559 Page Total 219,730,718
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ROWAN COMPANIES INC COM 779382100 3,072,300 111,720 X 4,225 96,020 SARA LEE CORP COM 803111103 10,790,000 500,000 X 0 485,800 SBC COMMUNICATIONS INC, COM 78387G103 69,534 1,558 X 0 1,558 SCP POOL CORP, COM 784028102 12,758,135 392,558 X 26,542 361,388 SEACHANGE INTERNATIONAL INC, COM 811699107 10,611,250 789,645 X 47,925 712,270 SEACOR SMIT INC, FORMERLY SECOR HOLDINGS INC COM 811904101 153,680 3,400 X 3,400 0 SHAW GROUP INC COM 820280105 21,421,206 458,600 X 20,225 435,398 SIEBEL SYSTEMS INC, COM 826170102 3,629,813 133,449 X 21,527 104,044 SIGNAL TECHNOLOGY CORP COM 826675100 849,062 126,953 X 0 123,340 SIRIUS SATELLITE RADIO INC COM 82966U103 1,002,441 80,595 X 0 80,595 SIX FLAGS INC; COM 83001P109 57,555,066 2,974,422 X 68,670 2,783,138 SOLECTRON CORP, COM 834182107 39,296,598 2,067,154 X 10,308 1,930,406 SONIC INNOVATIONS INC COM 83545M109 2,016,021 497,783 X 24,975 423,528 SOUTHERN CO COM 842587107 4,075,177 116,135 X 7,850 102,085 SOUTHWEST AIRLINES CO, COM 844741108 17,726,730 998,689 X 0 984,464 SPINNAKER EXPL CO COM 84855W109 7,248,475 165,869 X 6,510 147,709 ST PAUL COMPANIES INC; COM 792860108 70,826,453 1,607,865 X 74,950 1,508,107 STANCORP FINL GROUP INC; COM COM 852891100 7,196,995 170,950 X 0 168,900 STRAYER EDUCATION INC COM 863236105 1,750,000 50,000 X 0 49,750 SUNOCO INC COM 86764P109 13,005,792 401,042 X 0 394,184 SYCAMORE NETWORKS INC COM 871206108 264,550 26,455 X 875 20,435 SYMYX TECHNOLOGIES INC COM 87155S108 601,506 47,644 X 3,235 37,954 TEMPLE INLAND INC, COM 879868107 110,625 2,500 X 0 2,500 TENET HEALTHCARE CORP; COM 88033G100 4,323,660 98,265 X 140 92,835 TOMMY HILFIGER CORP-ORD COM G8915Z102 5,171,161 402,425 X 78,575 307,275 TRC COMPANIES INC, COM 872625108 4,941,693 167,515 X 0 157,650 TRENWICK GROUP LTD BERMUDA (HOLDING COMPANY) COM G9032C109 29,921,906 1,516,569 X 61,130 1,373,888 TRIPATH TECHNOLOGY INC COM 89672P104 3,733,467 489,635 X 0 465,570 TWEETER HOME ENTMT GROUP INC COM 901167106 16,319,639 839,574 X 29,900 753,624 ULTIMATE ELECTRONICS INC COM 903849107 13,868,750 554,750 X 23,800 517,087 UNUMPROVIDENT CORP; COM 91529Y106 51,547,382 1,764,113 X 90,075 1,666,613 USA EDUCATION INC COM 90390U102 145,300 2,000 X 2,000 0 VIACOM INC-CL B, COM 925524308 2,787,126 63,387 X 24,063 39,183 VYYO INC COM 918458100 5,034,341 2,478,735 X 46,265 2,371,942 Page Total 423,825,832
- ------------------------------------------------------------------------------------------------------------------------------------ (ITEM 1) (ITEM 2) (ITEM 3) (ITEM 4) (ITEM 5) (ITEM 6) (ITEM 7) (ITEM 8) INVESTMENT VOTING AUTHORITY SHARES DISCRETION TITLE FAIR OR OF CUSIP MARKET PRINCIPLE SHARED ISSUER CLASS NUMBER VALUE AMOUNT SOLE SHARED OTHER MGRS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ W R BERKLEY CORP COM 084423102 42,477,961 942,635 X 3,970 904,682 WALT DISNEY CO HOLDING CO, COM 254687106 127,499 4,458 X 0 4,458 WATERS CORP COM 941848103 19,091 411 X 0 0 WEATHERFORD INTERNATIONAL INC COM 947074100 4,470,123 90,580 X 9,665 76,745 WEBSENSE INC COM 947684106 5,105,276 429,918 X 23,425 371,313 WESTAIM CORP COM 956909105 14,855,981 2,813,100 X 0 2,780,925 WOODHEAD INDUSTRIES INC COM 979438108 2,451,347 140,575 X 0 137,425 WOODWARD GOVERNOR CO COM 980745103 1,712,329 33,330 X 0 32,235 WORLDPORT COMMUNICATIONS INC COM 98155J105 1,344,688 827,500 X 41,100 770,650 ZENITH NATIONAL INSURANCE CORP COM 989390109 1,592,410 67,475 X 0 66,025 ============ 1,916,669,288
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