Guggenheim Active Allocation Fund [Rocket]

Ownership

Guggenheim Active Allocation Fund

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	2,105,164	-204,619	30,230,155,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	917,130	-2,629	13,169,985,000	0.00		Hist	06/30/2023
Saba Capital Management, L.P.	753,570	52,100	10,821,265,000	0.28		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	634,833	319,153	9,116,202,000	0.07		Hist	06/30/2023
Nordwand Advisors, LLC	615,913	40,186	8,844,511,000	1.52		Hist	06/30/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	487,592	-313,139	6,962,814,000	0.35		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	258,128	-10,266	3,706,709,000	0.00		Hist	06/30/2023
Relative Value Partners Group, LLC	249,718	-11,094	3,585,948,000	0.23		Hist	06/30/2023
Baird Financial Group, Inc.	201,546	58,044	2,894,201,000	0.01		Hist	06/30/2023
CORRADO ADVISORS, LLC	191,119	9,433	2,744,462,000	1.92		Hist	06/30/2023
Logan Stone Capital, LLC	127,220	127,220	1,826,879,000	0.62		Hist	06/30/2023
U.S. Capital Wealth Advisors, LLC	125,667	6,200	1,804,578,000	0.09		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	88,551	24,427	1,271,598,000	0.03		Hist	06/30/2023
OPPENHEIMER & CO INC	77,300	7,500	1,085,292,000	0.02		Hist	03/31/2023
ADVISOR GROUP HOLDINGS, INC.	55,507	52,607	797,057,000			Hist	06/30/2023
1607 Capital Partners, LLC	55,017	10,600	790,044,000	0.06		Hist	06/30/2023
HighTower Advisors, LLC	49,331	49,331	703,000,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	46,012	29,810	660,000,000	0.00		Hist	06/30/2023
Advisors Asset Management, Inc.	44,005	7,368	631,912,000	0.01		Hist	06/30/2023
JOURNEY STRATEGIC WEALTH LLC	31,792	31,792	456,528,000	0.02		Hist	06/30/2023
J.W. COLE ADVISORS, INC.	27,758	9,032	398,606,000	0.03		Hist	06/30/2023
Atlas Wealth LLC	27,228	-2,712	386,638,000	0.07		Hist	06/30/2023
DAVENPORT & Co LLC	21,634	3,611	291,000,000	0.00		Hist	12/31/2022
STIFEL FINANCIAL CORP	19,815	1,518	284,539,000	0.00		Hist	06/30/2023
Kingsview Wealth Management, LLC	15,825	5,280	227,247,000	0.01		Hist	06/30/2023
Azimuth Capital Investment Management LLC	15,000	15,000	215,400,000	0.01		Hist	06/30/2023
UBS Group AG	9,692	-1,562	139,177,000	0.00		Hist	06/30/2023
Geneos Wealth Management Inc.	1,500	1,500	21,540,000	0.00		Hist	06/30/2023
HARBOUR INVESTMENTS, INC.	1,500	0	20,175,000	0.00		Hist	12/31/2022
COHEN & STEERS, INC.	890,176	188,251	12,783,000	0.03		Hist	06/30/2023
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	600	600	8,616,000	0.00		Hist	06/30/2023
Penserra Capital Management LLC	310,027	-86,705	4,451,000	0.09		Hist	06/30/2023
Hightower 6M Holding, LLC	43,178	43,178	613,000	0.05		Hist	06/30/2022
B. Riley Wealth Management, Inc.	21,374	21,374	304,000	0.00		Hist	06/30/2022
Arete Wealth Advisors, LLC	20,584	-579	296,000	0.03		Hist	06/30/2023
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