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FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB)

Portfolio as of:
NameSharesChangeValue% Port% OSHistDate
Consolidated Portfolio Review Corp 611,290102,4481,992,804,0000.47  Hist 06/30/2023
LPL Financial LLC 609,89033,4301,915,055,0000.00  Hist 03/31/2023
MORGAN STANLEY 476,22982,4321,552,507,0000.00  Hist 06/30/2023
Shaker Financial Services, LLC 264,448160,902830,367,0000.36  Hist 03/31/2023
Raymond James Financial Services Advisors, Inc. 193,546-104,356592,251,0000.00  Hist 12/31/2022
FLAGSHIP HARBOR ADVISORS, LLC 124,579-18,425406,128,0000.03  Hist 06/30/2023
ADVISOR GROUP HOLDINGS, INC. 85,53113,865278,830,000   Hist 06/30/2023
SYM FINANCIAL Corp 84,5370275,591,0000.06  Hist 06/30/2023
Csenge Advisory Group 72,261-3,448226,898,0000.02  Hist 03/31/2023
WELLS FARGO & COMPANY/MN 62,916365205,105,0000.00  Hist 06/30/2023
Cetera Advisors LLC 39,2871,000123,361,0000.00  Hist 03/31/2023
ROYAL BANK OF CANADA 36,282-33,000118,000,0000.00  Hist 06/30/2023
Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors 29,124-94189,120,0000.02  Hist 12/31/2022
Advisory Services Network, LLC 20,151065,692,0000.00  Hist 06/30/2023
Quad-Cities Investment Group, LLC 19,223-8,90964,781,0000.04  Hist 09/30/2023
BDO Wealth Advisors, LLC 17,624-11,03755,340,0000.01  Hist 03/31/2023
SILVERHAWK ASSET MANAGEMENT, LLC 16,55116,55153,956,0000.04  Hist 06/30/2023
Cetera Investment Advisers 17,06817,06853,595,0000.00  Hist 03/31/2023
Equitable Holdings, Inc. 16,00016,00052,160,0000.00  Hist 06/30/2023
Private Advisor Group, LLC 15,47515,47548,592,0000.00  Hist 03/31/2023
Steward Partners Investment Advisory, LLC 7,408024,150,0000.00  Hist 06/30/2023
Lindbrook Capital, LLC 5,000015,300,0000.00  Hist 12/31/2022
UBS Group AG 2,6352,6358,590,0000.00  Hist 06/30/2023
HARBOUR INVESTMENTS, INC. 2,390-1,0007,313,0000.00  Hist 12/31/2022
JPMORGAN CHASE & CO 9019012,937,0000.00  Hist 06/30/2023
American Portfolios Advisors 6046041,727,0000.00  Hist 09/30/2022
Alpine Global Management, LLC 75,03575,035245,0000.07  Hist 06/30/2023
Good Life Advisors, LLC 50,183-606144,0000.02  Hist 09/30/2022
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