HIGHLAND INCOME FUND (HFRO) [Rocket]

Ownership

HIGHLAND INCOME FUND (HFRO)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	4,429,446	-184,419	39,997,901,000	0.00		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	2,922,007	-14,563	26,385,723,000			Hist	06/30/2023
ROYAL BANK OF CANADA	1,853,472	-162,326	16,736,000,000	0.00		Hist	06/30/2023
LPL Financial LLC	1,485,927	462,390	13,061,295,000	0.01		Hist	03/31/2023
Invesco Ltd.	1,307,704	-83,933	11,808,567,000	0.00		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	951,528	147,916	8,592,296,000	0.00		Hist	06/30/2023
HIGHLAND CAPITAL MANAGEMENT FUND ADVISORS, L.P.	918,047	190,000	8,289,964,000	1.21		Hist	06/30/2023
Atlas Wealth LLC	893,650	-46,426	7,747,946,000	1.43		Hist	06/30/2023
Camelot Portfolios, LLC	496,242	47,752	5,111,294,000	3.78		Hist	12/31/2022
OPPENHEIMER & CO INC	568,441	42,353	4,996,596,000	0.11		Hist	03/31/2023
WELLS FARGO & COMPANY/MN	476,204	-14,144	4,300,129,000	0.00		Hist	06/30/2023
IHT Wealth Management, LLC	487,872	13,403	4,288,399,000	0.24		Hist	03/31/2023
Geneos Wealth Management Inc.	420,944	-38,551	3,801,128,000	0.20		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	364,447	227,206	3,753,882,000	0.00		Hist	12/31/2022
Amundi	367,181	0	3,337,675,000	0.00		Hist	06/30/2023
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	367,516	-24,800	3,318,669,000	0.33		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	318,899	22,124	3,284,660,000	0.01		Hist	12/31/2022
Bulldog Investors, LLP	351,923	-99,704	3,177,865,000	1.05		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	322,277	-192,670	2,909,575,000			Hist	06/30/2023
TRUIST FINANCIAL CORP	252,645	153,450	2,602,249,000	0.00		Hist	12/31/2022
BOKF, NA	208,893	2,169	1,886,304,000	0.04		Hist	06/30/2023
AQR Arbitrage LLC	190,528	162,350	1,720,468,000	0.07		Hist	06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	190,472	6,196	1,719,962,000	0.23		Hist	06/30/2023
Aristides Capital LLC	164,616	0	1,486,482,000	0.60		Hist	06/30/2023
Matisse Capital	135,000	0	1,390,500,000			Hist	12/31/2022
ICON ADVISERS INC/CO	136,449	-90,655	1,232,134,000	0.31		Hist	06/30/2023
HighTower Advisors, LLC	119,393	30,380	1,083,000,000	0.00		Hist	06/30/2023
Marks Group Wealth Management, Inc	118,805	1,690	1,072,809,000	0.13		Hist	06/30/2023
UBS Group AG	107,789	-35,825	973,334,000	0.00		Hist	06/30/2023
Pinnacle Wealth Planning Services, Inc.	89,157	-6,451	805,088,000	0.13		Hist	06/30/2023
Qube Research & Technologies Ltd	83,319	0	752,371,000	0.00		Hist	06/30/2023
Kingsview Wealth Management, LLC	77,070	4,466	695,939,000	0.03		Hist	06/30/2023
Baird Financial Group, Inc.	67,232	14,228	607,105,000	0.00		Hist	06/30/2023
MONECO Advisors, LLC	47,893	-7,474	493,297,000	0.18		Hist	12/31/2022
Cetera Advisor Networks LLC	53,581	-2,150	470,980,000	0.00		Hist	03/31/2023
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