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THOMPSON DAVIS & CO., INC.
> APEN
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 06/30/2023 | Apollo Endosurgery, Inc. | APEN | 0 | -27,000 | 0 | -269,190,000 | |
| 12/31/2022 | Apollo Endosurgery, Inc. | APEN | 27,000 | -47,078 | 269,190,000 | 268,782,000 | $9,970.00 |
| 09/30/2022 | Apollo Endosurgery, Inc. | APEN | 74,078 | -3,972 | 408,000 | 123,000 | $5.51 |
| 06/30/2022 | Apollo Endosurgery, Inc. | APEN | 78,050 | -74,271 | 285,000 | -637,000 | $3.65 |
| 03/31/2022 | Apollo Endosurgery, Inc. | APEN | 152,321 | -8,258 | 922,000 | -432,000 | $6.05 |
| 12/31/2021 | Apollo Endosurgery, Inc. | APEN | 160,579 | 158,579 | 1,354,000 | 1,340,000 | $8.43 |
| 09/30/2018 | Apollo Endosurgery, Inc. | APEN | 2,000 | 250 | 14,000 | 2,000 | $7.00 |
| 06/30/2018 | Apollo Endosurgery, Inc. | APEN | 1,750 | 1,250 | 12,000 | 9,000 | $6.86 |
| 03/31/2018 | Apollo Endosurgery, Inc. | APEN | 500 | 250 | 3,000 | 2,000 | $6.00 |
| 12/31/2017 | Apollo Endosurgery, Inc. | APEN | 250 | 250 | 1,000 | 1,000 | $4.00 |
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