ELLSWORTH GROWTH & INCOME FUND LTD (ECF) [Rocket]

Ownership

ELLSWORTH GROWTH & INCOME FUND LTD (ECF)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
Saba Capital Management, L.P.	704,251	-31,986	6,056,559,000	0.16		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	553,658	202,902	4,761,458,000	0.00		Hist	06/30/2023
MORGAN STANLEY	449,536	51,186	3,866,011,000	0.00		Hist	06/30/2023
AMERIPRISE FINANCIAL INC	272,341	28,033	2,342,249,000	0.00		Hist	06/30/2023
GUGGENHEIM CAPITAL LLC	247,145	34,120	2,125,447,000	0.02		Hist	06/30/2023
Advisors Asset Management, Inc.	184,999	136,501	1,590,991,000	0.03		Hist	06/30/2023
WNY Asset Management, LLC	176,264	28,918	1,515,871,000	0.32		Hist	06/30/2023
Aviance Capital Partners, LLC	167,522	2,198	1,440,687,000	0.31		Hist	06/30/2023
Invesco Ltd.	159,839	15,689	1,374,615,000	0.00		Hist	06/30/2023
Baird Financial Group, Inc.	120,019	2,868	1,032,163,000	0.00		Hist	06/30/2023
FourThought Financial Partners, LLC	105,446	105,446	906,838,000	0.12		Hist	06/30/2023
AQR Arbitrage LLC	103,951	32,870	893,979,000	0.04		Hist	06/30/2023
Bulldog Investors, LLP	97,076	25,191	834,854,000	0.28		Hist	06/30/2023
NewEdge Advisors, LLC	72,816	1,065	626,221,000	0.01		Hist	06/30/2023
Raymond James Financial Services Advisors, Inc.	72,824	-280,143	581,135,000	0.00		Hist	12/31/2022
Cornerstone Advisors, LLC	66,516	66,516	572,038,000	0.03		Hist	06/30/2023
Institute for Wealth Management, LLC.	65,013	-625	518,802,000	0.11		Hist	12/31/2022
9258 Wealth Management, LLC	58,068	-3,648	499,384,000	0.09		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	55,579	-7,619	443,520,000	0.00		Hist	12/31/2022
ROYAL BANK OF CANADA	39,216	-18	337,000,000	0.00		Hist	06/30/2023
Shaker Financial Services, LLC	36,782	14,014	298,303,000	0.13		Hist	03/31/2023
UBS Group AG	34,136	-876	293,570,000	0.00		Hist	06/30/2023
Relative Value Partners Group, LLC	32,006	0	275,252,000	0.02		Hist	06/30/2023
OAK HARBOR WEALTH PARTNERS, LLC	31,735	-208	272,921,000	0.09		Hist	06/30/2023
CAPTRUST FINANCIAL ADVISORS	33,145	11,884	268,806,000	0.00		Hist	03/31/2023
Claraphi Advisory Network, LLC	31,100	13,493	248,178,000			Hist	12/31/2022
ADVISOR GROUP HOLDINGS, INC.	23,757	-2,007	204,310,000			Hist	06/30/2023
HighTower Advisors, LLC	21,283	21,283	178,000,000	0.00		Hist	06/30/2023
Private Advisor Group, LLC	21,473	327	174,146,000	0.00		Hist	03/31/2023
Ruggaard & Associates LLC	18,772	0	161,439,000	0.09		Hist	06/30/2023
Logan Stone Capital, LLC	13,996	-14,095	120,366,000	0.04		Hist	06/30/2023
STIFEL FINANCIAL CORP	12,596	1,100	108,326,000	0.00		Hist	06/30/2023
BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	12,220	10,892	105,092,000	0.03		Hist	06/30/2023
PNC FINANCIAL SERVICES GROUP, INC.	12,000	0	103,200,000	0.00		Hist	06/30/2023
Perigon Wealth Management, LLC	11,895	0	102,297,000			Hist	06/30/2023
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