SPECIAL OPPORTUNITIES FUND, INC. (SPE) [Rocket]

Ownership

SPECIAL OPPORTUNITIES FUND, INC. (SPE)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Relative Value Partners Group, LLC	1,691,718	-18,119	18,981,071,000	1.23		Hist	06/30/2023
RIVERNORTH CAPITAL MANAGEMENT, LLC	378,177	28,625	4,243,146,000	0.21		Hist	06/30/2023
CSS LLC/IL	269,601	0	3,024,923,000	0.19		Hist	06/30/2023
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	257,504	5,418	2,889,195,000	0.76		Hist	06/30/2023
Shaker Financial Services, LLC	206,268	62,837	2,256,572,000	0.99		Hist	03/31/2023
EPIQ PARTNERS, LLC	170,422	-153,914	1,912,135,000	1.30		Hist	06/30/2023
MORGAN STANLEY	139,829	70,368	1,568,887,000	0.00		Hist	06/30/2023
SCOTIA CAPITAL INC.	82,309	-1,979	923,506,000	0.01		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	78,794	3,972	884,069,000			Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	41,973	10,826	478,492,000	0.00		Hist	12/31/2022
ROBINSON CAPITAL MANAGEMENT, LLC	42,338	0	476,303,000	0.21		Hist	06/30/2023
Ancora Advisors, LLC	35,169	-15,588	394,596,000	0.01		Hist	06/30/2023
FIRST MANHATTAN CO. LLC.	33,870	-28,850	380,021,000	0.00		Hist	06/30/2023
Almitas Capital LLC	27,258	4,897	315,375,000	0.13		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	21,150	-3,855	237,294,000	0.00		Hist	06/30/2023
Triad Investment Management	20,614	1,200	235,000,000	0.37		Hist	12/31/2022
WOLVERINE ASSET MANAGEMENT LLC	19,739	-34,861	221,471,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	15,700	-900	176,154,000	0.00		Hist	06/30/2023
Live Oak Private Wealth LLC	14,853	0	166,651,000	0.03		Hist	06/30/2023
HARBOUR INVESTMENTS, INC.	14,160	736	161,425,000	0.01		Hist	12/31/2022
Csenge Advisory Group	14,591	-736	159,627,000	0.01		Hist	03/31/2023
Private Advisor Group, LLC	14,462	-11,333	158,214,000	0.00		Hist	03/31/2023
Atlas Wealth LLC	12,793	12,793	146,736,000	0.03		Hist	06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	11,628	176	130,466,000	0.02		Hist	06/30/2023
Meixler Investment Management, Ltd.	11,599	-2,000	126,893,000	0.12		Hist	03/31/2023
Dynamic Advisor Solutions LLC	10,545	-140	118,315,000	0.01		Hist	06/30/2023
Crewe Advisors LLC	6,970	0	76,252,000	0.01		Hist	03/31/2023
UBS Group AG	6,233	0	69,934,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	2,711	-3	30,000,000	0.00		Hist	06/30/2023
WINMILL & CO. INC	2,000	0	22,440,000	0.01		Hist	06/30/2023
Lindbrook Capital, LLC	1,230	0	14,022,000	0.00		Hist	12/31/2022
SARISSA CONSULTING LLC	59,534	-11,813	736,000	1.05		Hist	06/30/2022
SkyView Investment Advisors, LLC	32,490	15,000	365,000	0.09		Hist	06/30/2023
CVA Family Office, LLC	30	0	337,000	0.00		Hist	06/30/2023
CALTON & ASSOCIATES, INC.	20,828	286	230,000	0.13		Hist	09/30/2022
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