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CARLSON CAPITAL L P
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| Date | Name | Ticker | Shares | Change | Value | Change | Price |
| 09/30/2020 | LEGG MASON, INC. | LM | 0 | -2,908,829 | 0 | -144,714,000 | |
| 06/30/2020 | LEGG MASON, INC. | LM | 2,908,829 | 962,499 | 144,714,000 | 49,636,000 | $49.75 |
| 03/31/2020 | LEGG MASON, INC. | LM | 1,946,330 | 1,946,330 | 95,078,000 | 95,078,000 | $48.85 |
| 06/30/2012 | LEGG MASON, INC. | LM | 0 | -290,002 | 0 | -8,100,000 | |
| 03/31/2012 | LEGG MASON, INC. | LM | 290,002 | -461,702 | 8,100,000 | -9,978,000 | $27.93 |
| 12/31/2011 | LEGG MASON, INC. | LM | 751,704 | 504,654 | 18,078,000 | 11,726,000 | $24.05 |
| 09/30/2011 | LEGG MASON, INC. | LM | 247,050 | -287,850 | 6,352,000 | -11,171,000 | $25.71 |
| 06/30/2011 | LEGG MASON, INC. | LM | 534,900 | 520,400 | 17,523,000 | 17,000,000 | $32.76 |
| 03/31/2011 | LEGG MASON, INC. | LM | 14,500 | -326,800 | 523,000 | -9,822,000 | $36.07 |
| 09/30/2010 | LEGG MASON, INC. | LM | 341,300 | -143,619 | 10,345,000 | -4,702,000 | $30.31 |
| 09/30/2009 | LEGG MASON, INC. | LM | 484,919 | 304,419 | 15,047,000 | 10,646,000 | $31.03 |
| 06/30/2009 | LEGG MASON, INC. | LM | 180,500 | 180,500 | 4,401,000 | 4,401,000 | $24.38 |
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