Nuveen Multi-Asset Income Fund [Rocket]

Ownership

Nuveen Multi-Asset Income Fund

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Saba Capital Management, L.P.	3,125,739	667,171	36,446,117,000	0.95		Hist	06/30/2023
MORGAN STANLEY	1,689,290	141,823	19,697,138,000	0.00		Hist	06/30/2023
UBS Group AG	648,494	-49,582	7,561,440,000	0.00		Hist	06/30/2023
LPL Financial LLC	375,482	34,622	4,333,067,000	0.00		Hist	03/31/2023
CLOUGH CAPITAL PARTNERS L P	242,300	0	2,825,218,000	0.28		Hist	06/30/2023
Heron Bay Capital Management	224,537	-42,674	2,618,101,000	0.73		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	220,079	-7,188	2,566,121,000			Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	156,865	-22,608	1,829,041,000			Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	150,207	29,270	1,751,413,000	0.02		Hist	06/30/2023
Shaker Financial Services, LLC	132,257	77,253	1,542,558,000	0.67		Hist	03/31/2023
Advisors Asset Management, Inc.	130,252	16,471	1,518,738,000	0.03		Hist	06/30/2023
MILLENNIUM MANAGEMENT LLC	107,291	107,291	1,251,013,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	91,169	-15,391	1,063,033,000	0.00		Hist	06/30/2023
Quantedge Capital Pte Ltd	67,738	16,200	789,825,000	0.35		Hist	06/30/2023
Cetera Advisor Networks LLC	60,201	2,729	694,715,000	0.01		Hist	03/31/2023
AQR Arbitrage LLC	56,935	56,935	663,862,000	0.03		Hist	06/30/2023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	55,668	17,000	648,811,000	0.05		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	52,748	1,733	615,038,000	0.00		Hist	06/30/2023
SILVERLAKE WEALTH MANAGEMENT LLC	54,812	-9,967	609,509,000	0.34		Hist	09/30/2023
RAYMOND JAMES & ASSOCIATES	48,477	3,147	556,998,000	0.00		Hist	12/31/2022
STIFEL FINANCIAL CORP	32,388	-880	377,643,000	0.00		Hist	06/30/2023
BKD Wealth Advisors, LLC	30,521	0	355,875,000	0.01		Hist	06/30/2023
Rockefeller Capital Management L.P.	30,419	0	354,686,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	30,015	3,140	349,973,000	0.00		Hist	06/30/2023
Gladstone Institutional Advisory LLC	30,000	-517	349,800,000	0.02		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	30,185	-18,368	346,833,000	0.00		Hist	12/31/2022
Invesco Ltd.	26,801	320	312,500,000	0.00		Hist	06/30/2023
Integrated Wealth Concepts LLC	26,090	3,222	304,208,000	0.01		Hist	06/30/2023
ROYAL BANK OF CANADA	22,413	2,072	261,000,000	0.00		Hist	06/30/2023
Sigma Planning Corp	21,459	-8,137	246,565,000	0.01		Hist	12/31/2022
FIRST TRUST ADVISORS LP	16,088	-28,949	187,586,000	0.00		Hist	06/30/2023
Cetera Investment Advisers	15,911	-20	183,613,000	0.00		Hist	03/31/2023
GUGGENHEIM CAPITAL LLC	13,699	-13,098	159,730,000	0.00		Hist	06/30/2023
Bulldog Investors, LLP	12,779	0	149,003,000	0.05		Hist	06/30/2023
American Portfolios Advisors	12,345	12,345	140,610,000	0.01		Hist	09/30/2022
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