APPLIED OPTOELECTRONICS, INC. (AAOI) [Rocket]

Ownership

APPLIED OPTOELECTRONICS, INC. (AAOI)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
AMERIPRISE FINANCIAL INC	1,267,740	-62,375	7,555,730,000	0.00	4.36	Hist	06/30/2023
Portolan Capital Management, LLC	1,214,989	1,214,989	7,241,334,000	0.64	4.18	Hist	06/30/2023
VANGUARD GROUP INC	1,208,859	5,015	7,204,800,000	0.00	4.16	Hist	06/30/2023
ROYCE & ASSOCIATES LP	1,002,188	304,978	5,973,040,000	0.06	3.45	Hist	06/30/2023
EAM Investors, LLC	757,304	757,304	4,513,532,000	0.84	2.61	Hist	06/30/2023
BlackRock Inc.	715,863	-161,460	4,266,543,000	0.00	2.46	Hist	06/30/2023
KENNEDY CAPITAL MANAGEMENT, INC.	525,905	425	3,134,394,000	0.07	1.81	Hist	06/30/2023
MARSHALL WACE, LLP	489,680	214,623	2,918,492,000	0.01	1.69	Hist	06/30/2023
UBS Group AG	405,234	121,366	2,415,195,000	0.00	1.39	Hist	06/30/2023
Alyeska Investment Group, L.P.	396,645	396,645	2,364,004,000	0.02	1.37	Hist	06/30/2023
GEODE CAPITAL MANAGEMENT, LLC	347,862	13,953	2,073,257,000	0.00	1.20	Hist	06/30/2023
CITIGROUP INC	316,398	0	1,885,732,000	0.00	1.09	Hist	06/30/2023
Kovack Advisors, Inc.	932,151	-18,750	1,761,765,000	0.26	3.34	Hist	12/31/2022
Collaborative Holdings Management LP	265,000	265,000	1,579,400,000	6.22	0.91	Hist	06/30/2023
GAMCO INVESTORS, INC. ET AL	183,000	149,000	1,090,680,000	0.01	0.63	Hist	06/30/2023
BRIDGEWAY CAPITAL MANAGEMENT, LLC	120,500	16,700	718,180,000	0.02	0.41	Hist	06/30/2023
ARDSLEY ADVISORY PARTNERS LP	115,000	115,000	680,800,000	0.12	0.40	Hist	06/30/2023
GABELLI FUNDS LLC	110,500	-9,500	658,580,000	0.00	0.38	Hist	06/30/2023
STATE STREET CORP	108,498	10,600	646,648,000	0.00	0.37	Hist	06/30/2023
DEUTSCHE BANK AG\	105,788	105,788	630,496,000	0.00	0.36	Hist	06/30/2023
NORTHERN TRUST CORP	75,634	2,015	450,779,000	0.00	0.26	Hist	06/30/2023
TWO SIGMA ADVISERS, LP	69,000	-217,200	411,240,000	0.00	0.24	Hist	06/30/2023
Squarepoint Ops LLC	61,535	61,535	366,749,000	0.00	0.21	Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	53,025	-19,750	316,029,000			Hist	06/30/2023
MORGAN STANLEY	52,422	17,258	312,435,000	0.00	0.18	Hist	06/30/2023
MILLENNIUM MANAGEMENT LLC	51,653	4,155	307,852,000	0.00	0.18	Hist	06/30/2023
DIMENSIONAL FUND ADVISORS LP	51,356	-8	306,082,000	0.00	0.18	Hist	06/30/2023
FRANKLIN RESOURCES INC	37,904	0	225,908,000	0.00	0.13	Hist	06/30/2023
GABELLI & Co INVESTMENT ADVISERS, INC.	36,500	21,000	217,540,000	0.04	0.13	Hist	06/30/2023
Cetera Advisor Networks LLC	94,000	13,000	207,740,000	0.00	0.32	Hist	03/31/2023
WOLVERINE TRADING, LLC	28,456	28,456	154,516,000	0.00	0.10	Hist	06/30/2023
JANE STREET GROUP, LLC	23,747	-2,418	141,532,000	0.00	0.08	Hist	06/30/2023
D. E. SHAW & CO, L.P.	18,202,261	16,813,939	93,559,622			Hist	12/31/2021
GOLDMAN SACHS GROUP INC	36,575	9,635	80,831,000	0.00	0.13	Hist	03/31/2023
Bank of New York Mellon Corp	10,551	0	62,882,000	0.00	0.04	Hist	06/30/2023
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