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FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD
> AC
| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 12/31/2018 | Associated Capital Group, Inc. | AC | 0 | -12,845 | 0 | -547,000 | |
| 09/30/2018 | Associated Capital Group, Inc. | AC | 12,845 | -36,761 | 547,000 | -1,336,000 | $42.58 |
| 06/30/2018 | Associated Capital Group, Inc. | AC | 49,606 | -106,664 | 1,883,000 | -3,969,000 | $37.96 |
| 03/31/2018 | Associated Capital Group, Inc. | AC | 156,270 | 6,001 | 5,852,000 | 728,000 | $37.45 |
| 12/31/2017 | Associated Capital Group, Inc. | AC | 150,269 | 34,665 | 5,124,000 | 997,000 | $34.10 |
| 09/30/2017 | Associated Capital Group, Inc. | AC | 115,604 | 42,734 | 4,127,000 | 1,649,000 | $35.70 |
| 06/30/2017 | Associated Capital Group, Inc. | AC | 72,870 | 46,229 | 2,478,000 | 1,515,000 | $34.01 |
| 03/31/2017 | Associated Capital Group, Inc. | AC | 26,641 | -3,134 | 963,000 | -15,000 | $36.15 |
| 12/31/2016 | Associated Capital Group, Inc. | AC | 29,775 | -710 | 978,000 | -103,000 | $32.85 |
| 09/30/2016 | Associated Capital Group, Inc. | AC | 30,485 | 30,485 | 1,081,000 | 1,081,000 | $35.46 |
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