Pioneer Floating Rate Fund, Inc. (PHD) [Rocket]

Ownership

Pioneer Floating Rate Fund, Inc. (PHD)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
LAKE STREET FINANCIAL LLC	508,050	125,950	4,409,874,000	0.77		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	402,682	-7,903	3,495,281,000	0.00		Hist	06/30/2023
Invesco Ltd.	202,457	-11,317	1,757,327,000	0.00		Hist	06/30/2023
CLOUGH CAPITAL PARTNERS L P	194,716	36,900	1,690,135,000	0.17		Hist	06/30/2023
Wagner Wealth Management, LLC	188,682	753	1,637,760,000	0.63		Hist	06/30/2023
ROYAL BANK OF CANADA	179,081	60,343	1,554,000,000	0.00		Hist	06/30/2023
MORGAN STANLEY	157,132	-55,809	1,363,910,000	0.00		Hist	06/30/2023
AQR Arbitrage LLC	144,281	65,369	1,252,359,000	0.05		Hist	06/30/2023
Matisse Capital	121,814	0	1,068,309,000			Hist	12/31/2022
CAPTRUST FINANCIAL ADVISORS	110,982	110,982	965,543,000	0.00		Hist	03/31/2023
Clear Creek Financial Management, LLC	107,395	8,332	941,854,000	0.21		Hist	12/31/2022
Shaker Financial Services, LLC	90,613	-2,418	788,334,000	0.34		Hist	03/31/2023
Logan Stone Capital, LLC	87,659	42,171	760,880,000	0.26		Hist	06/30/2023
1607 Capital Partners, LLC	85,836	0	745,056,000	0.05		Hist	06/30/2023
Saba Capital Management, L.P.	81,915	81,915	711,022,000	0.02		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	70,370	-26,864	610,810,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	66,983	-19,631	581,408,000			Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	66,830	55,903	580,084,000	0.01		Hist	06/30/2023
Congress Wealth Management LLC / DE /	41,788	0	362,719,000	0.01		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	40,585	-134,369	352,278,000	0.00		Hist	06/30/2023
Virtus ETF Advisers LLC	36,927	-1,024	320,526,000	0.19		Hist	06/30/2023
Quarry LP	36,900	36,900	320,292,000	0.10		Hist	06/30/2023
MELFA WEALTH MANAGEMENT, LLC	32,847	32,847	288,070,000	0.30		Hist	12/31/2022
FLAGSHIP HARBOR ADVISORS, LLC	28,538	-74,713	247,708,000	0.02		Hist	06/30/2023
ROBINSON CAPITAL MANAGEMENT, LLC	27,277	27,277	236,764,000	0.11		Hist	06/30/2023
HighTower Advisors, LLC	24,396	-4,641	210,000,000	0.00		Hist	06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	23,831	10,285	206,853,000	0.03		Hist	06/30/2023
Capital Investment Advisors, LLC	18,169	-4,012	157,710,000	0.00		Hist	06/30/2023
Qube Research & Technologies Ltd	14,949	0	129,757,000	0.00		Hist	06/30/2023
AEGON USA Investment Management, LLC	13,528	0	117,694,000			Hist	03/31/2023
LPL Financial LLC	12,833	2,433	111,647,000	0.00		Hist	03/31/2023
UBS Group AG	12,609	-2,016	109,446,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	11,800	10,300	102,424,000	0.00		Hist	06/30/2023
Walleye Capital LLC	10,212	-847	88,640,000	0.00		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	5,900	0	51,212,000	0.00		Hist	06/30/2023
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