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NUVEEN FLOATING RATE INCOME FUND (JFR)

Portfolio as of:
NameSharesChangeValue% Port% OSHistDate
LPL Financial LLC 2,242,165167,64818,385,750,0000.01  Hist 03/31/2023
WELLS FARGO & COMPANY/MN 1,688,02532,89213,318,516,0000.00  Hist 06/30/2023
MORGAN STANLEY 1,292,309-203,09110,196,318,0000.00  Hist 06/30/2023
Invesco Ltd. 1,052,146-60,1208,301,432,0000.00  Hist 06/30/2023
OAKTREE CAPITAL MANAGEMENT LP 991,759-104,4778,132,423,000   Hist 03/31/2023
GUGGENHEIM CAPITAL LLC 1,012,548-59,3357,989,004,0000.06  Hist 06/30/2023
BANK OF AMERICA CORP /DE/ 936,291-10,3397,387,338,0000.00  Hist 06/30/2023
ROYAL BANK OF CANADA 696,70422,7435,497,000,0000.00  Hist 06/30/2023
Rockefeller Capital Management L.P. 541,306298,8184,270,908,0000.02  Hist 06/30/2023
GOLDMAN SACHS GROUP INC 504,036-9114,133,095,0000.00  Hist 03/31/2023
UBS Group AG 499,015-20,5183,937,228,0000.00  Hist 06/30/2023
Byrne Asset Management LLC 431,397-104,2223,416,664,0002.48  Hist 12/31/2022
Advisors Asset Management, Inc. 416,551-53,8303,286,587,0000.07  Hist 06/30/2023
NATIXIS 402,215402,2153,177,499,0000.03  Hist 06/30/2023
Baird Financial Group, Inc. 396,3581,9763,127,265,0000.01  Hist 06/30/2023
AMERIPRISE FINANCIAL INC 369,40312,8682,914,731,0000.00  Hist 06/30/2023
RFG Advisory, LLC 241,776-8,0121,907,616,0000.08  Hist 06/30/2023
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 221,891221,8911,801,759,000   Hist 09/30/2023
Capital Investment Advisors, LLC 227,413-13,0441,794,286,0000.05  Hist 06/30/2023
Kades & Cheifetz LLC 200,2641,8071,580,085,0001.21  Hist 06/30/2023
ADVISOR GROUP HOLDINGS, INC. 161,2315,2371,272,125,000   Hist 06/30/2023
ENVESTNET ASSET MANAGEMENT INC 155,8005,9081,229,262,0000.00  Hist 06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 115,84195,252913,985,0000.12  Hist 06/30/2023
MELFA WEALTH MANAGEMENT, LLC 112,929112,929894,388,0000.93  Hist 12/31/2022
Logan Stone Capital, LLC 106,006106,006836,387,0000.28  Hist 06/30/2023
F3Logic, LLC 104,01886,967823,821,0000.17  Hist 12/31/2022
Gallagher Benefit Services, Inc. 104,018104,018823,821,0000.17  Hist 12/31/2022
Gallagher Fiduciary Advisors, LLC 95,073-5,544750,126,0000.06  Hist 06/30/2023
Kestra Advisory Services, LLC 89,26189,261704,269,0000.01  Hist 06/30/2023
Koshinski Asset Management, Inc. 88,002-22,670696,976,0000.07  Hist 12/31/2022
WOLVERINE ASSET MANAGEMENT LLC 84,84484,844669,419,0000.01  Hist 06/30/2023
FIRST TRUST ADVISORS LP 77,3352,555610,173,0000.00  Hist 06/30/2023
Congress Park Capital LLC 75,00017,500594,000,0000.35  Hist 12/31/2022
Walleye Capital LLC 74,72674,726589,588,0000.00  Hist 06/30/2023
Saba Capital Management, L.P. 69,96269,962552,000,0000.01  Hist 06/30/2023
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