TEKLA LIFE SCIENCES INVESTORS (HQL) [Rocket]

Ownership

TEKLA LIFE SCIENCES INVESTORS (HQL)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	578,935	134,882	7,838,780,000	0.00		Hist	06/30/2023
1607 Capital Partners, LLC	479,415	15,700	6,491,279,000	0.47		Hist	06/30/2023
NEEDHAM INVESTMENT MANAGEMENT LLC	299,032	-150,968	4,249,245,000	0.77		Hist	12/31/2022
Allspring Global Investments Holdings, LLC	309,615	153,731	4,192,187,000	0.01		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	255,483	243,537	3,630,393,000	0.00		Hist	12/31/2022
Cornerstone Advisors, LLC	257,299	78,809	3,483,828,000	0.17		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	235,487	-70,853	3,188,493,000	0.04		Hist	06/30/2023
FLAGSHIP HARBOR ADVISORS, LLC	231,251	-124,432	3,131,146,000	0.26		Hist	06/30/2023
RPO LLC	186,100	186,100	2,519,794,000	2.51		Hist	06/30/2023
LPL Financial LLC	167,611	5,723	2,334,815,000	0.00		Hist	03/31/2023
AQR Arbitrage LLC	143,563	89,852	1,943,843,000	0.08		Hist	06/30/2023
Saba Capital Management, L.P.	136,963	136,963	1,854,479,000	0.05		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	133,428	-2,340	1,806,395,000	0.00		Hist	06/30/2023
Advisors Asset Management, Inc.	119,962	12,913	1,624,285,000	0.03		Hist	06/30/2023
180 WEALTH ADVISORS, LLC	108,999	-459	1,464,947,000	0.32		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	105,438	-19,641	1,427,622,000	0.00		Hist	06/30/2023
Thomas J. Herzfeld Advisors, Inc.	103,490	103,490	1,401,255,000			Hist	06/30/2023
Cetera Investment Advisers	92,800	13,123	1,292,704,000	0.01		Hist	03/31/2023
BANK OF AMERICA CORP /DE/	93,702	189	1,268,727,000	0.00		Hist	06/30/2023
Logan Stone Capital, LLC	79,224	79,224	1,072,693,000	0.36		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	76,040	5,257	1,029,577,000			Hist	06/30/2023
Shaker Financial Services, LLC	66,528	1,500	926,736,000	0.41		Hist	03/31/2023
Raymond James Financial Services Advisors, Inc.	63,511	-9,782	902,499,000	0.00		Hist	12/31/2022
Quantedge Capital Pte Ltd	58,720	33,200	795,069,000	0.35		Hist	06/30/2023
STIFEL FINANCIAL CORP	53,926	-4,500	730,158,000	0.00		Hist	06/30/2023
Walleye Capital LLC	53,220	-3,097	720,599,000	0.00		Hist	06/30/2023
Woodline Partners LP	52,912	0	716,428,000	0.01		Hist	06/30/2023
UBS Group AG	48,173	2,117	652,263,000	0.00		Hist	06/30/2023
BOOTHBAY FUND MANAGEMENT, LLC	45,969	45,969	622,420,000	0.01		Hist	06/30/2023
Atlantic Union Bankshares Corp	39,548	-29,203	535,480,000	0.05		Hist	06/30/2023
Qube Research & Technologies Ltd	37,446	0	507,019,000	0.00		Hist	06/30/2023
Kingsview Wealth Management, LLC	36,687	-471	496,742,000	0.02		Hist	06/30/2023
Atria Wealth Solutions, Inc.	33,002	-5,501	446,906,000	0.01		Hist	06/30/2023
ROYAL BANK OF CANADA	32,894	-5,081	446,000,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	30,902	1,817	418,418,000	0.00		Hist	06/30/2023
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