RIVERNORTH OPPORTUNITIES FUND, INC. (RIV) [Rocket]

Ownership

RIVERNORTH OPPORTUNITIES FUND, INC. (RIV)

Portfolio as of:

Name	Shares	Change	Value	% Port	% OS	Hist	Date
MORGAN STANLEY	1,557,059	154,905	17,812,755,000	0.00		Hist	06/30/2023
MANGROVE PARTNERS	379,395	187,404	4,340,279,000	0.30		Hist	06/30/2023
B. Riley Wealth Advisors, Inc.	236,940	13,086	2,711,862,000	0.06		Hist	06/30/2023
Shaker Financial Services, LLC	227,746	227,746	2,587,195,000	1.13		Hist	03/31/2023
BANK OF AMERICA CORP /DE/	205,947	3,138	2,356,034,000	0.00		Hist	06/30/2023
WELLS FARGO & COMPANY/MN	182,200	26,633	2,084,361,000	0.00		Hist	06/30/2023
ROYAL BANK OF CANADA	135,519	31,248	1,550,000,000	0.00		Hist	06/30/2023
ADVISOR GROUP HOLDINGS, INC.	120,027	16,904	1,373,113,000			Hist	06/30/2023
Baird Financial Group, Inc.	81,773	25,167	935,483,000	0.00		Hist	06/30/2023
NATIONS FINANCIAL GROUP INC, /IA/ /ADV	77,586	2,698	887,591,000	0.09		Hist	06/30/2023
ENVESTNET ASSET MANAGEMENT INC	71,194	71,194	814,459,000	0.00		Hist	06/30/2023
Marks Group Wealth Management, Inc	67,188	67,188	768,631,000	0.09		Hist	06/30/2023
Tennessee Valley Asset Management Partners	60,837	5,210	747,082,000	0.26		Hist	12/31/2022
B. Riley Wealth Management, Inc.	186,008	186,008	721,909,000	0.84		Hist	06/30/2022
NewEdge Advisors, LLC	57,500	-200	657,800,000	0.01		Hist	06/30/2023
Sigma Planning Corp	41,245	-2,170	506,497,000	0.02		Hist	12/31/2022
U.S. Capital Wealth Advisors, LLC	36,704	8,149	419,894,000	0.02		Hist	06/30/2023
RAYMOND JAMES & ASSOCIATES	32,555	8,443	399,775,000	0.00		Hist	12/31/2022
SeaCrest Wealth Management, LLC	33,065	2,807	378,264,000	0.05		Hist	06/30/2023
CSS LLC/IL	33,003	1,325	377,554,000	0.02		Hist	06/30/2023
LANDSCAPE CAPITAL MANAGEMENT, L.L.C.	30,428	-38,012	348,096,000	0.05		Hist	06/30/2023
OPPENHEIMER & CO INC	25,980	3,485	295,133,000	0.01		Hist	03/31/2023
Cornerstone Advisors, LLC	25,459	25,459	291,251,000	0.01		Hist	06/30/2023
Sheaff Brock Investment Advisors, LLC	23,500	3,000	268,840,000	0.02		Hist	06/30/2023
Private Advisor Group, LLC	22,701	1,552	257,884,000	0.00		Hist	03/31/2023
AEGON USA Investment Management, LLC	22,664	22,664	257,463,000			Hist	03/31/2023
LPL Financial LLC	21,416	-17,162	243,284,000	0.00		Hist	03/31/2023
UBS Group AG	17,179	-5,213	196,528,000	0.00		Hist	06/30/2023
CLOUGH CAPITAL PARTNERS L P	16,503	16,503	188,794,000	0.02		Hist	06/30/2023
Quarry LP	16,503	10,903	188,794,000	0.06		Hist	06/30/2023
Perennial Investment Advisors, LLC	16,328	16,328	186,792,000	0.03		Hist	06/30/2023
HighTower Advisors, LLC	12,500	0	143,000,000	0.00		Hist	06/30/2023
STIFEL FINANCIAL CORP	11,999	0	137,269,000	0.00		Hist	06/30/2023
BDO Wealth Advisors, LLC	10,570	-6,552	120,076,000	0.01		Hist	03/31/2023
OLIVER LAGORE VANVALIN INVESTMENT GROUP	2,400	1,400	27,456,000	0.01		Hist	06/30/2023
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