TEKLA HEALTHCARE INVESTORS (HQH) [Rocket]

Ownership

TEKLA HEALTHCARE INVESTORS (HQH)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	3,199,464	80,664	54,550,878,000	0.01		Hist	06/30/2023
ROYAL BANK OF CANADA	531,102	-19,808	9,055,000,000	0.00		Hist	06/30/2023
LPL Financial LLC	299,280	8,639	5,282,299,000	0.00		Hist	03/31/2023
Cornerstone Advisors, LLC	285,159	260,559	4,861,961,000	0.23		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	260,163	-22,571	4,435,779,000	0.05		Hist	06/30/2023
RPO LLC	255,773	255,773	4,360,930,000	4.35		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	238,048	-110,364	4,285,018,000	0.01		Hist	12/31/2022
NEEDHAM INVESTMENT MANAGEMENT LLC	216,331	-118,469	3,893,958,000	0.70		Hist	12/31/2022
WELLS FARGO & COMPANY/MN	213,021	-40,044	3,632,006,000	0.00		Hist	06/30/2023
UBS Group AG	208,137	8,061	3,548,736,000	0.00		Hist	06/30/2023
BANK OF AMERICA CORP /DE/	185,416	-1,753	3,161,339,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	157,268	16,003	2,681,478,000			Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	143,701	11,971	2,586,617,000	0.00		Hist	12/31/2022
Advisors Asset Management, Inc.	143,319	9,094	2,443,589,000	0.05		Hist	06/30/2023
AQR Arbitrage LLC	141,402	87,135	2,410,904,000	0.10		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	140,272	21,124	2,390,882,000	0.00		Hist	06/30/2023
FIRST TRUST ADVISORS LP	131,880	-7,237	2,248,554,000	0.00		Hist	06/30/2023
Saba Capital Management, L.P.	128,235	128,235	2,186,407,000	0.06		Hist	06/30/2023
MATRIX PRIVATE CAPITAL GROUP LLC	114,156	-42,357	1,946,360,000	1.42		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	107,005	19,437	1,825,356,000	0.04		Hist	06/30/2023
Logan Stone Capital, LLC	104,866	104,866	1,787,965,000	0.61		Hist	06/30/2023
Cetera Investment Advisers	82,785	14,120	1,461,155,000	0.01		Hist	03/31/2023
Karpus Management, Inc.	85,634	85,634	1,460,060,000	0.05		Hist	06/30/2023
Quantedge Capital Pte Ltd	81,600	65,000	1,391,280,000	0.62		Hist	06/30/2023
OPPENHEIMER & CO INC	76,611	910	1,352,184,000	0.03		Hist	03/31/2023
Eudaimonia Partners, LLC	58,692	-4,833	1,000,703,000	0.23		Hist	06/30/2023
Cyndeo Wealth Partners, LLC	63,894	-71	993,552,000	0.10		Hist	09/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	53,097	-12,551	905,304,000	0.12		Hist	06/30/2023
Cetera Advisor Networks LLC	46,267	16,799	816,618,000	0.01		Hist	03/31/2023
Atria Wealth Solutions, Inc.	40,910	-5,608	697,524,000	0.01		Hist	06/30/2023
Claraphi Advisory Network, LLC	37,878	-12,191	681,814,000			Hist	12/31/2022
Invesco Ltd.	38,740	-10,467	660,517,000	0.00		Hist	06/30/2023
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	38,313	0	653,249,000	0.06		Hist	06/30/2023
Qube Research & Technologies Ltd	37,717	0	643,075,000	0.00		Hist	06/30/2023
NewEdge Advisors, LLC	33,551	2,224	572,045,000	0.01		Hist	06/30/2023
<< Prev Next >>