SWISS HELVETIA FUND, INC. (SWZ) [Rocket]

Ownership

SWISS HELVETIA FUND, INC. (SWZ)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Allspring Global Investments Holdings, LLC	1,795,664	417,722	14,760,358,000	0.02		Hist	06/30/2023
1607 Capital Partners, LLC	337,646	2,880	2,775,450,000	0.20		Hist	06/30/2023
CSS LLC/IL	297,160	9,447	2,442,655,000	0.15		Hist	06/30/2023
Shaker Financial Services, LLC	285,163	55,669	2,261,343,000	0.99		Hist	03/31/2023
GARDNER RUSSO & QUINN LLC	262,045	3,886	2,154,012,000	0.02		Hist	06/30/2023
Bulldog Investors, LLP	237,472	0	1,952,020,000	0.65		Hist	06/30/2023
MORGAN STANLEY	97,610	10,238	802,354,000	0.00		Hist	06/30/2023
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	93,436	-2,247	768,044,000	0.20		Hist	06/30/2023
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD	87,318	-495,034	718,627,000	0.06		Hist	06/30/2023
Uncommon Cents Investing LLC	90,144	0	681,487,000	0.25		Hist	12/31/2022
UBS Group AG	68,141	15,422	560,119,000	0.00		Hist	06/30/2023
Atlas Wealth LLC	63,138	746	532,885,000	0.10		Hist	06/30/2023
Cetera Investment Advisers	45,200	-7,650	358,436,000	0.00		Hist	03/31/2023
SageView Advisory Group, LLC	31,900	31,900	262,218,000	0.01		Hist	06/30/2023
Dynamic Advisor Solutions LLC	27,417	2,452	225,368,000	0.01		Hist	06/30/2023
Karpus Management, Inc.	22,910	22,910	188,320,000	0.01		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	21,175	-2,588	160,083,000	0.00		Hist	12/31/2022
AQR Arbitrage LLC	17,406	17,406	143,077,000	0.01		Hist	06/30/2023
GAMCO INVESTORS, INC. ET AL	16,048	0	131,915,000	0.00		Hist	06/30/2023
Capital Investment Counsel, Inc	14,961	0	122,979,000	0.02		Hist	06/30/2023
Kestra Advisory Services, LLC	12,876	0	105,841,000	0.00		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	12,600	12,600	95,256,000	0.00		Hist	12/31/2022
BANK OF AMERICA CORP /DE/	6,908	0	56,784,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	5,188	0	43,000,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	5,002	-4,799	41,116,000	0.00		Hist	06/30/2023
JPMORGAN CHASE & CO	4,766	2,185	39,177,000	0.00		Hist	06/30/2023
WINMILL & CO. INC	3,270	0	26,879,000	0.01		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	3,082	-12	25,333,000			Hist	06/30/2023
Ancora Advisors, LLC	1,068	0	8,779,000	0.00		Hist	06/30/2023
WOLVERINE ASSET MANAGEMENT LLC	812	-25,314	6,674,000	0.00		Hist	06/30/2023
LAZARD ASSET MANAGEMENT LLC	804,217	0	6,079,000	0.01		Hist	12/31/2022
Cambridge Investment Research Advisors, Inc.	12,929	153	106,000	0.00		Hist	06/30/2023
North Star Investment Management Corp.	1,448	0	10,000	0.00		Hist	09/30/2022